Common use of Termination of Authority Clause in Contracts

Termination of Authority. You or we may terminate our authority to act on your behalf at any time, without penalty. Notice of this termination must be given in writing and will take effect from the date of receipt. Termination is without prejudice to any transactions already initiated which will be completed according to this Client Agreement. You will be liable to pay for any transactions made prior to termination and any fees which may be outstanding. DATA PROTECTION We are registered under the Data Protection Act 1998. It is understood that we keep personal and financial information with regard to your circumstances on file (electronic and paper based) as required to be able to advise you as to your financial planning needs. We confirm that this information will not be used, or transferred by us to any other firm or company with the exception of Plutus Financial and external organisations that assist with our administration which may be outside of the EEA. We cannot be held responsible for the information held on your file becoming inaccurate due to your change of circumstances if you fail to inform us of those changes. Where normal business services are provided to Plutus Wealth Management LLP by third parties then circumstances may arise which warrant the disclosure of more than just your basic contact details. On these occasions such as processing business, and obtaining compliance and regulatory advice you agree that personal information held by Xxxxxx Wealth Management LLP may be disclosed on a confidential basis, and in accordance with the Data Protection Act 1998, to such third parties. You agree that this information may be transferred electronically. You also agree that we, or any such company, may contact you in future by any means of communication which we consider appropriate at the time. We keep records of our business transactions for at least five years. We are required to verify your identity in accordance with the Proceeds of Crime Act 2002 and the Money Laundering Regulations 2003. We reserve the right to approach third parties and to delay any applications until adequate verification of identity has been obtained. We reserve the right to amend these Terms at our discretion where changes in regulation, law etc. necessitate by giving you notice in writing. These terms of business shall be governed by and construed according to English Law. Any disputes shall be determined in the English Courts.

Appears in 2 contracts

Samples: Our Client Agreement, Our Client Agreement

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Termination of Authority. You or we may terminate our authority to act on your behalf at any time, without penalty. Notice of this termination must be given in writing and will take effect from the date of receipt. Termination is without prejudice to any services already provided / transactions already initiated initiated, which will be completed according to this the Client AgreementAgreement unless otherwise agreed in writing. You will be liable to pay for any transactions made and / or services carried out prior to termination and any adviser charges or other fees which may be outstanding. DATA PROTECTION We are registered under CONFLICTS OF INTEREST Xxxxxxxx Xxxxxxx Wealth Management offers advice in accordance with that described in this document. Occasions may arise where we or one of our other clients have some form of interest in business being transacted for you. If this happens or we become aware that our interests or those of one of our other clients conflicts with your interests, we will write to you and obtain your consent before we carry out your instructions, and detail the Data Protection Act 1998. It is understood that steps we keep personal and financial information with regard will take to your circumstances on file (electronic and paper based) as required to be able to advise you as to your financial planning needsensure fair treatment. We confirm that this information will not be used, or transferred by us take all the appropriate steps to any other firm or company prevent conflicts of interests from occurring in line with the exception firm’s conflicts of Plutus Financial and external organisations that assist with our administration which interest policy. However, there may be outside occasions where a conflict of the EEA. We interest cannot be held responsible for prevented. Where this is the information held case, we will disclose to you the nature of the conflict and the steps that we will take to mitigate the risks that you will be treated unfairly as a result of any conflicts identified. We will make you aware of any conflicts of interest before the provision of services to enable you to choose whether you still wish to proceed with services. A copy of the firms’ conflict of interest policy is available on request. We may on occasion receive minor non-monetary benefits from third parties such as product providers e.g. food and drink provided at a provider training event. Where relevant, any minor non-monetary benefits received will not conflict with our duty to act in your file becoming inaccurate due best interests. WHAT TO DO IF YOU HAVE A COMPLAINT If you wish to register a complaint, please contact us: ▪ In writing: Xxxxxxxx Xxxxxxx Wealth Management Limited, 0 Xxxxxxx Xxxx Xxxxxxxxx, Xxxxxxx Xxxx, Xxxxxxxxxxx, Xxxxxxxxxxxxxxx, XX0 0XX ▪ By phone: Telephone 00000 000000 Where you have a complaint or dispute with us and we are unable to resolve this to your change of circumstances if satisfaction then we are obliged to offer you fail the Financial Ombudsman Service to inform us of those changeshelp resolve this. Where normal business services Please see the following link for further details: xxxx://xxxxxxxxx-xxxxxxxxx.xxx.xx ARE WE COVERED BY THE FINANCIAL SERVICES COMPENSATION SCHEME (FSCS)? We are provided to Plutus Wealth Management LLP covered by third parties then circumstances may arise which warrant the disclosure of more than just your basic contact detailsFSCS. On these occasions such as processing business, and obtaining compliance and regulatory advice you agree that personal information held by Xxxxxx Wealth Management LLP You may be disclosed entitled to compensation from the scheme if we cannot meet our obligations. This depends on the type of business and the circumstances of the claim. Investments Most types of investment business are covered up to a confidential basismaximum of £85,000. Investment based insurance/Long term insurance, e.g. pensions and investment bonds The maximum level of compensation for claims against firms declared in accordance default on or after the 3rd July 2015 is 100% of the claim with no upper limit. Further information about compensation scheme arrangements is available from the FSCS. DATA PROTECTION Please refer to the separate Data Protection Act 1998, Protection/Privacy Statement that we have issued to such third partiesyou that sets out how we collect and use data about you. You agree that this information may be transferred electronically. You also agree that we, or any such company, may contact you in future by any means of communication CLIENTS CONSENT This is our standard client agreement upon which we consider appropriate at intend to rely. For your own benefit and protection you should read the timeterms carefully before signing, as by signing you consent to the terms contained within. We keep records If there are any terms within this agreement that you do not understand, please ask for further information. The Client Agreement will come into effect from the date of our business transactions for at least five years. We are required to verify your identity in accordance with acceptance of this agreement, which will be confirmed by the Proceeds of Crime Act 2002 and the Money Laundering Regulations 2003. We reserve the right to approach third parties and to delay any applications until adequate verification of identity has been obtained. We reserve the right to amend these Terms at our discretion where changes in regulation, law etc. necessitate by giving you notice in writing. These terms of business shall be governed by and construed according to English Law. Any disputes shall be determined date provided in the English Courts.‘date of signature’ box below, unless otherwise stated. Client Name(s) Client signature(s)

