RECITALSAdministration Agreement • July 11th, 2005 • Boulder Growth & Income Fund • Maryland
EXHIBIT 99.(2)(j) CUSTODY AGREEMENT WITH IBT CUSTODIAN AGREEMENT AGREEMENT made as of this 29th day of September 2004, between Boulder Growth & Income Fund, Inc., a company organized under the laws of the state of Maryland (the "Fund"), and INVESTORS...Custodian Agreement • July 11th, 2005 • Boulder Growth & Income Fund • Massachusetts
USLIFE INCOME FUND, INC. Date: January 9, 1998 Transfer Agent AgreementAgency Agreement • November 20th, 2002 • Boulder Growth & Income Fund • New York
EXHIBIT 99.(k)(ix) FORM OF BROKER DEALER AGREEMENT FORM OF BROKER-DEALER AGREEMENT This Broker-Dealer Agreement dated as of __________, 2005, is between DEUTSCHE BANK TRUST COMPANY AMERICAS (the "Auction Agent") (not in its individual capacity, but...Broker Dealer Agreement • October 7th, 2005 • Boulder Growth & Income Fund • New York
EXHIBIT 99.(2)(k)(iv) ADMINISTRATION AGREEMENT WITH IBT ADMINISTRATION AGREEMENT AGREEMENT made as of 29th day of September 2004 by and between Boulder Growth & Income Fund, Inc., a corporation organized under the laws of Maryland (the "Fund"), and...Administration Agreement • July 11th, 2005 • Boulder Growth & Income Fund • Massachusetts
EXHIBIT 99.2(k)(viii) AUCTION AGENCY AGREEMENT BOULDER GROWTH & INCOME FUND, INC. AUCTION AGENCY AGREEMENT dated as of __________, 2005 relating to the AUCTION MARKET PREFERRED STOCK DEUTSCHE BANK TRUST COMPANY AMERICAS as Auction Agent AUCTION AGENCY...Auction Agency Agreement • October 7th, 2005 • Boulder Growth & Income Fund • New York
DELEGATION AGREEMENTDelegation Agreement • July 11th, 2005 • Boulder Growth & Income Fund
INVESTMENT ADVISORY AGREEMENT BETWEEN USLIFE INCOME FUND, INC. AND THE VARIABLE ANNUITY LIFE INSURANCE COMPANYInvestment Advisory Agreement • February 27th, 1998 • Uslife Income Fund Inc • Texas
EXHIBIT 99.(2)(k)(v) COLLATERAL SECURITIES ACCOUNT AGREEMENT COLLATERAL SECURITIES ACCOUNT AGREEMENT AGREEMENT, dated as of October 1, 2004, among BOULDER GROWTH & INCOME FUND, INC. ("Borrower"), a corporation organized under the laws of Maryland and...Account Agreement • July 11th, 2005 • Boulder Growth & Income Fund • New York
EXHIBIT (k)(iv) INFORMATION AGENT FEE AGREEMENT October 25, 2002 Boulder Growth & Income Fund, Inc. 1680 38th Street, suite 800 Boulder, CO 80301 Re: Letter of Agreement Gentlemen: This Letter of Agreement, including the Appendix attached hereto...Boulder Growth & Income Fund • November 20th, 2002 • New York
EXHIBIT 99.(2)(k)(i) TRANSFER AGENCY AGREEMENT WITH PFPC TRANSFER AGENCY SERVICES AGREEMENT THIS AGREEMENT is made as of September 2, 2003 by and between PFPC INC., a Massachusetts corporation ("PFPC"), BOULDER GROWTH & INCOME FUND, INC., a Maryland...Agency Services Agreement • July 11th, 2005 • Boulder Growth & Income Fund
BOULDER GROWTH & INCOME FUND, INC. INVESTMENT SUB-ADVISORY AGREEMENTInvestment Sub-Advisory Agreement • February 10th, 2023 • SRH Total Return Fund, Inc.
This AGREEMENT, dated as of February 24, 2022, by and between Paralel Advisors LLC (the "Investment Adviser"), a Delaware limited liability company having its principal place of business at 1700 Broadway, Suite 1230, Denver, Colorado 80290, and Rocky Mountain Advisers, LLC, an Alaska limited liability company (the "Sub-Adviser"), having its principal place of business at 2121 E. Crawford Place, Salina, KS 67401.
INVESTMENT ADVISORY AGREEMENTInvestment Advisory Agreement • February 10th, 2023 • SRH Total Return Fund, Inc. • Delaware
This Investment Advisory Agreement (the "Agreement") is made and entered into as of this 24th day of February 2022, by and between Paralel Advisors LLC, a Delaware limited liability company (the “Adviser"), and Boulder Growth & Income Fund, Inc., a Maryland corporation (the "Fund").
