Common use of Table of Definitions Clause in Contracts

Table of Definitions. Each of the following terms is defined in the Section set forth opposite such term: Term Section Acceptable Confidentiality Agreement Section 6.4(b)(i) Agreement Preamble Award Amendments Section 6.2(c) Book-Entry Shares Section 3.2(c) Certificate Section 3.2(c) Certificate of Merger Section 2.3 Closing Section 2.2 COBRA Section 4.18(d) COD Amendment Section 6.2(b) Code Recitals Company Preamble Company Board Recitals Company Board Recommendation Section 6.5 Company Capitalization Date Section 4.5(a) Company DSU Section 3.8(b) Company Indemnified Party Section 7.4(a) Company Material Contract Section 4.20(a) Company Plan Section 4.18(a) Company Preferred Stock Section 4.5(a) Company Real Property Section 4.14(b) Company Restricted Share Section 3.8(a) Company SEC Documents Section 4.7(a) Company Securities Section 4.5(e) Company Special Committee Recitals Company Stockholders’ Meeting Section 6.5 Company Subsidiary Securities Section 4.6(b) Company Termination Fee Section 10.3(a) Company Transaction Litigation Section 8.8 Continuing Employee Section 7.6(b) Convertible Note Amendments Section 6.2(a) D&O Insurance Section 7.4(b) DGCL Section 2.1(a) Effective Time Section 2.3 End Date Section 10.1(b)(i) Exchange Agent Section 3.6(a) Exchange Fund Section 3.6(a) Exchange Ratio Section 3.2(b) Expenses Section 10.3(c) Financing Section 8.2(a) Foreign Company Plan Section 4.18(a) Information Statement Section 8.3 Internal Controls Section 4.7(g) Merger Consideration Section 3.2(b) Merger Recitals Merger Sub Inc. Preamble Multiemployer Plan Section 4.18(c) Owned Real Property Section 4.14(a) Parent Preamble Parent Board Recitals Parent Class B Common Stock Section 5.5(a) Parent Preferred Stock Section 5.5(a) Parent RSUs Section 5.5(a) Parent SEC Documents Section 5.6(a) Parent Securities Section 5.5(b) Parent Special Committee Recitals Party or Parties Preamble Plan Termination Notice Section 7.6(c) Premium Cap Section 7.4(b) Proxy Statement Section 8.3 RDO Warrants Section 1.1 Real Property Leases Section 4.14(b) Registration Statement Section 8.3 Representatives Section 8.6(a) Rollover Warrants Section 3.9 Series A Preferred Stock Section 4.5(a) Solvent Section 5.10

Appears in 4 contracts

Samples: Agreement and Plan of Merger (ProFrac Holding Corp.), Agreement and Plan of Merger (U.S. Well Services, Inc.), Agreement and Plan of Merger (Crestview Partners III GP, L.P.)

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Table of Definitions. Each of the The following terms is defined have the meanings set forth in the Section set forth opposite such termSections referenced below: Term Section Acceptable Definition Location 2020 Business Statements 3.5(a) Acquisition 5.10(b)(i) Affiliate Agreements 5.16 Agreement Preamble Allocation Dispute Notice 6.1(a) Allocation Exhibit 6.1(a) Alternative Recovery 8.5(a)(v) Arbiter 6.1(a) Assumed Contracts 2.1(a) Assumed Leases 2.1(b) Assumed Liabilities 2.3 Assumed Warranties 2.3(e) Automatic Transferred Employees 5.5(a) Basket Amount 8.5(a)(i) Business Employee Severance Agreement 5.5(a) Business Information Systems 3.13(h) Business Statements 3.5(a) Buyer Preamble Buyer Indemnified Parties 8.2 Buyer Party Recitals Buyer Savings Plan 5.5(f) Buyer Welfare Benefit Plan 5.5(g)(i) Claim Information 8.4(a) Closing 2.7(a) Closing Date 2.7(a) COBRA 2.4(g) COBRA Obligations 5.5(g)(ii) Competing Acquiror 5.10(c) Competing Acquisition 5.10(c) Competing Business 5.10(a) Confidential Information 5.6(e) Confidentiality Agreement Section 6.4(b)(i5.6(a) Agreement Preamble Award Amendments Section 6.2(cContract Disclosure Update 2.5(c) Book-Entry Shares Section 3.2(cContributor 3.13(f) Certificate Section 3.2(cCustomer Notification Letter 5.19 Customer Standard Forms 3.16(a)(i) Certificate of Merger Section 2.3 Closing Section De Minimis Business 5.10(b)(i) Disclosure Schedules ARTICLE III Discussion Period 6.1(a) DLA Piper 2.2(n) Electronic Intellectual Property Assets 2.8 Employment Agreements Recitals Employment Practices 3.10(b) Environmental Laws 3.15(b)(i) Environmental Permits 3.15(b)(ii) Excluded Assets 2.2 COBRA Section 4.18(dExcluded Contracts 2.2(g) COD Amendment Section 6.2(bExcluded Intellectual Property 2.2(i) Code Recitals Company Preamble Company Board Recitals Company Board Recommendation Section 6.5 Company Capitalization Date Section 4.5(aExcluded Liabilities 2.4 Excluded Patents 2.2(h) Company DSU Section 3.8(bExcluded Technology 2.2(j) Company Exploitation 5.10(c) Final Allocation 6.1(a) Form 8594 6.1(b) Fundamental Representations 8.1(a) Illegal Activities 3.7(c) Indemnification Ancillary Agreements 8.1(a) Indemnified Party Section 7.4(a8.4(a) Company Indemnifying Party 8.4(a) Initial Press Release 5.14 Interim Contract 2.5(c) Inventory 2.1(g) 14 Losses 8.2 Material Contract Section 4.20(aContracts 3.16(a) Company Plan Section 4.18(a) Company Preferred Stock Section 4.5(a) Company Real Property Section 4.14(b) Company Restricted Share Section 3.8(a) Company SEC Documents Section 4.7(a) Company Securities Section 4.5(e) Company Special Committee Recitals Company Stockholders’ Meeting Section 6.5 Company Subsidiary Securities Section 4.6(b) Company Termination Fee Section 10.3(a) Company Transaction Litigation Section 8.8 Continuing Employee Section 7.6(b) Convertible Note Amendments Section 6.2(a) D&O Insurance Section 7.4(b) DGCL Section 2.1(a) Effective Time Section 2.3 End Date Section 10.1(b)(i) Exchange Agent Section 3.6(a) Exchange Fund Section 3.6(a) Exchange Ratio Section 3.2(b) Expenses Section 10.3(c) Financing Section 8.2(a) Foreign Company Plan Section 4.18(a) Information Statement Section 8.3 Internal Controls Section 4.7(g) Merger Consideration Section 3.2(b) Merger Recitals Merger Sub Inc. Preamble Multiemployer Plan Section 4.18(c) Owned Real Property Section 4.14(a) Parent Preamble Parent Board Recitals Parent Class B Common Stock Section Maximum Benefit Period 5.5(a) Parent Preferred Stock Section Non-Automatic Transferred Employees 5.5(a) Parent RSUs Section Non-Competing Products 5.10(c) Non-Offered Severance and Acceleration Payments 5.5(b) Non-Solicitation Period 5.9(a) OFAC 3.7(e) Permits 3.7(b) Pre-Closing IP Infringement 2.3(g) Preliminary Inventory 2.1(g) Proposed Allocation 6.1(a) Rebates 5.18(b) Related Person 3.20 Release Documentation 5.22(a) Relevant Excluded Contracts 5.12(a) Relevant Licensors 5.12(a) Required Amounts 4.4(b) Required Filing 5.7(a) Required Financial Information 5.22(a) Restricted Benefits 3.7(c) Restricted Employees 5.9(a) Restricted Entities 5.10(a) Restriction Period 5.10(a) Retained Business 5.8(f) Sanctioned Countries 3.7(d) Security Breach 3.13(h) Seller Preamble Seller Employee 5.9(b) Seller Indemnified Parties 8.3 Seller Party Recitals Seller Savings Plan 5.5(f) Severance and Acceleration Payment Amount 2.6 Severance and Acceleration Payments 5.5(b) Shared Contracts 5.8(f) Shared Contractual Liabilities 5.8(h) Significant Customer 3.17(a) Significant Supplier 3.17(a) Singapore Transfer Taxes 6.4 Specified Claim 8.4(d) Termination Date 9.1(c) Third Party Claim 8.4(a) Third-Party Claim Assumption Notice 8.4(b) Total Compensation Opportunities 5.5(a) Parent SEC Documents Section 5.6(aTrade Licenses 3.7(d) Parent Securities Section 5.5(bTransferred Assets 2.1 Transferred Employees 5.5(a) Parent Special Committee Recitals Party or Parties Preamble Plan Termination Notice Section 7.6(cTransferred Intellectual Property 2.1(d) Premium Cap Section 7.4(bTransferred Patents 2.1(c) Proxy Statement Section 8.3 RDO Warrants Section 1.1 Real Transferred Personal Property Leases Section 4.14(b2.1(f) Registration Statement Section 8.3 Representatives Section 8.6(aTransferred Technology 2.1(e) Rollover Warrants Section 3.9 Series A Preferred Stock Section 4.5(aU.S. Transferred Employees 5.5(f) Solvent Section 5.10WARN Act 3.10(c)

Appears in 2 contracts

Samples: Asset Purchase Agreement (Skyworks Solutions, Inc.), Asset Purchase Agreement (Silicon Laboratories Inc.)

Table of Definitions. Each of the The following terms is defined have the meaning set forth in the Section set forth opposite such termSections referenced below: Term Section Acceptable Confidentiality Agreement Section 6.4(b)(iDefinition Location 409A Authorities 4.12(c) Adverse Recommendation Change 6.4(d) Agreement Preamble Award Amendments Section 6.2(cAgreement of Merger 2.3 AJCA 4.12(c) BofA Xxxxxxx Xxxxx 4.21 Book-Entry Shares Section 3.2(c3.3(b) Certificate Section 3.2(cCertificates 3.3(b) Certificate of Merger Section 2.3 Closing Section 2.2 COBRA Section 4.18(d) COD Amendment Section 6.2(b) Code Recitals Closing Date 2.2 Company Preamble Company Board Recitals 4.3 Company Board Recommendation Section 6.5 Company Capitalization Date Section 4.5(aBylaws 4.1(b) Company DSU Section 3.8(bCharter 4.1(b) Company Indemnified Party Section 7.4(aDisclosure Letter Article IV Company Employee 6.8(a) Company Material Contract Section 4.20(aPlans 4.12(a) Company Plan Section 4.18(aRegistered IP 4.19(a) Company Preferred Stock Section 4.5(a) Company Real Property Section 4.14(b) Company Restricted Share Section 3.8(aRSU 3.2(b) Company SEC Documents Section 4.7(a4.6(a) Company Securities Section 4.5(eShareholder Approval 4.3 Company Shareholders Meeting 6.5(b) Company Special Committee Recitals Company Stockholders’ Meeting Section 6.5 Company Subsidiary Securities Section 4.6(bStock Option 3.2(a) Company Termination Fee Section 10.3(aStock Plans 3.2(a) Company Transaction Litigation Section 8.8 Continuing Employee Section 7.6(b6.8(a) Convertible Note Amendments Section 6.2(aDissenting Shares 3.5 DTC 3.3(c) D&O Insurance Section 7.4(b) DGCL Section 2.1(aDTC Payment 3.3(c) Effective Time Section 2.3 End Date Section 10.1(b)(iERISA 4.12(a) Exchange Agent Section 3.6(aGAAP 4.6(c) Exchange Fund Section 3.6(aIndemnified Parties 6.11(a) Exchange Ratio Section 3.2(bIntellectual Property Right 4.19(c) Expenses Section 10.3(cIntervening Event 6.4(d) Financing Section 8.2(a) Foreign Company Plan Section 4.18(a) Information Statement Section 8.3 Internal Controls Section 4.7(g) Merger Consideration Section 3.2(bMaterial Contract 4.15(a) Merger Recitals Merger Consideration 3.1(a) Merger Sub Inc. Preamble Multiemployer Nonqualified Deferred Compensation Plan Section 4.18(c4.12(c) Owned Real Property Section 4.14(aNotice of Intervening Event 6.4(e) Notice of Superior Proposal 6.4(e) Notice Period 6.4(e) Parent Preamble Parent Board Recitals Parent Class B Common Stock Section 5.5(aCompensation Committee 3.2(a) Parent Plan 6.8(b) Parent Termination Fee 8.3(c) Paying Agent 3.3(a) Payment Fund 3.3(a) PBGC 4.12(b)(iii) Permits 4.11 Preferred Stock Section 5.5(a) Parent RSUs Section 5.5(a) Parent SEC Documents Section 5.6(a) Parent Securities Section 5.5(b) Parent Special Committee Recitals Party or Parties Preamble Plan Termination Notice Section 7.6(c) Premium Cap Section 7.4(b4.2(a) Proxy Statement Section 8.3 RDO Warrants Section 1.1 Real Property Leases Section 4.14(b4.8 Shares 3.1(a) Registration Statement Section 8.3 Representatives Section 8.6(aSurviving Corporation 2.1 Surviving Corporation Articles 2.5(a) Rollover Warrants Section 3.9 Series A Preferred Stock Section 4.5(aTakeover Laws 6.9 Termination Date 8.1(b)(i) Solvent Section 5.10Termination Fee 8.3(b)

Appears in 2 contracts

Samples: Agreement and Plan of Merger (Stec, Inc.), Agreement and Plan of Merger (Stec, Inc.)

Table of Definitions. Each of the following terms is defined in the Section set forth opposite such term: Term Section Acceptable Confidentiality Acceptance Time Section 2.3 Agreement Preamble Alternative Acquisition Agreement Section 6.4(b)(i8.2(a) Agreement Preamble Award Amendments Appraisal Shares Section 6.2(c3.7 Assumed Option Section 3.10(a) Assumed PSU Section 3.10(d) Assumed RSU Section 3.10(b) BofA Xxxxxxx Xxxxx Section 4.22 Book-Entry Shares Section 3.2(c3.5(c) Capitalization Date Section 4.5(a) Certificate Section 3.2(c3.5(c) Certificate of Merger Section 2.3 3.3 Closing Section 2.2 COBRA 3.2 Commitment Letters Section 4.18(d5.6(b) COD Amendment Section 6.2(b) Code Recitals Company Preamble Company Board Recitals Company Board Recommendation Recitals Company Bonds Section 6.5 Company Capitalization Date Section 4.5(a8.11(d) Company DSU Heads of Terms Section 3.8(b) 6.3 Company Indemnified Party Section 7.4(a7.2(a) Company Material Contract Section 4.20(a4.21(a) Company Plan Section 4.18(a) Company Preferred Stock Section 4.5(a) Company Real Property Related Parties Section 4.14(b) Company Restricted Share Section 3.8(a10.3(d) Company SEC Documents Section 4.7(a) Company Securities Section 4.5(e4.5(b) Company Special Committee Stock Recitals Company Stockholders’ Meeting Section 6.5 Company Subsidiary Securities Section 4.6(b) Company Termination Fee Section 10.3(a) Company Transaction Litigation Continuation Period Section 8.8 7.3(a) Continuing Employee Employees Section 7.6(b7.3(a) Convertible Note Amendments Copyrights Section 6.2(a) 1.1 D&O Insurance Section 7.4(b7.2(c) Debt Commitment Letter Section 5.6(b) Debt Financing Sources Section 5.6(b) DGCL Section 2.1(a) Recitals Effective Time Section 2.3 3.3 Employee Plan Section 4.18(a) End Date Section 10.1(b)(i) Enforceability Exceptions Section 4.2 Equity Commitment Letter Section 5.6(b) Equity Financing Sources Section 5.6(b) Exchange Agent Section 3.6(a3.8(a) Exchange Fund Section 3.6(a3.8(a) Exchange Ratio Expiration Date Section 3.2(b) Expenses Section 10.3(c2.2(a) Financing Sources Section 8.2(a5.6(b) Foreign Heads of Terms Section 6.3 Indemnitees Section 8.11(f) Marks Section 1.1 Merger Recitals Merger Consideration Section 3.5(b) Minimum Condition Section 2.1(a)(i) Xxxxxx Xxxxxxx Section 4.22 Multiemployer Plan Section 4.18(e) New Benefit Plans Section 7.3(g) Non-U.S. Company Plan Section 4.18(a) Information Statement Offer Recitals Offer Consideration Recitals Offer Documents Section 8.3 Internal Controls 2.4(a)(i) Offer to Purchase Section 4.7(g) Merger Consideration Section 3.2(b) Merger Recitals Merger Sub Inc. Preamble Multiemployer Plan Section 4.18(c) Owned Real Property Section 4.14(a2.1(a) Parent Preamble Parent Board Recitals Parent Class B Common Stock Heads of Terms Section 5.5(a4.18(m) Parent Preferred Stock Section 5.5(a) Parent RSUs Section 5.5(a) Parent SEC Documents Section 5.6(a) Parent Securities Section 5.5(b) Parent Special Committee Recitals Party or Parties Preamble Plan Termination Notice Patents Section 7.6(c1.1 Pre-Closing Compensation Section 7.3(b) Premium Cap Section 7.4(b7.2(c) Proxy Statement Section 8.3 RDO Warrants Section 1.1 Purchaser Preamble Real Property Leases Section 4.14(b) Registration Statement Reduced Compensation Effective Date Section 8.3 7.3(b) Reduced Compensation Offer Section 7.3(b) Registered Intellectual Property Section 4.15(a) Related Party Transaction Section 4.27 Relevant Pension Benefits Section 4.18(i) Remedy Section 8.1(e) Representatives Section 8.6(a8.5(a) Rollover Warrants Retired Debt Section 3.9 Series A Preferred Stock 5.6(a) Revenue Contract Section 4.5(a4.21(a)(xi) Solvent Schedule 14D-9 Section 5.102.5 Schedule TO Section 2.4(a)(i) Surviving Corporation Section 3.1(a) Time Warner Plan Section 4.18(a) Trade Secrets Section 1.1 Transaction Debt Financing Section 5.6(b) Transaction Equity Financing Section 5.6(b) Transaction Financing Section 5.6(b) Trustee Section 4.18(m) U.S. Company Plan Section 4.18(a)

Appears in 2 contracts

Samples: Agreement and Plan of Merger (Meredith Corp), Agreement and Plan of Merger (Time Inc.)

Table of Definitions. Each of the The following terms is defined have the meanings set forth in the Section set forth opposite such termSections referenced below: Term Section Acceptable Confidentiality Agreement Section 6.4(b)(i) Definition Location Accounting Referee Schedule 2.1 Agreement Preamble Award Amendments Arbitrators Section 6.2(c9.5(b) Book-Entry Shares Balance Sheet Section 3.2(c4.6(a) Business Preamble Buyer Preamble Buyer I Preamble Buyer II Preamble Buyer III Preamble Buyer Indemnified Parties Section 9.2(a) Cap Section 9.3 Cash Escrow Definition of Indemnity Escrow Fund Certificate of Formation Section 3.2(c4.1(b) Certificate of Merger Section 2.3 2.4 Claim Notice Section 9.5(a) Closing Section 2.2 COBRA 2.2(a) Closing Date Section 4.18(d2.2(a) COD Amendment Section 6.2(b) Code Recitals Closing Statement Schedule 2.1 Closing Date Adjustment Schedule 2.1 Closing Working Capital Worksheet Schedule 2.1 Company Preamble Company Board Recitals Company Board Recommendation Confidentiality Agreement Section 6.5 Company Capitalization 6.6 Copyrights Definition of Intellectual Property Current Assets Schedule 2.1 Current Liabilities Schedule 2.1 Damages Section 9.2(a), (c) Debt Commitment Letter Section 3.4 Deductible Section 9.3(a) Disclosure Schedules Article IV Dispute Notice Section 9.5(b) Disputed Items Schedule 2.1 DLLCA Section 2.3 Effective Time Section 2.4 ERISA Section 4.10(a) Employee Plans Section 4.10(a) Environmental Laws Section 4.16 Environmental Permits Section 4.16 Equity Commitment Letter Section 3.4 Escrow Agent Section 7.1(c) Escrowed Securities Definition of Indemnity Escrow Fund Expiration Date Section 4.5(a9.1 Fairbank Contract Section 7.3(d) Company DSU Final Closing Statement Schedule 2.1 Final Working Capital Schedule 2.1 Financial Statements Section 3.8(b4.6(a) Company Financing Section 6.13 HSR Act Section 3.3(b) Indemnified Officers Section 6.9(a) Indemnified Party Section 7.4(a9.5(a) Company Material Indemnitor Section 9.5(a) Indemnity Escrow Agreement Section 7.1(c) Interim Financial Statements Section 4.6(a) Intermediate LLC Preamble Intermediate LLC Certificate Section 6.17(a) Intermediate LLC Operating Agreement Section 2.2(c) Iowa Falls Contract Section 4.20(a7.3(d) Company Plan IPO Section 6.14 J.A.M.S. Section 9.5(b) Marks Definition of Intellectual Property Material Contracts Section 4.18(a) Member Section 6.12(c) Membership Interests Preamble Merger Preamble Merger Company Preferred Stock Preamble Non-Competition Party Section 4.5(a6.12(a) Non-Solicit Party Section 6.12(b) Operating Agreement Section 4.1(b) Patents Definition of Intellectual Property Permits Section 4.8(b) Permitted Action Section 6.1 Purchase Price Section 2.1 Purchase Price Adjustment Schedule 2.1 Registration Statement Section 6.11(a) Related Persons Section 4.19 Repayment Certificate Section 2.2(b) Restricted Business Section 6.12(a) SEC Section 6.11(a) Securities Act Section 2.2(c) Segregated Account Section 2.2(f) Seller Preamble Seller Indemnified Parties Section 9.2(b) Straddle Period Section 6.10(a) Substitution Date Section 3.4 Surviving Company Real Property Section 4.14(b2.3 Target Working Capital Amount Schedule 2.1 Tax Claim Section 6.10(f) Company Restricted Share Tax Indemnified Party Section 3.8(a6.10(f) Company SEC Documents Tax Indemnifying Party Section 4.7(a6.10(f) Company Securities Termination Date Section 4.5(e8.1(d) Company Special Committee Recitals Company Stockholders’ Meeting Section 6.5 Company Subsidiary Securities Section 4.6(b) Company Termination Fee Section 10.3(a8.2(b) Company Trade Secrets Definition of Intellectual Property Transaction Litigation Section 8.8 Continuing Employee Section 7.6(b) Convertible Note Amendments Section 6.2(a) D&O Insurance Section 7.4(b) DGCL Section 2.1(a) Effective Time Section 2.3 End Date Section 10.1(b)(i) Exchange Agent Section 3.6(a) Exchange Fund Section 3.6(a) Exchange Ratio Section 3.2(b) Expenses Section 10.3(c) Financing Section 8.2(a) Foreign Company Plan Section 4.18(a) Information Statement Section 8.3 Internal Controls Section 4.7(g) Merger Consideration Section 3.2(b) Merger Recitals Merger Sub Inc. Preamble Multiemployer Plan Section 4.18(c) Owned Real Property Section 4.14(a) Parent Preamble Parent Board Recitals Parent Class B Common Stock Section 5.5(a) Parent Preferred Stock Section 5.5(a) Parent RSUs Section 5.5(a) Parent SEC Documents Section 5.6(a) Parent Securities Section 5.5(b) Parent Special Committee Recitals Party or Parties Preamble Plan Termination Notice Section 7.6(c) Premium Cap Section 7.4(b) Proxy Statement Section 8.3 RDO Warrants Section 1.1 Real Property Leases Section 4.14(b) Registration Statement Section 8.3 Representatives Section 8.6(a) Rollover Warrants Section 3.9 Series A Preferred Stock Section 4.5(a) Solvent Section 5.102.1 True-Up Amount Schedule 2.1 Working Capital Accounting Principles Schedule 2.1 Working Capital Worksheet Schedule 2.1

Appears in 2 contracts

Samples: Membership Interest Purchase Agreement (Hawkeye Holdings, Inc.), Membership Interest Purchase Agreement (Hawkeye Holdings, Inc.)