Appears in 1 contract

Samples: Client Agreement

Termination of Authority. You or we may terminate our authority and/or this agreement to act on your behalf at any time, time without penalty. Notice of this termination must be given in writing and will take effect from the date of receipt. Termination is without prejudice to any transactions already initiated which will be completed according to this Client Agreementclient agreement unless otherwise agreed in writing. You will be liable to pay for any transactions made ma de prior to termination termina tion and any fees which may ma y be outstanding. DATA PROTECTION & ANTI -MONEY LAUNDERING We are registered under the Data Protection Act 1998. It is understood You acknowledge and understand that we keep personal and financial financial information with regard to your circumstances on file file (electronic and and/or paper based) as required to be able to advise you as to your financial financial planning needs. We confirm that this information will not be used, or transferred by us to any other firm or company with the exception of Plutus Financial and external organisations that assist with our administration which may be outside of the EEA. We cannot be held responsible for the information held on your file becoming file being inaccurate due to your change of circumstances if you fail failing to inform us of those changesa change of circumstances. Where normal business services are provided to Plutus Wealth Management LLP us by third parties then circumstances may arise which warrant the disclosure of more than just your basic contact details. On these occasions such as processing business, and obtaining compliance and regulatory advice you agree that personal information held by Xxxxxx Wealth Management LLP us may be disclosed on a confidential confidential basis, and in accordance with the Data Protection Act 1998, to such third parties. You agree that this information may be transferred electronically, (e.g. e- mail). You also agree that we, we or any such company, third party may contact you in future by any means of communication which we or they consider appropriate at the time. We keep records of our business transactions with you for at least five a t lea st six years. We are required to verify your identity in accordance with the Proceeds of Crime Act 2002 and the Money Laundering Regulations 20032007. We reserve the right to approach third parties and to delay any of your applications until adequate verification verification of identity has been obtained. GOVERNING LAW & JURISDICTION LIABILITY You agree to indemnify us in relation to any acts; proceedings or claims which we incur directly or indirectly as a result of our acting under this agreement save that this indemnity shall not apply to the extent it arises out of our negligence, fraud, breach of this agreement or our regulatory responsibilities. We reserve the right to amend these Terms this agreement at our discretion where changes in regulation, regulation or law etc. necessitate by giving you notice in writing. These terms of business You will also be given the option to accept our new agreements or terminate our authority. This agreement shall be governed by and construed according to English Lawlaw. Any disputes shall be determined in the jurisdiction of the English Courts.. CLIENT’S CONSENT This is our client agreement upon which we intend to rely. For your own benefit and protection, you should read these terms carefully before signing them. If you do not understand any point please ask for further information. I understand and consent to the terms of this client agreement and I hereby authorise the transfer of information, as described above, on a confidential basis when warranted between such third parties. I authorise you to liaise with my other professional advisers wherever necessary in exchanging relevant personal information pertinent to my financial planning requirements and to rely on any such information provided. I agree that this Client Agreement will come into effect from the date below. C lient’s Na me: SST Account ID: C lient’s Signa ture: Da te: Signed for and on behalf of SST: Administra tor: Da te of Issua nce: STOCK STACK TRADE STOCK GROUP LIMITED (BR) STOCK STACK TRADE - STOCK GROUP LIMITED (HQ) 0000, Xxxxx Xxxxxxx, Xxxx Xxxxx, Xxxxxxx, Xxxxxxxx of Vanuatu Innovation House Speculation Road, Forest Vale Industrial Estate,

Appears in 1 contract

Samples: stockstack.trade

Termination of Authority. You or we may terminate our authority to act on your behalf at any timewith 14 days’ notice, or as otherwise agreed, without penalty. Notice of this termination must be given in writing and will take effect from the date of receipt. Termination is without prejudice to any transactions already initiated which will be completed according to this Client Agreementthese terms of business unless otherwise agreed in writing. You will be liable to pay for any transactions made or adjustments effective prior to termination and we will be entitled to retain any fees and all brokerage payable in relation to policies placed by us prior to the date of termination. YOUR RESPONSIBILITIES You are responsible for answering any questions honestly and to the best of your knowledge, ensuring that you provide the complete and accurate information which insurers require in connection with any proposal for insurance cover. This is particularly important before taking out a policy and also at renewal or if you make a mid-term amendment to your policy. If you are a commercial customer, you are also responsible for providing details of all material circumstances that you and your senior management know or ought to know or, failing that, sufficient information to put an insurer on notice to make further enquiries. If you fail to disclose required information or you misrepresent any fact which may influence the insurer’s decision to accept the risk or the terms they offer, this could invalidate the policy and mean that claims may not be outstandingpaid. DATA PROTECTION We are registered under the Data Protection Act 1998You must check all details on any proposal form or statement of fact and pay particular attention to any declaration you may be asked to sign. It is understood important that we keep personal you read all insurance documents issued to you and financial information ensure that you are aware of the cover, limits and other terms and conditions that apply. Particular attention should be paid to any warranties or conditions precedent to cover as failure to comply with regard them could affect your policy and any claim you make. You should take note of the required procedures in the event of a claim, which will be stated in the policy documentation. Generally, insurers require immediate notification of a claim or circumstances that might lead to your circumstances on file (electronic and paper based) as required to be able to advise you as to your financial planning needsa claim. We confirm You should inform us immediately of any changes that this information will not be used, or transferred may affect the services provided by us to or the cover provided by your policy. If you are unsure about any other firm or company with the exception of Plutus Financial and external organisations that assist with our administration which may be outside of the EEA. We cannot be held responsible matter, please contact us for the information held on your file becoming inaccurate due to your change of circumstances if you fail to inform us of those changes. Where normal business services are provided to Plutus Wealth Management LLP by third parties then circumstances may arise which warrant the disclosure of more than just your basic contact details. On these occasions such as processing business, and obtaining compliance and regulatory advice you agree that personal information held by Xxxxxx Wealth Management LLP may be disclosed on a confidential basis, and in accordance with the Data Protection Act 1998, to such third parties. You agree that this information may be transferred electronically. You also agree that we, or any such company, may contact you in future by any means of communication which we consider appropriate at the time. We keep records of our business transactions for at least five years. We are required to verify your identity in accordance with the Proceeds of Crime Act 2002 and the Money Laundering Regulations 2003. We reserve the right to approach third parties and to delay any applications until adequate verification of identity has been obtained. We reserve the right to amend these Terms at our discretion where changes in regulation, law etc. necessitate by giving you notice in writing. These terms of business shall be governed by and construed according to English Law. Any disputes shall be determined in the English Courtsguidance.

