AUCTION AGENCY AGREEMENT dated as of ________________ relating to the SERIES ___ MONEY MARKET CUMULATIVE PREFERRED(R) SHARES THE BANK OF NEW YORK as Auction Agent AUCTION AGENCY AGREEMENT This Auction Agency Agreement (this "Agreement"), dated as of...Auction Agency Agreement • February 19th, 2008 • Tortoise Energy Capital Corp • New York
Contract Type FiledFebruary 19th, 2008 Company Jurisdiction
ENERGY INCOME AND GROWTH FUND AUCTION AGENCY AGREEMENT dated as of January __, 2005Auction Agency Agreement • November 30th, 2004 • Energy Income & Growth Fund • New York
Contract Type FiledNovember 30th, 2004 Company Jurisdiction
AUCTION AGENCY AGREEMENT dated as of October , 2006 Relating to Auction Market Preferred Shares ("AMPS"), 3,600 Shares, Series M7 3,600 Shares, Series W7 3,600 Shares, Series F7 3,600 Shares, Series T28 3,600 Shares, Series Th28 of CLOUGH GLOBAL...Auction Agency Agreement • October 19th, 2006 • Clough Global Opportunities Fund • New York
Contract Type FiledOctober 19th, 2006 Company JurisdictionThis Auction Agency Agreement (this "Agreement"), dated as of October , 2006, is between CLOUGH GLOBAL OPPORTUNITIES FUND (the "Fund") and The Bank of New York, a New York banking corporation (the "Auction Agent").
MoFo Draft dated June 2, 2006 SERIES I MONEY MARKET CUMULATIVE PREFERRED (MMP(R)) SHARES TORTOISE NORTH AMERICAN ENERGY CORPORATION UNDERWRITING AGREEMENTAuction Agency Agreement • June 9th, 2006 • Tortoise North American Energy Corp • New York
Contract Type FiledJune 9th, 2006 Company Jurisdiction
AUCTION AGENCY AGREEMENT dated as of , 20 Relating to Series M Auction Preferred Shares Series T Auction Preferred Shares Series W Auction Preferred Shares Series Th Auction Preferred Shares Series F Auction Preferred Shares of [THE REORGANIZED FUND]Auction Agency Agreement • October 24th, 2011 • RMR Asia Pacific Real Estate Fund • New York
Contract Type FiledOctober 24th, 2011 Company JurisdictionThis Auction Agency Agreement (this “Agreement”), dated as of , 20 , is between [The Reorganized Fund] (the “Fund”) and The Bank of New York Mellon, a New York banking corporation.
FORM OF AUCTION AGENCY AGREEMENT KAYNE ANDERSON MLP INVESTMENT COMPANY AUCTION AGENCY AGREEMENT dated as of [ ], 20___ relating to the SERIES ___AUCTION RATE PREFERRED STOCK [AUCTION AGENT] as Auction AgentAuction Agency Agreement • March 23rd, 2007 • Kayne Anderson MLP Investment CO • New York
Contract Type FiledMarch 23rd, 2007 Company JurisdictionThis Auction Agency Agreement (this “Agreement”), dated as of [___], 20___, is between Kayne Anderson MLP Investment Company (the “Company”) and [Auction Agent].
FEDERATED PREMIER MUNICIPAL INCOME FUND AUCTION AGENCY AGREEMENT dated as of February 18, 2003 Relating to Auction Market Preferred Shares Series A of FEDERATED PREMIER MUNICIPAL INCOME FUND DEUTSCHE BANK TRUST COMPANY AMERICAS, as Auction AgentAuction Agency Agreement • October 6th, 2017 • Federated Premier Municipal Income Fund • Delaware
Contract Type FiledOctober 6th, 2017 Company JurisdictionThis Auction Agency Agreement (this "Agreement"), dated as of February 18, 2003, is by and between FEDERATED PREMIER MUNICIPAL INCOME FUND, a Delaware statutory trust (the "Trust") and Deutsche Bank Trust Company Americas, a New York banking corporation.
TORTOISE ENERGY INFRASTRUCTURE CORPORATION AUCTION AGENCY AGREEMENT dated as of __________, ____ relating to the AUCTION RATE SENIOR NOTES $__________ SERIES __, DUE __________ [Auction Agent] as Auction AgentAuction Agency Agreement • September 14th, 2007 • Tortoise Energy Infrastructure Corp • New York
Contract Type FiledSeptember 14th, 2007 Company JurisdictionThis Auction Agency Agreement (this “Agreement”), dated as of __________, ____, is between Tortoise Energy Infrastructure Corporation (the “Company”) and [Auction Agent].