Table of Definitions. Each of the The following terms is defined have the meanings set forth in the Section set forth opposite such termSections referenced below: Term Section Acceptable Confidentiality Agreement Section 6.4(b)(iAcquisition Recital Additional Offering Period 2.1(e) Administrative Expenses 2.5(d) Agreement Preamble Award Amendments Section 6.2(cAllocable Share 5.4(c) Book-Entry Shares Section 3.2(cAllowable Variances 4.11(b) Annual Budget 4.11(a) Annual Harvest Schedule Exhibit C-2 Annual Plan Exhibit C-2 Appraisal Notice Schedule 5.7 Appraised Residual Value 5.6(b) Arbitrator Schedule 5.7 Asset Management Agreement 4.12 Asset Manager 4.12 BCI Partner Preamble BCI Partners Preamble Board 4.2(a) Board Member 4.3(a) Board Observer 4.3(f) Book Item Exhibit D Budget Impasse 4.11(c) Exhibit A - 15 Capital Call Notice 2.1(e) Certificate Section 3.2(cRecital Closing 2.1(a) Certificate of Merger Section 2.3 Closing Section 2.2 COBRA Section 4.18(dCommon Partner Call Right 5.6(a) COD Amendment Section 6.2(bCommon Partner Offer 4.15(a) Code Recitals Company Common Partner Related Parties 4.15(a) Common Partners Preamble Company Board Recitals Company Board Recommendation Section 6.5 Company Capitalization Common Partners Call Notice 5.6(a) Common Return Interests 2.6(c) Contributing Partner 2.2(b)(i) Controlled by Exhibit A Controlling Exhibit A Crown Pine Purchase Agreement Recital XXX Partner Preamble Cumulative Net Shortfall, Post-Bank, Pre-AM Fee Deferral Amount 2.1(b)(i) Cumulative Net Surplus Exhibit A Deadlock 4.11(d) Default Date Section 4.5(a2.2(c) Company DSU Section 3.8(bDefaulting Partner 2.2(a) Company Indemnified Party Section 7.4(aDeferred Asset Management Fees 2.1(b)(ii) Company Material Contract Section 4.20(a) Company Plan Section 4.18(a) Company Preferred Stock Section 4.5(a) Company Designated Real Property Section 4.14(b4.15(a) Company Restricted Share Section 3.8(aD-REIT 4.9(b) Company SEC Documents Section 4.7(aEarly Satisfaction Amounts 3.5(b) Company Effective Date Preamble Excess Interests 5.1(f)(ii)(1) Exchange Act Exhibit A Exercise Period 4.15(a) Expenses 2.5(a) Final Partition Plan Schedule 5.7 Formation Date Recital General Partner Preamble Highland Partner Preamble Highland Partners Preamble Imputed Underpayment 9.3(c) Indebtedness Document 3.7 Individual 5.1(f)(xiii) Initial Annual Budget 4.11(a) Initial Offering Period 2.1(e) Issuance 5.5 Issuance Notice 5.5 Issuer Schedule 5.7 Issuer Partition Notice Schedule 5.7 JAWS Partner Preamble Liquidator 10.4(a) Major Decisions 4.10 Exhibit A - 16 Medley Partner Preamble New Investors Schedule 5.7 Non-Controllable Expenses 4.11(c) Notice 11.1 Offer 5.3(a) Offer Acceptance Notice 5.3(a) Offer Notice 4.15(a) Offered Interest 5.3(a) Offeree Partners 5.3 Offering Partner 5.3 Outstanding Voting Securities Section 4.5(eExhibit A Parent REIT 4.9(c) Company Special Committee Recitals Company Stockholders’ Meeting Section 6.5 Company Subsidiary Securities Section 4.6(bPartition Right Schedule 5.7 Partners Preamble Partnership Preamble Partnership Counsel 12.5 Partnership Representative 9.3(a) Company Termination Fee Section 10.3(aPermitted Financing Transaction 5.7 persons acting in concert Exhibit A Pledged Collateral 5.8(a) Company Transaction Litigation Section 8.8 Continuing Employee Section 7.6(bPreemptive Rights 5.5 Preferred Partners Preamble Preferred Return Interests 2.6(b) Convertible Note Amendments Section 6.2(aPreliminary Budget Exhibit C-2 Prohibited Owner Event 5.1(f)(ii)(2) D&O Insurance Section 7.4(bProperty Recital Proposed Sale 4.15(a) DGCL Section Purchase Price 2.1(a) Effective Time Section 2.3 End Date Section 10.1(b)(iPurported Record Transferee 5.1(f)(ii)(2) Exchange Agent Section 3.6(aQualified Common Partner Property 6.3(a) Exchange Fund Section 3.6(a) Exchange Ratio Section 3.2(b) Expenses Section 10.3(c) Financing Section 8.2(a) Foreign Company Plan Section 4.18(a) Information Statement Section 8.3 Internal Controls Section 4.7(g) Merger Consideration Section 3.2(b) Merger Recitals Merger Sub Inc. Preamble Multiemployer Plan Section 4.18(c) Owned Quarterly Net Surplus Exhibit A Real Property Section 4.14(aAdvisory 4.15(c) Parent Preamble Parent Board Recitals Parent Class B Common Stock Section 5.5(aRecovered Asset Management Fees 2.1(b)(ii) Parent Preferred Stock Section 5.5(aREIT-Owned Acres Schedule 5.7 Related Party Agreement 4.10(f) Parent RSUs Section 5.5(a) Parent SEC Documents Section Remaining Interest 5.6(a) Parent Securities Section 5.5(bReplacement Contribution 2.2(b)(i) Parent Special Committee Recitals Party or Residual Interests 2.6(d) Residual Interests (Common) 2.6(d) Residual Interests (Preferred) 2.6(d) Right of First Offer 4.15(a) Rolling Partner Schedule 5.7 Rollover Proceeds Schedule 5.7 Rules 12.5 Secondary Re-offer 5.3(a) Shortfall Contributions 2.1(b)(iv) Shortfall Notice 2.1(d) Shortfall Return Interests 2.6(a) Sidecar Cash Amount Schedule 5.7 Sidecar Entity Schedule 5.7 Sidecar Equity Interests Schedule 5.7 Sidecar Notice Schedule 5.7 Sidecar Transaction Appraised Value Schedule 5.7 Sidecar Transaction Call Option Schedule 5.7 Sidecar Transaction Percentage Schedule 5.7 Sidecar Transaction Purchase Price Schedule 5.7 Sidecar Transaction Value Schedule 5.7 Subsequent Satisfaction Amounts 3.5(b) Subsidiary REIT Recital Subsidiary REIT Board 4.3(d) Tag-Along Interest 5.4 Tag-Along Notice 5.4(a) Tag-Along Offering Partner 5.4 Tag-Along Purchaser 5.4(a) Tag-Along Right 5.4(a) Tag-Along Seller 5.4(b) Tag-Along Terms 5.4(a) Tag-Along Transfer 5.4 Tax Advances 9.5(a) Technical Forestry Advisory Services Agreement 4.12(c) Term 1.4 Thirty-Year Harvest Schedule Exhibit C-2 Three-Year Harvest Plan Exhibit C-2 TIG Partner Preamble Transfer 5.1(a) Transferee 5.1(a) Transferring Preferred Partner 4.3(g) UCC 1.7(a) Valuation Policy 8.3(a) RULES OF INTERPRETATION The following rules shall be applied by the Parties Preamble Plan Termination Notice Section 7.6(cand all other Persons (including judges) Premium Cap Section 7.4(b) Proxy Statement Section 8.3 RDO Warrants Section 1.1 Real Property Leases Section 4.14(b) Registration Statement Section 8.3 Representatives Section 8.6(a) Rollover Warrants Section 3.9 Series A Preferred Stock Section 4.5(a) Solvent Section 5.10in the determination, evaluation, interpretation and enforcement of the provisions of this Agreement, unless another provision of this Agreement expressly applies another rule:

Appears in 2 contracts

Samples: Asset Management Agreement (CatchMark Timber Trust, Inc.), Asset Management Agreement (CatchMark Timber Trust, Inc.)

Table of Definitions. Each of the The following terms is defined have the meanings set forth in the Sections referenced below: DEFINED TERMS Acquisition Preamble Act Preamble Allowable Variances Section set forth opposite such term: Term 4.8(b) Annual Budget Section Acceptable Confidentiality 4.8(a) Annual Harvest Schedule Exhibit C-2 Annual Plan Exhibit C-2 Asset Management Agreement Section 6.4(b)(i4.9(a)(i) Asset Manager Section 4.9(a)(i) Beneficial Owner Exhibit A Beneficially Owned Exhibit A Beneficially Owns Exhibit A Board Section 4.1 Board Member Section 4.2(a) Board Observer Section 4.2(c)(v) Budget Impasse Section 4.8(c) Cash Operating Account Section 2.1(a)(ii) Certificate Preamble Class Section 2.3(a) Class A Preferred Members Preamble Class A Preferred Units Section 2.3(a) Closing Section 2.1(a)(i) Common Board Members Section 4.2(a) Common Return Units Section 2.3(e) Company Preamble Controlled by Exhibit A Controlling Exhibit A Covered Persons Section 7.1(a) Crown Pine Purchase Agreement Preamble Award Amendments Cumulative Net Shortfall, Post-Bank, Pre-AM Fee Deferral Amount Section 6.2(c2.1(b)(i) Book-Entry Shares Cumulative Net Surplus Exhibit A Deadlock Section 3.2(c4.8(d) Certificate Deferred Asset Management Fees Section 3.2(c2.1(b)(ii) Certificate of Merger Distributable Cash Flow Section 2.3 Closing Section 2.2 COBRA Section 4.18(d3.4(a) COD Amendment Section 6.2(b) Code Recitals Company Preamble Company Board Recitals Company Board Recommendation Section 6.5 Company Capitalization Distribution Date Section 4.5(a3.3(b) Company DSU Distribution Payment Date Annex A Distribution Period Annex A Distribution Record Date Annex A Early Satisfaction Premium Section 3.8(b3.3(c) Company Indemnified Party Early Satisfaction Premium Balance Section 7.4(a3.3(c) Company Material Contract Effective Date Preamble Excess Units Section 4.20(a5.2(b) Company Plan Section 4.18(a) Company Preferred Stock Section 4.5(a) Company Real Property Section 4.14(b) Company Restricted Share Section 3.8(a) Company SEC Documents Section 4.7(a) Company Securities Section 4.5(e) Company Special Committee Recitals Company Stockholders’ Meeting Section 6.5 Company Subsidiary Securities Section 4.6(b) Company Termination Fee Section 10.3(a) Company Transaction Litigation Section 8.8 Continuing Employee Section 7.6(b) Convertible Note Amendments Section 6.2(a) D&O Insurance Section 7.4(b) DGCL Expenses Section 2.1(a) Effective Time Forecast Plan Exhibit C-2 Formation Date Preamble Indebtedness Document Section 2.3 End 3.6 Exhibit A - 12 Initial Annual Budget Section 4.9(a) Initial Member Preamble Initial Preferred Distribution Balance Section 3.3(b) Junior Securities Annex A Liquidation Event Annex A Liquidation Preference Annex A Liquidator Section 9.4(a) Major Decisions Section 4.7 Maximum Rate Section 11.14 Member Preamble Net Available Cash Section 3.3(a) Non-Controllable Expenses Section 4.8(c) Notice Section 10.1 Original Issue Date Annex A Other Units Section 2.3(a) Paying Agent Annex A Permitted HBU Sale Section 4.10 persons acting in concert Exhibit A Preferred Board Members Section 4.2(a) Preferred Return Units Section 2.3(c) Pre-Funded Expense Account Section 2.1(a)(ii) Preliminary Budget Exhibit C-2 Property Preamble Purchase Price Section 2.1(a)(i) Quarterly Net Surplus Exhibit A Recovered Asset Management Fees Section 2.1(b)(ii) Redemption Premium Annex A Redemption Price Annex A REIT Qualification Date Section 10.1(b)(i4.11 REIT Termination Date Section 4.11 Related Party Agreement Section 4.8(m) Exchange Agent Remaining Distributable Cash Flow Section 3.6(a3.5 Residual Units Section 2.3(d) Exchange Fund Shortfall Contributions Section 3.6(a2.1(b)(iv) Exchange Ratio Shortfall Return Units Section 3.2(b2.3(b) Expenses Term Section 10.3(c1.4 Thirty-Year Harvest Schedule Exhibit C-2 Three-Year Harvest Plan Exhibit C-2 UCC Section 1.7(a) Financing Units Section 8.2(a2.3(a) Foreign Company Plan Upper-Tier REIT Savings Provision Section 4.18(a5.2(b) Information Statement Valuation Policy Section 8.3 Internal Controls Section 4.7(g8.3(a) Merger Consideration Section 3.2(bRULES OF INTERPRETATION The following rules shall be applied by the Parties and all other Persons (including judges) Merger Recitals Merger Sub Inc. Preamble Multiemployer Plan Section 4.18(c) Owned Real Property Section 4.14(a) Parent Preamble Parent Board Recitals Parent Class B Common Stock Section 5.5(a) Parent Preferred Stock Section 5.5(a) Parent RSUs Section 5.5(a) Parent SEC Documents Section 5.6(a) Parent Securities Section 5.5(b) Parent Special Committee Recitals Party or Parties Preamble Plan Termination Notice Section 7.6(c) Premium Cap Section 7.4(b) Proxy Statement Section 8.3 RDO Warrants Section 1.1 Real Property Leases Section 4.14(b) Registration Statement Section 8.3 Representatives Section 8.6(a) Rollover Warrants Section 3.9 Series A Preferred Stock Section 4.5(a) Solvent Section 5.10in the determination, evaluation, interpretation and enforcement of the provisions of this Agreement, unless another provision of this Agreement expressly applies another rule:

Appears in 2 contracts

Samples: Asset Management Agreement (CatchMark Timber Trust, Inc.), Asset Management Agreement (CatchMark Timber Trust, Inc.)

Table of Definitions. Each of the following terms is defined in the Section set forth opposite such term: Term 409A Authorities Section Acceptable Confidentiality Agreement Section 6.4(b)(i3.17(h) Agreement Preamble Award Amendments Alternative Company Acquisition Agreement Section 6.2(c7.3(a) Appraisal Shares Section 2.8 Approval Action Section 7.1(i) Bank Commitment Letter Section 4.9 Bonus Payment Date Section 6.4(d) Book-Entry Shares Section 3.2(c2.5(c) Bridge Commitment Letter Section 4.9 Cash Consideration Recitals Certificate Section 3.2(c2.5(c) Certificate of Merger Section 2.3 Class A Stock Recitals Class B Stock Recitals Closing Section 2.2 COBRA Commitment Letters Section 4.18(d) COD Amendment Section 6.2(b) Code Recitals 4.9 Company Preamble Company Board Recitals Company Board Recommendation Section 6.5 Company Capitalization Date Section 4.5(a) Company DSU Section 3.8(b) Recitals Company Indemnified Party Section 7.4(a6.3(a) Company Material Contract Section 4.20(a3.20(a) Company Plan Section 4.18(a3.17(a) Company Preferred Stock Section 4.5(a3.5(a) Company Real Property Related Parties Section 4.14(b) Company Restricted Share Section 3.8(a9.3(f) Company SEC Documents Section 4.7(a3.7(a) Company Securities Section 4.5(e3.5(b) Company Special Committee Stock Recitals Company Stockholder Approval Section 3.2 Company Stockholders’ Meeting Section 6.5 7.2(a)(iv) Company Subsidiary Securities Section 3.6(b) Company Supporting Stockholders Recitals Company Termination Fee Section 9.3(a)(i) Company Voting Agreement Recitals Consent Solicitation Section 7.11(i) Continuation Period Section 6.4(a) Continuing Employees Section 6.4(a) Copyrights Section 1.1 D&O Insurance Section 6.3(c) Debt Tender Offer Section 7.11(i) Debt Tender Offer Documents. Section 7.11(i) DGCL Recitals Disclosure Letter Section 10.5 Effective Time Section 2.3 Employee Plan Section 3.17(a) End Date Section 9.1(b)(i) Enforceability Exceptions Section 3.2 Exchange Agent Section 2.9(a) Exchange Fund Section 2.9(a) Financing Conditions Section 4.9 Guggenheim Section 3.23 Incentive Auction & Repack Section 5.1(n) Marks Section 1.1 Merger Recitals Merger Consideration Recitals Moelis Section 3.23 Multiemployer Plan Section 3.17(e) New Benefit Plans. Section 6.4(b) Owned Real Property Section 3.14(a) Parent Preamble Parent Expenses Section 9.3(b) Parent Owned Real Property Section 4.16(b) Parent Plan Section 4.19(a) Parent Real Property Leases Section 4.16(c) Parent Registered Intellectual Property Section 4.17(a) Parent RSU Section 2.11(b) Parent SEC Documents Section 4.7(a) Parent Securities Section 4.5(b) Parent Subsidiary Securities Section 4.6(b) Company Termination Fee Parent Warrant Section 10.3(a7.12(a) Company Transaction Litigation Section 8.8 Continuing Employee Section 7.6(b) Convertible Note Amendments Section 6.2(a) D&O Insurance Section 7.4(b) DGCL Section 2.1(a) Effective Time Section 2.3 End Date Section 10.1(b)(i) Exchange Agent Section 3.6(a) Exchange Fund Section 3.6(a) Exchange Ratio Section 3.2(b) Expenses Section 10.3(c) Financing Section 8.2(a) Foreign Company Plan Section 4.18(a) Information Statement Section 8.3 Internal Controls Section 4.7(g) Merger Consideration Section 3.2(b) Merger Recitals Merger Sub Inc. Preamble Multiemployer Plan Section 4.18(c) Owned Real Property Section 4.14(a) Parent Preamble Parent Board Recitals Parent Class B Common Stock Section 5.5(a) Parent Preferred Stock Section 5.5(a) Parent RSUs Section 5.5(a) Parent SEC Documents Section 5.6(a) Parent Securities Section 5.5(b) Parent Special Committee Recitals Party or Parties Preamble Plan Termination Notice Patents Section 7.6(c) 1.1 Premium Cap Section 7.4(b6.3(c) Proxy Statement Section 8.3 RDO Warrants Section 1.1 Real Property Leases Section 4.14(b3.14(a) Registration Statement Registered Intellectual Property Section 8.3 3.15(a) Representatives Section 8.6(a7.7(a) Rollover Warrants Second End Date Section 3.9 Series A Preferred 9.1(b)(i) Sharing Station Acquisition 7.1(c) Station Dispositions Section 7.1(b) Stock Consideration Recitals Substitute Debt Financing Section 4.5(a7.11(b) Solvent Supplemental Indenture Section 5.107.11(i) Surviving Corporation Section 2.1 TIA Section 7.11(i) Trade Secrets Section 1.1

Appears in 2 contracts

Samples: Agreement and Plan of Merger, Agreement and Plan of Merger

Table of Definitions. Each of the following terms is defined in the Section set forth opposite such term: Term 409A Authorities Section Acceptable Confidentiality Agreement Section 6.4(b)(i3.17(h) Agreement Preamble Award Amendments Alternative Company Acquisition Agreement Section 6.2(c7.3(a) Appraisal Shares Section 2.7 Approval Action Section 7.1(h) Book-Entry Shares Section 3.2(c2.5(c) Capex Amount Section 4.9(d) Certificate Section 3.2(c2.5(c) Certificate of Merger Section 2.3 Class A Stock Recitals Class B Stock Recitals Closing Section 2.2 COBRA Collective Bargaining Agreement Section 4.18(d3.18(a) COD Amendment Commitment Letter Section 6.2(b4.9(a) Code Recitals Company Preamble Company Board Recitals Company Board Recommendation Section 6.5 Company Capitalization Date Section 4.5(a) Company DSU Section 3.8(b) Recitals Company Indemnified Party Section 7.4(a6.3(a) Company Internal Controls Disclosures 28 Company Material Contract Section 4.20(a3.20(a) Company Plan Section 4.18(a3.17(a) Company Preferred Stock Section 4.5(a3.5(a) Company Real Property Related Parties Section 4.14(b9.3(c) Company Restricted Share Related Party Transaction Section 3.8(a) 3.27 Company SEC Documents Section 4.7(a3.7(a) Company Securities Section 4.5(e3.5(b) Company Special Committee Stock Recitals Company Stockholder Approval Section 3.2 Company Stockholders’ Meeting Section 6.5 7.2(a)(iv) Company Subsidiary Securities Section 4.6(b3.6(b) Company Termination Fee Section 10.3(a9.3(a)(i) Company Transaction Litigation Consent Solicitation Section 8.8 7.12(g)(i) Consent Solicitation Documents Section 7.12(g)(i) Continuing Employee Employees Section 7.6(b6.4(a) Convertible Note Amendments Copyrights Section 6.2(a) 1.1 D&O and ERISA Insurance Section 7.4(b6.3(c) Debt Financing Parties Section 7.12(a) Debt Tender Offer Section 7.12(g)(ii) Debt Tender Offer Documents Section 7.12(g)(ii) DGCL Recitals Disclosure Letter Section 2.1(a) 10.5 Effective Time Section 2.3 Employee Plan Section 3.17(a) End Date Section 10.1(b)(i9.1(b)(i) Exchange Agent Enforceability Exceptions Section 3.6(a3.2 Financing Conditions Section 4.9(a) Exchange Fund Guggenheim Section 3.6(a3.23 Incentive Auction & Repack Section 5.1(o) Exchange Ratio Initial End Date Section 3.2(b9.1(b)(i) Expenses Marks Section 10.3(c) Financing 1.1 Merger Recitals Merger Amounts Section 8.2(a) Foreign Company Plan Section 4.18(a) Information Statement Section 8.3 Internal Controls Section 4.7(g4.9(d) Merger Consideration Section 3.2(b) Merger Recitals Merger Sub Inc. Preamble MIP Section 6.4(d) Moelis Section 3.23 Multiemployer Plan Section 4.18(c3.17(e) New Benefit Plans Section 6.4(b) Owned Real Property Section 4.14(a3.14(a) Parent Preamble Parent Board Recitals Parent Class B Common Stock Warrant Section 5.5(a7.11(a) Parent Preferred Stock Section 5.5(a) Parent RSUs Section 5.5(a) Parent SEC Documents Section 5.6(a) Parent Securities Section 5.5(b) Parent Special Committee Recitals Party or Parties Preamble Plan Termination Notice Patents Section 7.6(c1.1 Paying Agent Section 2.8(a) Payment Fund Section 2.8(a) Premium Cap Section 7.4(b6.3(c) Proxy Statement Section 8.3 RDO Warrants Section 1.1 7.2(a)(i) Real Property Leases Section 4.14(b3.14(a) Registration Statement Registered Intellectual Property Section 8.3 3.15(a) Representatives Section 8.6(a7.6(a) Rollover Warrants Rule 14e-1 Section 3.9 Series A Preferred Stock 7.12(g)(ii) Second End Date Section 4.5(a9.1(b)(i) Sharing Station Acquisition 7.1(b) Solvent Section 5.104.8 Station Divestitures Section 7.1(h) Substitute Debt Financing Section 7.12(b) Supplemental Indenture Section 7.12(g)(i) Surviving Corporation Section 2.1 TIA Section 7.12(g)(ii) Trade Secrets Section 1.1

Appears in 2 contracts

Samples: Agreement and Plan of Merger (Tribune Media Co), Agreement and Plan of Merger (Nexstar Media Group, Inc.)

Table of Definitions. Each of the The following terms is defined have the meanings set forth in the Section set forth opposite such termSections referenced below: Term Section Acceptable Confidentiality Agreement Section 6.4(b)(i) Definition Location Aggregate Private Sale Price 3.2 Aggregate Purchase Price 3.1 Agreement Preamble Award Amendments ASAC Preamble ASAC Debt Financing 6.4(a) ASAC Debt Financing Commitments 6.4(a) ASAC Equity Commitments 6.4(a) ASAC Financing 6.4(a) ASAC Financing Commitments 6.4(a) ASAC Financing Sources 6.4(a) ASAC Indemnified Parties 10.2(b) Bankruptcy and Equity Exception 4.2 Board Recitals Bylaws 3.3(b)(i) Centerview 5.5 Charter Section 6.2(c3.5 CHL Shares 2.1(b) Book-Entry Shares Section 3.2(cClosing 3.3(a) Certificate Section 3.2(cClosing Date 3.3(a) Certificate of Merger Section 2.3 Closing Section 2.2 COBRA Section 4.18(d) COD Amendment Section 6.2(b) Code Recitals Company Preamble Company Board Common Stock Recitals Company Board Recommendation Section 6.5 Company Capitalization Date Section 4.5(aDebt Financing 5.1(a) Company DSU Section 3.8(bDebt Financing Commitment 5.1(a) Company Debt Financing Sources 5.4(a) Company Indemnified Party Section Parties 10.2(a) DGCL 2.1(h) Direct Claim 10.4(d) Disclosure Schedules Article IV DOJ 7.1 Financing Source Related Parties 6.4(a) Financing Sources 6.4(a) First Lockup Period 7.4(a) Company Material Contract Section 4.20(a) Company Plan Section 4.18(a) Company Preferred Stock Section 4.5(a) Company Real Property Section 4.14(b) Company Restricted Share Section 3.8(a) Company SEC Documents Section 4.7(a) Company Securities Section 4.5(e) Company Special Committee Recitals Company Stockholders’ Meeting Section 6.5 Company Subsidiary Securities Section 4.6(b) Company Termination Fee Section 10.3(a) Company Transaction Litigation Section 8.8 Continuing Employee Section 7.6(b) Convertible Note Amendments Section 6.2(a) D&O Insurance Section First Market Offering Registration Statement 7.4(b) DGCL Section 2.1(aFTC 7.1 HSR Act 4.3(a) Effective Time Section 2.3 End Date Section 10.1(b)(iIndemnified Party 10.4(a) Exchange Agent Section 3.6(aIndemnifying Party 10.4(a) Exchange Fund Section 3.6(aXxxxx Recitals Kotick Recitals Losses 10.2(a) Exchange Ratio Section 3.2(b) Expenses Section 10.3(c) Financing Section 8.2(a) Foreign Company Plan Section 4.18(a) Information Statement Section 8.3 Internal Controls Section 4.7(g) Merger Consideration Section 3.2(b) Merger Market Offerings Recitals Merger Sub Inc. Preamble Multiemployer Plan Section 4.18(c) Owned Real Property Section 4.14(a) Parent Preamble Parent Board Maximum Private Sale Shares Recitals Parent Class B New VH Recitals New VH Common Stock Section 5.5(a4.4 New VH NOLs 4.7(b) Parent Preferred Stock Section 5.5(aNew VH Note 2.1(i) Parent RSUs Section 5.5(a) Parent SEC Documents Section 5.6(a) Parent Securities Section 5.5(b) Parent Special Committee Recitals Party or Parties Preamble Plan Termination Notice Section 7.6(cParty Preamble Permitted Sale Period 7.4(a) Premium Cap Section Potential Contributor 10.6 Private Sale Recitals Prohibited Transactions 7.4(a) Purchase Transaction Recitals Remaining Shares Recitals Restructuring Transactions Recitals Scheduled Closing Date 3.3(c) Second Lockup Period 7.4(a) Second Market Offering Registration Statement 7.4(b) Proxy Statement Section 8.3 RDO Warrants Section 1.1 Real Property Leases Section 4.14(b) Registration Statement Section 8.3 Representatives Section 8.6(a) Rollover Warrants Section 3.9 Series A Preferred Stock Section 4.5(a) Solvent Section 5.10Securities Act 6.7 Seller Preamble Seller Entities 4.1 Seller Indemnified Parties 10.3(a)

Appears in 1 contract

Samples: Stock Purchase Agreement (Activision Blizzard, Inc.)