Appears in 1 contract

Samples: www.thmarch.co.uk

Termination of Authority. You or we may terminate our authority and/or this agreement to act on your behalf at any time, time without penalty. Notice of this termination must be given in writing and will take effect from the date of receipt. Termination is without prejudice to any transactions already initiated which will be completed according to this Client Agreementclient agreement unless otherwise agreed in writing. You will be liable to pay for any transactions made ma de prior to termination termina tion and any fees which may ma y be outstanding. DATA PROTECTION & ANTI -MONEY LAUNDERING We are registered under the Data Protection Act 1998. It is understood You acknowledge and understand that we keep personal and financial financial information with regard to your circumstances on file file (electronic and and/or paper based) as required to be able to advise you as to your financial financial planning needs. We confirm that this information will not be used, or transferred by us to any other firm or company with the exception of Plutus Financial and external organisations that assist with our administration which may be outside of the EEA. We cannot be held responsible for the information held on your file becoming file being inaccurate due to your change of circumstances if you fail failing to inform us of those changesa change of circumstances. Where normal business services are provided to Plutus Wealth Management LLP us by third parties then circumstances may arise which warrant the disclosure of more than just your basic contact details. On these occasions such as processing business, and obtaining compliance and regulatory advice you agree that personal information held by Xxxxxx Wealth Management LLP us may be disclosed on a confidential confidential basis, and in accordance with the Data Protection Act 1998, to such third parties. You agree that this information may be transferred electronically, (e.g. e- mail). You also agree that we, we or any such company, third party may contact you in future by any means of communication which we or they consider appropriate at the time. We keep records of our business transactions with you for at least five a t lea st six years. We are required to verify your identity in accordance with the Proceeds of Crime Act 2002 and the Money Laundering Regulations 20032007. We reserve the right to approach third parties and to delay any of your applications until adequate verification verification of identity has been obtained. GOVERNING LAW & JURISDICTION LIABILITY You agree to indemnify us in relation to any acts; proceedings or claims which we incur directly or indirectly as a result of our acting under this agreement save that this indemnity shall not apply to the extent it arises out of our negligence, fraud, breach of this agreement or our regulatory responsibilities. We reserve the right to amend these Terms this agreement at our discretion where changes in regulation, regulation or law etc. necessitate by giving you notice in writing. These terms of business You will also be given the option to accept our new agreements or terminate our authority. This agreement shall be governed by and construed according to English Lawlaw. Any disputes shall be determined in the jurisdiction of the English Courts.. CLIENT’S CONSENT This is our client agreement upon which we intend to rely. For your own benefit and protection, you should read these terms carefully before signing them. If you do not understand any point please ask for further information. I understand and consent to the terms of this client agreement and I hereby authorise the transfer of information, as described above, on a confidential basis when warranted between such third parties. I authorise you to liaise with my other professional advisers wherever necessary in exchanging relevant personal information pertinent to my financial planning requirements and to rely on any such information provided. I agree that this Client Agreement will come into effect from the date below. C lient’s Na me: IAT Account ID: C lient’s Signa ture: Da te: Signed for and on behalf of IAT: Administra tor: Da te of Issua nce: IOS APPLE TRADE STOCK GROUP LIMITED (BR) IOS APPLE TRADE - STOCK GROUP LIMITED (BR) 0000, Xxxxx Xxxxxxx, Xxxx Xxxxx, Xxxxxxx, Republic of Vanuatu Innovation House Speculation Road, Forest Vale Industrial Estate,

Appears in 1 contract

Samples: www.iosapple.trade

Termination of Authority. You or we may terminate our authority and/or this agreement to act on your behalf at any time, time without penalty. Notice of this termination must be given in writing and will take effect from the date of receipt. Termination is without prejudice to any transactions already initiated which will be completed according to this Client Agreementclient agreement unless otherwise agreed in writing. You will be liable to pay for any transactions made ma de prior to termination termina tion and any fees which may ma y be outstanding. DATA PROTECTION & ANTI -MONEY LAUNDERING We are registered under the Data Protection Act 1998. It is understood You acknowledge and understand that we keep personal and financial information with regard to your circumstances on file (electronic and and/or paper based) as required to be able to advise you as to your financial planning needs. We confirm that this information will not be used, or transferred by us to any other firm or company with the exception of Plutus Financial and external organisations that assist with our administration which may be outside of the EEA. We cannot be held responsible for the information held on your file becoming being inaccurate due to your change of circumstances if you fail failing to inform us of those changesa change of circumstances. Where normal business services are provided to Plutus Wealth Management LLP us by third parties then circumstances may arise which warrant the disclosure of more than just your basic contact details. On these occasions such as processing business, and obtaining compliance and regulatory advice you agree that personal information held by Xxxxxx Wealth Management LLP us may be disclosed on a confidential basis, and in accordance with the Data Protection Act 1998, to such third parties. You agree that this information may be transferred electronically, (e.g. e- mail). You also agree that we, we or any such company, third party may contact you in future by any means of communication which we or they consider appropriate at the time. We keep records of our business transactions with you for at least five a t lea st six years. We are required to verify your identity in accordance with the Proceeds of Crime Act 2002 and the Money Laundering Regulations 20032007. We reserve the right to approach third parties and to delay any of your applications until adequate verification of identity has been obtained. GOVERNING LAW & JURISDICTION LIABILITY You agree to indemnify us in relation to any acts; proceedings or claims which we incur directly or indirectly as a result of our acting under this agreement save that this indemnity shall not apply to the extent it arises out of our negligence, fraud, breach of this agreement or our regulatory responsibilities. We reserve the right to amend these Terms this agreement at our discretion where changes in regulation, regulation or law etc. necessitate by giving you notice in writing. These terms of business You will also be given the option to accept our new agreements or terminate our authority. This agreement shall be governed by and construed according to English Lawlaw. Any disputes shall be determined in the jurisdiction of the English Courts.. CLIENT’S CONSENT This is our client agreement upon which we intend to rely. For your own benefit and protection, you should read these terms carefully before signing them. If you do not understand any point please ask for further information. I understand and consent to the terms of this client agreement and I hereby authorise the transfer of information, as described above, on a confidential basis when warranted between such third parties. I authorise you to liaise with my other professional advisers wherever necessary in exchanging relevant personal information pertinent to my financial planning requirements and to rely on any such information provided. I agree that this Client Agreement will come into effect from the date below. C lient’s Na me: SST Account ID: C lient’s Signa ture: Da te: Signed for and on behalf of SST: Administra tor: Da te of Issua nce: STOCK STACK TRADE STOCK GROUP LIMITED (BR) STOCK STACK TRADE - STOCK GROUP LIMITED (HQ) 0000, Xxxxx Xxxxxxx, Xxxx Xxxxx, Xxxxxxx, Xxxxxxxx of Vanuatu Innovation House Speculation Road, Forest Vale Industrial Estate,