TORTOISE ENERGY INFRASTRUCTURE CORPORATION AUCTION AGENCY AGREEMENT dated as of _________ __, ____ relating to the SERIES __ MONEY MARKET CUMULATIVE PREFERRED® SHARES [Auction Agent] as Auction AgentAuction Agency Agreement • September 14th, 2007 • Tortoise Energy Infrastructure Corp • New York
Contract Type FiledSeptember 14th, 2007 Company JurisdictionThis Auction Agency Agreement (this “Agreement”), dated as of ________ __, ____, is between Tortoise Energy Infrastructure Corporation (the “Company”) and [Auction Agent].
e-ROC and e-REGO AUCTION AGENCY AGREEMENTAuction Agency Agreement • January 3rd, 2023
Contract Type FiledJanuary 3rd, 2023WHEREAS the Principal has agreed to appoint NFPAS as its agent to invite bids, and to accept the highest bid, in relation to the Specified ROCs and/or REGOs on the terms of the e-ROC and e-REGO Auction Code, the e-ROC and e-REGO Conditions of Sale and in accordance with the terms of the Agreement (set out in the next pages) and NFPAS has agreed to accept such appointment.
Cohen & Steers Select Utility Fund, Inc. (a Maryland corporation) Taxable Auction Market Preferred Shares ("AMPS") 3,400 Shares [ ]% AMPS, Series M7 3,400 Shares [ ]% AMPS, Series T7 3,400 Shares [ ]% AMPS, Series W7 3,400 Shares [ ]% AMPS, Series...Auction Agency Agreement • May 12th, 2004 • Cohen & Steers Select Utility Fund Inc • New York
Contract Type FiledMay 12th, 2004 Company Jurisdiction
Exhibit h.1 AUCTION RATE SENIOR NOTES $__________ [SERIES __], DUE _____ ($_____ DENOMINATIONS) TORTOISE ENERGY CAPITAL CORPORATION UNDERWRITING AGREEMENTAuction Agency Agreement • September 2nd, 2005 • Tortoise Energy Capital Corp • New York
Contract Type FiledSeptember 2nd, 2005 Company Jurisdiction
COHEN & STEERS REIT AND UTILITY INCOME FUND, INC. AUCTION AGENCY AGREEMENT dated as of , 2007 Relating to Auction Preferred Shares, Series of COHEN & STEERS REIT AND UTILITY INCOME FUND, INC. THE BANK OF NEW YORK as Auction AgentAuction Agency Agreement • February 8th, 2007 • Cohen & Steers Reit & Utility Income Fund Inc • New York
Contract Type FiledFebruary 8th, 2007 Company JurisdictionThis Auction Agency Agreement (this “Agreement”), dated as of , 2007, is between COHEN & STEERS REIT AND UTILITY INCOME FUND, INC. (the “Fund”) and The Bank of New York, a New York banking corporation.
TORTOISE ENERGY INFRASTRUCTURE CORPORATION UNDERWRITING AGREEMENTAuction Agency Agreement • March 6th, 2007 • Tortoise Energy Infrastructure Corp • New York
Contract Type FiledMarch 6th, 2007 Company JurisdictionTortoise Energy Infrastructure Corporation, a Maryland corporation (the “Company”), proposes to, subject to the terms and conditions stated herein, issue and sell to the Underwriters named in Schedule I hereto (each an “Underwriter” and, together the “Underwriters”) for whom you are acting as representatives (the “Representatives”) ____ shares of its Series __ Money Market Cumulative Preferred (MMP®) Shares, $[25,000] liquidation preference per share (the “MMP Shares”). The Company and the Company’s investment adviser, Tortoise Capital Advisors, LLC, a Delaware limited liability company (the “Investment Adviser”), each wishes to confirm its agreement concerning the purchase of the MMP Shares from the Company by the Underwriters.
FORM OF FIRST AMENDMENT TO AUCTION AGENCY AGREEMENT BETWEEN RMR HOSPITALITY AND REAL ESTATE FUND AND THE BANK OF NEW YORKAuction Agency Agreement • September 13th, 2005 • RMR Hospitality & Real Estate Fund
Contract Type FiledSeptember 13th, 2005 Company
680 SharesAuction Agency Agreement • June 3rd, 2004 • RMR Hospitality & Real Estate Fund • New York
Contract Type FiledJune 3rd, 2004 Company Jurisdiction
AUCTION AGENCY AGREEMENT dated as of September 30, 2002 Relating to Taxable Auction Rate Preferred Stock of Real Estate Income Fund Inc.Auction Agency Agreement • July 11th, 2005 • Real Estate Income Fund Inc • New York
Contract Type FiledJuly 11th, 2005 Company JurisdictionThis Auction Agency Agreement (this “Agreement”), dated as of September 30, 2002, is between Real Estate Income Fund Inc. (the “Fund”) and Deutsche Bank Trust Company Americas, a New York corporation.