Table of Definitions. Each of the The following terms is defined have the meanings set forth in the Section set forth opposite such term: Term Section Sections referenced below. Acceptable Confidentiality Agreement Section 6.4(b)(i6.4(b) Action Section 4.10 Adverse Recommendation Section 6.4(e) Agreement Preamble Award Amendments Agreement Date Preamble Board Recommendation Section 6.2(c4.3(c) Book-Entry Shares Section 3.2(c3.1(b) Certificate Section 3.2(c3.1(b) Certificate of Merger Section 2.3 CGCL Recitals Closing Section 2.2 COBRA Closing Date Section 4.18(d2.2 Common Share Section 3.1(b) COD Amendment Section 6.2(b) Code Recitals Company Preamble Company Acquisition Agreement Section 6.4(b) Company Board Recitals Company Board Recommendation Continuing Employees Section 6.5 Company Capitalization Date Section 4.5(a) Company DSU Section 3.8(b7.6(a) Company Indemnified Party Parties Section 7.4(a7.5(a) Company Material Contract Section 4.20(a4.13 Company SEC Reports Section 4.6(a) Company Plan Stock Award Section 4.18(a3.7(b) Company Preferred Stock Section 4.5(a) Company Real Property Section 4.14(b) Company Restricted Share Section 3.8(a) Company SEC Documents Section 4.7(a) Company Securities Section 4.5(e) Company Special Committee Recitals Company Stockholders’ Meeting Section 6.5 Company Subsidiary Securities Section 4.6(b4.2(c) Company Termination Fee Consent Section 10.3(a4.3(b) Company Transaction Litigation Debt Commitment Letters Section 8.8 Continuing Employee 6.7 Debt Financing Section 7.6(b) Convertible Note Amendments 6.7 Dissenting Shares Section 6.2(a) D&O Insurance 3.3 DOJ Section 7.4(b) DGCL Section 2.1(a6.3(b) Effective Time Section 2.3 End Date Section 10.1(b)(i9.2(a) Equity Financing Section 5.7 Equity Financing Commitment Section 5.7 Exchange Agent Section 3.6(a3.2(a) Exchange Fund Excluded Stock Section 3.6(a3.1(a) Exchange Ratio FCPA Section 3.2(b4.24 FTC Section 6.3(b) Expenses Governmental Permits Section 10.3(c4.15(b) Financing Guarantor Recitals Insurance Policies Section 8.2(a4.17) Foreign Company Plan IT Systems Section 4.18(a4.14(f) Information Statement Letter of Transmittal Section 8.3 Internal Controls 3.2(a) Limited Guaranty Recitals Merger Section 4.7(g) 2.1 Merger Consideration Section 3.2(b3.1(b) Merger Recitals Merger Sub Inc. Preamble Multiemployer Plan Notice Period Section 4.18(c6.4(f) Owned Real Property OFAC Section 4.14(a) 4.24 Parent Preamble Parent Board Recitals Parent Class B Common Stock Benefit Plans Section 5.5(a7.6(b) Parent Preferred Stock Payment Fund Section 5.5(a3.2(a) Parent RSUs Payoff Letters Section 5.5(a6.8 Premium Cap Section 7.5(c) Parent SEC Documents Requested Intercompany Loan Section 5.6(a6.13 Xxxxxxxx-Xxxxx Act Section 4.6(a) Parent Securities Shareholder Vote Section 5.5(b4.3(a) Parent Shareholders Meeting Section 6.5(g) Special Committee Recitals Party or Parties Preamble Plan Termination Notice Surviving Corporation Section 7.6(c) Premium Cap Section 7.4(b) Proxy Statement Section 8.3 RDO Warrants Section 1.1 Real Property Leases Section 4.14(b) Registration Statement Section 8.3 Representatives Section 8.6(a) Rollover Warrants Section 3.9 Series A Preferred Stock Section 4.5(a) Solvent Section 5.102.1

Appears in 1 contract

Samples: Agreement and Plan of Merger (Electro Rent Corp)

Table of Definitions. Each of the The following terms is defined have the meanings set forth in the Sections referenced below: Acquisition Proposal Section set forth opposite such term: Term Section Acceptable Confidentiality Agreement Section 6.4(b)(i6.7(e)(i) Agreement Preamble Award Amendments Section 6.2(c) Book-Entry Shares Section 3.2(c3.12(a) Certificate Cash Consideration Cap Section 3.2(c2.1(e) Certificate of Cash Election Section 2.1(d) Cash Merger Consideration Section 2.3 3.8(a) Cash Merger Consideration Cap Section 3.8(e)(iii) Cash Merger Election Section 3.8(a) Cash Proration Factor Section 2.1(e)(i) CERCLA Section 5.17(c)(ii) Certificates Section 3.12(a) Closing Section 2.2 COBRA 3.2(a) Closing Date Section 4.18(d) COD Amendment Section 6.2(b3.2(a) Code Recitals Section 3.4 Company Preamble Company Board Recitals Annual Financial Statements Section 5.7(b) Company Balance Sheet Section 5.7(c) Company Board Recital B Company Capital Stock Section 5.6(a) Company Change in Recommendation Section 6.5 Company Capitalization Date Section 4.5(a6.7(b) Company DSU Common Stock Section 3.8(b5.6(a) Company Indemnified Party Deferred Stock Units Section 7.4(a3.10(d) Company Disclosure Schedule Article V Company Financial Statements Section 5.7(b) Company Interim Financial Statements Section 5.7(b) Company Material Contract Contracts Section 4.20(a5.18(a) Company Plan Parties Section 4.18(a9.5(d) Company Permits Section 5.9(b) Company Permitted Encumbrances Section 5.13(a) Company Plans Section 5.11(a) Company Preferred Stock Section 4.5(a5.6(a) Company Real Property Registered IP Section 4.14(b5.15(e) Company Restricted Share Stock Units Section 3.8(a3.10(b) Company Rights Section 3.9 Company Rights Agreement Section 3.9 Company SEC Documents Reports Section 4.7(a5.7(a) Company Securities Stockholder Approval Section 4.5(e5.5(c) Company Special Committee Recitals Company Stockholders’ Meeting Section 6.5 6.5(b) Company Subsidiary Securities Subs Section 4.6(b5.1(a) Company Termination Fee Section 10.3(a9.5(b) Company Transaction Litigation Warrants Section 8.8 Continuing Employee 3.10(c) Converted Warrant Section 7.6(b) Convertible Note Amendments Section 6.2(a3.10(c) D&O Insurance Indemnified Parties Section 7.4(b6.11(b) DGCL Defaulting Parties Section 2.1(a9.5(i) Dissenting Shares Section 3.14 Dissenting Stockholder Section 3.14 Effective Time Section 2.3 End 3.2(b) Election Section 2.1(d) Election Date Section 10.1(b)(i3.8(e)(i) Environmental Laws Section 5.17(c)(i) ERISA Section 5.11(a)(i) Exchange Agent Section 3.6(a) 3.11 Exchange Fund Section 3.6(a3.11 Expiration Date Section 2.1(i) Exchange Ratio FDA Section 3.2(b5.22(c) Expenses Form of Merger Election Section 10.3(c3.8(e)(i) Financing Form S-4 Section 8.2(a2.1(j) Foreign Company Plan Galil Section 4.18(a5.26 Galil Adjustment Amount Section 2.1(c) Information Statement Galil Merger Agreement Section 8.3 Internal Controls 5.26 Galil Payment Section 4.7(g2.1(c) Galil Stock Purchase Agreement Section 5.26 Galil Termination Fee Section 5.26 Hazardous Substances Section 5.17(c)(ii) IRS Section 5.11(b) Loan and Security Agreement Section 6.20(a) Merger Recital B Merger Cash Proration Factor Section 3.8(e)(iii)(A) Merger Consideration Section 3.2(b3.8(a) Merger Recitals Election Section 3.8(e)(i) Merger Stock Proration Factor Section 3.8(e)(iii)(B) Merger Sub Inc. Preamble Merger Sub Board Recital C Multiemployer Plan Section 4.18(c5.11(c) Owned Real Property Multiple Employer Plan Section 4.14(a5.11(c) Offer Recital A Offer Closing Section 3.10(a) Offer Conditions Section 2.1(b) Offer Documents Section 2.1(j) Parent Preamble Parent Annual Financial Statements Section 4.5(b) Parent Balance Sheet Section 4.5(c) Parent Board Recitals Recital C Parent Class B Common Book-Entry Shares Section 3.12(a) Parent Capital Stock Section 5.5(a4.4 Parent Certificate Section 3.12(a) Parent Disclosure Schedule Article IV 13 Parent Financial Statements Section 4.5(b) Parent Interim Financial Statements Section 4.5(b) Parent Material Contract Section 4.11(a) Parent Parties Section 9.5(g) Parent Permits Section 4.8(b) Parent Preferred Stock Section 5.5(a4.4 Parent SEC Reports Section 4.5(a) Parent RSUs Termination Fee Section 5.5(a9.5(e) Parent SEC Documents Per Share Adjustment Amount Section 5.6(a2.1(c)(i) Parent Securities Permitted Supplement Section 5.5(b) Parent Special Committee Recitals Party or Parties Preamble Plan Termination Notice Section 7.6(c) Premium Cap Section 7.4(b6.8(b) Proxy Statement Section 8.3 RDO Warrants Section 1.1 Real Property Leases Section 4.14(b6.5(b) Registration Statement Section 8.3 Representatives Section 8.6(a6.6 Sanarus Section 5.4 Schedule 14D-9 Section 2.2(b) Rollover Warrants Schedule TO Section 3.9 Series A Preferred 2.1(j) Section 16 Section 6.14(a) Stock Consideration Section 4.5(a2.1(a) Solvent Stock Consideration Cap Section 5.102.1(e) Stock Election Section 2.1(d) Stock Merger Consideration Section 3.8(a) Stock Merger Consideration Cap Section 3.8(e)(iii) Stock Merger Election Section 3.8(a) Stock Proration Factor Section 2.1(e)(ii) Superior Proposal Section 6.7(e)(ii) Surviving Corporation Section 3.1 Surviving Corporation Certificate Section 3.5 Tender Agreement Recital D Termination Date Section 9.3(a) Transfer Taxes Section 6.18

Appears in 1 contract

Samples: Agreement and Plan of Merger (Endocare Inc)

Table of Definitions. Each of the The following terms is defined have the meanings set forth in the Section set forth opposite such termSections referenced below: Term Section Acceptable Confidentiality Agreement Section 6.4(b)(i) Agreement Preamble Award Amendments Approval Section 6.2(c7.04 Balance Sheet Section 4.10 Balance Sheet Date Section 4.10 BTHHM Disclosure Schedule Article IV Business Section 1.01(e) Book-Entry Buyer Preamble Buyer Indemnified Parties Section 9.02 Cash Consideration Section 2.02(a)(i) Closing Section 2.07 Closing Adjustment Section 2.03(b)(i)(3) Closing Date Section 2.07 Closing Indebtedness Schedule Section 2.04(a) Closing Working Capital Section 2.03(b)(i)(2) Closing Working Capital Statement Section 2.03(b)(i) Common Shares Section 3.2(c) Certificate Section 3.2(c) Certificate of Merger Section 2.3 Closing Section 2.2 COBRA Section 4.18(d) COD Amendment Section 6.2(b) Code Recitals Company 5.09 Companies Preamble Company Board Recitals Company Board Recommendation Assets Section 6.5 Company Capitalization Date Section 4.5(a4.09(a) Company DSU Owner Section 3.8(b3.06(a) Company Transaction Expense Schedule Section 2.04(b) Debt Payoff Letters Section 2.04(a) Direct Claim Section 9.05(c) Disputed Amounts Section 2.03(c)(iii) Estimated Closing Adjustment Section 2.03(a)(ii) Estimated Closing Working Capital Section 2.03(a)(i)(2) Estimated Closing Working Capital Statement Section 2.03(a)(i) Exchangeable Shares Section 5.09 Facilities Section 4.21 Financial Statements Section 4.10 H&S Code Section 3.06(c)(iv) Indemnified Party Section 7.4(a9.05(a) Indemnifying Party Section 9.05(a) Independent Accountant Section 2.03(c)(iii) Interim Financial Statements Section 4.10 IP License Section 4.06(c) Las Vegas Company Recitals Las Vegas SPA Recitals Leases Section 4.09(c) Loss Section 9.02 Material Contract Section 4.07 Nxxxxxx Disclosure Schedule Article IV Parent Preamble Parent Shares Section 2.02(a)(ii) PCB Section 4.21 Penal Code Section 3.06(c)(iii) Physical Inventory Section 2.03(a)(i)(2) Preferred Shares Section 5.09 Product Claim Section 4.20 Proportionate Voting Shares Section 5.09(a) Purchase Price Section 2.02(a) Recalls Section 4.20(a) Company Plan Released Claims Section 4.18(a11.02(a) Company Preferred Stock Released Party Section 4.5(a11.02(a) Company Real Property Releasing Party Section 4.14(b11.02(a) Company Restricted Share Resolution Period Section 3.8(a2.03(c)(ii) Company SEC Documents Section 4.7(a) Company Securities Section 4.5(e) Company Special Committee Recitals Company Stockholders’ Meeting Section 6.5 Company Subsidiary Securities Section 4.6(b) Company Reverse Termination Fee Section 10.3(a10.03 Review Period Section 2.03(c)(i) Company Rules Section 12.13 San Francisco Companies Recitals San Francisco SPA Recitals Seller Preamble Sellers’ Agent Preamble Sellers Majority Section 12.01(a) Statement of Objections Section 2.03(c)(ii) Straddle Period Section 6.02 Supplemental Disclosure Schedule Section 7.03(c) Target Working Capital Section 2.03(a)(ii) Third Party Claim Section 9.05(b) Transaction Litigation Agreements Section 8.8 Continuing Employee 4.01(b) Unaudited Financial Statements Section 7.6(b) Convertible Note Amendments 4.10 Units Recitals V Products Disclosure Schedule Article IV Working Capital Section 6.2(a) D&O Insurance Section 7.4(b) DGCL Section 2.1(a) Effective Time Section 2.3 End Date Section 10.1(b)(i) Exchange Agent Section 3.6(a) Exchange Fund Section 3.6(a) Exchange Ratio Section 3.2(b) Expenses Section 10.3(c) Financing Section 8.2(a) Foreign Company Plan Section 4.18(a) Information Statement Section 8.3 Internal Controls Section 4.7(g) Merger Consideration Section 3.2(b) Merger Recitals Merger Sub Inc. Preamble Multiemployer Plan Section 4.18(c) Owned Real Property Section 4.14(a) Parent Preamble Parent Board Recitals Parent Class B Common Stock Section 5.5(a) Parent Preferred Stock Section 5.5(a) Parent RSUs Section 5.5(a) Parent SEC Documents Section 5.6(a) Parent Securities Section 5.5(b) Parent Special Committee Recitals Party or Parties Preamble Plan Termination Notice Section 7.6(c) Premium Cap Section 7.4(b) Proxy Statement Section 8.3 RDO Warrants Section 1.1 Real Property Leases Section 4.14(b) Registration Statement Section 8.3 Representatives Section 8.6(a) Rollover Warrants Section 3.9 Series A Preferred Stock Section 4.5(a) Solvent Section 5.102.03(a)(i)(2)

Appears in 1 contract

Samples: Securities Purchase Agreement (TerrAscend Corp.)

Table of Definitions. Each of the The following terms is defined have the meanings set forth in the Sections referenced below. Action Section set forth opposite such term: Term Section Acceptable Confidentiality Agreement Section 6.4(b)(i) 4.7 Agreement Preamble Award Amendments Agreement Date Preamble Alternative Financing Section 6.2(c7.3(b) Board Recommendation Section 6.5(d) Book-Entry Shares Section 3.2(c3.1(c) Certificate Section 3.2(c3.1(c) Certificate of Merger CGCL Recitals Change in Board Recommendation Section 2.3 6.5(d) Closing Section 2.2 COBRA Closing Date Section 4.18(d2.2 Common Share(s) COD Amendment Section 6.2(b3.1(a) Code Recitals Company Preamble Company Board Recitals Company Board Recommendation Continuing Employees Section 6.5 Company Capitalization Date Section 4.5(a7.5(a) Company DSU Section 3.8(b) Company Indemnified Party Indemnifications Provisions Section 7.4(a) Company Material Contract Indemnified Parties Section 4.20(a7.4(a) Company Plan IP Rights Section 4.18(a4.12(a) Company Preferred Stock Proxy Statement Section 4.5(a) Company Real Property Section 4.14(b) Company Restricted Share Section 3.8(a) 4.21 Company SEC Documents Reports Section 4.7(a4.6(a) Company Securities Section 4.5(e) Company Special Committee Recitals Company Stockholders’ Meeting Section 6.5 Company Subsidiary Securities Section 4.6(b4.2(c) Company Termination Fee Company-Owned IP Rights Section 10.3(a4.12(a) Company Transaction Litigation Consent Section 8.8 Continuing Employee 4.3(b) Debt Financing Section 7.6(b) Convertible Note Amendments 5.7 Debt Financing Commitments Section 6.2(a) D&O Insurance 5.7 Dissenting Shares Section 7.4(b) DGCL Section 2.1(a) 3.3 Effective Time Section 2.3 End Date Section 10.1(b)(i9.2(a) Environmental and Safety Requirements Section 4.15(a) Equity Financing Section 5.7 Equity Financing Commitments Section 5.7 Exchange Agent Section 3.6(a3.2(a) Exchange Fund FAR Section 3.6(a) Exchange Ratio Section 3.2(b) Expenses Section 10.3(c4.16(a) Financing Section 8.2(a5.7 Financing Commitments Section 5.7 Governmental Permits Section 4.13(b) Foreign Company Plan Guarantor Recitals Guarantors Recitals Hazardous Substance Section 4.18(a4.15 HSR Act Section 4.3(b) Information Statement Insurance Policies Section 8.3 Internal Controls 4.18) Letter of Transmittal Section 4.7(g3.2(a) Merger Consideration Section 3.2(b) Merger Limited Guaranty Recitals Merger Section 2.1 Merger Sub Inc. Preamble Multiemployer Plan Notice Period Section 4.18(c) Owned Real Property Section 4.14(a6.5(e)(ii) Parent Preamble Parent Board Recitals Parent Class B Common Stock Benefit Plans Section 5.5(a7.5(b) Parent Preferred Stock Expenses Section 5.5(a9.6(d) Parent RSUs Payment Fund Section 5.5(a3.2(a) Parent SEC Documents Payoff Letters Section 5.6(a6.10 Per Share Consideration Section 3.1(b) Parent Securities Personal Property Leases Section 5.5(b4.10(e) Parent Requisite Company Vote Section 4.3(a) Reverse Termination Fee Section 9.6(e) Xxxxxxxx-Xxxxx Act Section 4.6(c) Shareholders Meeting Section 6.6(a) Special Committee Recitals Party or Parties Preamble Plan Substitute Financing Section 7.3(b) Substitute Financing Commitments Section 7.3(b) Surviving Corporation Section 2.1 Termination Notice Fee Section 7.6(c9.6(c) Premium Cap Unvested Equity Award Section 7.4(b3.7(a) Proxy Statement Warrant Section 8.3 RDO Warrants Section 1.1 Real Property Leases Section 4.14(b) Registration Statement Section 8.3 Representatives Section 8.6(a) Rollover Warrants Section 3.9 Series A Preferred Stock Section 4.5(a) Solvent Section 5.103.8 ARTICLE II

Appears in 1 contract

Samples: Agreement and Plan of Merger (National Technical Systems Inc /Ca/)

Table of Definitions. Each of the The following terms is defined have the meanings set forth in the Sections referenced below: Definition Location 2008 Balance Sheet Section set forth opposite such term: Term 8.6(a) Audited Financial Statements Section Acceptable Confidentiality 8.6(a) Benefit Plans Section 8.16(a) Closing Section 3.1 Closing Date Section 3.1 Closing Date Balance Sheet Section 2.2(b)(ii) Closing Date Financial Statements Section 2.2.(b)(ii) Closing Date Working Capital Section 2.2(b)(ii) Damages Section 11.1(a) Escrow Account Section 2.3 Escrow Agent Section 2.3 Escrow Agreement Section 6.4(b)(i) Agreement Preamble Award Amendments Section 6.2(c) Book-Entry Shares Section 3.2(c) Certificate Section 3.2(c) Certificate of Merger 2.3 Escrow Amount Section 2.3 Estimated Closing Working Capital Section 2.2 COBRA 2.2(b)(i) Final Working Capital Section 4.18(d2.2(c) COD Amendment Final Working Capital Adjustment Section 6.2(b2.2(d) Code Recitals Company Final Year Tax Return Section 10.9(a)(i) Financing Section 9.7(a) Holdings Preamble Company Board Recitals Company Board Recommendation Section 6.5 Company Capitalization Date Section 4.5(a) Company DSU Section 3.8(b) Company Indemnified Party Section 7.4(a11.3(a) Company Material Contract Indemnifying Party Section 4.20(a11.3(a) Company Plan Indemnity Expiration Date Section 4.18(a11.2(a) Company Preferred Stock Interim Balance Sheet Section 4.5(a8.6(a) Company Real Interim Financial Statements Section 8.6(a) Investment Canada Approval Section 4.2 Laws Section 8.19 Lease Section 8.9 Licensed Intellectual Property Section 4.14(b8.10(a) Company Restricted Share Material Agreements Section 3.8(a8.18(a) Company SEC Documents Notice of Objection Section 4.7(a2.2(b)(iii) Company Securities Objection Period Section 4.5(e2.2(b)(iii) Company Special Committee Recitals Company Stockholders’ Meeting Owned Intellectual Property Section 6.5 Company Subsidiary Securities Section 4.6(b8.10(a) Company Termination Fee Section 10.3(a) Company Transaction Litigation Section 8.8 Continuing Employee Section 7.6(b) Convertible Note Amendments Section 6.2(a) D&O Insurance Section 7.4(b) DGCL Section 2.1(a) Effective Time Section 2.3 End Date Section 10.1(b)(i) Exchange Agent Section 3.6(a) Exchange Fund Section 3.6(a) Exchange Ratio Section 3.2(b) Expenses Section 10.3(c) Financing Section 8.2(a) Foreign Company Plan Section 4.18(a) Information Statement Section 8.3 Internal Controls Section 4.7(g) Merger Consideration Section 3.2(b) Merger Recitals Merger Sub Inc. Preamble Multiemployer Plan Section 4.18(c) Definition Location Owned Real Property Section 4.14(a8.8 Pension Plan Section 8.16(c) Parent Permitted Encumbrances Section 8.7 Preliminary Purchase Price Section 2.2(a) Pro Rata Percentage Section 13.1(a) Purchase Price Section 2.2(a) Purchaser Preamble Parent Board Recitals Parent Class B Common Stock Scheduled Intellectual Property Section 5.5(a8.10(a) Parent Preferred Stock Seller Preamble Straddle Period Section 5.5(a10.9(b) Parent RSUs Straddle Period Tax Return Section 5.5(a10.9(a)(ii) Parent SEC Documents Tax Contest Section 5.6(a10.9(e) Parent Securities Tax Matters Section 5.5(b11.2(a) Parent Special Committee Recitals Termination Date Section 12.1(e) Third Party or Parties Preamble Plan Termination Notice Claim Section 7.6(c11.3(a) Premium Cap Transfer Taxes Section 7.4(b10.9(i) Proxy Working Capital Adjustment Statement Section 8.3 RDO Warrants Section 1.1 Real Property Leases Section 4.14(b) Registration Statement Section 8.3 Representatives Section 8.6(a) Rollover Warrants Section 3.9 Series A Preferred Stock Section 4.5(a) Solvent Section 5.102.2(b)(ii)

Appears in 1 contract

Samples: Stock Purchase Agreement (Princeton Review Inc)