Appears in 1 contract

Samples: stockstack.co

Termination of Authority. You or we may terminate our authority to act on your behalf at any timewith 14 days’ notice, or as otherwise agreed, without penalty. Notice of this termination must be given in writing and will take effect from the date of receipt. Termination is without prejudice to any transactions already initiated which will be completed according to this Client Agreementthese terms of business unless otherwise agreed in writing. You will be liable to pay for any transactions made or adjustments effective prior to termination and we will be entitled to retain any fees and all brokerage payable in relation to policies placed by us prior to the date of termination. YOUR RESPONSIBILITIES You are responsible for answering any questions honestly and to the best of your knowledge, ensuring that you provide the complete and accurate information which insurers require in connection with any proposal for insurance cover. This is particularly important before taking out a policy and also at renewal or if you make a mid-term amendment to your policy. If you are a commercial customer, you are also responsible for providing details of all material circumstances that you and your senior management know or ought to know or, failing that, sufficient information to put an insurer on notice to make further enquiries. If you fail to disclose required information or you misrepresent any fact which may influence thcceept ithensrisuk rorethre ’s terms they offer, this could invalidate the policy and mean that claims may not be outstandingpaid. DATA PROTECTION We are registered under the Data Protection Act 1998You must check all details on any proposal form or statement of fact and pay particular attention to any declaration you may be asked to sign. It is understood important that we keep personal you read all insurance documents issued to you and financial information ensure that you are aware of the cover, limits and other terms and conditions that apply. Particular attention should be paid to any warranties or conditions precedent to cover as failure to comply with regard them could affect your policy and any claim you make. You should take note of the required procedures in the event of a claim, which will be stated in the policy documentation. Generally, insurers require immediate notification of a claim or circumstances that might lead to a claim. You should inform us immediately of any changes that may affect the Such money is either client money hseervilceds proovidned byy ousuorr the bcoevehr aprolvifde,d byoyorur poilicny.sIfuyoruearre s’ money held on behalf of insurers in accordance with a written agency agreement. If you object to your circumstances on file (electronic and paper based) as required money being held in a Non-Statutory Trust account, you should advise us immediately. Otherwise your agreement to pay the premium will constitute your informed consent to our holding your money in a Non-Statutory Trust account. The aim of the trust is to protect you in the event of the failure of T.H March & Co Limited, or the failure of the bank or third party at which the money may be held. In such circumstances, our general creditors should not be able to advise you make claims on client money as to your financial planning needs. We confirm that this information will the money does not be used, or transferred by us to any other firm or company with the exception of Plutus Financial and external organisations that assist with our administration which may be outside of the EEA. We cannot be held responsible for the information held on your file becoming inaccurate due to your change of circumstances if you fail to inform us of those changes. Where normal business services are provided to Plutus Wealth Management LLP by third parties then circumstances may arise which warrant the disclosure of more than just your basic contact details. On these occasions such as processing business, and obtaining compliance and regulatory advice you agree that personal information held by Xxxxxx Wealth Management LLP may be disclosed on a confidential basis, and in accordance with the Data Protection Act 1998, to such third parties. You agree that this information may be transferred electronically. You also agree that we, or any such company, may contact you in future by any means of communication which we consider appropriate at the time. We keep records form part of our business transactions assets. Under the trust we are entitled to and may unsure about any matter, please contact us for at least five years. We are required to verify your identity in accordance with the Proceeds of Crime Act 2002 and the Money Laundering Regulations 2003. We reserve the right to approach third parties and to delay any applications until adequate verification of identity has been obtained. We reserve the right to amend these Terms at our discretion where changes in regulation, law etc. necessitate by giving you notice in writing. These terms of business shall be governed by and construed according to English Law. Any disputes shall be determined in the English Courtsguidance.