TORTOISE ENERGY INFRASTRUCTURE CORPORATION AUCTION AGENCY AGREEMENT dated as of _________ __, ____ relating to the SERIES __ TORTOISE AUCTION PREFERRED SHARES [AUCTION AGENT] as Auction AgentAuction Agency Agreement • January 25th, 2008 • Tortoise Energy Infrastructure Corp • New York
Contract Type FiledJanuary 25th, 2008 Company JurisdictionTHIS AUCTION AGENCY AGREEMENT (this “Agreement”), dated as of ________ __, ____, is between TORTOISE ENERGY INFRASTRUCTURE CORPORATION (the “Company”) and
Auction Agency AgreementAuction Agency Agreement • March 13th, 2020
Contract Type FiledMarch 13th, 2020Special Conditions The Seller gives an unconditional instruction to remit the Sale Proceeds directly to the Salvation Army in to the Salvation Army Bank Account. The direction to remit the Sale Proceeds of the Asset to the Salvation Army is a charitable donation to the Salvation Army. The Salvation Army will provide a receipt to the Seller for the Sale Proceeds. The Auctioneer will only sell Assets that are encumbrance free and with a clear PPSR report.
PIMCO CORPORATE INCOME FUND AUCTION AGENCY AGREEMENT dated as of February 20, 2002 Relating to Auction Rate Cumulative Preferred Shares Series M, Series T, Series W, Series TH and Series F of PIMCO CORPORATE INCOME FUND BANKERS TRUST COMPANY, as...Auction Agency Agreement • September 28th, 2020 • Pimco Corporate & Income Strategy Fund • New York
Contract Type FiledSeptember 28th, 2020 Company JurisdictionThis Auction Agency Agreement (this “Agreement”), dated as of February 20, 2002, is between PIMCO Corporate Income Fund (the “Fund”) and Bankers Trust Company, a New York banking corporation.
AUCTION AGENCY AGREEMENT dated as of April __, 2003 Relating to Auction Market Preferred Shares Series M28 Series W28 Series T7 Series W7 Series Th7 Series F7 of EVERGREEN INCOME ADVANTAGE FUNDAuction Agency Agreement • April 15th, 2003 • Evergreen Income Advantage Fund • New York
Contract Type FiledApril 15th, 2003 Company Jurisdiction
FORM OF AMENDMENT TO AUCTION AGENCY AGREEMENT BETWEEN REAL ESTATE INCOME FUND INC. AND DEUTSCHE BANK TRUST COMPANY AMERICASAuction Agency Agreement • July 11th, 2005 • Real Estate Income Fund Inc
Contract Type FiledJuly 11th, 2005 CompanyWHEREAS, the undersigned are the parties to the auction agency agreement, dated as of September 30, 2002, between Real Estate Income Fund Inc., a Maryland corporation (the “Fund”) and Deutsche Bank Trust Company Americas, as Auction Agent (the “Agreement”);
AMENDMENT TO THE AUCTION AGENCY AGREEMENTAuction Agency Agreement • January 4th, 2007 • Ing Clarion Global Real Estate Income Fund
Contract Type FiledJanuary 4th, 2007 CompanyThis Amendment (the “Amendment”) is made as of December 18, 2006, by and between ING Clarion Global Real Estate Income Fund (the “Trust”) and The Bank of New York, a New York banking corporation, and amends the Auction Agency Agreement dated as of May 14, 2004 (the “Agreement”), by and between the Trust and The Bank of New York. All capitalized terms used in the Amendment shall have the meaning ascribed to them in the Agreement.
KAYNE ANDERSON MLP INVESTMENT COMPANY AUCTION AGENCY AGREEMENT dated as of [ ], 20 relating to the AUCTION RATE SENIOR NOTES [$ ] SERIES , DUE [ ], 20 [Auction Agent] as Auction AgentAuction Agency Agreement • March 23rd, 2007 • Kayne Anderson MLP Investment CO • New York
Contract Type FiledMarch 23rd, 2007 Company JurisdictionThis Auction Agency Agreement (this “Agreement”), dated as of ___, 20___, is between Kayne Anderson MLP Investment Company (the “Company”), [Auction Agent], and [Paying Agent]
AUCTION AGENCY AGREEMENT dated as of [ ] Relating to Auction Preferred Shares Series [ ] Of BLACKROCK FLORIDA MUNICIPAL 2020 TERM TRUSTAuction Agency Agreement • November 14th, 2003 • Blackrock Florida Municipal 2020 Term Trust • New York
Contract Type FiledNovember 14th, 2003 Company JurisdictionThis Auction Agency Agreement (this "Agreement"), dated as of [ ], 2003 is between BlackRock Florida Municipal 2020 Term Trust (the "Fund") and The Bank of New York, a New York banking corporation.