Table of Definitions. Each of the following terms is defined in the Section set forth opposite such term: Term Section Acceptable Confidentiality Acquisition Agreement Section 6.4(b)(i5.04(a) Agreement Preamble Award Amendments Alternative Financing Section 6.2(c5.17(b) Anti-Bribery Laws Section 3.21(a) Antitrust Laws Section 3.03(c) Balance Sheet Date Section 3.04(e) Book-Entry Share Section 2.01(b)(iii) Cancelled Common Shares Section 3.2(c2.01(b) Cancelled Parent Common Stock Section 2.01(a)(i) Cancelled Series A Preferred Shares Section 2.01(b) Cancelled Shares Section 2.01(b)(i) Certificate Section 3.2(c2.01(b)(iii) Certificate Certificates of Merger Section 2.3 1.03 Closing Section 2.2 COBRA 1.02 Closing Date Section 4.18(d) COD Amendment Section 6.2(b) 1.02 Code Recitals Common Exchange Ratio Section 2.01(b) Common Merger Consideration Section 2.01(b) Company Preamble Balance Sheet Section 3.04(e) Company Board Recitals Company Board Recommendation Section 6.5 Company Capitalization Date Section 4.5(a3.03(d) Company DSU Common Stock Recitals Company Common Stockholders Recitals Company Continuing Employees Section 3.8(b5.09(a) Company Indemnified Party Employee Section 7.4(a3.12(a) Company Employee Plans Section 3.12(a) Company Financial Advisor Section 3.10 Company Foreign Plans Section 3.12(l) Company IP Section 3.07(c) Company Material Contract Section 4.20(a) Company Plan Section 4.18(a3.16(a) Company Preferred Stock Section 4.5(a3.02(a) Company Real Property Replacement Options Section 4.14(b2.03(a) Company Restricted Share Replacement RSUs Section 3.8(a2.03(b) Company RSUs Section 2.03(b)(ii) Company SEC Documents Section 4.7(a3.04(a) Company Securities Section 4.5(e3.02(b)(iii) Company Special Committee Series A Preferred Stock Recitals Company Stockholders’ Meeting Stock Option Section 6.5 2.03(b)(i) Company Subsidiary Securities Section 4.6(b3.02(d) Company Termination Fee Tax Opinion Section 10.3(a6.03(e) Company Confidentiality Agreements Section 5.03(b) Term Section Consent Section 3.03(c) Debt Commitment Letter Section 4.21 Debt Transaction Litigation Section 8.8 Continuing Employee 5.17(a) Dissenting Shares Section 7.6(b) Convertible Note Amendments 2.06 DGCL Recitals XXXXX Section 6.2(a) D&O Insurance Section 7.4(b) DGCL Section 2.1(a3.04(a) Effective Time Section 2.3 End Date 1.03 Environmental Permits Section 10.1(b)(i3.15(a) Exchange Act Section 3.03(c) Exchange Agent Section 3.6(a2.05(a) Exchange Fund Section 3.6(a2.05(a) Exchange Ratio Section 3.2(b2.01(b)(ii) Expenses Export Laws Section 10.3(c3.21(b) Financing Fee Letters Section 8.2(a4.21 Form S-4 Section 3.20 GAAP Section 3.04(b) Foreign Company Plan Governmental Entity Section 4.18(a3.03(c) Information Holdco Preamble Holdco Board Recitals Holdco Charter Amendment Section 1.05(c) Holdco Common Stock Section 2.01(a)(ii) Holdco Stock Issuance Recitals HSR Act Section 3.03(c) Improvements Section 3.15(d) Indemnified Party Section 5.10(a) Intervening Event Notice Period Section 5.04(e) Joint Proxy Statement Section 8.3 Internal Controls 3.20 Leased Real Property Section 4.7(g3.14 Material Adverse Impact Section 5.11(e) Material Customer Section 3.17 Material Supplier Section 3.17 Material Tangible Property Section 3.14(a) Maximum Premium Section 5.10(b) Mergers Section 1.01(a) Merger Consideration Section 3.2(b2.01(b)(ii) Merger Recitals Merger Sub Inc. Preamble Multiemployer Plan Common Stock Section 4.18(c2.01(b)(iv) Nasdaq Section 2.01(b)(v) NYSE Section 3.03(c) Outside Date Section 7.02(a) Owned Real Property Section 4.14(a3.14(c) Parent Preamble Parent Balance Sheet Section 4.04(e) Parent Benefit Plans Section 5.09(a) Parent Board Recitals Parent Class B Board Recommendation Section 4.03(d)(i) Term Section Parent Book-Entry Share Section 2.01(b)(iii) Parent Certificate Section 2.01(b)(iii) Parent Certificate of Merger Section 1.03 Parent Common Stock Recitals Parent Confidentiality Agreement Section 5.03(b) Parent Employee Plan Section 4.11(a) Parent Financial Advisors Section 4.09 Parent Foreign Plans Section 4.11(g) Parent Material Contract Section 4.14(a) Parent Merger Section 1.01(a) Parent Merger Consideration Section 2.01(a)(ii) Parent Merger Sub Preamble Parent Merger Sub Board Recitals Parent Merger Sub Common Stock Section 5.5(a2.01(a)(iv) Parent Preferred Stock Section 5.5(a4.02(a) Parent PSU Section 2.03(a) Parent Replacement Option Section 2.03(a)(i) Parent Replacement PSU Section 2.03(a) Parent Replacement Restricted Share Section 2.03(a)(ii) Parent Replacement RSU Section 2.03(a) Parent Restricted Share Section 2.03(a)(ii) Parent RSUs Section 5.5(a2.03(a) Parent SEC Documents Section 5.6(a4.04(a) Parent Securities Section 5.5(b4.02(b) Parent Special Committee Surviving Corporation Section 1.01(a) Parent Tax Opinion Section 6.02(e) Parent Voting Debt Section 4.02(c) Payments Section 3.21(a) Permits Section 3.08(b) Preferred Merger Consideration Section 2.01(b) Real Property Section 3.14(c) Replacement Warrant Section 2.04 Representatives Section 5.04(a) Required Amount Section 4.21 Requisite Company Vote Section 3.03(a) Requisite Parent Vote Section 4.03(a) Rooster Certificate of Merger Section 1.03 Rooster Confidentiality Agreement Section 5.03(b) Rooster Merger Section 1.01(a) Rooster Merger Sub Preamble Rooster Merger Sub Common Stock Section 2.01(b)(iv) Rooster Merger Sub Board Recitals Party or Rooster Surviving Corporation Section 1.01(a) Xxxxxxxx-Xxxxx Act Section 3.04(a) SEC Section 3.03(c) Securities Act Section 3.03(c) Seller Related Parties Preamble Plan Termination Section 8.15(a) Superior Proposal Notice Period Section 7.6(c5.04(d) Premium Cap Surviving Corporation Section 7.4(b1.01(a) Proxy Statement Voting Debt Section 8.3 RDO 3.02(c) Warrants Section 1.1 Real Property Leases Section 4.14(b) Registration Statement Section 8.3 Representatives Section 8.6(a) Rollover Warrants Section 3.9 Series A Preferred Stock Section 4.5(a) Solvent Section 5.102.04

Appears in 1 contract

Samples: Agreement and Plan of Merger (NRC Group Holdings Corp.)

Table of Definitions. Each of the The following terms is defined have the meanings set forth in the Sections referenced below: Definition Location Acquired Interests Recitals Agreement Preamble Allocation Section set forth opposite such term: Term 2.5(a) Alternative Recovery Section Acceptable 8.5(b) Applicable Accounting Principles 2.4(a) Balance Sheet 3.6(a) Basket Amount Section 8.5(a)(ii) Buyer Preamble Buyer Indemnified Parties Section 8.2 Buyer Releasees 10.21(b) Buyer Releasors 10.21(a) Claim Information Section 8.4(a) Closing Section 2.2 Closing Date Section 2.2 Closing Net Working Capital 2.4(b) Company Recitals Confidentiality Agreement Section 6.4(b)(i5.4 control Definitions Credit Facility Release Documentation 2.3(b)(iv) Agreement Preamble Award Amendments Disclosure Schedules Article III Easements Section 6.2(c3.10(e) Book-Entry Shares Environmental Laws Section 3.2(c3.13(vii)(A) Certificate Environmental Permits Section 3.2(c3.13(vii)(B) Certificate of Merger Estimated Net Working Capital 2.4(a) Final Closing Statement 2.4(b) Financial Statements Section 2.3 Closing 3.6(a) Guarantees Recitals Hazardous Materials Section 2.2 COBRA Section 4.18(d3.13(vii)(C) COD Amendment Section 6.2(b) Code Recitals Company Preamble Company Board Recitals Company Board Recommendation Section 6.5 Company Capitalization Date Section 4.5(a) Company DSU Section 3.8(b) Company Indemnified Party Section 7.4(a8.4(a) Company Material Contract Indemnifying Party Section 4.20(a8.4(a) Company Plan Section 4.18(aIndependent Accounting Firm 2.4(d) Company Preferred Stock Section 4.5(a) Company Leased Real Property Section 4.14(b3.10(c) Company Restricted Share Material Contracts Section 3.8(a3.14 Definition Location Material Customer Section 3.16 Net Adjustment Amount 2.4(g)(i) Company SEC Documents Non-Party Affiliate Section 4.7(a10.20(a) Company Securities Section 4.5(e) Company Special Committee Recitals Company Stockholders’ Meeting Section 6.5 Company Subsidiary Securities Section 4.6(b) Company Termination Fee Section 10.3(a) Company Transaction Litigation Section 8.8 Continuing Employee Section 7.6(b) Convertible Note Amendments Section 6.2(a) D&O Insurance Section 7.4(b) DGCL Section 2.1(a) Effective Time Section 2.3 End Date Section 10.1(b)(i) Exchange Agent Section 3.6(a) Exchange Fund Section 3.6(a) Exchange Ratio Section 3.2(b) Expenses Section 10.3(c) Financing Section 8.2(a) Foreign Company Plan Section 4.18(a) Information Statement Section 8.3 Internal Controls Section 4.7(g) Merger Consideration Section 3.2(b) Merger Recitals Merger Sub Inc. Preamble Multiemployer Plan Section 4.18(cNotice of Disagreement 2.4(c) Owned Real Property Section 4.14(a3.10(b) Parent Permits Section 3.7(c) Potential Contributor Section 8.6 Pre-Closing Tax Return Section 6.1 Preliminary Closing Statement 2.4(a) Recipient Definitions Sample Statement 2.4(a) Securities Act Section 4.7 Seller Preamble Parent Board Recitals Parent Class B Common Stock Section 5.5(a) Parent Preferred Stock Section 5.5(a) Parent RSUs Section 5.5(a) Parent SEC Documents Section 5.6(a) Parent Securities Section 5.5(b) Parent Special Committee Recitals Party or Seller Indemnified Parties Preamble Plan Termination Notice Section 7.6(c) Premium Cap Section 7.4(b) Proxy Statement Section 8.3 RDO Warrants Seller Releasees 10.21(a) Seller Releasors 10.21(b) Tax Proceeding Section 1.1 Real Property Leases 3.12(d) Third-Party Claim Section 4.14(b8.4(a) Registration Statement Section 8.3 Representatives Section 8.6(a) Rollover Warrants Section 3.9 Series A Preferred Stock Section 4.5(a) Solvent Section 5.10ARTICLE II

Appears in 1 contract

Samples: Membership Interest Purchase Agreement (USD Partners LP)

Table of Definitions. Each of the following terms is defined in the Section set forth opposite such term: Term Section Acceptable Confidentiality Agreement 382 Tax Opinion Section 6.4(b)(i8.3(d) Agreement Preamble Award Amendments Alternative Company Acquisition Agreement Section 6.2(c7.3(a) Appraisal Shares Section 2.9 Audited Captive Financial Statements Section 4.22(d) Book-Entry Shares Section 3.2(c2.5(c) Burdensome Condition Section 7.1(a) Captive Documents Section 4.22(b) Captive Insurance Company Section 4.22(a) Cash Electing Company Share Section 2.5(b)(i) Cash Election Section 2.5(b)(i) Cash Election Amount Section 2.5(b)(i) Cash Fraction Section 2.5(b)(i) Certificate Section 3.2(c2.5(c) Certificate of Merger Section 2.3 Closing Section 2.2 COBRA Section 4.18(d) COD Amendment Section 6.2(b) Code Recitals Company Preamble Company Board Recitals Company Board Recommendation Section 6.5 Recitals Company Capitalization Date Section 4.5(a) Company DSU Section 3.8(b) Company Indemnified Party Section 7.4(a) Board Resolutions Recitals Company Material Contract Section 4.20(a3.21(a) Company Meeting Section 7.2(d) Company Plan Section 4.18(a3.18(a) Company Preferred Stock Section 4.5(a3.5(a) Company Real Property Related Parties Section 4.14(b) Company Restricted Share Section 3.8(a9.3(h) Company SEC Documents Section 4.7(a3.7(a) Company Securities Section 4.5(e3.5(b) Company Special Committee Stock Recitals Company Stockholders’ Meeting Stockholder Approval Section 6.5 3.2(a) Company Subsidiary Securities Section 4.6(b3.6(b) Company Termination Fee Section 10.3(a9.3(a) Company Transaction Litigation Conditions Section 8.8 7.6(a) Continuing Employee Employees Section 6.4(a) Converted RSU Section 2.12(a) Copyrights Section 1.1 D&O Insurance Section 6.3(c) D&O Voting Agreements Recitals Debt Commitment Letter Section 4.10(a) Debt Financing Section 4.10(a) Debt Financing Parties Section 7.5(a) Debt Letters Section 4.10(a) DGCL Recitals Discharge Section 7.6(b) Convertible Note Amendments Disclosure Letter Section 6.2(a) D&O Insurance Section 7.4(b) DGCL Section 2.1(a) 10.5 Effective Time Section 2.3 Election Deadline Section 2.6(c) End Date Section 10.1(b)(i9.1(b)(i) Enforceability Exceptions Section 3.2(a) Exchange Agent Section 3.6(a2.10(a) Exchange Fund Section 3.6(a2.10(a) Exchange Ratio Section 3.2(b) Expenses Section 10.3(c) Financing Section 8.2(a2.5(b)(ii) Foreign Company Benefit Plan Section 4.18(a3.18(g) Information Statement Form of Election Section 8.3 Internal Controls 2.6(b) Fortress Voting Agreement Recitals Indemnified Party Section 4.7(g6.3(a) Merger Consideration KKR and D&O Voting Agreements Recitals KKR Voting Agreement Recitals Marks Section 3.2(b1.1 Maximum Cash Amount Section 2.5(b)(i) Merger Recitals Merger Consideration Section 2.5(b)(iii) Merger Sub Inc. Preamble Multiemployer Plan New Benefit Plans Section 4.18(c6.4(b) Owned Real Property New Notes Section 4.14(a7.5(f) Non-Electing Company Share Section 2.6(b) Non-Management Employees Section 5.1(i) Non-Recourse Party Section 10.14 Offer Section 7.6(a) Offer Documents Section 7.6(a) Parent Preamble Parent Board Recitals Parent Class B Common Stock Board Recommendation Recitals Parent Board Resolutions Recitals Parent Capitalization Date Section 5.5(a4.5(a) Parent Preferred Stock Meeting Section 5.5(a7.2(e) Parent RSUs Related Parties Section 5.5(a9.3(h) Parent SEC Documents Section 5.6(a4.7(a) Parent Securities Section 5.5(b4.5(b) Parent Special Committee Recitals Stock Options Section 4.5(a) Parent Stockholder Approval Section 4.2(a) Parent Subsidiary Securities Section 4.6(b) Parent Termination Fee Section 9.3(b) Parent’s Tax Advisor Section 8.3(d) Party or Parties Preamble Plan Termination Notice Section 7.6(c) Premium Cap Section 7.4(b) Proxy Statement Section 8.3 RDO Warrants Section 1.1 Real Property Leases Section 4.14(b) Registration Statement Section 8.3 Representatives Section 8.6(a) Rollover Warrants Section 3.9 Series A Preferred Stock Section 4.5(a) Solvent Section 5.10Preamble

Appears in 1 contract

Samples: Agreement and Plan of Merger (Nationstar Mortgage Holdings Inc.)

Table of Definitions. Each of the following terms is defined in the Section set forth opposite such term: Term 409A Authorities Section Acceptable Confidentiality 3.16(h) Adjusted Merger Consideration Recitals Agreement Preamble Articles of Merger Section 2.3 Assumed RemainCo Service Providers Section 6.4(a) Auditor Review Section 5.3 Award Agreement Section 6.4(b)(i3.16(b) Agreement Preamble Award Amendments Section 6.2(c) Base Merger Consideration Recitals Book-Entry Shares Section 3.2(c2.5(c) Capex Amount Section 5.1(d) Certificate Section 3.2(c2.5(c) Certificate of Merger Section 2.3 Class B Stock Recitals Closing Section 2.2 COBRA Closing Company Securities Section 4.18(d3.5(b) COD Amendment Collective Bargaining Agreement Section 6.2(b3.17(a) Code Recitals Company Preamble Company Board Recitals Company Board Recommendation Section 6.5 Class B Stock Recitals 13 Company Capitalization Date Section 4.5(a) Company DSU Section 3.8(b) Common Stock Recitals Company Indemnified Party Section 7.4(a6.3(a) Company Material Contract Section 4.20(a3.19(a)(xxiii) Company Plan Section 4.18(a3.16(a) Company Preferred Stock Related Party Transaction Section 4.5(a) Company Real Property Section 4.14(b) Company Restricted Share Section 3.8(a) 3.24 Company SEC Documents Section 4.7(a3.7(b) Company Securities Section 4.5(e3.5(b) Company Special Committee Recitals Company Stockholders’ Meeting Share-Based Award Payment Section 6.5 Company Subsidiary Securities Section 4.6(b2.8(c) Company Termination Fee Stock Recitals Copyrights Section 10.3(a) Company Transaction Litigation 1.1 Disclosure Letter Section 8.8 Continuing Employee Section 7.6(b) Convertible Note Amendments Section 6.2(a) D&O Insurance Section 7.4(b) DGCL Section 2.1(a) 10.5 Distribution Recitals Effective Time Section 2.3 Employment Agreements Section 3.16(a) Employee Plan Section 3.16(a) End Date Section 10.1(b)(i9.1(b)(i) Exchange Agent Enforceability Exceptions Section 3.6(a3.2 Hawkeye Recitals Hawkeye Closing Recitals Hawkeye Closing Notice Date Section 2.2 Hawkeye Merger Recitals Hawkeye Merger Agreement Recitals Hawkeye Merger Sub Recitals IBCA Recitals Interim Securities Section 5.1(c) Exchange Fund Marks Section 3.6(a1.1 Matrix Preamble Matrix Board Recitals Matrix Class B Stock Section 3.5(a) Exchange Ratio Matrix Common Stock Section 3.2(b3.5(a) Expenses Matrix Common Stock Equivalents Section 10.3(c3.5(a) Financing Matrix Preferred Stock Section 8.2(a3.5(a) Foreign Company Plan Matrix SEC Documents Section 4.18(a3.7(a) Information Statement Matrix Securities Section 8.3 Internal Controls 3.5(a) Matrix Stock Section 4.7(g) Merger Consideration Section 3.2(b3.5(a) Merger Recitals Merger Consideration Recitals Merger Sub Inc. Preamble Recitals Merger Sub Joinder Section 6.2(b) Moelis Section 3.21 Multiemployer Plan Section 4.18(c3.16(e) New Benefit Plans Section 6.4(c) Owned Real Property Section 4.14(a3.13(a) Parent Preamble Parent Board Recitals Parent Class B Common Stock Related Parties Section 5.5(a9.3(c) Parent Preferred Stock Termination Fee Section 5.5(a9.3(b) Parent RSUs Section 5.5(a) Parent SEC Documents Section 5.6(a) Parent Securities Section 5.5(b) Parent Special Committee Recitals Party or Parties Preamble Patents Section 1.1 Paying Agent Section 2.6(a) Payment Fund Section 2.6(a) Plan Termination Notice Section 7.6(c) of Merger Recitals Premium Cap Section 7.4(b6.3(c) Proxy Statement Section 8.3 RDO Warrants Section 1.1 Real Property Leases Section 4.14(b3.13(a) Registered Intellectual Property Section 3.14(a) Remedy Section 7.1(f) Representatives Section 7.6(a) SEC Filings Section 7.2(a) Simultaneous Closing Section 2.2(a) Solvent Section 4.8 Spin-Off Recitals Spin-Off Registration Statement Section 8.3 Representatives 7.2(a SpinCo Entity Securities Section 8.6(a3.6(b) Rollover Warrants Surviving Corporation Section 3.9 Series A Preferred Stock 2.1 Surviving Corporation Section 4.5(a) Solvent 2.1 Trade Secrets Section 5.101.1 Transfer Taxes Section 7.12

Appears in 1 contract

Samples: Agreement and Plan of Merger (IAC/InterActiveCorp)

Table of Definitions. Each of the The following terms is defined have the meaning set forth in the Sections referenced below: Definition Location Adverse Recommendation Change Section set forth opposite such term: Term Section Acceptable Confidentiality Agreement Section 6.4(b)(i5.3(d) Agreement Preamble Award Amendments Articles of Merger Section 6.2(c) 2.5 Book-Entry Shares Section 3.2(c2.6(b) Certificate Certificates Section 3.2(c2.6(b) Certificate of Merger Section 2.3 Closing Section 2.2 COBRA 2.4 Closing Date Section 4.18(d) COD Amendment Section 6.2(b) Code Recitals 2.4 Company Preamble Company Balance Sheet Section 3.7 Company Board Recitals Company Board Recommendation Recitals Company Bylaws Section 6.5 Company Capitalization Date Section 4.5(a3.1(b) Company DSU Articles Section 3.8(b3.1(b) Company Indemnified Party Disclosure Letter ARTICLE III Company Disclosure Letter Supplement Section 7.4(a5.17 Company Employee Section 5.7 Company Plans Section 3.11(a) Company Material Contract Related Parties Section 4.20(a) Company Plan Section 4.18(a) Company Preferred Stock Section 4.5(a) Company Real Property Section 4.14(b) Company Restricted Share Section 3.8(a7.3(f) Company SEC Documents Section 4.7(a3.6(a) Company Securities Stock-Based Award Section 4.5(e) 2.3 Company Special Committee Recitals Company Stockholders’ Meeting Stock Plan Section 6.5 Company Subsidiary Securities Section 4.6(b2.3(a) Company Termination Fee Section 10.3(a7.3(b) Company Transaction Litigation Contingent Workers Section 8.8 3.12(b) Continuing Employee Section 7.6(b) Convertible Note Amendments Section 6.2(a) D&O Insurance Section 7.4(b) DGCL Section 2.1(a5.7(a) Effective Time Section 2.3 End Date 2.5 Employment Legal Requirements Section 10.1(b)(i3.12(d) Exchange Agent ERISA Section 3.6(a3.11(a) Exchange Fund ESPP Section 3.6(a2.3(b) Exchange Ratio Existing Policies Section 3.2(b5.10(b) Expenses Expiration Time Section 10.3(c1.1(c) Financing Extension Deadline Section 8.2(a1.1(d) Foreign Company Plan Government Section 4.18(a4.10 GAAP Section 3.6(c) Information Statement Indemnified Parties Section 8.3 Internal Controls 5.10(a) Independent Directors Section 4.7(g1.3(c) Merger Consideration Initial Expiration Time Section 3.2(b1.1(c) Intervening Event Notice Period Section 5.3(e)(ii) Material Contract Section 3.15(a) Merger Recitals Merger Consideration Section 2.2(i) Merger Sub Inc. Preamble Multiemployer Minimum Tender Condition Annex I Non-U.S. Benefit Plan Section 4.18(c3.12(e) Owned Real Property Notice of Superior Proposal Section 4.14(a5.3(f)(i) Offer Recitals Offer Acceptance Time Section 1.1(f) Offer Commencement Date Section 1.1(a) Offer Conditions Section 1.1(b) Offer Documents Section 1.1(g) Offer Price Recitals Offer to Purchase Section 1.1(b) Parent Preamble Parent Board Recitals Parent Class B Common Stock Plan Section 5.5(a5.7(b) Parent Related Parties Section 7.3(f) Parent Termination Fee Section 7.3(c) Paying Agent Section 2.6(a) Payment Fund Section 2.6(a) Permits Section 3.10 Preferred Stock Section 5.5(a3.2(a) Promissory Note Section 1.4(b) Schedule 14D-9 Section 1.2(b) Shares Recitals Shareholder List Date Section 1.2(c) Significant Customer Section 3.16 Surviving Corporation Section 2.1 Surviving Corporation Articles Section 2.9(a) Takeover Laws Section 5.8 Termination Date Section 7.1(b)(i) Top-Up Option Section 1.4(a) Top-Up Shares Section 1.4(a) ANNEX I CONDITIONS TO THE OFFER Notwithstanding any other provision of the Agreement and Plan of Merger dated January 25, 2018, by and among the Company, Parent, and Merger Sub, to which this Annex I is attached (the "Agreement") or the Offer, Merger Sub shall not be required to (and Parent RSUs Section 5.5(ashall not be required to cause Merger Sub to) accept for payment or, subject to any applicable rules and regulations of the SEC including Rule 14e-1(c), pay for any shares of Company common stock validly tendered and not properly withdrawn pursuant to the Offer unless all of the following conditions have been satisfied, or waived in writing by Parent SEC Documents Section 5.6(a(to the extent permitted by applicable Law), at the scheduled Expiration Time of the Offer: Minimum Tender Condition. There being validly tendered in the Offer and not validly withdrawn prior to any then scheduled Expiration Time that number of shares of Company common stock which (excluding shares of Company common stock subject to notices of guaranteed delivery for which such shares underlying the notices of guaranteed delivery have not been delivered to Merger Sub) represents at least a majority of the Company common stock then outstanding (determined on a fully diluted basis and excluding shares of Company common stock subject to the Top-Up Option) (the "Minimum Tender Condition"); No Injunctions, Restraints, or Illegality. No Governmental Entity having jurisdiction over any party to the Agreement or any of the transactions contemplated by the Agreement (including the Offer and the Merger) shall have enacted, issued, promulgated, enforced, or entered any Laws or any order, injunction, judgment or decree, whether temporary, preliminary, or permanent, that make illegal, enjoin, or otherwise prohibit consummation of the Offer or the Merger or Parent Securities Section 5.5(b) Parent Special Committee Recitals Party or Parties Preamble Plan Termination Notice Section 7.6(c) Premium Cap Section 7.4(b) Proxy Statement Section 8.3 RDO Warrants Section 1.1 Real Property Leases Section 4.14(b) Registration Statement Section 8.3 Representatives Section 8.6(a) Rollover Warrants Section 3.9 Series A Preferred Stock Section 4.5(a) Solvent Section 5.10Merger Sub’s full rights of ownership and voting of the shares of Company common stock or Merger Sub’s ownership or operation of the Company.