Appears in 1 contract

Samples: www.thmarch.co.uk

Termination of Authority. You or we We may terminate our authority to act on your behalf this agreement by giving you at least 20 business days’ written notice. You may terminate this agreement at any time, without penalty. Notice of this termination must be given in writing and will take effect from the date of receipt. Termination is without prejudice to any Any transactions already initiated which will be completed complete according to this Client Agreementagreement unless otherwise agreed in writing. You will be liable to pay for any transactions made serviced we have provided before cancellation and any outstanding fees, if applicable. Ongoing services can be cancelled at any time by simply informing us in writing but please note that we reserve the right to charge you for services provided prior to termination and any fees which may be outstandingcancellation. DATA PROTECTION & PRIVACY POLICY We are registered under the Data Protection Act 1998. It is understood that we keep personal and financial information with regard have a legal obligation to your circumstances on file (electronic and paper based) as required to be able to advise you as to your financial planning needs. We confirm that this information will not be used, or transferred by us to any other firm or company with the exception of Plutus Financial and external organisations that assist with our administration which may be outside of the EEA. We cannot be held responsible for the information held on your file becoming inaccurate due to your change of circumstances if you fail to inform us of those changes. Where normal business services are provided to Plutus Wealth Management LLP by third parties then circumstances may arise which warrant the disclosure of more than just your basic contact details. On these occasions such as processing business, and obtaining compliance and regulatory advice you agree that personal information held by Xxxxxx Wealth Management LLP may be disclosed on a confidential basis, and in accordance comply with the Data Protection Act 1998, in relation to such third partiespersonal data which we hold about you. You agree WHAT INFORMATION DO WE COLLECT ABOUT YOU? We collect relevant data about you (including your family and businesses where appropriate) during our initial and other meetings with you. We will also collect data about you where necessary from other people. We collect the data through notetaking and filling in of questionnaires about you and your circumstances. Some of the information that this information we process may be transferred electronically. You also agree that we, sensitive data (such as information relating to health or any such company, may contact you in future by any means of communication which we consider appropriate at the timemedical information). We keep records of our business transactions for at least five years. We are required may make checks with credit rating agencies to authenticate and verify your identity in accordance with and credit status. the Proceeds of Crime Act 2002 Xxx 0000 and the Money Laundering Laundering, Terrorist Financing and Transfer of Funds Regulations 20032017. We reserve the right to approach third parties and to delay any applications until adequate verification of identity has been obtained. We reserve the right to amend these Terms at our discretion where changes in regulation, law etc. necessitate by giving also make checks with organisations with whom you notice in writinghave policies of insurance and investments and with your mortgage provider. These terms checks are to help us with our legal obligations and to ensure that we provide you with advice that suits your circumstances. The scope and extent of business shall be governed by and construed according to English Law. Any disputes shall be determined in the English Courtsgathering of information from third parties depend on what type of service you are taking from us.

Appears in 1 contract

Samples: Lient Agreement

Termination of Authority. You or we may terminate our authority and/or this agreement to act on your behalf at any time, time without penalty. Notice of this termination must be given in writing and will take effect from the date of receipt. Termination is without prejudice to any transactions already initiated which will be completed according to this Client Agreementclient agreement unless otherwise agreed in writing. You will be liable to pay for any transactions made prior to termination and any fees which may be outstanding. DATA PROTECTION We CLIENT’S CONSENT Please tick to opt in to receiving our personalised emails. 🞏 Opting in means that you are registered under consenting to receive our emails to the Data Protection Act 1998address supplied. You have also supplied further personal information about you and you are providing your consent for us to process this data to profile you so as to provide curated content. Or Please tick to opt in to receiving our non-personalised emails. 🞏 Opting in means that you are consenting to receive emails to the address supplied. It is understood that we keep personal and financial information with regard to your circumstances on file (electronic and paper based) as required to be able to advise you as to your financial planning needs. We confirm that this information will not be usedpersonalised to you, or transferred by and we will not store any information other than your name and email address. If you do not indicate your agreement for us to any other firm or company make contact with the exception of Plutus Financial and external organisations that assist with our administration which you, we may be outside unable to provide you with details of products and/or services that may suit your needs and circumstances. We would like to maintain a record of your express consent for us to contact you by post, telephone, SMS, email and instant messaging for marketing our products or services that we think may be of interest to you. Please indicate your consent to us contacting you by any of the EEAmeans specified below: Post ⬜ Phone ⬜ SMS ⬜ Email ⬜ Instant Messaging* ⬜ This is our client agreement upon which we intend to rely. For your own benefit and protection you should read these terms carefully before signing them. If you do not understand any point please ask for further information. I/We cannot be held responsible for understand and consent to the information held on your file becoming inaccurate due to your change terms of circumstances if you fail to inform us this client agreement and I/we hereby authorise the transfer of those changes. Where normal business services are provided to Plutus Wealth Management LLP by third parties then circumstances may arise which warrant the disclosure of more than just your basic contact details. On these occasions such information, as processing businessdescribed above, and obtaining compliance and regulatory advice you agree that personal information held by Xxxxxx Wealth Management LLP may be disclosed on a confidential basis, and in accordance with the Data Protection Act 1998, to basis when warranted between such third parties. You I/We authorise you to liaise with my/our other professional advisers in exchanging relevant personal information pertinent to my/our financial planning requirements and to rely on any such information provided. I/We agree that this information may be transferred electronicallyClient Agreement will come into effect from the date below. You also agree that we, or any such company, may contact you in future by any means Client Name(s): Client Signature(s): Date: Signed for and on behalf of communication which we consider appropriate at the time. We keep records of our business transactions for at least five years. We are required to verify your identity in accordance with the Proceeds of Crime Act 2002 and the Money Laundering Regulations 2003. We reserve the right to approach third parties and to delay any applications until adequate verification of identity has been obtained. We reserve the right to amend these Terms at our discretion where changes in regulation, law etc. necessitate by giving you notice in writing. These terms of business shall be governed by and construed according to English Law. Any disputes shall be determined in the English Courts.firm: Adviser: Adviser Signature: Date:

Appears in 1 contract

Samples: Investments LTD

Termination of Authority. You or we may terminate our authority to act on your behalf at any time, without penalty. Notice of this termination must be given in writing and will take effect from the date of receipt. Termination is without prejudice to any transactions already initiated which will be completed according to this Client Agreement. You will be liable to pay for any transactions made prior to termination and any fees which may be outstanding. DATA PROTECTION We are registered under the Data Protection Act 1998. It is understood that we keep personal and financial information with regard to your circumstances on file (electronic and paper based) as required to be able to advise you as to your financial planning needs. We confirm that this information will not be used, or transferred by us to any other firm or company with the exception of Plutus Financial and external organisations that assist with our administration which may be outside of the EEA. We cannot be held responsible for the information held on your file becoming inaccurate due to your change of circumstances if you fail to inform us of those changes. Where normal business services are provided to Plutus Wealth Management LLP by third parties then circumstances may arise which warrant the disclosure of more than just your basic contact details. On these occasions such as processing business, and obtaining compliance and regulatory advice you agree that personal information held by Xxxxxx Wealth Management LLP may be disclosed on a confidential basis, and in accordance with the Data Protection Act 1998, to such third parties. You agree that this information may be transferred electronically. You also agree that we, or any such company, may contact you in future by any means of communication which we consider appropriate at the time. We keep records of our business transactions for at least five years. We are required to verify your identity in accordance with the Proceeds of Crime Act 2002 and the Money Laundering Regulations 2003. We reserve the right to approach third parties and to delay any applications until adequate verification of identity has been obtained. We reserve the right to amend these Terms at our discretion where changes in regulation, law etc. necessitate by giving you notice in writing. These terms of business shall be governed by and construed according to English Law. Any disputes shall be determined in the English CourtsCLIENT’S CONSENT I/We understand and consent to the terms of this Client Agreement and I hereby authorise the transfer of information, as described above, on a confidential basis when warranted between such third parties.