INVESTMENT ADVISORY AGREEMENTInvestment Advisory Agreement • January 29th, 2016 • Boulder Growth & Income Fund • Colorado
THIS INVESTMENT ADVISORY AGREEMENT (this "Agreement") is made as of the 20th day of March, 2015, by and among STEWART WEST INDIES TRADING CO., LTD. (aka Stewart Investment Advisers), a Barbados international business company (the "Adviser") and BOULDER GROWTH & INCOME FUND, INC., a Maryland corporation (the "Fund").
AGREEMENT AND PLAN OF REORGANIZATIONAgreement and Plan of Reorganization • July 30th, 2015 • Boulder Growth & Income Fund • Maryland
THIS AGREEMENT AND PLAN OF REORGANIZATION (the “Agreement”) is made as of this 5th day of March, 2015 by and among Boulder Growth & Income Fund, Inc., a Maryland corporation (“BIF” or the “Acquiring Fund”); Boulder Total Return Fund, Inc., a Maryland corporation (“BTF”), The Denali Fund Inc., a Maryland corporation (“DNY”), and First Opportunity Fund, Inc., a Maryland corporation (“FOFI”)(each of BTF, DNY and FOFI, a “Selling Fund” and collectively the “Selling Funds”) (each of the Acquiring Fund and Selling Funds referred to herein as a “Fund” and collectively, the “Funds”). The principal place of business of the Acquiring Fund and the Selling Funds is 2344 Spruce Street, Suite A, Boulder, Colorado 80302.
AMENDMENT TO INVESTMENT ADVISORY AGREEMENTSInvestment Advisory Agreements • January 28th, 2014 • Boulder Growth & Income Fund
This amendment to Investment Advisory Agreements (this “Amendment”) is entered into as of the 31st day of October, 2013, by and among Boulder Growth & Income Fund, Inc., a Maryland corporation (the “Fund”), Boulder Investment Advisers, L.L.C. a Colorado limited liability company (“BIA”) and Stewart Investment Advisers, a Barbados international business company (“SIA” and, together with BIA, the “Advisers”).
EXHIBIT (g)(i) INVESTMENT ADVISORY AGREEMENT (BIA) INVESTMENT ADVISORY AGREEMENT THIS INVESTMENT ADVISORY AGREEMENT (this "Agreement") is made as of the 26th of April, 2002, by and among BOULDER INVESTMENT ADVISERS, L.L.C., a Colorado limited...Investment Advisory Agreement • November 20th, 2002 • Boulder Growth & Income Fund • Colorado
RECITALSAdministration Agreement • November 20th, 2002 • Boulder Growth & Income Fund • Maryland
AMENDMENT AGREEMENTAmendment Agreement • March 7th, 2014 • Boulder Growth & Income Fund • New York
AMENDMENT AGREEMENT (“Amendment”) dated as of December 31, 2013 to the Committed Facility Agreement dated as of March 19, 2013 between BNP Paribas Prime Brokerage, Inc. (“BNPP”) and Boulder Growth & Income Fund, Inc. (“Customer”), (the “Agreement”).
EXHIBIT (p) FORM OF LETTER AGREEMENT BETWEEN THE FUND AND USLIFE CORPORATION 125 Maiden Lane New York, NY 10038 212 422 5670 USLIFE CORPORATION December 1, 1972 USLIFE Income Fund, Inc. 125 Maiden Lane New York, New York 10038 Dear Sirs: In connection...Boulder Growth & Income Fund • November 20th, 2002
EXHIBIT 99.(2)(h) FORM OF PURCHASE AGREEMENT Boulder Growth & Income Fund, Inc. (a Maryland corporation) Auction Market Preferred Shares ("AMPS") of Beneficial Interest [1,000] Shares [ ]% AMPS Liquidation Preference $25,000 per Share PURCHASE AGREEMENTOf Purchase Agreement • October 7th, 2005 • Boulder Growth & Income Fund • New York
FORM OF AGREEMENT AND PLAN OF REORGANIZATIONForm of Agreement and Plan of Reorganization • March 7th, 2014 • Boulder Growth & Income Fund • Maryland
THIS AGREEMENT AND PLAN OF REORGANIZATION (the “Agreement”) is made as of this day of , 2014 by and among Boulder Growth & Income Fund, Inc., a Maryland corporation (“BIF” or the “Acquiring Fund”); Boulder Total Return Fund, Inc., a Maryland corporation (“BTF”), The Denali Fund Inc., a Maryland corporation (“DNY”), and First Opportunity Fund, Inc., a Maryland corporation (“FOFI”)(each of BTF, DNY and FOFI, a “Selling Fund” and collectively the “Selling Funds”) (each of the Acquiring Fund and Selling Funds referred to herein as a “Fund” and collectively, the “Funds”). The principal place of business of the Acquiring Fund and the Selling Funds is 2344 Spruce Street, Suite A, Boulder, Colorado 80302.