Appears in 1 contract

Samples: Agreement and Plan of Merger (Key Technology Inc)

Table of Definitions. Each of the The following terms is defined have the meanings set forth in the Section set forth opposite such termSections referenced below: Term Section Acceptable Confidentiality Agreement Section 6.4(b)(i) Agreement Preamble Award Amendments Balance Sheet Section 6.2(c4.10 Balance Sheet Date Section 4.10 Borrower Section 2.05(a) Book-Entry Bridge Loan Section 2.05(a) Business Recitals Buyer Preamble Buyer Disclosure Schedule Article V Buyer Indemnified Parties Section 9.02 Cash Consideration Section 2.02(a) Closing Section 2.07 Closing Adjustment Section 2.03(b)(i)(3) Closing Date Section 2.07 Closing Date Proceeds Section 2.08(c)(viii)(4) Closing Indebtedness Schedule Section 2.04(a) Closing Working Capital Section 2.03(b)(i)(2) Closing Working Capital Statement Section 2.03(b)(i) Common Shares Section 3.2(c) Certificate Section 3.2(c) Certificate of Merger Section 2.3 Closing Section 2.2 COBRA Section 4.18(d) COD Amendment Section 6.2(b) Code Recitals Company 5.09 Companies Preamble Company Board Recitals Company Board Recommendation Assets Section 6.5 Company Capitalization Date Section 4.5(a4.09(a) Company DSU Owner Section 3.8(b3.06(a) Company Transaction Expense Schedule Section 2.04(b) Debt Payoff Letters Section 2.04(a) Deep Thought Purchased Units Section 2.01(b) Deep Thought Purchased Securities Section 2.01(b) Direct Claim Section 9.05(c) Disputed Amounts Section 2.03(c)(iii) Estimated Closing Adjustment Section 2.03(a)(ii) Estimated Closing Working Capital Section 2.03(a)(i)(2) Estimated Closing Working Capital Statement Section 2.03(a)(i) Exchangeable Shares Section 5.09 Facilities Section 4.21 Financial Statements Section 4.10 H&S Code Section 3.06(c)(iv) Hxxxxx Street Purchased Units Section 2.01(c) Hxxxxx Street Purchased Securities Section 2.01(c) Indemnified Party Section 7.4(a9.05(a) Indemnifying Party Section 9.05(a) Independent Accountant Section 2.03(c)(iii) Interim Financial Statements Section 4.10 IP License Section 4.06(c) Las Vegas Company Recitals Las Vegas SPA Recitals Leases Section 4.09(c) Lender Section 2.05(a) Loss Section 9.02 Material Contract Section 4.20(a4.07 MSA Section 2.08(a)(vi) Company Plan Nx.Xxx SPA Recitals Nx.Xxx Companies Recitals Ownership Changes Section 4.18(a) Company Preferred Stock Section 4.5(a) Company Real Property Section 4.14(b) Company Restricted Share Section 3.8(a) Company SEC Documents Section 4.7(a) Company Securities Section 4.5(e) Company Special Committee Recitals Company Stockholders’ Meeting Section 6.5 Company Subsidiary Securities Section 4.6(b) Company Termination Fee Section 10.3(a) Company Transaction Litigation Section 8.8 Continuing Employee Section 7.6(b) Convertible Note Amendments Section 6.2(a) D&O Insurance Section 7.4(b) DGCL Section 2.1(a) Effective Time Section 2.3 End Date Section 10.1(b)(i) Exchange Agent Section 3.6(a) Exchange Fund Section 3.6(a) Exchange Ratio Section 3.2(b) Expenses Section 10.3(c) Financing Section 8.2(a) Foreign Company Plan Section 4.18(a) Information Statement Section 8.3 Internal Controls Section 4.7(g) Merger Consideration Section 3.2(b) Merger Recitals Merger Sub Inc. Preamble Multiemployer Plan Section 4.18(c) Owned Real Property Section 4.14(a7.04(b) Parent Preamble Parent Board Recitals Parent Class B Common Stock Shares Section 5.5(a2.02(b) Parent PCB Section 4.21 Penal Code Section 3.06(c)(iii) Physical Inventory Section 2.03(a)(i)(2) Preferred Stock Shares Section 5.5(a5.09 Product Claim Section 4.20(a) Parent RSUs Proportionate Voting Shares Section 5.5(a5.09 Purchase Price Section 2.02 Recalls Section 4.20(a) Parent SEC Documents Released Claims Section 5.6(a11.02(a) Parent Released Party Section 11.02(a) Releasing Party Section 11.02(a) Resolution Period Section 2.03(c)(ii) Reverse Termination Fee Section 10.03 Review Period Section 2.03(c)(i) RHMT Purchased Units Section 2.01(a) RHMT Purchased Securities Section 5.5(b2.01(a) Parent Special Committee Recitals Rules Section 12.13 Securities Section 3.03 Seller Preamble Sellers’ Agent Preamble Sellers Majority Section 12.01(a) Statement of Objections Section 2.03(c)(ii) Straddle Period Section 6.02 Supplemental Disclosure Schedule Section 7.03(c) Target Working Capital Section 2.03(a)(ii) Third Party or Parties Preamble Plan Termination Notice Claim Section 7.6(c9.05(b) Premium Cap Transaction Agreements Section 7.4(b4.01(b) Proxy Statement Unaudited Financial Statements Section 8.3 RDO Warrants 4.10 Working Capital Section 1.1 Real Property Leases Section 4.14(b2.03(a) Registration Statement Section 8.3 Representatives Section 8.6(a) Rollover Warrants Section 3.9 Series A Preferred Stock Section 4.5(a) Solvent Section 5.10Agreement Preamble

Appears in 1 contract

Samples: Securities Purchase Agreement (TerrAscend Corp.)

Table of Definitions. Each of the The following terms is defined have the meanings set forth in the Sections referenced below: Definition Location 2021 Earn-Out Amount Section set forth opposite such term: Term 2.16(a)(i) 2021 Earn-Out Period Section Acceptable Confidentiality Agreement 2.16(a)(i) 2021 Revenue Benchmark Section 6.4(b)(i2.16(a)(i) 2022 Earn-Out Amount Section 2.16(a)(ii) 2022 Earn-Out Period Section 2.16(a)(ii) 2022 Revenue Benchmark Section 2.16(a)(ii) 2022 Revenue Minimum Section 2.16(a)(ii) ACA Section 4.11(j) Acknowledgment Letter Section 3.2(a) Acquired Company Databases Section 4.15(s) Adjusted Earn-Out Amount Section 2.16(b) Adjustment Release Amount Section 3.6(e) Advisor Section 7.12 Agreed Amount Section 9.5(b) Agreement Preamble Award Amendments Agreement Date Preamble Anti-Corruption Laws Section 6.2(c4.9(c) Book-Entry Shares Applicable Jurisdiction Section 3.2(c7.12 Applicable Jurisdiction Schedule Section 7.12 Base Balance Sheet Section 4.6(a)(ii) Certificate BIS Section 3.2(c4.15(l) Buyer Preamble Buyer Arrangements Section 6.12 Buyer Closing Balance Sheet Section 3.6(b) Buyer Closing Cash Section 3.6(b) Buyer Closing Indebtedness Section 3.6(b) Buyer Closing Net Working Capital Section 3.6(b) Buyer Closing Statement Section 3.6(b) Buyer Return Section 7.2(a) Buyer Transaction Expenses Section 3.6(b) Paying Agent Section 3.1(a) Payment Fund Section 3.1(b) 505026976.1 CERTAIN CONFIDENTIAL INFORMATION CONTAINED IN THIS DOCUMENT, MARKED BY [***], HAS BEEN OMITTED BECAUSE IT IS NOT MATERIAL AND WOULD LIKELY CAUSE COMPETITIVE HARM TO THE COMPANY IF PUBLICLY DISCLOSED. CERCLA Section 1.1 Certificate of Merger Section 2.3 2.2 Claim Notice Section 9.5(a) Claimed Amount Section 9.5(b) Closing Allocation Schedule Section 3.1(h) Closing Section 2.2 COBRA 2.4 Closing Date Section 4.18(d) COD Amendment Section 6.2(b) Code 2.4 Companies Law Recitals Company Preamble Company Board Recitals Company Board Recommendation General Meeting Section 6.5 Company Capitalization 6.8(a) Confidentiality Agreement Section 6.4 Contested Amount Section 9.5(b) Contractor Section 4.12(j) COP Net Earn-Out Amount Section 2.16(c) Copyrights Section 1.1 Covered Persons Section 6.11 Deductible Section 9.4(b) Determination Date Section 4.5(a3.6(c) Company DSU Disclosure Schedule ARTICLE IV Downward Adjustment Amount Section 3.8(b3.6(e) Company Indemnified Party EAR Section 7.4(a4.15(l) Company Material Contract Earn-Out Acceleration Event Section 4.20(a2.17(e) Company Plan Earn-Out Adjustment Amount Section 4.18(a2.16(b) Company Preferred Stock Earn-Out Amount Section 4.5(a2.16(a) Company Real Property Earn-Out Determination Section 4.14(b2.16(d) Company Restricted Share Earn-Out Expenses Section 3.8(a2.15(b)(i) Company SEC Documents Earn-Out Spreadsheet Section 4.7(a) Company Securities Section 4.5(e) Company Special Committee Recitals Company Stockholders’ Meeting Section 6.5 Company Subsidiary Securities Section 4.6(b) Company Termination Fee Section 10.3(a) Company Transaction Litigation Section 8.8 Continuing Employee Section 7.6(b) Convertible Note Amendments Section 6.2(a) D&O Insurance Section 7.4(b) DGCL Section 2.1(a2.18(c) Effective Time Section 2.3 End Date 2.2 Electing Holder Section 10.1(b)(i7.4 ERISA Section 4.11(a) Exchange Agent Escrow Period Section 9.1 Estimated Closing Balance Sheet Section 3.6(a) Exchange Fund Estimated Closing Cash Section 3.6(a) Exchange Ratio Estimated Closing Net Working Capital Section 3.2(b3.6(a) Estimated Closing Statement Section 3.6(a) Estimated Closing Indebtedness Section 3.6(a) Estimated Transaction Expenses Section 10.3(c3.6(a) Financing Expense Fund Section 8.2(a3.1(g) Export Approvals Section 4.15(l) Export Control Laws Section 4.15(l) Final Closing Cash Section 3.6(c) Final Closing Indebtedness Section 3.6(c) Final Closing Net Working Capital Section 3.6(c) Final Transaction Expenses Section 3.6(c) Financial Statements Section 4.6(a) 505026976.1 CERTAIN CONFIDENTIAL INFORMATION CONTAINED IN THIS DOCUMENT, MARKED BY [***], HAS BEEN OMITTED BECAUSE IT IS NOT MATERIAL AND WOULD LIKELY CAUSE COMPETITIVE HARM TO THE COMPANY IF PUBLICLY DISCLOSED. Firm Section 11.19 Foreign Company Benefit Plan Section 4.18(a4.11(m) General Escrow Account Section 3.1(f)Section 4.11(m) Indemnification Obligations Section 9.2 Indemnified Party Section 9.2 Indemnifying Party Section 9.3(a) Individual Securityholder Net Earn-Out Amount Section 2.18(a) Information Statement Section 8.3 Internal Controls 3.2(a) Interim Options Tax Ruling Section 4.7(g3.3(e) Merger Consideration Investor Rep Letter Section 3.2(b2.14 IP Inbound Licenses Section 4.15(c)(i) IP Licenses Section 4.15(e) IP Outbound Licenses Section 4.15(e) Irrevocable Proxies Recitals IRS Section 4.11(b) Israeli 104H Tax Ruling Section 7.4 Israeli Employee Section 4.12(d) Israeli Options Tax Ruling Section 3.3(e) Israeli Statutory Waiting Period Expiration Date Section 8.1(c) Know-How Section 1.1 Letter of Transmittal Section 3.2(a) Marks Section 1.1 Material Contracts Section 4.17(b) Merger Recitals Merger Sub Inc. Preamble Multiemployer Plan Section 4.18(c) Owned Real Property Section 4.14(a) Parent Preamble Parent Board Recitals Parent Class B Common Stock Section 5.5(a) Parent Preferred Stock Section 5.5(a) Parent RSUs Section 5.5(a) Parent SEC Documents Section 5.6(a) Parent Securities Section 5.5(b) Parent Special Committee Recitals Party or Parties Preamble Plan Termination Notice Section 7.6(c2.4 Merger Proposal Section 6.8(b) Premium Cap Merger Sub Preamble Notice of Objection Section 7.4(b3.6(c) Proxy Statement Objection Notice Section 8.3 RDO Warrants 2.16(d) OFAC Section 4.15(l) Optionholder Section 3.1(c) Outside Date Section 10.1(c) Patents Section 1.1 Real Property Leases Paying Agent Section 4.14(b3.1(a) Registration Statement Payment Fund Section 8.3 Representatives 3.1(b) Payoff Letters Section 8.6(a3.4 Payor Section 3.3(a) Rollover Warrants Permits Section 3.9 Series A Preferred Stock 4.9(b) Permitted Encumbrances Section 4.5(a4.13(a) Solvent Plans Section 5.104.11(a) Potential VAT Section 7.9 Proscribed Recipient Section 4.9(c) Qarterly Forecast Section 2.17(c) Quarterly Report Section 7.12 Response Notice Section 9.5(b) 505026976.1 CERTAIN CONFIDENTIAL INFORMATION CONTAINED IN THIS DOCUMENT, MARKED BY [***], HAS BEEN OMITTED BECAUSE IT IS NOT MATERIAL AND WOULD LIKELY CAUSE COMPETITIVE HARM TO THE COMPANY IF PUBLICLY DISCLOSED. ROC Section 2.2 Securityholder Net Earn-Out Amount Section 2.16(c) Securityholder Representative Preamble Seller Return Section 7.1(a) Set-Off Claim Section 9.4(d)(iv) Set-Off Escrow Section 9.4(d)(iv) Shares Section 4.4(a) Shareholder Section 2.6(a) Shareholders’ Notice Section 6.8(a) State Tax Liability Section 7.12 Stipulated Amount Section 9.5(d) Surviving Company Section 2.1 Tail Insurance Coverage Section 6.11 Tax Claim Notice Section 7.3(a) Tax Contest Section 7.3(a) Tax Escrow Account Section 3.1(j) Tax Reduction Process Section 7.12 Third Party Claim Section 9.3(a) Third Party Claim Notice Section 9.3(a) Trade Secrets Section 1.1 Transaction Litigation Section 6.10(b) Transactions Recitals Transfer Taxes Section 7.7 Unaccredited Investor Section 2.14 Unresolved Claims Section 9.4(f) Unresolved Items Section 3.6(c) US Employee Section 4.12(e) Valid Certificate Section 3.3(b) VAT Section 4.16(cc) VAT Ruling Section 7.9 VDA Return Section 7.12 Voluntary Tax Agreement Section 7.12 Xxxx & Xxxxx Escrow Account Section 3.1(i) Waived Benefit Section 6.12 Withholding Drop Date Section 3.3(b)

Appears in 1 contract

Samples: Agreement and Plan of Merger (Veritone, Inc.)

Table of Definitions. Each of the The following terms is defined have the meanings set forth in the Sections referenced below: Definition Location Acquisition Engagement ‎Section 11.19(a) Acquisition Proposal ‎Section 6.18 Agreed CapEx Plan Section set forth opposite such term: Term 6.1(d) Agreed CapEx Projects Section Acceptable Confidentiality Agreement Section 6.4(b)(i6.1(d) Agreement Preamble Award Amendments Allocation Dispute Resolution Period ‎Section 7.5 Alternative Financing ‎Section 6.13(a) Applicable Accounting Principles ‎Section 2.3(a) Balance Sheets ‎Section 4.6(c) Business ‎Section 4.19 Buyer Preamble Buyer FSA Plan ‎Section 6.15(h) Buyer Related Parties ‎Section 10.3(c) Buyer Releasor Section 6.2(c11.23(b) Book-Entry Shares Section 3.2(cBuyer Termination Fee ‎Section 10.3(a) Certificate Section 3.2(cClosing ‎Section 2.2(a) Certificate of Merger Section 2.3 Closing Section 2.2 COBRA Section 4.18(dDate ‎Section 2.2(a) COD Amendment Section 6.2(b) Code Company Recitals Company Preamble Company Board Recitals Company Board Recommendation Section 6.5 Company Capitalization Date Section 4.5(aAssets ‎Section 6.17(b) Company DSU Entities Intellectual Property Section 3.8(b4.13(a) Company Indemnified Party Policies Section 7.4(a4.11 Company Related Parties ‎Section 10.3(c) Company Material Contract Section 4.20(aReleased Parties ‎Section 11.23(a) Company Plan Section 4.18(aSubsidiaries ‎Section 4.5 Confidentiality Agreement ‎Section 6.7 Continuation Period ‎Section 6.15(e) Company Preferred Stock Section 4.5(aContinuing Employees ‎Section 6.15(a) Company Real Property Section 4.14(bContracting Parties ‎Section 11.22(a) Company Restricted Share Section 3.8(aCovered Matter ‎Section 6.16(b) Company SEC Documents Section 4.7(aDebt Commitment Letter ‎Section 5.4 Debt Financing ‎Section 5.4 Disclosure Schedules ‎Article III Disputed Items ‎Section 2.3(c) Company Securities Section 4.5(e) Company Special Committee Recitals Company Stockholders’ Meeting Section 6.5 Company Subsidiary Securities ECP Balance Sheet Section 4.6(b) Company Termination Fee ECP Financial Statements Section 10.3(a4.6(b) Company Transaction Litigation ECP Interim Financial Statements Section 8.8 Continuing Employee 4.6(b) Environmental Laws ‎Section 4.15(d) Environmental Liabilities ‎Section 4.15(d) Environmental Permits ‎Section 4.15(d) Equity Awards ‎Section 6.15(i) Equity Commitment Letter ‎Section 5.4 Equity Financing ‎Section 5.4 Final Closing Statement Section 7.6(b2.3(b) Convertible Note Amendments Final Purchase Price Section 6.2(a2.3(d) D&O Insurance Section 7.4(b) DGCL Section 2.1(a) Effective Time Section 2.3 End Date Section 10.1(b)(i) Exchange Agent Section 3.6(a) Exchange Fund Section 3.6(a) Exchange Ratio Section 3.2(b) Expenses Section 10.3(cFinancial Statements ‎Section 4.6(b) Financing Section 8.2(a‎Section 5.4 Xxxxxx Xxxx ‎Section 11.19(a) Foreign Company Definition Location Guarantees ‎Section 6.10 Guarantor Recitals Hazardous Substances ‎Section 4.15(d) HSR Act ‎Section 3.3(b) Identified CapEx Plan Section 4.18(a6.1(d) Information Statement Identified CapEx Projects Section 8.3 6.1(d) Inactive Employee ‎Section 6.15(a) Independent Accounting Firm ‎Section 2.3(d) Interim Exceptions ‎Section 6.1(a) Interim Financial Statements ‎Section 4.6(c) Internal Controls Section 4.7(gReorganization Recitals ISRA ‎Section 4.15(b) Merger Consideration Section 3.2(bLimited Guarantee Recitals LSRP ‎Section 1.1 Material Contracts ‎Section 4.16(a) Merger Material Customers ‎Section 4.22(a) Material Suppliers ‎Section 4.22(b) Membership Interests Recitals Merger Sub Inc. Preamble Minimum Cash Amount ‎Section 6.1(c) Multiemployer Plan Section 4.18(c4.10(g) Owned Real Property Section 4.14(aNet Adjustment Amount ‎Section 2.3(g)(i) Parent Preamble Parent Board Recitals Parent Class B Common Stock Section 5.5(aNJDEP ‎Section 6.8(e) Parent Preferred Stock Section 5.5(aNonparty Affiliates ‎Section 11.22(a) Parent RSUs Section 5.5(aNotice of Disagreement ‎Section 2.3(c) Parent SEC Documents Section 5.6(a) Parent Securities Section 5.5(b) Parent Special Committee Recitals Party or Parties Preamble Plan Termination Notice Section 7.6(c) Premium Cap Section 7.4(b) Proxy Statement Section 8.3 RDO Warrants Payroll Tax Memo Section 1.1 Real Property Leases Permits ‎Section 4.8(b) Preliminary Closing Statement ‎Section 2.3(a) Princeton Site ‎Section 6.8(e) Purchase Price Allocation Schedule ‎Section 7.5 Recipient ‎Section 1.1 Recovery Costs ‎Section 10.3(b) Related Party Contract ‎Section 4.20 Restrictive Covenant Obligation ‎Section 6.15(a) Retained Entities Section 4.14(b6.17(a) Registration Sample Statement ‎Section 2.3(a) Securities Act ‎Section 5.6 Seller Preamble Seller Assets ‎Section 6.17(a) Seller FSA Plan ‎Section 6.15(h) Seller Names ‎Section 6.12 Seller Released Parties Section 8.3 Representatives 11.23(b) Seller Releasor ‎Section 11.23(a) Separation Plan Section 8.6(a6.20 Shared Policies ‎Section 6.16(a) Rollover Warrants Definition Location Specified Balance Sheet Section 3.9 Series A Preferred Stock 4.6(c) Specified Entities Section 4.5(a4.6(c) Solvent Specified Interim Financial Statements Section 5.104.6(c) Termination Date ‎Section 10.1(c) Thermal Balance Sheet ‎Section 4.6(a) Thermal Financial Statements ‎Section 4.6(a) Thermal Interim Financial Statements ‎Section 4.6(a) Top Tier Subsidiaries Recitals Transfer Taxes ‎Section 7.3 WARN Act ‎Section 6.15(j) WARN Notices ‎Section 6.15(j)

Appears in 1 contract

Samples: Membership Interest Purchase Agreement (Clearway Energy, Inc.)

Table of Definitions. Each of the following terms is defined in the Section set forth opposite such term: Term 409A Authorities Section Acceptable Confidentiality 3.16(h) Adjusted Merger Consideration Recitals Agreement Preamble Articles of Merger Section 2.3 Assumed RemainCo Service Providers Section 6.4(a) Auditor Review Section 5.3 Award Agreement Section 6.4(b)(i3.16(b) Agreement Preamble Award Amendments Section 6.2(c) Base Merger Consideration Recitals Book-Entry Shares Section 3.2(c2.5(c) Capex Amount Section 5.1(d) Certificate Section 3.2(c2.5(c) Certificate of Merger Section 2.3 Class B Stock Recitals Closing Section 2.2 COBRA Closing Company Securities Section 4.18(d3.5(b) COD Amendment Collective Bargaining Agreement Section 6.2(b3.17(a) Code Recitals Company Preamble Company Board Recitals Company Board Recommendation Section 6.5 Class B Stock Recitals Company Capitalization Date Section 4.5(a) Company DSU Section 3.8(b) Common Stock Recitals Company Indemnified Party Section 7.4(a6.3(a) Company Material Contract Section 4.20(a3.19(a)(xxiii) Company Plan Section 4.18(a3.16(a) Company Preferred Stock Related Party Transaction Section 4.5(a) Company Real Property Section 4.14(b) Company Restricted Share Section 3.8(a) 3.24 Company SEC Documents Section 4.7(a3.7(b) Company Securities Section 4.5(e3.5(b) Company Special Committee Recitals Company Stockholders’ Meeting Share-Based Award Payment Section 6.5 Company Subsidiary Securities Section 4.6(b2.8(c) Company Termination Fee Stock Recitals Copyrights Section 10.3(a) Company Transaction Litigation 1.1 Disclosure Letter Section 8.8 Continuing Employee Section 7.6(b) Convertible Note Amendments Section 6.2(a) D&O Insurance Section 7.4(b) DGCL Section 2.1(a) 10.5 Distribution Recitals Effective Time Section 2.3 Employment Agreements Section 3.16(a) Employee Plan Section 3.16(a) End Date Section 10.1(b)(i9.1(b)(i) Exchange Agent Enforceability Exceptions Section 3.6(a3.2 Hawkeye Recitals Hawkeye Closing Recitals Hawkeye Closing Notice Date Section 2.2 Hawkeye Merger Recitals Hawkeye Merger Agreement Recitals Hawkeye Merger Sub Recitals IBCA Recitals Interim Securities Section 5.1(c) Exchange Fund Marks Section 3.6(a1.1 14 Matrix Preamble Matrix Board Recitals Matrix Class B Stock Section 3.5(a) Exchange Ratio Matrix Common Stock Section 3.2(b3.5(a) Expenses Matrix Common Stock Equivalents Section 10.3(c3.5(a) Financing Matrix Preferred Stock Section 8.2(a3.5(a) Foreign Company Plan Matrix SEC Documents Section 4.18(a3.7(a) Information Statement Matrix Securities Section 8.3 Internal Controls 3.5(a) Matrix Stock Section 4.7(g) Merger Consideration Section 3.2(b3.5(a) Merger Recitals Merger Consideration Recitals Merger Sub Inc. Preamble Recitals Merger Sub Joinder Section 6.2(b) Moelis Section 3.21 Multiemployer Plan Section 4.18(c3.16(e) New Benefit Plans Section 6.4(c) Owned Real Property Section 4.14(a3.13(a) Parent Preamble Parent Board Recitals Parent Class B Common Stock Related Parties Section 5.5(a9.3(c) Parent Preferred Stock Termination Fee Section 5.5(a9.3(b) Parent RSUs Section 5.5(a) Parent SEC Documents Section 5.6(a) Parent Securities Section 5.5(b) Parent Special Committee Recitals Party or Parties Preamble Patents Section 1.1 Paying Agent Section 2.6(a) Payment Fund Section 2.6(a) Plan Termination Notice Section 7.6(c) of Merger Recitals Premium Cap Section 7.4(b6.3(c) Proxy Statement Section 8.3 RDO Warrants Section 1.1 Real Property Leases Section 4.14(b3.13(a) Registered Intellectual Property Section 3.14(a) Remedy Section 7.1(f) Representatives Section 7.6(a) SEC Filings Section 7.2(a) Simultaneous Closing Section 2.2(a) Solvent Section 4.8 Spin-Off Recitals Spin-Off Registration Statement Section 8.3 Representatives 7.2(a SpinCo Entity Securities Section 8.6(a3.6(b) Rollover Warrants Surviving Corporation Section 3.9 Series A Preferred Stock 2.1 Surviving Corporation Section 4.5(a) Solvent 2.1 Trade Secrets Section 5.101.1 Transfer Taxes Section 7.12

Appears in 1 contract

Samples: Agreement and Plan of Merger (Meredith Corp)

Table of Definitions. Each of the following terms is defined in the Section set forth opposite such term: Term Section Acceptable Confidentiality Agreement 382 Tax Opinion Section 6.4(b)(i8.3(d) Agreement Preamble Award Amendments Alternative Company Acquisition Agreement Section 6.2(c7.3(a) Appraisal Shares Section 2.9 Audited Captive Financial Statements Section 4.22(d) Book-Entry Shares Section 3.2(c2.5(c) Burdensome Condition Section 7.1(a) Captive Documents Section 4.22(b) Captive Insurance Company Section 4.22(a) Cash Electing Company Share Section 2.5(b)(i) Cash Election Section 2.5(b)(i) Cash Election Amount Section 2.5(b)(i) Cash Fraction Section 2.5(b)(i) Certificate Section 3.2(c2.5(c) Certificate of Merger Section 2.3 Closing Section 2.2 COBRA Section 4.18(d) COD Amendment Section 6.2(b) Code Recitals Company Preamble Company Board Recitals Company Board Recommendation Section 6.5 Recitals Company Capitalization Date Section 4.5(a) Company DSU Section 3.8(b) Company Indemnified Party Section 7.4(a) Board Resolutions Recitals Company Material Contract Section 4.20(a3.21(a) Company Meeting Section 7.2(d) Company Plan Section 4.18(a3.18(a) Company Preferred Stock Section 4.5(a3.5(a) Company Real Property Related Parties Section 4.14(b) Company Restricted Share Section 3.8(a9.3(h) Company SEC Documents Section 4.7(a3.7(a) Company Securities Section 4.5(e3.5(b) Company Special Committee Stock Recitals Company Stockholders’ Meeting Stockholder Approval Section 6.5 3.2(a) Company Subsidiary Securities Section 4.6(b3.6(b) Company Termination Fee Section 10.3(a9.3(a) Company Transaction Litigation Conditions Section 8.8 7.6(a) Continuing Employee Employees Section 6.4(a) Converted RSU Section 2.12(a) Copyrights Section 1.1 D&O Insurance Section 6.3(c) D&O Voting Agreements Recitals Debt Commitment Letter Section 4.10(a) Debt Financing Section 4.10(a) Debt Financing Parties Section 7.5(a) Debt Letters Section 4.10(a) DGCL Recitals Discharge Section 7.6(b) Convertible Note Amendments Disclosure Letter Section 6.2(a) D&O Insurance Section 7.4(b) DGCL Section 2.1(a) 10.5 Effective Time Section 2.3 Election Deadline Section 2.6(c) End Date Section 10.1(b)(i9.1(b)(i) Enforceability Exceptions Section 3.2(a) Term Section Exchange Agent Section 3.6(a2.10(a) Exchange Fund Section 3.6(a2.10(a) Exchange Ratio Section 3.2(b) Expenses Section 10.3(c) Financing Section 8.2(a2.5(b)(ii) Foreign Company Benefit Plan Section 4.18(a3.18(g) Information Statement Form of Election Section 8.3 Internal Controls 2.6(b) Fortress Voting Agreement Recitals Indemnified Party Section 4.7(g6.3(a) Merger Consideration KKR and D&O Voting Agreements Recitals KKR Voting Agreement Recitals Marks Section 3.2(b1.1 Maximum Cash Amount Section 2.5(b)(i) Merger Recitals Merger Consideration Section 2.5(b)(iii) Merger Sub Inc. Preamble Multiemployer Plan New Benefit Plans Section 4.18(c6.4(b) Owned Real Property New Notes Section 4.14(a7.5(f) Non-Electing Company Share Section 2.6(b) Non-Management Employees Section 5.1(i) Non-Recourse Party Section 10.14 Offer Section 7.6(a) Offer Documents Section 7.6(a) Parent Preamble Parent Board Recitals Parent Class B Common Stock Board Recommendation Recitals Parent Board Resolutions Recitals Parent Capitalization Date Section 5.5(a4.5(a) Parent Preferred Stock Meeting Section 5.5(a7.2(e) Parent RSUs Related Parties Section 5.5(a9.3(h) Parent SEC Documents Section 5.6(a4.7(a) Parent Securities Section 5.5(b4.5(b) Parent Special Committee Recitals Stock Options Section 4.5(a) Parent Stockholder Approval Section 4.2(a) Parent Subsidiary Securities Section 4.6(b) Parent Termination Fee Section 9.3(b) Parent’s Tax Advisor Section 8.3(d) Party or Parties Preamble Plan Termination Notice Patents Section 7.6(c) Premium Cap Section 7.4(b) Proxy Statement Section 8.3 RDO Warrants Section 1.1 Real Property Leases Section 4.14(b) Registration Statement Section 8.3 Representatives Section 8.6(a) Rollover Warrants Section 3.9 Series A Preferred Stock Section 4.5(a) Solvent Section 5.101.1

Appears in 1 contract

Samples: Agreement and Plan of Merger (Wmih Corp.)