Appears in 1 contract

Samples: Our Client Agreement

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Termination of Authority. You or we may terminate our authority and/or this agreement to act on your behalf at any time, time without penalty. Notice of this termination must ofthisterminationmust be given in writing and will take effect from the date of receipt. Termination is without prejudice to any transactions already initiated which will be completed according to this Client Agreementclient agreement unless otherwise agreed in writing. You will be liable Youwill beliable to pay for any transactions made prior to termination and any fees which may be outstanding. DATA PROTECTION & ANTI -MONEY LAUNDERING We are registered under the Data Protection Act 1998. It is understood that we You acknowledge and understandthatwe keep personal and financial information with regard to your circumstances on file (electronic and and/or paper based) as required to be able to advise you as to your financial planning needs. We confirm that this information will not be used, or transferred by us to any other firm or company with the exception of Plutus Financial and external organisations that assist with our administration which may be outside of the EEA. We cannot be held responsible for the information beheldresponsible fortheinformation held on your file becoming being inaccurate due to your change of circumstances if you fail failing to inform us of those changesa change of circumstances. Where normal business services are provided to Plutus Wealth Management LLP by third us bythird parties then circumstances may arise which warrant the disclosure of more than morethan just your basic contact details. On these occasions such as processing business, and obtaining compliance and regulatory advice you agree that personal information held by Xxxxxx Wealth Management LLP us may be disclosed on a confidential basis, and in accordance with the Data Protection Act 1998, to such third parties. You agree that this information may be transferred thisinformationmaybetransferred electronically, (e.g. e- mail). You also agree that we, we or any such company, third party may contact you in future by any means of communication which we or they consider appropriate at the time. We keep records of our ofour business transactions transactionswith you for at least five six years. We are required to verify your identity in accordance with the Proceeds of Crime Act 2002 and the Money Laundering Regulations 20032007. We reserve the right to approach third parties and to delay any of your applications until adequate verification of identity has been obtained. GOVERNING LAW & JURISDICTION LIABILITY You agree to indemnify us in relation to any acts; proceedings or claims which we incur directly or indirectly as a result of our acting under this agreement savethat this indemnity shall not apply to the extent it arises out of our negligence, fraud, breach of this agreement or our regulatory responsibilities. We reserve the right to amend these Terms this agreement at our discretion where changes in regulation, ourdiscretion wherechanges inregulation or law etc. necessitate by giving you notice in writing. These terms of business You will also be given the option to accept our new agreements or terminate our authority. This agreement shall be governed by and construed according to English LawEnglishlaw. Any disputes shall be determined in the English Courts.jurisdiction of the EnglishCourts. CLIENT’S CONSENT This is our client agreement upon whichwe intend to rely. Foryourownbenefit and protection, you should read theseterms carefully before signing them. Ifyou do not understand any point please askforfurther information. I understand and consent to the terms of this client agreement and I hereby authorise the transfer of information, as described above, on a confidential basis whenwarranted between suchthird parties. I authorise you to liaisewith my otherprofessionaladvisers wherever necessary in exchanging relevant personal information pertinent to my financial planning requirements and to rely on any such information provided. I agree that this Client Agreement will come into effect from the date below. Signed for and on behalf of CVF . Administrator:

Appears in 1 contract

Samples: Agreement

Termination of Authority. You or we may terminate our authority and/or this agreement to act on your behalf at any time, time without penalty. Notice of this termination must be given in writing and will take effect from the date of receipt. Termination is without prejudice to any transactions already initiated which will be completed according to this Client Agreementclient agreement unless otherwise agreed in writing. You will be liable to pay for any transactions made prior to termination and any fees which may be outstanding. outstanding DATA PROTECTION & ANTI -MONEY LAUNDERING We are registered under the Data Protection Act 1998Xxx 0000. It is understood You acknowledge and understand that we keep personal and financial information with regard to your circumstances on file (electronic and and/or paper based) as required to be able to advise you as to your financial planning needs. We confirm that this information will not be used, or transferred by us to any other firm or company with the exception of Plutus Financial and external organisations that assist with our administration which may be outside of the EEA. .We cannot be held responsible for the information held on your file becoming being inaccurate due to your change of circumstances if you fail failing to inform us of those changesa change of circumstances. Where normal business services are provided to Plutus Wealth Management LLP us by third parties then circumstances may arise which warrant the disclosure of more than just your basic contact details. On these occasions such as processing business, and obtaining compliance and regulatory advice you agree that personal information held by Xxxxxx Wealth Management LLP us may be disclosed on a confidential basis, and in accordance with the Data Protection Act 1998Xxx 0000, to such third parties. You agree that this information may be transferred electronically, (e.g. e- mail). You also agree that we, we or any such company, third party may contact you in future by any means of communication which we or they consider appropriate at the time. We keep records of our business transactions with you for at least five six years. We are required to verify your identity in accordance with the Proceeds of Crime Act 2002 Xxx 0000 and the Money Laundering Regulations 20032007. We reserve the right to approach third parties and to delay any of your applications until adequate verification of identity has been obtained. GOVERNING LAW & JURISDICTION LIABILITY You agree to indemnify us in relation to any acts; proceedings or claims which we incur directly or indirectly as a result of our acting under this agreement save that this indemnity shall not apply to the extent it arises out of our negligence, fraud, breach of this agreement or our regulatory responsibilities. We reserve the right to amend these Terms this agreement at our discretion where changes in regulation, regulation or law etc. necessitate by giving you notice in writing. These terms of business You will also be given the option to accept our new agreements or terminate our authority. This agreement shall be governed by and construed according to English Lawlaw. Any disputes shall be determined in the jurisdiction of the English Courts. CLIENT’S CONSENT This is our client agreement upon which we intend to rely. For your own benefit and protection, you should read these terms carefully before signing them. If you do not understand any point please ask for further information. I understand and consent to the terms of this client agreement and I hereby authorise the transfer of information, as described above, on a confidential basis when warranted between such third parties. I authorise you to liaise with my other professional advisers wherever necessary in exchanging relevant personal information pertinent to my financial planning requirements and to rely on any such information provided. I agree that this Client Agreement will come into effect from the date below. Client’s Name: UST Account ID: Client’s Signature: Date: Signed for and on behalf of UST: Administrator: Date of Issuance: Unified Stock Trade- Stock Group limited (BR). Unified Stock Trade- Stock Group limited (HQ). 0000 Xxx Xxxxxxxx, xxxxxxx Xxxx 000 00000 ‘QCJ32S5 canada.