AUCTION AGENCY AGREEMENT dated as of [__________], 2005 relating to the AUCTION RATE SENIOR NOTES $______ SERIES A, DUE __________ $______ SERIES B, DUE __________ $______ SERIES C, DUE __________ The Bank of New York as Auction AgentAuction Agency Agreement • March 16th, 2005 • Kayne Anderson MLP Investment CO • New York
Contract Type FiledMarch 16th, 2005 Company JurisdictionThis Auction Agency Agreement (this “Agreement”), dated as of March [___], 2005, is between Kayne Anderson MLP Investment Company (the “Company”), The Bank of New York, and The Bank of New York Trust Company, N.A.
CALAMOS AUCTION AGENCY AGREEMENT BASIC TERMS FOR ACTING AS AUCTION AGENT Relating to AUCTION RATE CUMULATIVE PREFERRED SHARES July 31, 2003Auction Agency Agreement • September 12th, 2007 • Calamos Global Dynamic Income Fund • New York
Contract Type FiledSeptember 12th, 2007 Company JurisdictionThese basic terms (“Basic Terms”) set forth the general terms and conditions pursuant to which a bank or trust company identified in a Request and Acceptance Letter will act as auction agent (an “Auction Agent”) for Preferred Shares issued by an investment company registered under the Investment Company Act of 1940, as amended, as further identified by such Request and Acceptance Letter (a “Fund”), for which Calamos Asset Management, Inc. is the investment adviser.
BLACKROCK GLOBAL FLOATING RATE INCOME TRUST AUCTION AGENCY AGREEMENT dated as of ____________, 2004Auction Agency Agreement • October 21st, 2004 • Blackrock Global Floating Rate Income Trust • New York
Contract Type FiledOctober 21st, 2004 Company JurisdictionBlackRock Global Floating Rate Income Trust (the “Trust”) may exercise its option to designate the Rate Period of its Series ____ APS commencing [the first day of the Special Rate Period] as a Special Rate Period.
Exhibit 2(h) Auction Rate Cumulative Preferred Shares [ ] Shares, Series TH Cumulative Preferred Shares Liquidation Preference $25,000 Per Share UNDERWRITING AGREEMENTAuction Agency Agreement • December 5th, 2002 • Cohen & Steers Advantage Income Realty Fund Inc • New York
Contract Type FiledDecember 5th, 2002 Company Jurisdiction
AUCTION AGENCY AGREEMENT dated as of ________ __, 200_Auction Agency Agreement • January 5th, 2006 • Tortoise North American Energy Corp • New York
Contract Type FiledJanuary 5th, 2006 Company Jurisdiction
PIONEER HIGH INCOME TRUST ----------------------------------------------- AUCTION AGENCY AGREEMENT dated as of July 12, 2002, as amended and restated July [_], 2003Auction Agency Agreement • July 25th, 2003 • Pioneer High Income Trust • New York
Contract Type FiledJuly 25th, 2003 Company Jurisdiction
EXHIBIT k.4 TORTOISE ENERGY INFRASTRUCTURE CORPORATION AUCTION AGENCY AGREEMENT dated as of _____, 2005Auction Agency Agreement • July 7th, 2005 • Tortoise Energy Infrastructure Corp • New York
Contract Type FiledJuly 7th, 2005 Company Jurisdiction
Exhibit (k)(2) FORM OF AUCTION AGENCY AGREEMENTAuction Agency Agreement • July 13th, 2001 • Cna Income Shares Inc • New York
Contract Type FiledJuly 13th, 2001 Company Jurisdiction
Exhibit 99.2h Cohen & Steers REIT and Preferred Income Fund, Inc. (a Maryland corporation) 2,040 Taxable Auction Market Preferred Shares ("AMPS") Shares [ ] % AMPS, Series T28 Liquidation Preference $25,000 per share FORM OF PURCHASE AGREEMENTAuction Agency Agreement • December 3rd, 2003 • Cohen & Steers Reit & Preferred Income Fund Inc • New York
Contract Type FiledDecember 3rd, 2003 Company Jurisdiction
ING CLARION REAL ESTATE INCOME FUND AUCTION AGENCY AGREEMENT dated as of November 24, 2003 Relating to Auction Preferred Shares Series W28 of ING CLARION REAL ESTATE INCOME FUND The Bank of New York, as Auction AgentAuction Agency Agreement • November 13th, 2006 • Ing Clarion Real Estate Income Fund • New York
Contract Type FiledNovember 13th, 2006 Company JurisdictionING Clarion Real Estate Income Fund (the “Trust”) may exercise its option to designate the Rate Period of its Series W28 APS commencing [the first day of the Special Rate Period] as a Special Rate Period.