Table of Definitions. Each of the The following terms is defined have the meanings set forth in the Section set forth opposite such termlocations in this Agreement referenced below: Term Location Accountant Section Acceptable Confidentiality Agreement 2.11(b)(iii) Adjusted Merger Consideration Section 6.4(b)(i2.11(b)(iv) Agreement Preamble Award Amendments Agreement Date Preamble Assets Section 6.2(c3.29(a) Book-Entry Shares Assumed Indebtedness Section 3.2(c6.7(a) Certificate Balance Sheet Section 3.2(c3.5(a) Balance Sheet Date Section 3.5(a) Bankruptcy and Equity Exception Section 3.1(b) Basket Amount Section 9.4(a) Cancelled Share Section 2.3(b) Cap Section 9.4(b) Certificate of Merger Section 2.3 2.1(b)(ii) Certified Closing Report Section 2.11(a)(iii) CFC Section 6.1(b) Closing Section 2.2 COBRA 2.1(b)(i) Closing Date Section 4.18(d2.1(b)(i) COD Amendment Closing Merger Consideration Section 6.2(b2.11(a)(i) Code Closing Mid Section 2.11(a)(iii) Companies Act Recitals Company Preamble Company Board Recitals Company Board Recommendation Closing Deliverables Section 6.5 Company Capitalization Date Section 4.5(a2.2(a) Company DSU Section 3.8(b) Company Indemnified Party Section 7.4(a) Company Material Contract Section 4.20(a) Company Plan Section 4.18(a) Company Preferred Stock Section 4.5(a) Company Real Property Section 4.14(b) Company Restricted Share Section 3.8(a) Company SEC Documents Section 4.7(a) Company Securities Section 4.5(e) Company Special Committee Recitals Company Stockholders’ Meeting Section 6.5 Company Subsidiary Securities Section 4.6(b) Company Termination Fee Section 10.3(a) Company Transaction Litigation Section 8.8 Continuing Employee Section 7.6(b6.2 Company Regulatory Permits Section 3.28(c) Convertible Note Amendments Company Share Certificate Section 6.2(a2.7 Confidentiality Agreement Section 5.2(d) D&O Insurance Indemnified Parties Section 7.4(b2.2(a)(iii) DGCL D&O Policy Section 2.1(a5.7(c) Data Archives Section 2.11(a)(iii) Deal Communications Section 10.18 Deal Counsel Section 10.18 Deal Representation Section 10.18 Debt Extensions Section 5.11 Disallowed Tax Benefit Section 6.1(g) Disclosure Schedules Article III Dissenting Shares Section 2.6 Downward Adjustment Amount Section 2.11(b)(v) Drug Regulatory Agency Section 3.28(b) Earn-Out Escrow Agreement Section 2.11(b)(vii) Effective Time Section 2.3 End 2.1(b)(ii) Employee Affiliate Plan Section 3.16(a) Employee Benefit Plan Section 3.16(a) Employee Benefit Plans Section 3.16(a) Estimated Closing Date Cash Section 10.1(b)(i2.11(a)(i)D) Exchange Agent Estimated Closing Date Indebtedness Section 3.6(a2.11(a)(i)B) Exchange Fund Section 3.6(a) Exchange Ratio Section 3.2(b) Estimated Closing Date Transaction Expenses Section 10.3(c2.11(a)(i)C) Financing Section 8.2(a) Foreign Company Plan Section 4.18(a) Information Statement Section 8.3 Internal Controls Section 4.7(g) Estimated Merger Consideration Section 3.2(b2.11(b)(v) Export Approvals Section 3.24(a) FDA Section 3.28(b) Final Determination Section 9.8 Financial Statements Section 3.5(a) Insurance Policies Section 3.21 Investor Questionnaire Section 2.14(a) Invoices Section 2.2(a)(iv) IP Cap Section 9.4(b) Issuance Date Section 6.6(b) Joinder Agreement Recitals Key Executives Recitals Material Contract Section 3.10 Material Contracts Section 3.10 Merger Recitals Merger Sub Inc. Preamble Multiemployer Nonqualified Deferred Compensation Plan Section 4.18(c3.15(p) Owned Real Property OFAC Section 4.14(a1.1 Option Termination Agreement Section 2.14(c) Outside Date Section 8.1(b)(i) Parent Preamble Parent Board Recitals Benefit Plans Section 6.2 Parent Class B Common Stock Closing Deliverables Section 5.5(a2.2(b) Parent Preferred Stock Price Section 5.5(a2.8(a) Parent RSUs Stock Price Formula Section 5.5(a2.8(a) Parent SEC Documents Paying Agent Section 5.6(a2.12(a) Parent Securities Paying Agent Agreement Section 5.5(b2.12(a) Parent Special Committee Recitals Party or Parties Preamble Plan Termination Paying Agent Fund Section 2.12(b) Payment Event Fee Section 2.14(g) Payoff Letters Section 2.2(a)(iii) Post-Closing Statement Section 2.11(b)(i) Pre-Closing Period Section 5.1 20 Privacy Requirements Section 3.9(h) Privileged Deal Communications Section 10.18 Protest Deadline Section 2.11(b)(ii) Protest Notice Section 7.6(c2.11(b)(ii) Premium Cap Real Property Section 7.4(b3.19(b) Proxy Statement Section 8.3 RDO Warrants Section 1.1 Real Property Leases Section 4.14(b3.10(e) Registration Statement Restrictive Covenant Agreements Recitals, Recitals Rule 3-05B Audited Financial Statements Section 8.3 Representatives 5.10 Rule 3-05B Fees Section 8.6(a5.10 Rule 3-05B Unaudited Financial Statements Section 5.10(a) Rollover Warrants Selling Stockholder Questionnaire Section 3.9 Series A Preferred 6.6(h)(i) Share Cap Section 2.8(d) Shareholder Materials Section 5.6 Shareholders’ Representative Section 10.14(a) Shortfall Amount Section 2.8(b) Shortfall Event Section 2.8(b) Stock Payment 6-Month Price Section 4.5(a2.8(b) Solvent Straddle Tax Returns Section 5.106.1(a)(ii) Surviving Company Recitals Systems Section 3.9(g) Tax Claim Section 6.1(f) Tax Refund Section 6.1(g) Third Party Claim Section 9.3(a) Top Supplier Section 3.20(a) Transfer Taxes Section 6.1(e) Upward Adjustment Amount Section 2.11(b)(vi)

Appears in 1 contract

Samples: Agreement and Plan of Merger (Sorrento Therapeutics, Inc.)

Table of Definitions. Each of the The following terms is defined shall have the meanings set forth in the Section set forth opposite such termcorresponding sections of this Agreement: Defined Term Section Acceptable Acquired Real Property Leases Section 3.12(b) Acquired Restrictive Covenants Section 2.1(a)(vii) Agreement Introductory Paragraph Allocation Section 2.9 Ancillary Documents Section 7.8 Applicable Accounting Practices Section 2.7(a) Arbiter Section 2.7(i) Base Purchase Price Section 2.6(a) Beneficiaries Section 11.4 Benefit Plans Section 3.21 Business Recitals Claims Section 3.9(b) Closing Section 2.1(a) Closing Balance Sheet Section 2.7(e) Closing Date Section 2.8 Closing Payment Section 2.5(b) COBRA Section 3.21 Code Section 2.9 Confidentiality Agreement Section 6.4(b)(i) Agreement Preamble Award Amendments Section 6.2(c) Book-Entry Shares Section 3.2(c) Certificate Section 3.2(c) Certificate of Merger Section 2.3 Closing Section 2.2 COBRA Section 4.18(d) COD Amendment Section 6.2(b) Code Recitals Company Preamble Company Board Recitals Company Board Recommendation Section 6.5 Company Capitalization Date Section 4.5(a) Company DSU Section 3.8(b) Company Indemnified Party Section 7.4(a) Company Material Contract Section 4.20(a) Company Plan Section 4.18(a) Company Preferred Stock Section 4.5(a) Company Real Property Section 4.14(b) Company Restricted Share Section 3.8(a) Company SEC Documents Section 4.7(a) Company Securities Section 4.5(e) Company Special Committee Recitals Company Stockholders’ Meeting Section 6.5 Company Subsidiary Securities Section 4.6(b) Company Termination Fee Section 10.3(a) Company Transaction Litigation Section 8.8 5.6 Continuing Employee Section 7.6(b5.7(c) Convertible Note Amendments Current Independent Contractor Section 6.2(a) D&O Insurance Section 7.4(b) DGCL Section 2.1(a3.20(b) Effective Time Section 2.3 End Date 2.8 ERISA Section 10.1(b)(i3.21 Base Purchase Price Section 2.7(b) Exchange Agent Estimated Closing Balance Sheet Section 3.6(a2.7(b) Exchange Fund Estimated Closing Net Working Capital Section 3.6(a2.7(b) Exchange Ratio Estimated Closing Statement Section 3.2(b2.7(b) Expenses Estimated Purchased Cash Amount Section 10.3(c2.7(b) Financing Excluded Assets Section 8.2(a2.1 Excluded Contracts Section 2.2(c) Foreign Company Final Closing Net Working Capital Section 2.7(e) Final Closing Net Working Capital Adjustment Amount Section 2.7(e) Final Closing Payment Section 2.7(e) Final Purchased Cash Amount Section 2.7(e) Financial Statements Section 3.3 GAAP Section 3.3 Indemnified Party Section 11.3(a) Indemnified Party Section 11.3(a) Initial Net Working Capital Adjustment Amount Section 2.5(b) J&J Introductory Paragraph J&J 401(k) Plan Section 4.18(a5.7(c) Information Statement J&J Benefit Plans Section 8.3 Internal Controls 5.7(b) J&J Indemnification Cap Section 4.7(g11.1(a) Merger Consideration J&J Indemnified Parties Section 3.2(b11.1(a) Merger Recitals Merger Sub Inc. Preamble Multiemployer Plan J&J Indemnified Parties Basket Section 4.18(c11.1(a) Owned Latest Balance Sheet Section 3.3 Leased Real Property Section 4.14(a3.12(b) Liens Section 3.8 Losses Section 11.1(a) Mediator Section 2.7(i) Outside Date Section 10.1(f) Parent Preamble Parent Board Recitals Parent Class B Common Stock 401(k) Plan Section 5.5(a5.7(f) Parent Preferred Stock Party Introductory Paragraph Pipeline Engagements Section 5.5(a3.10(c) Parent RSUs Price Adjustment Amount Section 5.5(a2.7(f) Parent SEC Documents Prohibited Code Section 5.6(a3.9(d)(ix) Parent Securities Purchase Price Section 5.5(b2.5(a) Parent Special Committee Recitals Party or Parties Preamble Plan Termination Notice Restricted Persons Section 7.6(c6.3(a)(i) Premium Review Period Section 2.7(h) Seller Introductory Paragraph Seller Arrangement Section 3.20(d) Seller Indemnification Cap Section 7.4(b11.2(d) Proxy Statement Seller Indemnified Parties Section 8.3 RDO Warrants 11.2 Seller Indemnified Parties Basket Section 1.1 Real Property Leases 11.2(d) Seller Indemnitors Section 4.14(b11.1(a) Registration Statement Survival Period Section 8.3 Representatives 11.5 Target Net Working Capital Section 8.6(a) Rollover Warrants 2.7 Transition Services Agreement Section 3.9 Series A Preferred Stock Section 4.5(a) Solvent Section 5.107.6

Appears in 1 contract

Samples: Membership Interest Purchase Agreement (Golden Entertainment, Inc.)

Table of Definitions. Each of the The following terms is defined have the meanings set forth in the Section set forth opposite such termlocations in this Agreement referenced below: Term Location Accountant Section Acceptable Confidentiality Agreement 2.11(b)(iii) Adjusted Merger Consideration Section 6.4(b)(i2.11(b)(iv) Agreement Preamble Award Amendments Assets Section 6.2(c3.10(a) Book-Entry Shares Balance Sheet Section 3.2(c3.5(a)(i) Certificate Balance Sheet Date Section 3.2(c3.5(a)(i) Bankruptcy and Equity Exception Section 3.1(b) Basket Amount Section 9.4(a) Cancelled Share Section 2.3(a)(ii) Certificate of Merger Section 2.3 2.1(b)(ii) Certified Closing Report Section 2.11(a)(iii) CFC Section 3.17(o) Closing Section 2.2 COBRA 2.1(b)(i) Closing Date Section 4.18(d2.1(b)(i) COD Amendment Closing Merger Consideration Section 6.2(b2.11(a)(i) Code Recitals Company Preamble Company Board Recitals Company Board Recommendation Closing Deliverables Section 6.5 Company Capitalization Date Section 4.5(a2.2(a) Company DSU Product Candidates Section 3.8(b3.30(d) Company Indemnified Party Regulatory Permits Section 7.4(a3.30(d) Company Material Contract Stock Certificate Section 4.20(a2.7 Confidentiality Agreement Section 5.2(b) Company Plan Counsel Section 4.18(a) Company Preferred Stock 10.16 D&O Indemnified Parties Section 4.5(a) Company Real Property Section 4.14(b) Company Restricted Share Section 3.8(a) Company SEC Documents Section 4.7(a) Company Securities Section 4.5(e) Company Special Committee Recitals Company Stockholders’ Meeting Section 6.5 Company Subsidiary Securities Section 4.6(b) Company Termination Fee Section 10.3(a) Company Transaction Litigation Section 8.8 Continuing Employee Section 7.6(b) Convertible Note Amendments Section 6.2(a6.7(a) D&O Insurance Policy Section 7.4(b6.7(c) Deal Communications Section 10.16 DGCL Recitals Disclosure Schedules Article III Dissenting Shares Section 2.1(a2.6 DLLCA Recitals Downward Adjustment Amount Section 2.11(b)(v) Effective Time Section 2.3 End Date 2.1(b)(ii) Employee Benefit Plan Section 10.1(b)(i3.18(a) Exchange Employee Benefit Plans Section 3.18(a) Employer Affiliate Plan Section 3.18(a) Escrow Agent Section 3.6(a) Exchange 2.12 Escrow Agreement Section 2.12 Escrow Fund Section 3.6(a2.12 Estimated Closing Date Indebtedness Section 2.11(a)(i)C) Exchange Ratio Section 3.2(b) Estimated Closing Date Transaction Expenses Section 10.3(c2.11(a)(i)D) Financing Section 8.2(a) Foreign Company Plan Section 4.18(a) Information Statement Section 8.3 Internal Controls Section 4.7(g) Estimated Merger Consideration Section 3.2(b2.11(b)(v) Export Approvals Section 3.27(a) FDA Section 3.30(c) Final Determination Section 9.7 Financial Statements Section 3.5(a) FIRPTA Certificate Section 2.2(a)(vii) 22 Initial Merger Recitals Insurance Policies Section 3.23 Investor Questionnaire Section 2.16(a) Invoices Section 2.2(a)(iv) IP Cap Section 9.4(b)(i) Issuance Date Section 6.6(b) Joinder Agreement Recitals Material Contract Section 3.12 Material Contracts Section 3.12 Merger Recitals Merger Sub Inc. Preamble Multiemployer Plan Milestone Event Section 4.18(c2.17(a) Owned Real Property Milestone Event Notice Section 4.14(a2.17(a) Milestone Payment Section 2.17(a) OFAC Section 1.1 Option Termination Agreement Section 2.16(c) Outside Date Section 8.1(a) Parent Preamble Parent Board Recitals Parent Class B Common Stock Closing Deliverables Section 5.5(a2.2(b) Parent Preferred Stock D&O Amount Section 5.5(a6.7(c) Parent RSUs Prepared Return Section 5.5(a6.1(a) Parent SEC Documents Stock Price Section 5.6(a2.8(a) Parent Securities Stock Price Formula Section 5.5(b2.8(a) Parent Special Committee Recitals Party or Parties Preamble Plan Termination Paying Agent Section 2.14(a) Paying Agent Agreement Section 2.14(a) Paying Agent Fund Section 2.14(b) Payoff Letters Section 2.2(a)(iii) Platform Section 2.17(b) Platform Patent Applications Section 2.17(b) Post-Closing Statement Section 2.11(b)(i) Pre-Closing Period Section 5.1 Privacy Requirements Section 3.11(g) Product Section 2.17(b) Progress Report Section 2.17(f) Protest Deadline Section 2.11(b)(ii) Protest Notice Section 7.6(c2.11(b)(ii) Premium Cap Real Property Section 7.4(b3.21(b) Proxy Statement Section 8.3 RDO Warrants Section 1.1 Real Property Leases Section 4.14(b3.12(e) Registration Statement Regulatory Approval Section 8.3 Representatives 2.17(b) Restrictive Covenant Agreements Recitals SEC Reports Section 8.6(a4.7 Selling Stockholder Questionnaire Section 6.6(h)(i) Rollover Warrants Specified Consultant Recitals Stockholders’ Representative Section 3.9 Series A Preferred Stock 10.14(a) Subsequent Certificate of Merger Section 4.5(a2.1(b)(ii) Solvent Subsequent Merger Recitals Subsequent Merger Effective Time Section 5.102.1(b)(ii) Surviving Company Section 2.1(a)(ii) Surviving Corporation Section 2.1(a)(i) Tax Attribute Section 3.17 Tax Claim Section 6.1(f) Third Party Claim Section 9.3(a) Top Supplier Section 3.22(a) Transfer Taxes Section 6.1(e) Upward Adjustment Amount Section 2.11(b)(vii) Written Consent Recitals

Appears in 1 contract

Samples: Agreement and Plan of Merger (Sorrento Therapeutics, Inc.)

Table of Definitions. Each of the The following terms is defined have the meaning set forth in the Section set forth opposite such termSections referenced below: Term Section Acceptable Confidentiality Agreement Section 6.4(b)(iDefinition Location 409A Authorities 4.12(c) Adverse Recommendation Change 6.3(d) Agreement Preamble Award Amendments Section 6.2(cArticles of Merger 2.3 AJCA 4.12(c) Bank Letter 5.7 Book-Entry Shares Section 3.2(c3.3(b) Certificate Section 3.2(cCentre 9.15 Certificates 3.3(b) Certificate of Merger Section 2.3 CEO Recitals CFIUS 4.4(b) CFO Recitals Closing Section 2.2 COBRA Section 4.18(dClosing Date 2.2 Common Shares 3.1(i) COD Amendment Section 6.2(b) Code Recitals Company Preamble Company Board Recitals Balance Sheet 4.7 Company Board Recommendation Section 6.5 4.3 Definition Location Company Capitalization Date Section 4.5(aBylaws 4.1(b) Company DSU Section 3.8(bCharter 4.1(b) Company Indemnified Party Section 7.4(aDisclosure Letter Article IV Company Employee 6.7 Company Plans 4.12(a) Company Material Contract Section 4.20(a) Company Plan Section 4.18(a) Company Preferred Stock Section 4.5(a) Company Real Property Section 4.14(b) Company Restricted Share Section 3.8(aRelated Parties 8.3(f) Company SEC Documents Section 4.7(a4.6(a) Company Securities Section 4.5(eShareholder Approval 4.3 Company Shareholders Meeting 6.4(b) Company Special Committee Recitals Stock Plan 3.2(b) Company Stockholders’ Meeting Section 6.5 Stock Option 3.2(a) Company Subsidiary Securities Section 4.6(bStock Plans 3.2(a) Company Termination Fee Section 10.3(a8.3(b) Company Transaction Litigation Section 8.8 Continuing Employee Section 7.6(b) Convertible Note Amendments Section 6.2(a) D&O Insurance Section 7.4(b) DGCL Section 2.1(aContingent Workers 4.13(b) Effective Time Section 2.3 End Date Section 10.1(b)(iERISA 4.12(a) Exchange Escrow Agent Section 3.6(a) Exchange Fund Section 3.6(a) Exchange Ratio Section 3.2(b) Expenses Section 10.3(cRecitals ESPP 3.2(c) Financing Section 8.2(aSource 5.7 Foreign Government 5.10(a) Foreign Company Plan Section 4.18(aGAAP 4.6(d) Information Statement Section 8.3 Internal Controls Section 4.7(gGuarantor Recitals Guarantor Dispute 9.15 Guarantor Shareholder Approval 5.7 Guarantor Shareholders Meeting 6.15 Indemnified Parties 6.10(a) Merger Consideration Section 3.2(bIntervening Event Notice Period 6.3(e) Material Contract 4.16(a) Merger Recitals Merger Consideration 3.1(i) Merger Sub Inc. Preamble Multiemployer Nonqualified Deferred Compensation Plan Section 4.18(c4.12(c) Owned Real Property Section 4.14(aNotice of Superior Proposal 6.3(f) Notice of Intervening Event 6.3(f) Notice Period 6.3(f) Parent Preamble Parent Board Compensation Committee 3.2(a) Parent Escrow Agreement Recitals Parent Class B Common Stock Section 5.5(aEscrow Amount 6.17 Parent Plan 6.7(b) Parent Related Parties 8.3(f) Parent Termination Fee 8.3(c) Paying Agent 3.3(a) Payment Fund 3.3(a) PBGC 4.12(b)(iii) Permits 4.11 Preferred Stock Section 5.5(a) Parent RSUs Section 5.5(a) Parent SEC Documents Section 5.6(a) Parent Securities Section 5.5(b) Parent Special Committee Recitals Party or Parties Preamble Plan Termination Notice Section 7.6(c) Premium Cap Section 7.4(b4.2(a) Proxy Statement Section 8.3 RDO Warrants Section 1.1 Real Property Leases Section 4.14(b4.8 Replacement Letter 6.16(a) Registration Statement Section 8.3 Representatives Section 8.6(aRules 9.15 Shareholder Rights Plan Recitals Definition Location Significant Customer 4.26 Surviving Corporation 2.1 Surviving Corporation Articles 2.5(a) Rollover Warrants Section 3.9 Series A Preferred Stock Section 4.5(aTakeover Laws 6.8 Termination Date 8.1(b)(i) Solvent Section 5.10Underwater Option 8.1(b)(i) Voting Agreements Recitals

Appears in 1 contract

Samples: Agreement and Plan of Merger (Planar Systems Inc)