Appears in 1 contract

Samples: Client Agreement

Termination of Authority. You or we may terminate our authority and/or this agreement to act on your behalf at any time, time without penalty. Notice of this termination must be given in writing and will take effect from the date of receipt. Termination is without prejudice to any transactions already initiated which will be completed according to this Client Agreementclient agreement unless otherwise agreed in writing. You will be liable to pay for any transactions made prior to termination and any fees which may be outstanding. DATA PROTECTION & ANTI -MONEY LAUNDERING We are registered under the Data Protection Act 1998. It is understood You acknowledge and understand that we keep personal and financial information with regard to your circumstances on file (electronic and and/or paper based) as required to be able to advise you as to your financial planning needs. We confirm that this information will not be used, or transferred by us to any other firm or company with the exception of Plutus Financial and external organisations that assist with our administration which may be outside of the EEA. We cannot be held responsible for the information held on your file becoming being inaccurate due to your change of circumstances if you fail failing to inform us of those changesa change of circumstances. Where normal business services are provided to Plutus Wealth Management LLP us by third parties then circumstances may arise which warrant the disclosure of more than just your basic contact details. On these occasions such as processing business, and obtaining compliance and regulatory advice you agree that personal information held by Xxxxxx Wealth Management LLP us may be disclosed on a confidential basis, and in accordance with the Data Protection Act 1998, to such third parties. You agree that this information may be transferred electronically, (e.g. e- mail). You also agree that we, we or any such company, third party may contact you in future by any means of communication which we or they consider appropriate at the time. We keep records of our business transactions with you for at least five six years. We are required to verify your identity in accordance with the Proceeds of Crime Act 2002 and the Money Laundering Regulations 20032007. We reserve the right to approach third parties and to delay any of your applications until adequate verification of identity has been obtained. GOVERNING LAW & JURISDICTION LIABILITY You agree to indemnify us in relation to any acts; proceedings or claims which we incur directly or indirectly as a result of our acting under this agreement save that this indemnity shall not apply to the extent it arises out of our negligence, fraud, breach of this agreement or our regulatory responsibilities. We reserve the right to amend these Terms this agreement at our discretion where changes in regulation, regulation or law etc. necessitate by giving you notice in writing. These terms of business You will also be given the option to accept our new agreements or terminate our authority. This agreement shall be governed by and construed according to English Lawlaw. Any disputes shall be determined in the jurisdiction of the English Courts.

Appears in 1 contract

Samples: Client Agreement

Termination of Authority. You or we may terminate our authority and/or this agreement to act on your behalf at any time, time without penalty. Notice of this termination must be given in writing and will take effect from the date of receipt. Termination is without prejudice to any transactions already initiated which will be completed according to this Client Agreementclient agreement unless otherwise agreed in writing. You will be liable to pay for any transactions made prior to termination and any fees which may be outstanding. outstanding DATA PROTECTION & ANTI -MONEY LAUNDERING We are registered under the Data Protection Act 1998. It is understood You acknowledge and understand that we keep personal and financial information with regard to your circumstances on file (electronic and and/or paper based) as required to be able to advise you as to your financial planning needs. We confirm that this information will not be used, or transferred by us to any other firm or company with the exception of Plutus Financial and external organisations that assist with our administration which may be outside of the EEA. .We cannot be held responsible for the information held on your file becoming being inaccurate due to your change of circumstances if you fail failing to inform us of those changesa change of circumstances. Where normal business services are provided to Plutus Wealth Management LLP us by third parties then circumstances may arise which warrant the disclosure of more than just your basic contact details. On these occasions such as processing business, and obtaining compliance and regulatory advice you agree that personal information held by Xxxxxx Wealth Management LLP us may be disclosed on a confidential basis, and in accordance with the Data Protection Act 1998, to such third parties. You agree that this information may be transferred electronically, (e.g. e- mail). You also agree that we, we or any such company, third party may contact you in future by any means of communication which we or they consider appropriate at the time. We keep records of our business transactions with you for at least five six years. We are required to verify your identity in accordance with the Proceeds of Crime Act 2002 and the Money Laundering Regulations 20032007. We reserve the right to approach third parties and to delay any of your applications until adequate verification of identity has been obtained. GOVERNING LAW & JURISDICTION LIABILITY You agree to indemnify us in relation to any acts; proceedings or claims which we incur directly or indirectly as a result of our acting under this agreement save that this indemnity shall not apply to the extent it arises out of our negligence, fraud, breach of this agreement or our regulatory responsibilities. We reserve the right to amend these Terms this agreement at our discretion where changes in regulation, regulation or law etc. necessitate by giving you notice in writing. These terms of business You will also be given the option to accept our new agreements or terminate our authority. This agreement shall be governed by and construed according to English Lawlaw. Any disputes shall be determined in the jurisdiction of the English Courts.. CLIENT’S CONSENT This is our client agreement upon which we intend to rely. For your own benefit and protection, you should read these terms carefully before signing them. If you do not understand any point please ask for further information. I understand and consent to the terms of this client agreement and I hereby authorise the transfer of information, as described above, on a confidential basis when warranted between such third parties. I authorise you to liaise with my other professional advisers wherever necessary in exchanging relevant personal information pertinent to my financial planning requirements and to rely on any such information provided. I agree that this Client Agreement will come into effect from the date below. Client’s Name: UST Account ID: Client’s Signature: Date: Signed for and on behalf of TST: Administrator: Date of Issuance: Unified Stock Trade- Stock Group limited (BR). Unified Stock Trade- Stock Group limited (HQ). 1430 Cornwall, xxxxxxx Xxxx 000 00000 ‘XXX00X0 xxxxxx. Székesfehérvár, Váralja sor 4, 9000