ADMINISTRATION, BOOKKEEPING AND PRICING SERVICES AGREEMENTAdministration, Bookkeeping And • March 7th, 2014 • Boulder Growth & Income Fund • Colorado
THIS AGREEMENT is made as of July 11 , 2008, , between the Boulder Growth and Income Fund, Inc., organized as a corporation under the laws of the State of Maryland (the “Fund”) and ALPS Fund Services, Inc., a Colorado corporation located at 1290 Broadway, Suite 1100, Denver, Colorado (“ALPS”).
AMENDMENT NO.1 TO ADMINISTRATION, BOOKKEEPING AND PRICING SERVICES AGREEMENTBookkeeping and Pricing Services Agreement • March 7th, 2014 • Boulder Growth & Income Fund • Colorado
This Amendment No. 1 to Administration, Bookkeeping and Pricing Services Agreement (this “Amendment”) is entered into as of Nov 1st, 2011, by and between Boulder Growth & Income Fund, Inc., a Maryland corporation (the “Fund”) and ALPS Fund Services, Inc., a Colorado corporation (“ALPS”).
BOULDER GROWTH & INCOME FUND, INC. INTERIM INVESTMENT SUB-ADVISORY AGREEMENTInterim Investment Sub-Advisory Agreement • February 7th, 2022 • Boulder Growth & Income Fund • Delaware
This AGREEMENT, dated as of November 22, 2021 by and between Paralel Advisors LLC (the "Investment Adviser"), a Delaware limited liability company having its principal place of business at 1700 Broadway, Suite 1230, Denver, Colorado 80290, and Rocky Mountain Advisers, LLC, an Alaska limited liability company (the "Sub-Adviser"), having its principal place of business at 2121 E. Crawford Place, Salina, KS 67401.
WITNESSETH:Custody Agreement • November 20th, 2002 • Boulder Growth & Income Fund • Massachusetts
SECOND AMENDMENT TO ADMINISTRATION AGREEMENTAdministration Agreement • March 7th, 2014 • Boulder Growth & Income Fund
THIS SECOND AMENDMENT TO ADMINISTRAION AGREEMENT (this “Amendment”) is made as of the 29th day of January, 2010 by and among FUND ADMINISTRATIVE SERVICES, LLC, a Colorado limited liability company (the “Administrator”) and BOULDER GROWTH & INCOME FUND, INC. a Maryland corporation (the “Fund”).
RECITALSAdministration Agreement • November 20th, 2002 • Boulder Growth & Income Fund
INTERIM INVESTMENT ADVISORY AGREEMENTInterim Investment Advisory Agreement • February 7th, 2022 • Boulder Growth & Income Fund • Delaware
This Interim Investment Advisory Agreement (the "Agreement") is made and entered into as of this 22nd day of November 2021, by and between Paralel Advisors LLC, a Delaware limited liability company (the “Adviser"), and Boulder Growth & Income Fund, Inc., a Maryland corporation (the "Fund").
Committed Facility AgreementCommitted Facility Agreement • March 7th, 2014 • Boulder Growth & Income Fund • New York
BNP PARIBAS PRIME BROKERAGE, INC. (“BNPP PB, Inc.”) and the counterparty specified on the signature page (“Customer”), hereby enter into this Committed Facility Agreement (this “Agreement”), dated as of March 19, 2013.
EXHIBIT 99.(2)(k)(iii) AMENDMENT TO ADMINISTRATION AGREEMENTAdministration Agreement • July 11th, 2005 • Boulder Growth & Income Fund
CUSTODY AGREEMENTCustody Agreement • March 7th, 2014 • Boulder Growth & Income Fund • New York
AGREEMENT, dated as of , 2008 between Fund Administrative Services, L.L.C., a Colorado limited liability company, having its principal office and place of business at 2344 Spruce Street, Suite A, Boulder, Colorado 80302, as agent for the funds listed in Schedule II (the “Fund”) and The Bank of New York, a New York corporation authorized to do a banking business having its principal office and place of business at One Wall Street, New York, New York 10286 (“Custodian”).
The Colbent Corporation -Proposal-Agent Fee Agreement • November 20th, 2002 • Boulder Growth & Income Fund
EXHIBIT 99.(2)(k)(vi) LOAN AND PLEDGE AGREEMENT LOAN AND PLEDGE AGREEMENT AGREEMENT dated as of February 21, 2003, between CUSTODIAL TRUST COMPANY ("Bank"), a bank and trust company organized and existing under the laws of the State of New Jersey, and...And Pledge Agreement • July 11th, 2005 • Boulder Growth & Income Fund • New York