Table of Definitions. Each of the The following terms is defined have the meanings set forth in the Section set forth opposite such termSections referenced below: Term Section Acceptable Confidentiality Agreement Section 6.4(b)(iDefinition Location 409A 3.10(n) Acquiror Preamble Acquiror Indemnification Claim 8.4(a) Acquiror Indemnified Parties 8.2 Acquisition Proposal 5.2 Agreement Preamble Award Amendments Section 6.2(cAntitrust Authority 5.6(a) Book-Entry Shares Section 3.2(cAntitrust Filings 5.6(a) Certificate Section 3.2(cAudited Financial Statements 3.6(a) CERCLA 1.1 Certificate of Merger Section 2.3 Closing Section 2.2 COBRA Section 4.18(d2.2(b) COD Amendment Section 6.2(bCertificates 2.9(c) Code Class A Common Stock Recitals Company Preamble Company Board Recitals Company Board Recommendation Section 6.5 Company Capitalization Date Section 4.5(a) Company DSU Section 3.8(b) Company Indemnified Party Section 7.4(a) Company Material Contract Section 4.20(a) Company Plan Section 4.18(a) Company Preferred Stock Section 4.5(a) Company Real Property Section 4.14(b) Company Restricted Share Section 3.8(a) Company SEC Documents Section 4.7(a) Company Securities Section 4.5(e) Company Special Committee Recitals Company Stockholders’ Meeting Section 6.5 Company Subsidiary Securities Section 4.6(b) Company Termination Fee Section 10.3(a) Company Transaction Litigation Section 8.8 Continuing Employee Section 7.6(b) Convertible Note Amendments Section 6.2(a) D&O Insurance Section 7.4(b) DGCL Section 2.1(a) Effective Time Section 2.3 End Date Section 10.1(b)(i) Exchange Agent Section 3.6(a) Exchange Fund Section 3.6(a) Exchange Ratio Section 3.2(b) Expenses Section 10.3(c) Financing Section 8.2(a) Foreign Company Plan Section 4.18(a) Information Statement Section 8.3 Internal Controls Section 4.7(g) Merger Consideration Section 3.2(b) Merger Recitals Merger Sub Inc. Preamble Multiemployer Plan Section 4.18(c) Owned Real Property Section 4.14(a) Parent Preamble Parent Board Recitals Parent Class B Common Stock Section 5.5(aRecitals Closing 2.2(a) Parent Preferred Closing Date 2.2(a) Closing Schedules 2.9(g) Code 3.10(b) Company Preamble Company 401(a) Plan 3.10(o) Company Common Stock Section 5.5(aRecitals Company Indemnified Parties 8.3 Company IP 3.14(a) Parent RSUs Section 5.5(aConfidentiality Agreement 5.5 Contractors 3.22 Copyrights 1.1 Counsel 5.12 Delaware Law Recitals Disclosure Schedules Article III Dissenting Shares 2.8 Divestiture 5.6(d) Parent SEC Documents Section DOJ 5.6(a) Parent Securities Section 5.5(bEffective Time 2.2(b) Parent Special Committee Employment Agreements Recitals ERISA 3.10(a)(i) Estimated Net Working Capital Amount 2.9(g) Expiration Date 8.1 Expiration Time 5.10 Final Net Working Capital Amount 2.9(h) Financial Statements 3.6(a) FTC 5.6(a) HSR Act 3.3(b) Definition Location Inbound License Agreements Indemnified Party or Parties Indemnifying Party Independent Accountants IRS Legal Privilege Losses 3.14(e)8.5(a)8.5(a)2.9(h)3.10(b)5.6(b)8.2 MarksMaterial Contracts Material Supplier Merger Multiemployer Plan Multiple Employer PlanNet Working Capital Amount Schedule Non-Competition Agreements Non-Solicitation Agreements Officer’s Certificate Open Source License Option Payment Outbound License Agreements Outside Date Patents Payment Agent Permits Permitted Encumbrances Plans Pre-Closing Straddle Amount 1.13.17(a)3.23(b)Recitals 3.10(c) 3.10(c)2.9(g)7.3(f)7.3(g)8.4(c)3.14(g)2.7(e)3.14(e)9.1(c)1.12.9(c)3.8(b)3.12(a)3.10(a)(iv)6.2 Pre-Closing Tax Return Principal Stockholders Pro Rata Share Reduced Tax Liability 6.37.3(g)2.11(b)6.4 Representatives Schedule of Expenses Second Request Shares Stockholder Representative Stockholders Agreement Straddle Period SubSurviving Corporation Systems Tax Benefit Tax Cost Tax Losses Tax Matters Expiration Date Third Party Claim 5.102.9(g)5.6(b)2.72.11(a)Recitals 6.2 Preamble Plan Termination Notice Section 7.6(c2.1 3.14(i)8.6(b)8.6(b)8.4(b)8.18.5(a) Premium Cap Section 7.4(b9 Definition Location Trade Secrets 1.1 Unaudited Financial Statements 3.6(a) Proxy Statement Section 8.3 RDO Warrants Section 1.1 Real Property Leases Section 4.14(b) Registration Statement Section 8.3 Representatives Section 8.6(a) Rollover Warrants Section 3.9 Series A Preferred Stock Section 4.5(a) Solvent Section 5.10Voting Agreements Recitals

Appears in 1 contract

Samples: Agreement and Plan of Merger

Table of Definitions. Each of the The following terms is defined have the meanings set forth in the Sections referenced below: Definition Section set forth opposite such term: Term 2018 Financial Statements Section Acceptable Confidentiality Agreement 4.6(a)(ii) Adaptive Trial Section 6.4(b)(i2.9(e) Adaptive Trial Commencement Deadline Section 2.9(e) Affiliate Transaction Section 4.21 Agreement Preamble Award Amendments Applicable Noteholders Section 6.2(c2.9(m) Book-Entry Shares Binding Plan Section 3.2(c2.9(l)(ii) Certificate Balance Sheet Date Section 3.2(c4.6(a)(ii) Certificate of Merger Buyer Preamble Buyer Capital Stock Section 2.3 5.4 Buyer Closing Balance Sheet Section 3.7(b) Buyer Closing Cash Amount Section 3.7(b) Buyer Closing Indebtedness Section 3.7(b) Buyer Closing Net Working Capital Section 3.7(b) Buyer Closing Statement Section 3.7(b) Buyer Closing Transaction Expenses Section 3.7(b) Buyer Common Stock Section 5.4 Buyer Disclosure Schedule ARTICLE V Buyer Indemnified Parties Section 9.2 Buyer Measurement Date Section 5.4 Buyer Preferred Stock Section 5.4 Cashout Amount Section 2.12 Ceased Development Section 2.9(g) Claim Section 9.4(a) Closing Section 2.2 COBRA 2.5 Closing Date Section 4.18(d2.5 Closing Funded Indebtedness Section 3.5(a) COD Amendment Definition Section 6.2(b) Code Recitals Company Preamble Company Board Recitals Company Board Recommendation Employee Section 6.5 Company Capitalization Date Section 4.5(a) Company DSU Section 3.8(b4.17(b) Company Indemnified Party Parties Section 7.4(a9.4(a) Company Material Contract In-Licenses Section 4.20(a4.12(b) Company Out-Licenses Section 4.12(b) Confidentiality Agreement Section 6.5 Consulting Agreements Recitals Determination Date Section 3.7(c) Determination Period Section 2.9(j) Development Plan Section 4.18(a2.9(g) Company Preferred Stock Disclosure Schedule ARTICLE IV Disposition Section 4.5(a6.16(a) Company Real Property Dissenting Shares Section 4.14(b) Company Restricted Share Section 3.8(a) Company SEC Documents Section 4.7(a) Company Securities Section 4.5(e) Company Special Committee Recitals Company Stockholders’ Meeting Section 6.5 Company Subsidiary Securities Section 4.6(b) Company Termination Fee Section 10.3(a) Company Transaction Litigation Section 8.8 Continuing Employee Section 7.6(b) Convertible Note Amendments Section 6.2(a) D&O Insurance Section 7.4(b) DGCL Section 2.1(a3.4(a) Effective Time Section 2.3 End Date 2.2(a) Estimated Closing Balance Sheet Section 10.1(b)(i3.7(a) Exchange Agent Estimated Closing Cash Section 3.6(a3.7(a) Exchange Estimated Closing Indebtedness Section 3.7(a) Estimated Closing Statement Section 3.7(a) Estimated Net Working Capital Section 3.7(a) Estimated Transaction Expenses Section 3.7(a) Excess Shares Section 2.12 Expense Certificate Section 3.6 Expense Fund Section 3.6(a3.1(b) Exchange Ratio Expert Section 2.9(j) Final Closing Cash Section 3.7(c) Final Closing Indebtedness Section 3.7(c) Final Closing Net Working Capital Section 3.7(c) Final Closing Transaction Expenses Section 3.7(c) Financial Statements Section 4.6(a) First Step Recitals First-Step Certificate of Merger Section 2.2(a) First-Step Surviving Corporation Section 2.1(a) FLSA Section 4.17(b) Xxxxxxx Section 6.10 Indemnification Obligations Section 9.2 Indemnified Party Section 9.4(a) Indemnifying Party Section 9.4(a) Joinder Agreements Section 8.3(e) Letter of Transmittal Section 3.2(a) Letter of Warrant Transmittal Section 3.2(b) Expenses Losses Section 10.3(c) Financing Section 8.2(a) Foreign Company Plan Section 4.18(a) Information Statement Section 8.3 Internal Controls Section 4.7(g) Merger Consideration Section 3.2(b) Merger Recitals Merger Sub Inc. Preamble Multiemployer Plan Section 4.18(c) Owned Real Property 9.2 Material Contracts Section 4.14(a) Parent Merger LLC Preamble Parent Board Merger Sub Preamble Definition Section Merger Recitals Parent Class B Common Stock Section 5.5(a) Parent Preferred Stock Section 5.5(a) Parent RSUs Section 5.5(a) Parent SEC Documents Section 5.6(a) Parent Securities Section 5.5(b) Parent Special Committee Recitals Party or Parties Preamble Plan Termination Milestone Achievement Notice Section 7.6(c2.9(c) Premium Cap Milestone Efforts Period Section 7.4(b2.9(d) Proxy Statement Milestone Event Section 8.3 RDO Warrants 2.9(b) Milestone Payment Section 1.1 2.9(b) Milestone Shares Section 2.9(c) Notice of Objection Section 3.7(c) Outside Date Section 10.1(c) Payoff Letters Section 3.5(b) Pre-Closing Period Section 6.1(a) Progress Report Section 2.9(h) PVR Section 2.9(b) Real Property Leases Lease Section 4.14(b4.11(b) Registration Statement Representative Section 8.3 Representatives 2.9(h) Restrictive Covenant Agreements Recitals Reversion Section 8.6(a2.10 Reversion Event Trigger Section 2.10 Reversion Material Section 2.10(c) Rollover Warrants SC Section 3.9 Series A Preferred 2.9(f) Second Effective Time Section 2.2(b) Second Step Recitals Second-Step Certificate of Merger Section 2.2(b) Securityholder Representative Preamble Selected Expert Section 2.9(j) Share Limit Section 2.12 Steering Committee Charter Section 2.9(f) Stock Restriction Agreement Recitals Stockholder Section 4.5(a2.6 Straddle Period Fraction Section 7.5 Surviving Company Section 2.1(b) Solvent Tax Gross up Section 5.102.9(m) Technical Failure Section 2.10(a) Time-based Milestone Section 2.9(b) Unresolved Items Section 3.7(c) Wind-down Period Section 2.10(b)

Appears in 1 contract

Samples: Agreement and Plan of Merger (Aldeyra Therapeutics, Inc.)

Table of Definitions. Each of the following terms is defined in the Section set forth opposite such term: Term 409A Authorities Section Acceptable Confidentiality Agreement Section 6.4(b)(i3.17(h) Agreement Preamble Award Amendments Alternative Company Acquisition Agreement Section 6.2(c7.3(a) Appraisal Shares Section 2.8 Approval Action Section 7.1(i) Bank Commitment Letter Section 4.9 Bonus Payment Date Section 6.4(d) Book-Entry Shares Section 3.2(c2.5(c) Bridge Commitment Letter Section 4.9 Cash Consideration Recitals Certificate Section 3.2(c2.5(c) Certificate of Merger Section 2.3 Class A Stock Recitals Class B Stock Recitals Closing Section 2.2 COBRA Commitment Letters Section 4.18(d) COD Amendment Section 6.2(b) Code Recitals 4.9 Company Preamble Company Board Recitals Company Board Recommendation Section 6.5 Company Capitalization Date Section 4.5(a) Company DSU Section 3.8(b) Recitals Company Indemnified Party Section 7.4(a6.3(a) Company Material Contract Section 4.20(a3.20(a) Company Plan Section 4.18(a3.17(a) Company Preferred Stock Section 4.5(a3.5(a) Company Real Property Related Parties Section 4.14(b) Company Restricted Share Section 3.8(a9.3(f) Company SEC Documents Section 4.7(a3.7(a) Company Securities Section 4.5(e3.5(b) Company Special Committee Stock Recitals Company Stockholder Approval Section 3.2 Company Stockholders’ Meeting Section 6.5 7.2(a)(iv) Company Subsidiary Securities Section 3.6(b) Company Supporting Stockholders Recitals Company Termination Fee Section 9.3(a)(i) Company Voting Agreement Recitals Consent Solicitation Section 7.11(i) Continuation Period Section 6.4(a) Continuing Employees Section 6.4(a) Copyrights Section 1.1 D&O Insurance Section 6.3(c) Debt Tender Offer Section 7.11(i) Debt Tender Offer Documents Section 7.11(i) DGCL Recitals Disclosure Letter Section 10.5 Effective Time Section 2.3 Employee Plan Section 3.17(a) End Date Section 9.1(b)(i) Enforceability Exceptions Section 3.2 Exchange Agent Section 2.9(a) Exchange Fund Section 2.9(a) Financing Conditions Section 4.9 Guggenheim Section 3.23 Incentive Auction & Repack Section 5.1(n) Marks Section 1.1 Merger Recitals Merger Consideration Recitals Moelis Section 3.23 Multiemployer Plan Section 3.17(e) New Benefit Plans Section 6.4(b) Owned Real Property Section 3.14(a) Parent Preamble Parent Expenses Section 9.3(b) Parent Owned Real Property Section 4.16(b) Parent Plan Section 4.19(a) Parent Real Property Leases Section 4.16(c) Parent Registered Intellectual Property Section 4.17(a) Parent RSU Section 2.11(b) Parent SEC Documents Section 4.7(a) Parent Securities Section 4.5(b) Parent Subsidiary Securities Section 4.6(b) Company Termination Fee Parent Warrant Section 10.3(a7.12(a) Company Transaction Litigation Section 8.8 Continuing Employee Section 7.6(b) Convertible Note Amendments Section 6.2(a) D&O Insurance Section 7.4(b) DGCL Section 2.1(a) Effective Time Section 2.3 End Date Section 10.1(b)(i) Exchange Agent Section 3.6(a) Exchange Fund Section 3.6(a) Exchange Ratio Section 3.2(b) Expenses Section 10.3(c) Financing Section 8.2(a) Foreign Company Plan Section 4.18(a) Information Statement Section 8.3 Internal Controls Section 4.7(g) Merger Consideration Section 3.2(b) Merger Recitals Merger Sub Inc. Preamble Multiemployer Plan Section 4.18(c) Owned Real Property Section 4.14(a) Parent Preamble Parent Board Recitals Parent Class B Common Stock Section 5.5(a) Parent Preferred Stock Section 5.5(a) Parent RSUs Section 5.5(a) Parent SEC Documents Section 5.6(a) Parent Securities Section 5.5(b) Parent Special Committee Recitals Party or Parties Preamble Plan Termination Notice Patents Section 7.6(c) 1.1 Premium Cap Section 7.4(b6.3(c) Proxy Statement Section 8.3 RDO Warrants Section 1.1 Real Property Leases Section 4.14(b3.14(a) Registration Statement Registered Intellectual Property Section 8.3 3.15(a) Representatives Section 8.6(a7.7(a) Rollover Warrants Second End Date Section 3.9 Series A Preferred 9.1(b)(i) Sharing Station Acquisition 7.1(c) Station Dispositions Section 7.1(b) Stock Consideration Recitals Substitute Debt Financing Section 4.5(a7.11(b) Solvent Supplemental Indenture Section 5.107.11(i) Surviving Corporation Section 2.1 TIA Section 7.11(i) Trade Secrets Section 1.1

Appears in 1 contract

Samples: Agreement and Plan of Merger (Tribune Media Co)

Table of Definitions. Each of the The following terms is defined have the meanings set forth in the Sections referenced below: Acquisition Proposal Section set forth opposite such term: Term Section Acceptable Confidentiality Agreement Section 6.4(b)(i6.7(e)(i) Agreement Preamble Award Amendments Section 6.2(c) Book-Entry Shares Section 3.2(c3.12(a) Certificate Cash Consideration Cap Section 3.2(c2.1(e) Certificate of Cash Election Section 2.1(d) Cash Merger Consideration Section 2.3 3.8(a) Cash Merger Consideration Cap Section 3.8(e)(iii) Cash Merger Election Section 3.8(a) Cash Proration Factor Section 2.1(e)(i) CERCLA Section 5.17(c)(ii) Certificates Section 3.12(a) Closing Section 2.2 COBRA 3.2(a) Closing Date Section 4.18(d) COD Amendment Section 6.2(b3.2(a) Code Recitals Section 3.4 Company Preamble Company Board Recitals Annual Financial Statements Section 5.7(b) Company Balance Sheet Section 5.7(c) Company Board Recital B Company Capital Stock Section 5.6(a) Company Change in Recommendation Section 6.5 Company Capitalization Date Section 4.5(a6.7(b) Company DSU Common Stock Section 3.8(b5.6(a) Company Indemnified Party Deferred Stock Units Section 7.4(a3.10(d) Company Disclosure Schedule Article V Company Financial Statements Section 5.7(b) Company Interim Financial Statements Section 5.7(b) Company Material Contract Contracts Section 4.20(a5.18(a) Company Plan Parties Section 4.18(a9.5(d) Company Permits Section 5.9(b) Company Permitted Encumbrances Section 5.13(a) Company Plans Section 5.11(a) Company Preferred Stock Section 4.5(a5.6(a) Company Real Property Registered IP Section 4.14(b5.15(e) Company Restricted Share Stock Units Section 3.8(a3.10(b) Company Rights Section 3.9 Company Rights Agreement Section 3.9 Company SEC Documents Reports Section 4.7(a5.7(a) Company Securities Stockholder Approval Section 4.5(e5.5(c) Company Special Committee Recitals Company Stockholders’ Meeting Section 6.5 6.5(b) Company Subsidiary Securities Subs Section 4.6(b5.1(a) Company Termination Fee Section 10.3(a9.5(b) Company Transaction Litigation Warrants Section 8.8 Continuing Employee 3.10(c) Converted Warrant Section 7.6(b) Convertible Note Amendments Section 6.2(a3.10(c) D&O Insurance Indemnified Parties Section 7.4(b6.11(b) DGCL Defaulting Parties Section 2.1(a9.5(i) Dissenting Shares Section 3.14 Dissenting Stockholder Section 3.14 Effective Time Section 2.3 End 3.2(b) Election Section 2.1(d) Election Date Section 10.1(b)(i3.8(e)(i) Environmental Laws Section 5.17(c)(i) ERISA Section 5.11(a)(i) Exchange Agent Section 3.6(a) 3.11 Exchange Fund Section 3.6(a3.11 Expiration Date Section 2.1(i) Exchange Ratio FDA Section 3.2(b5.22(c) Expenses Form of Merger Election Section 10.3(c3.8(e)(i) Financing Form S-4 Section 8.2(a2.1(j) Foreign Company Plan Galil Section 4.18(a5.26 Galil Adjustment Amount Section 2.1(c) Information Statement Galil Merger Agreement Section 8.3 Internal Controls 5.26 Galil Payment Section 4.7(g2.1(c) Galil Stock Purchase Agreement Section 5.26 Galil Termination Fee Section 5.26 Hazardous Substances Section 5.17(c)(ii) IRS Section 5.11(b) Loan and Security Agreement Section 6.20(a) Merger Recital B Merger Cash Proration Factor Section 3.8(e)(iii)(A) Merger Consideration Section 3.2(b3.8(a) Merger Recitals Election Section 3.8(e)(i) Merger Stock Proration Factor Section 3.8(e)(iii)(B) Merger Sub Inc. Preamble Merger Sub Board Recital C Multiemployer Plan Section 4.18(c5.11(c) Owned Real Property Multiple Employer Plan Section 4.14(a5.11(c) Offer Recital A Offer Closing Section 3.10(a) Offer Conditions Section 2.1(b) Offer Documents Section 2.1(j) Parent Preamble Parent Annual Financial Statements Section 4.5(b) Parent Balance Sheet Section 4.5(c) Parent Board Recitals Recital C Parent Class B Common Book-Entry Shares Section 3.12(a) Parent Capital Stock Section 5.5(a4.4 Parent Certificate Section 3.12(a) Parent Disclosure Schedule Article IV Parent Financial Statements Section 4.5(b) Parent Interim Financial Statements Section 4.5(b) Parent Material Contract Section 4.11(a) Parent Parties Section 9.5(g) Parent Permits Section 4.8(b) Parent Preferred Stock Section 5.5(a4.4 Parent SEC Reports Section 4.5(a) Parent RSUs Termination Fee Section 5.5(a9.5(e) Parent SEC Documents Per Share Adjustment Amount Section 5.6(a2.1(c)(i) Parent Securities Permitted Supplement Section 5.5(b) Parent Special Committee Recitals Party or Parties Preamble Plan Termination Notice Section 7.6(c) Premium Cap Section 7.4(b6.8(b) Proxy Statement Section 8.3 RDO Warrants Section 1.1 Real Property Leases Section 4.14(b6.5(b) Registration Statement Section 8.3 Representatives Section 8.6(a6.6 Sanarus Section 5.4 Schedule 14D-9 Section 2.2(b) Rollover Warrants Schedule TO Section 3.9 Series A Preferred 2.1(j) Section 16 Section 6.14(a) Stock Consideration Section 4.5(a2.1(a) Solvent Stock Consideration Cap Section 5.102.1(e) Stock Election Section 2.1(d) Stock Merger Consideration Section 3.8(a) Stock Merger Consideration Cap Section 3.8(e)(iii) Stock Merger Election Section 3.8(a) Stock Proration Factor Section 2.1(e)(ii) Superior Proposal Section 6.7(e)(ii) Surviving Corporation Section 3.1 Surviving Corporation Certificate Section 3.5 Tender Agreement Recital D Termination Date Section 9.3(a) Transfer Taxes Section 6.18

Appears in 1 contract

Samples: Agreement and Plan of Merger (Healthtronics, Inc.)

Table of Definitions. Each of the The following terms is defined have the meanings set forth in the Sections referenced below: Advance Section set forth opposite such term: Term Section Acceptable Confidentiality Agreement Section 6.4(b)(i2.05(a) Agreement Preamble Award Amendments Balance Sheet Section 6.2(c4.10 Balance Sheet Date Section 4.10 Buyer Disclosure Schedule Article V Business Recitals Buyer Preamble Buyer Indemnified Parties Section 9.02 Cash Consideration Section 2.02(a) Book-Entry Closing Section 2.07 Closing Adjustment Section 2.03(b)(i)(3) Closing Date Section 2.07 Closing Date Proceeds Section 2.08(c)(iv)(4) Closing Indebtedness Schedule Section 2.04(a) Closing Working Capital Section 2.03(b)(i)(2) Closing Working Capital Statement Section 2.03(b)(i) Common Shares Section 3.2(c) Certificate 5.09 Company Assets Section 3.2(c) Certificate of Merger Section 2.3 Closing Section 2.2 COBRA Section 4.18(d) COD Amendment Section 6.2(b) Code Recitals Company Preamble Company Board Recitals Company Board Recommendation Section 6.5 Company Capitalization Date Section 4.5(a4.09(a) Company DSU Owner Section 3.8(b3.05(a) Company Transaction Expense Schedule Section 2.04(b) Debt Payoff Letters Section 2.04(a) Deposit Section 2.06(b) Direct Claim Section 9.05(c) Disputed Amounts Section 2.03(c)(iii) Earn-Out Payment Section 2.05(a) Escrow Agent Fee Section 2.06(a) Estimated Closing Adjustment Section 2.03(a)(ii) Estimated Closing Working Capital Section 2.03(a)(i)(2) Estimated Closing Working Capital Statement Section 2.03(a)(i) Exchangeable Shares Section 5.09 Facilities Section 4.21 Financial Statements Section 4.10 Gravitas Assets Section 4.09(a) Gravitas Disclosure Schedule Article IV Gravitas Transaction Expense Schedule Section 2.04(b) Indemnified Party Section 7.4(a9.05(a) Company Indemnifying Party Section 9.05(a) Independent Accountant Section 2.03(c)(iii) Interim Financial Statements Section 4.10 IP License Section 4.06(c) Leases Section 4.09(c) Local Licenses Section 2.08(a)(iii) Loss Section 9.02 Material Contract Section 4.20(a4.07 Nevada Approval Section 7.04(c) Company Plan NRS Section 4.18(a) Company Preferred Stock Section 4.5(a) Company Real Property Section 4.14(b) Company Restricted Share Section 3.8(a) Company SEC Documents Section 4.7(a) Company Securities Section 4.5(e) Company Special Committee Recitals Company Stockholders’ Meeting Section 6.5 Company Subsidiary Securities Section 4.6(b) Company Termination Fee Section 10.3(a) Company Transaction Litigation Section 8.8 Continuing Employee Section 7.6(b) Convertible Note Amendments Section 6.2(a) D&O Insurance Section 7.4(b) DGCL Section 2.1(a) Effective Time Section 2.3 End Date Section 10.1(b)(i) Exchange Agent Section 3.6(a) Exchange Fund Section 3.6(a) Exchange Ratio Section 3.2(b) Expenses Section 10.3(c) Financing Section 8.2(a) Foreign Company Plan Section 4.18(a) Information Statement Section 8.3 Internal Controls Section 4.7(g) Merger Consideration Section 3.2(b) Merger Recitals Merger Sub Inc. Preamble Multiemployer Plan Section 4.18(c) Owned Real Property Section 4.14(a3.05(c)(i) Parent Preamble Parent Board Shares Section 2.02(b) PCB Section 4.21 Permit Litigation 2.05(a) Physical Inventory Section 2.03(a)(i)(2) Preferred Shares Section 5.09 Product Claim Section 4.20(a) Proportionate Voting Shares Section 5.09 Purchase Price Section 2.02 Recalls Section 4.20(a) Released Claims Section 11.02(a) Released Party Section 11.02(a) Releasing Party Section 11.02(a) Remaining Earn-Out Payment Section 2.05(a) Resolution Period Section 2.03(c)(ii) Reverse Termination Fee Section 10.03 Review Period Section 2.03(c)(i) Rules Section 12.13 San Francisco Companies Section 8.02(k) Seller Preamble Sellers Majority Section 12.01(a) SF SPA Section 8.02(k) Statement of Objections Section 2.03(c)(ii) Straddle Period Section 6.02 Supplemental Disclosure Schedule Section 7.03(c) Target Working Capital Section 2.03(a)(ii) Third Party Claim Section 9.05(b) Transaction Agreements Section 4.01(b) Unaudited Financial Statements Section 4.10 Units Recitals Parent Class B Common Stock Working Capital Section 5.5(a) Parent Preferred Stock Section 5.5(a) Parent RSUs Section 5.5(a) Parent SEC Documents Section 5.6(a) Parent Securities Section 5.5(b) Parent Special Committee Recitals Party or Parties Preamble Plan Termination Notice Section 7.6(c) Premium Cap Section 7.4(b) Proxy Statement Section 8.3 RDO Warrants Section 1.1 Real Property Leases Section 4.14(b) Registration Statement Section 8.3 Representatives Section 8.6(a) Rollover Warrants Section 3.9 Series A Preferred Stock Section 4.5(a) Solvent Section 5.102.03(a)