Appears in 1 contract

Samples: primalcapitalinvest.com

Termination of Authority. You or we may terminate our authority and/or this agreement to act on your behalf at any time, time without penalty. Notice of this termination must be given in writing and will take effect from the date of receipt. Termination is without prejudice to any transactions already initiated which will be completed according to this Client Agreementclient agreement unless otherwise agreed in writing. You will be liable to pay for any transactions made prior to termination and any fees which may be outstanding. outstanding DATA PROTECTION & ANTI -MONEY LAUNDERING We are registered under the Data Protection Act 1998. It is understood You acknowledge and understand that we keep personal and financial information with regard to your circumstances on file (electronic and and/or paper based) as required to be able to advise you as to your financial planning needs. We confirm that this information will not be used, or transferred by us to any other firm or company with the exception of Plutus Financial and external organisations that assist with our administration which may be outside of the EEA. .We cannot be held responsible for the information held on your file becoming being inaccurate due to your change of circumstances if you fail failing to inform us of those changesa change of circumstances. Where normal business services are provided to Plutus Wealth Management LLP us by third parties then circumstances may arise which warrant the disclosure of more than just your basic contact details. On these occasions such as processing business, and obtaining compliance and regulatory advice you agree that personal information held by Xxxxxx Wealth Management LLP us may be disclosed on a confidential basis, and in accordance with the Data Protection Act 1998, to such third parties. You agree that this information may be transferred electronically, (e.g. e- mail). You also agree that we, we or any such company, third party may contact you in future by any means of communication which we or they consider appropriate at the time. We keep records of our business transactions with you for at least five six years. We are required to verify your identity in accordance with the Proceeds of Crime Act 2002 and the Money Laundering Regulations 20032007. We reserve the right to approach third parties and to delay any of your applications until adequate verification of identity has been obtained. GOVERNING LAW & JURISDICTION LIABILITY You agree to indemnify us in relation to any acts; proceedings or claims which we incur directly or indirectly as a result of our acting under this agreement save that this indemnity shall not apply to the extent it arises out of our negligence, fraud, breach of this agreement or our regulatory responsibilities. We reserve the right to amend these Terms this agreement at our discretion where changes in regulation, regulation or law etc. necessitate by giving you notice in writing. These terms of business You will also be given the option to accept our new agreements or terminate our authority. This agreement shall be governed by and construed according to English Lawlaw. Any disputes shall be determined in the jurisdiction of the English Courts.. CLIENT’S CONSENT This is our client agreement upon which we intend to rely. For your own benefit and protection, you should read these terms carefully before signing them. If you do not understand any point please ask for further information. I understand and consent to the terms of this client agreement and I hereby authorise the transfer of information, as described above, on a confidential basis when warranted between such third parties. I authorise you to liaise with my other professional advisers wherever necessary in exchanging relevant personal information pertinent to my financial planning requirements and to rely on any such information provided. I agree that this Client Agreement will come into effect from the date below. Client’s Name: UST Account ID: Client’s Signature: Date: Signed for and on behalf of MOLCHAIN Administrator: Date of Issuance: MOLCHAIN- Stock Group limited (BR)

Appears in 1 contract

Samples: Client Agreement

Termination of Authority. You or we may terminate our authority and/or this agreement to act on your behalf at any time, time without penalty. Notice of this termination must be given in writing and will take effect from the date of receipt. Termination is without prejudice to any transactions already initiated which will be completed according to this Client Agreementclient agreement unless otherwise agreed in writing. You will be liable to pay for any transactions made prior to termination and any fees which may be outstanding. DATA PROTECTION We CLIENT’S CONSENT Please tick to opt in to receiving our personalised emails.  Opting in means that you are registered under consenting to receive our emails to the Data Protection Act 1998address supplied. You have also supplied further personal information about you and you are providing your consent for us to process this data to profile you so as to provide curated content. Or Please tick to opt in to receiving our non-personalised emails.  Opting in means that you are consenting to receive emails to the address supplied. It is understood that we keep personal and financial information with regard to your circumstances on file (electronic and paper based) as required to be able to advise you as to your financial planning needs. We confirm that this information will not be usedpersonalised to you, or transferred by and we will not store any information other than your name and email address. If you do not indicate your agreement for us to any other firm or company make contact with the exception of Plutus Financial and external organisations that assist with our administration which you, we may be outside unable to provide you with details of products and/or services that may suit your needs and circumstances. We would like to maintain a record of your express consent for us to contact you by post, telephone, SMS, email and instant messaging for marketing our products or services that we think may be of interest to you. Please indicate your consent to us contacting you by any of the EEAmeans specified below: Post  Phone  SMS  Email  Instant Messaging*  This is our client agreement upon which we intend to rely. For your own benefit and protection you should read these terms carefully before signing them. If you do not understand any point please ask for further information. I/We cannot be held responsible for understand and consent to the information held on your file becoming inaccurate due to your change terms of circumstances if you fail to inform us this client agreement and I/we hereby authorise the transfer of those changes. Where normal business services are provided to Plutus Wealth Management LLP by third parties then circumstances may arise which warrant the disclosure of more than just your basic contact details. On these occasions such information, as processing businessdescribed above, and obtaining compliance and regulatory advice you agree that personal information held by Xxxxxx Wealth Management LLP may be disclosed on a confidential basis, and in accordance with the Data Protection Act 1998, to basis when warranted between such third parties. You I/We authorise you to liaise with my/our other professional advisers in exchanging relevant personal information pertinent to my/our financial planning requirements and to rely on any such information provided. I/We agree that this information may be transferred electronicallyClient Agreement will come into effect from the date below. You also agree that we, or any such company, may contact you in future by any means Client Name(s): Client Signature(s): Date: Signed for and on behalf of communication which we consider appropriate at the time. We keep records of our business transactions for at least five years. We are required to verify your identity in accordance with the Proceeds of Crime Act 2002 and the Money Laundering Regulations 2003. We reserve the right to approach third parties and to delay any applications until adequate verification of identity has been obtained. We reserve the right to amend these Terms at our discretion where changes in regulation, law etc. necessitate by giving you notice in writing. These terms of business shall be governed by and construed according to English Law. Any disputes shall be determined in the English Courts.firm: Adviser: Adviser Signature: Date:

Appears in 1 contract

Samples: Client Agreement

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