XXXXXXX OSWAL INVESTMENT ADVISORS Sample Clauses

XXXXXXX OSWAL INVESTMENT ADVISORS. LIMITED, a company incorporated under the laws of India and whose registered office is situated at Xxxxxxx Oswal Tower, Xxxxxxxxxxx Xxxxxx Road, Opposite Parel ST Depot, Prabhadevi, Xxxxxx 000 000, Xxxxxxxxxxx, Xxxxx (“Xxxxxxx Oswal”); and
Sample 1
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XXXXXXX OSWAL INVESTMENT ADVISORS. LIMITED, a company incorporated under the Companies Act, 1956 and having its registered office at Xxxxxxx Oswal Tower, 10th Floor, Xxxxxxxxxxx Xxxxxx Xxxx, Xxxxxxxxxx, Xxxxxx 000000, Xxxxxxxxxxx, Xxxxx (“Xxxxxxx Oswal”). In this Agreement,
Sample 1
XXXXXXX OSWAL INVESTMENT ADVISORS. LIMITED, a company incorporated under the laws of India and whose registered office is situated at Xxxxxxx Oswal Tower, Xxxxxxxxxxx, Xxxxxx Road, Opposite Parel ST Depot, Prabhadevi, Mumbai 400 025, Maharashtra, India (“Motilal”, which expression shall, unless it be repugnant to the context or meaning thereof, be deemed to mean and include its authorized representatives, successors and permitted assigns);
Sample 1
XXXXXXX OSWAL INVESTMENT ADVISORS. LIMITED, a company incorporated under the laws of India and having its registered office at Xxxxxxx Oswal Tower, Xxxxxxxxxxx Xxxxxx Road, Opposite Parel ST Depot, Prabhadevi, Mumbai, Maharashtra – 400 025, India (“MOIAL”, which expression shall, unless it be repugnant to the context or meaning thereof, be deemed to mean and include its successors and permitted assigns); AND YES SECURITIES (INDIA) LIMITED, a company incorporated under the laws of India and having its registered office at 2nd Floor, YES Xxxx Xxxxx, Xxx Xxxxxxx Xxxxxxx Xxxxxxx, Xxxxxxxxx Xxxx, Xxxxxx – 400 055 (“YES Securities”, which expression shall, unless it be repugnant to the context or meaning thereof, be deemed to mean and include its successors and permitted assigns); In this Agreement, (i) IIFL, MOIAL and YES Securities are collectively referred to as “Book Running Lead Managers” or “BRLMs”, and individually as “Book Running Lead Manager” or “BRLM”; (ii) Col. Xxxxx Xxxxxxxxxxx is referred to as the “Promoter Selling Shareholder”; (iii) Ascent Capital Advisors India Private Limited, is referred to as Investor Selling Shareholder, and (iv) the Promoter Selling Shareholder and Investor Selling Shareholder are collectively referred to as the “Selling Shareholders” and individually as a “Selling Shareholder”; and (iii) the Company, the Selling Shareholders and the BRLMs are collectively referred to as “Parties” and individually as “Party”.
Sample 1

Related to XXXXXXX OSWAL INVESTMENT ADVISORS

  • Investment Advisor The Buyer is an investment advisor registered under the Investment Advisors Act of 1940.

  • Investment Advisory Services The Adviser undertakes to act as investment adviser of the Portfolio and shall, subject to the supervision of the Fund's Board of Trustees, direct the investments of the Portfolio in accordance with the investment objective, policies and limitations as provided in the Portfolio's Prospectus or other governing instruments, as amended from time to time, the Investment Company Act of 1940 and rules thereunder, as amended from time to time (the "1940 Act"), and such other limitations as the Portfolio may impose by notice in writing to the Adviser. The Adviser shall also furnish for the use of the Portfolio office space and all necessary office facilities, equipment and personnel for servicing the investments of the Portfolio; and shall pay the salaries and fees of all officers of the Fund, of all Trustees of the Fund who are "interested persons" of the Fund or of the Adviser and of all personnel of the Fund or the Adviser performing services relating to research, statistical and investment activities. The Adviser is authorized, in its discretion and without prior consultation with the Portfolio, to buy, sell, lend and otherwise trade in any stocks, bonds and other securities and investment instruments on behalf of the Portfolio. The investment policies and all other actions of the Portfolio are and shall at all times be subject to the control and direction of the Fund's Board of Trustees.

  • Investment Adviser and Investment Sub-Adviser The Trustees may in their discretion, from time to time, enter into an investment advisory or management contract or contracts with respect to the Trust or any Series whereby the other party or parties to such contract or contracts shall undertake to furnish the Trust with such management, investment advisory, statistical and research facilities and services and such other facilities and services, if any, and all upon such terms and conditions, as the Trustees may in their discretion determine. Notwithstanding any other provision of this Trust Instrument, the Trustees may authorize any investment adviser (subject to such general or specific instructions as the Trustees may from time to time adopt) to effect purchases, sales or exchanges of portfolio securities, other investment instruments of the Trust, or other Trust Property on behalf of the Trustees, or may authorize any officer, employee, agent, or Trustee to effect such purchases, sales or exchanges pursuant to recommendations of the investment adviser (and all without further action by the Trustees). Any such purchases, sales and exchanges shall be deemed to have been authorized by the Trustees. The Trustees may authorize, subject to applicable requirements of the 1940 Act, the investment adviser to employ, from time to time, one or more sub-advisers to perform such of the acts and services of the investment adviser, and upon such terms and conditions, as may be agreed upon between the investment adviser and sub-adviser. Any reference in this Trust Instrument to the investment adviser shall be deemed to include such sub-advisers, unless the context otherwise requires.

  • Investment Management If and to the extent requested by the Advisor, the Sub-Advisor shall, subject to the supervision of the Advisor, manage all or a portion of the investments of the Portfolio in accordance with the investment objective, policies and limitations provided in the Portfolio's Prospectus or other governing instruments, as amended from time to time, the Investment Company Act of 1940 (the "1940 Act") and rules thereunder, as amended from time to time, and such other limitations as the Trust or Advisor may impose with respect to the Portfolio by notice to the Sub-Advisor. With respect to the portion of the investments of the Portfolio under its management, the Sub-Advisor is authorized to make investment decisions on behalf of the Portfolio with regard to any stock, bond, other security or investment instrument, and to place orders for the purchase and sale of such securities through such broker-dealers as the Sub-Advisor may select. The Sub-Advisor may also be authorized, but only to the extent such duties are delegated in writing by the Advisor, to provide additional investment management services to the Portfolio, including but not limited to services such as managing foreign currency investments, purchasing and selling or writing futures and options contracts, borrowing money or lending securities on behalf of the Portfolio. All investment management and any other activities of the Sub-Advisor shall at all times be subject to the control and direction of the Advisor and the Trust's Board of Trustees.

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