Appears in 1 contract

Samples: Securities Purchase Agreement

Table of Definitions. Each of the The following terms is defined have the meanings set forth in the Section set forth opposite such termSections referenced below: Term Section Acceptable Confidentiality Agreement Section 6.4(b)(i) Agreement Preamble Award Amendments Approval Section 6.2(c7.04 Balance Sheet Section 4.10 Balance Sheet Date Section 4.10 BTHHM Disclosure Schedule Article IV Business Section 1.01(e) Book-Entry Buyer Preamble Buyer Indemnified Parties Section 9.02 Cash Consideration Section 2.02(a)(i) Closing Section 2.07 Closing Adjustment Section 2.03(b)(i)(3) Closing Date Section 2.07 Closing Indebtedness Schedule Section 2.04(a) Closing Working Capital Section 2.03(b)(i)(2) Closing Working Capital Statement Section 2.03(b)(i) Common Shares Section 3.2(c) Certificate Section 3.2(c) Certificate of Merger Section 2.3 Closing Section 2.2 COBRA Section 4.18(d) COD Amendment Section 6.2(b) Code Recitals Company 5.09 Companies Preamble Company Board Recitals Company Board Recommendation Assets Section 6.5 Company Capitalization Date Section 4.5(a4.09(a) Company DSU Owner Section 3.8(b3.06(a) Company Transaction Expense Schedule Section 2.04(b) Debt Payoff Letters Section 2.04(a) Direct Claim Section 9.05(c) Disputed Amounts Section 2.03(c)(iii) Estimated Closing Adjustment Section 2.03(a)(ii) Estimated Closing Working Capital Section 2.03(a)(i)(2) Estimated Closing Working Capital Statement Section 2.03(a)(i) Exchangeable Shares Section 5.09 Facilities Section 4.21 Financial Statements Section 4.10 H&S Code Section 3.06(c)(iv) Indemnified Party Section 7.4(a9.05(a) Indemnifying Party Section 9.05(a) Independent Accountant Section 2.03(c)(iii) Interim Financial Statements Section 4.10 IP License Section 4.06(c) Las Vegas Company Recitals Las Vegas SPA Recitals Leases Section 4.09(c) Loss Section 9.02 Material Contract Section 4.07 Xxxxxxx Disclosure Schedule Article IV Parent Preamble Parent Shares Section 2.02(a)(ii) PCB Section 4.21 Penal Code Section 3.06(c)(iii) Physical Inventory Section 2.03(a)(i)(2) Preferred Shares Section 5.09 Product Claim Section 4.20 Proportionate Voting Shares Section 5.09(a) Purchase Price Section 2.02(a) Recalls Section 4.20(a) Company Plan Released Claims Section 4.18(a11.02(a) Company Preferred Stock Released Party Section 4.5(a11.02(a) Company Real Property Releasing Party Section 4.14(b11.02(a) Company Restricted Share Resolution Period Section 3.8(a2.03(c)(ii) Company SEC Documents Section 4.7(a) Company Securities Section 4.5(e) Company Special Committee Recitals Company Stockholders’ Meeting Section 6.5 Company Subsidiary Securities Section 4.6(b) Company Reverse Termination Fee Section 10.3(a10.03 Review Period Section 2.03(c)(i) Company Rules Section 12.13 San Francisco Companies Recitals San Francisco SPA Recitals Seller Preamble Sellers’ Agent Preamble Sellers Majority Section 12.01(a) Statement of Objections Section 2.03(c)(ii) Straddle Period Section 6.02 Supplemental Disclosure Schedule Section 7.03(c) Target Working Capital Section 2.03(a)(ii) Third Party Claim Section 9.05(b) Transaction Litigation Agreements Section 8.8 Continuing Employee 4.01(b) Unaudited Financial Statements Section 7.6(b) Convertible Note Amendments 4.10 Units Recitals V Products Disclosure Schedule Article IV Working Capital Section 6.2(a) D&O Insurance Section 7.4(b) DGCL Section 2.1(a) Effective Time Section 2.3 End Date Section 10.1(b)(i) Exchange Agent Section 3.6(a) Exchange Fund Section 3.6(a) Exchange Ratio Section 3.2(b) Expenses Section 10.3(c) Financing Section 8.2(a) Foreign Company Plan Section 4.18(a) Information Statement Section 8.3 Internal Controls Section 4.7(g) Merger Consideration Section 3.2(b) Merger Recitals Merger Sub Inc. Preamble Multiemployer Plan Section 4.18(c) Owned Real Property Section 4.14(a) Parent Preamble Parent Board Recitals Parent Class B Common Stock Section 5.5(a) Parent Preferred Stock Section 5.5(a) Parent RSUs Section 5.5(a) Parent SEC Documents Section 5.6(a) Parent Securities Section 5.5(b) Parent Special Committee Recitals Party or Parties Preamble Plan Termination Notice Section 7.6(c) Premium Cap Section 7.4(b) Proxy Statement Section 8.3 RDO Warrants Section 1.1 Real Property Leases Section 4.14(b) Registration Statement Section 8.3 Representatives Section 8.6(a) Rollover Warrants Section 3.9 Series A Preferred Stock Section 4.5(a) Solvent Section 5.102.03(a)(i)(2)

Appears in 1 contract

Samples: Securities Purchase Agreement

Table of Definitions. Each The following terms have the meanings set forth in the Sections referenced below: Definition Location 2007 Financial Statements 3.6(a) 2008 Financial Statements 3.6(a) 2008 Subsidiary Financial Statements 3.6(a) Acquiror Preamble Acquiror Board 1.1 Acquiror Board Recommendation 5.4(b)(ii) Acquiror Common Stock 1.1 Acquiror Disclosure Schedules Article IV Acquiror Material Adverse Effect 1.1 Acquiror Material Contracts 1.1 Acquiror Option Plans 1.1 Acquiror Products 4.12(d) Acquiror Proxy Statement 1.1 Acquiror Shareholder Approval 4.2(a) Acquiror Shareholders 1.1 Acquiror Shareholders Meeting 5.5(b)(i) Acquiror Superior Proposal 1.1 Acquiror Warrant 2.8(a)(i)(C) Acquisition Proposal 1.1 Action 1.1 Affiliate 1.1 Aggregate Cash Merger Consideration 2.8(a)(ii)(A) Aggregate Merger Consideration 2.8(a)(ii) Aggregate Stock Merger Consideration 2.8(a)(ii)(B) Aggregate Value of the following terms is defined in the Section set forth opposite such term: Term Section Acceptable Confidentiality Agreement Section 6.4(b)(iMerger Consideration Per Share 1.1 Aggregate Warrant Merger Consideration 2.8(a)(ii)(C) Agreement Preamble Award Amendments Section 6.2(cAncillary Agreements 1.1 Board Recommendation Change 5.5(c) BookBusiness Day 1.1 Cal Code 2.1 Cash Merger Consideration Per Share 2.8(a)(i)(A) CERCLA 3.21(e)(iii) Certificates 2.12(b) Closing 2.3(a) Closing Date 2.3(a) 10 Definition Location Common Stock Transaction 2.13(a) Company Preamble Company Balance Sheet 3.6(c) Company Board 1.1 Company Board Recommendation 5.5(a)(ii) Company Common Stock Recitals Company Disclosure Schedules Article III Company Information Statement 1.1 Company Material Adverse Effect 1.1 Company Material Contracts 3.22(a) Company Option Plans 1.1 Company Permitted Encumbrances 3.16(a) Company Products 3.18(m) Company Registered IP 3.18(e) Company Shareholder Approval 3.2(a) Company Shareholders 1.1 Company Shareholders Meeting 5.5(a)(i) Company Shares 2.8(a)(i) Company Software 3.18(j) Company Superior Proposal 1.1 Company Transaction Expenses 1.1 Company Voting Agreements Recitals Confidentiality Agreement 5.11 Consent 1.1 Contract 1.1 Control 1.1 controlled by 1.1 Conversion Ratio 1.1 Copyrights 1.1 D&O Policy 5.14(b) DGCL 1.1 Dissenting Shareholder 2.9(a) Dissenting Shares 2.9(a) Effective Time 2.3(b) EMEA 1.1 Employee 1.1 Employee Invention Agreements 5.18 Employment Agreement 1.1 Encumbrance 1.1 Environmental Laws 3.21(e)(i) Environmental Permits 3.21(e)(ii) ERISA 3.14(a)(i) ERISA Affiliate 1.1 Exchange Act 1.1 Export Approvals 3.11(a) 11 Definition Location FCPA 3.12 Final Surviving Entity 2.1, Recitals Financial Statements 3.6(a) FIRPTA Compliance Certificate 5.17 First-Entry Shares Section 3.2(c) Certificate Section 3.2(c) Step Merger Recitals First-Step Merger Certificate of Merger Section 2.3 Closing Section 2.2 COBRA Section 4.18(d2.3(b) COD Amendment Section 6.2(bFirst-Step Merger Sub Preamble Form S-4 5.4(a) Code Recitals Company Preamble Company Board Recitals Company Board Recommendation Section 6.5 Company Capitalization Date Section 4.5(aGAAP 1.1 Governmental Authority 1.1 Hazardous Substances 3.21(e)(iii) Company DSU Section 3.8(bImmediate Family 1.1 Inbound License Agreements 3.18(h) Company Indemnified Party Section 7.4(a5.14(a) Company Material Contract Section 4.20(aIndemnifying Party 5.14(a) Company Plan Section 4.18(aIntellectual Property 1.1 Interim Financial Statements 3.6(a) Company Preferred Stock Section 4.5(aInterim Subsidiary Financial Statements 3.6(a) Company Interim Surviving Corporation 2.1, Recitals IRS 3.14(b) Joint Proxy Statement 1.1 knowledge 1.1 Law 1.1 Lease Agreements 3.17(a) Leased Real Property Section 4.14(b1.1 Lien 1.1 Lock-Up Period 2.13(a) Marks 1.1 Maximum Number of Company Restricted Share Section 3.8(a) Company SEC Documents Section 4.7(a) Company Securities Section 4.5(e) Company Special Committee Shares 1.1 Merger Recitals Company Stockholders’ Meeting Section 6.5 Company Subsidiary Securities Section 4.6(b) Company Termination Fee Section 10.3(a) Company Transaction Litigation Section 8.8 Continuing Employee Section 7.6(b) Convertible Note Amendments Section 6.2(a) D&O Insurance Section 7.4(b) DGCL Section 2.1(a) Effective Time Section 2.3 End Date Section 10.1(b)(i) Exchange Agent Section 3.6(a) Exchange Fund Section 3.6(a) Exchange Ratio Section 3.2(b) Expenses Section 10.3(c) Financing Section 8.2(a) Foreign Company Plan Section 4.18(a) Information Statement Section 8.3 Internal Controls Section 4.7(gMerger Consideration 2.8(a)(i) Merger Consideration Section 3.2(bPer Share 2.8(a)(i)(C) Merger Recitals Merger Sub Inc. Preamble Multiemployer Plan Section 4.18(c3.14(c) Multiple Employer Plan 3.14(c) Nasdaq 1.1 New Employment Agreements Recitals Non-Competition Agreements Recitals Open Source License 3.18(j) Option 1.1 Outside Date 8.1(d) Owned Real Property Section 4.14(a1.1 Patents 1.1 Paying Agent 2.12(a) Parent Preamble Parent Board Recitals Parent Class B Common Stock Section 5.5(aPBGC 3.14(f) Parent Permits 1.1 Definition Location Person 1.1 Plans 3.14(a)(iv) Preferred Stock Section 5.5(aRights Agreement 1.1 Related Party 1.1 Release 3.21(e)(iv) Parent RSUs Section 5.5(a) Parent SEC Documents Section 5.6(a) Parent Securities Section 5.5(b) Parent Special Committee Recitals Party or Parties Preamble Plan Termination Notice Section 7.6(c) Premium Cap Section 7.4(b) Proxy Statement Section 8.3 RDO Warrants Section 1.1 Real Property Leases Section 4.14(b) Registration Statement Section 8.3 Representatives Section 8.6(a) Rollover Warrants Section 3.9 Series A Preferred Stock Section 4.5(a) Solvent Section 5.10Reorganization Recitals

Appears in 1 contract

Samples: Agreement and Plan of Merger (SCM Microsystems Inc)

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Table of Definitions. Each of the following terms is defined in the Section set forth opposite such term: Term 409A Authorities Section Acceptable Confidentiality Agreement Section 6.4(b)(i3.17(h) Agreement Preamble Award Amendments Alternative Company Acquisition Agreement Section 6.2(c7.3(a) Articles of Merger Section 2.4 Book-Entry Shares Section 3.2(c2.6(c) Certificate Section 3.2(c2.6(c) Certificate of Merger Class B Stock Recitals Closing Section 2.3 Closing Collective Bargaining Agreement Section 2.2 COBRA Section 4.18(d3.18(a) COD Amendment Section 6.2(b) Code Common Stock Recitals Company Preamble Company Acquisition Proposal Section 9.3(a)(ii) Company Board Recitals Company Board Recommendation Section 6.5 Company Capitalization Date Section 4.5(a) Company DSU Section 3.8(b) Recitals Company Indemnified Party Section 7.4(a6.3(a) Company Internal Controls Disclosures Section 3.7(b) Company Material Contract Section 4.20(a3.20(a)(vii) Company Plan Section 4.18(a3.17(a) Company Preferred Stock Section 4.5(a3.5(a) Company Real Property Related Parties Section 4.14(b9.3(e) Company Restricted Share Related Party Transaction Section 3.8(a) 3.27 Company SEC Documents Section 4.7(a3.7(a) Company Securities Section 4.5(e3.5(b) Company Special Committee Recitals Share-Based Award Section 2.11(c) Company StockholdersShare-Based Award Payment Section 2.11(c) Company Shareholder Approval Section 3.2 Company Shareholders’ Meeting Section 6.5 7.2(a)(iv) Company Stock Recitals Company Stock Equivalents Section 3.5(a) Company Subsidiary Securities Section 4.6(b3.6(b) Company Termination Fee Section 10.3(a9.3(a)(i) Company Transaction Litigation Copyrights Section 8.8 Continuing Employee Section 7.6(b) Convertible Note Amendments Section 6.2(a) 1.1 D&O and ERISA Insurance Section 7.4(b6.3(c) DGCL Disclosure Letter Section 2.1(a) 10.5 Dissenting Share Section 2.8 Distribution Recitals Effective Time Section 2.3 2.4 Employee Plan Section 3.17(a) End Date Section 10.1(b)(i9.1(b)(i) Exchange Agent Enforceability Exceptions Section 3.6(a3.2 FCC Renewal Policy Section 7.1(e) Exchange Fund Initial End Date Section 3.6(a9.1(b)(i) Exchange Ratio Marks Section 3.2(b) Expenses 1.1 Merger Recitals Merger Amounts Section 10.3(c) Financing Section 8.2(a) Foreign Company Plan Section 4.18(a) Information Statement Section 8.3 Internal Controls Section 4.7(g4.9(d) Merger Consideration Section 3.2(b) Merger Recitals Merger Sub Inc. Preamble Moelis Section 3.24 Multiemployer Plan Section 4.18(c3.17(e) New Benefit Plans Section 6.4(c) Owned Real Property Section 4.14(a3.14(a) Parent Preamble Parent Board Recitals Parent Class B Common Stock Commitment Letter Section 5.5(a4.9(a) Parent Preferred Stock Debt Financing Parties Section 5.5(a7.11(a) Parent RSUs Expenses Section 5.5(a9.3(b) Parent SEC Documents Financing Section 5.6(a7.11(b) Parent Securities Financing Conditions Section 5.5(b4.9(a) Parent Special Committee Recitals Financing Indemnitees Section 7.11(f) Parent Substitute Debt Financing Section 7.11(b) Party or Parties Preamble Patents Section 1.1 Paying Agent Section 2.9(a) Payment Fund Section 2.9(a) Plan Termination Notice Section 7.6(c) of Merger Recitals Premium Cap Section 7.4(b6.3(c) Proxy Statement Section 8.3 RDO Warrants Section 1.1 7.2(a)(i) Real Property Leases Section 4.14(b3.14(a) Registered Intellectual Property Section 3.15(a) Renewal Application Section 7.1(e) Second End Date Section 9.1(b)(i) Solvent Section 3.29 Spin-Off Registration Statement Section 8.3 Representatives 7.14(a) SpinCo Recitals SpinCo Alternate Financing Section 8.6(a7.12(c) Rollover Warrants SpinCo Financing Section 3.9 Series A Preferred Stock 7.12(b) SpinCo Financing Commitment Letter Section 4.5(a7.12(b) Solvent SpinCo Financing Conditions Section 5.103.23(a) SpinCo Permanent Financing Section 7.12(b) Station Divestiture Schedule 7.1(h) Surviving Corporation Section 2.2 Trade Secrets Section 1.1

Appears in 1 contract

Samples: Agreement and Plan of Merger (Gray Television Inc)

Table of Definitions. Each of the The following terms is defined have the meanings set forth in the Section set forth opposite such termSections referenced below: Term Section Acceptable Confidentiality Agreement Section 6.4(b)(iDefinition Location Acquired Companies Recitals Acquired Interests Recitals Acquirer Preamble Acquirer Warrants 2.4(b)(ii) Agreement Preamble Award Amendments Section 6.2(cAssumed Liabilities 2.3 Care Preamble Class B Common Stock Consideration 2.4(b)(i) Book-Entry Shares Section 3.2(cClosing 2.4(a) Certificate Section 3.2(cClosing Date 2.4(a) Certificate of Merger Section 2.3 Closing Section 2.2 COBRA Section 4.18(d) COD Amendment Section 6.2(b3.10(d) Code Recitals 3.10(b) Company Preamble Company Adverse Recommendation Change 5.2(c) Company Board Recitals Company Board Recommendation Section 6.5 Company Capitalization Date Section 4.5(aPreferred Stock 4.2(a) Company DSU Section 3.8(bShareholder Approval 4.3(a) Company Indemnified Party Section 7.4(aShareholders’ Meeting 5.3(a) Company Material Contract Section 4.20(aTransfer 5.14(a) Company Plan Section 4.18(aConsideration 2.1 Contribution Recitals Contributor Preamble Contributor Affiliate Transaction 3.18 13 Contributor Audited Financial Statements 3.5(a) Company Preferred Stock Section 4.5(aContributor Balance Sheet 3.5(a) Company Contributor Balance Sheet Date 3.5(a) Contributor Employee Plans 3.10(a) Contributor Financial Statements 3.5(a) Contributor Insurance Policies 3.15(a) Contributor Leased Real Property Section 4.14(b3.16(b) Company Restricted Share Section 3.8(aContributor Material Contracts 3.14(a) Company SEC Documents Section 4.7(aContributor Owned Real Property 3.16(a) Company Contributor Permits 3.9(b) Contributor Related Party 3.18 Contributor Unaudited Financial Statements 3.5(a) Effective Date Preamble ERISA 3.10(a) Exchange Act 3.4(b) Excluded Assets 2.2 New Acquirer Operating Agreement 5.4 Outside Date 7.1(b)(i) Parties Preamble Party Preamble Permitted Issuance 2.4(b)(i) PFG Recitals Proxy Statement 5.3(a) Securities Section 4.5(eAct 3.4(b) Company Special Committee Recitals Company Stockholders’ Meeting Section 6.5 Company Subsidiary Securities Section 4.6(bStatutory Statements 3.6 TAMCO Recitals Transferred Assets 2.1 Unit Consideration 2.4(b)(i) Company Termination Fee Section 10.3(a) Company Transaction Litigation Section 8.8 Continuing Employee Section 7.6(b) Convertible Note Amendments Section 6.2(a) D&O Insurance Section 7.4(b) DGCL Section 2.1(a) Effective Time Section 2.3 End Date Section 10.1(b)(i) Exchange Agent Section 3.6(a) Exchange Fund Section 3.6(a) Exchange Ratio Section 3.2(b) Expenses Section 10.3(c) Financing Section 8.2(a) Foreign Company Plan Section 4.18(a) Information Statement Section 8.3 Internal Controls Section 4.7(g) Merger Warrant Consideration Section 3.2(b) Merger Recitals Merger Sub Inc. Preamble Multiemployer Plan Section 4.18(c) Owned Real Property Section 4.14(a) Parent Preamble Parent Board Recitals Parent Class B Common Stock Section 5.5(a) Parent Preferred Stock Section 5.5(a) Parent RSUs Section 5.5(a) Parent SEC Documents Section 5.6(a) Parent Securities Section 5.5(b) Parent Special Committee Recitals Party or Parties Preamble Plan Termination Notice Section 7.6(c) Premium Cap Section 7.4(b) Proxy Statement Section 8.3 RDO Warrants Section 1.1 Real Property Leases Section 4.14(b) Registration Statement Section 8.3 Representatives Section 8.6(a) Rollover Warrants Section 3.9 Series A Preferred Stock Section 4.5(a) Solvent Section 5.102.4(b)(ii)

Appears in 1 contract

Samples: Contribution Agreement (Care Investment Trust Inc.)

Table of Definitions. Each of the The following terms is defined have the meanings set forth in the Section set forth opposite such termSections referenced below: Term Section Acceptable Confidentiality Agreement Section 6.4(b)(i) Definition Location Agreement Preamble Award Amendments Buyer Preamble Buyer Closing Balance Sheet Section 6.2(c3.6(b) Book-Entry Shares Buyer Closing Indebedness Section 3.2(c3.6(b) Certificate Buyer Closing Net Working Capital Section 3.2(c3.6(b) Buyer Closing Statement Section 3.6(b) Base Balance Sheet Section 4.6(a)(ii) Buyer Indemnified Parties Section 9.2 Payment Fund Section 3.1(a) CERCLA Section 1.1 Certificate of Merger Section 2.3 2.2 Closing Date Section 2.2 COBRA 2.4 Code Section 4.18(d4.10(b) COD Amendment Section 6.2(b) Code Recitals Company Preamble Company Board Recitals Company Board Recommendation Indemnified Parties Section 9.3 Company Registered IP Section 4.14(a) Confidentiality Agreement Section 6.5 Company Capitalization Copyrights Section 1.1 Counsel Section 6.11 Determination Date Section 4.5(a) Company DSU Section 3.8(b) Company Indemnified Party Section 7.4(a) Company Material Contract Section 4.20(a) Company Plan Section 4.18(a) Company Preferred Stock Section 4.5(a) Company Real Property Section 4.14(b) Company Restricted Share Section 3.8(a) Company SEC Documents Section 4.7(a) Company Securities Section 4.5(e) Company Special Committee Recitals Company Stockholders’ Meeting Section 6.5 Company Subsidiary Securities Section 4.6(b) Company Termination Fee Section 10.3(a) Company Transaction Litigation Section 8.8 Continuing Employee Section 7.6(b) Convertible Note Amendments Section 6.2(a) D&O Insurance Section 7.4(b3.6(c) DGCL Recitals Disclosure Schedule ARTICLE IV Dissenting Shares Section 2.1(a3.3(a) Effective Time Section 2.3 End Date 2.2 ERISA Section 10.1(b)(i4.10(a) Exchange Agent Estimated Closing Balance Sheet Section 3.6(a) Exchange Fund Estimated Closing Net Working Capital Section 3.6(a) Exchange Ratio Section 3.2(b) Expenses Section 10.3(c) Financing Section 8.2(a) Foreign Company Plan Section 4.18(a) Information Estimated Closing Statement Section 8.3 Internal Controls 3.6(a) Estimated Closing Indebtedness Section 4.7(g3.6(a) Merger Consideration Expense Fund Section 3.2(b3.1(c) Final Closing Indebtedness Section 3.6(c) Final Closing Net Working Capital Section 3.6(c) Financial Statements Section 4.6(a) Indemnification Obligations Section 9.2 Indemnified Party Section 9.4(a) Indemnifying Party Section 9.4(a) 10 Insured Party Section 6.8(a) IRS Section 4.10(b) Letter of Transmittal Section 3.2 Losses Section 9.2 Marks Section 1.1 Material Contracts Section 4.17 Merger Recitals Merger Sub Inc. Preamble Multiemployer Plan Notice of Objection Section 4.18(c3.6(c) Owned Real Property Optionholder Section 4.14(a3.1(a) Parent Preamble Parent Board Recitals Parent Class B Common Stock Outbound License Agreements Section 5.5(a4.14(e) Parent Preferred Stock Outside Date Section 5.5(a10.1(c) Parent RSUs Section 5.5(a) Parent SEC Documents Section 5.6(a) Parent Securities Section 5.5(b) Parent Special Committee Recitals Party or Parties Preamble Plan Termination Notice Section 7.6(c) Premium Cap Section 7.4(b) Proxy Statement Section 8.3 RDO Warrants Patents Section 1.1 Real Property Leases Payoff Letters Section 4.14(b8.3(c) Registration Statement Permits Section 8.3 Representatives 4.8(b) Permitted Encumbrances Section 8.6(a4.12(a) Rollover Warrants Plans Section 3.9 Series A Preferred Stock 4.10(a) Qvidian UK Section 4.5(a4.5 Stockholder Section 2.6 Surviving Company Section 2.1 Third Party Claim Section 9.4(a) Solvent Trade Secrets Section 5.101.1 Unresolved Items Section 3.6(c)

Appears in 1 contract

Samples: Agreement and Plan of Merger (Upland Software, Inc.)

Table of Definitions. Each of the The following terms is defined have the meanings set forth in the Sections referenced below: Definition Location 280G Stockholder Approval Section set forth opposite such term: Term Section 3.10(g) Acceptable Confidentiality Agreement Section 6.4(b)(i5.2(c) Acquiror Preamble Acquiror Indemnification Claim Section 8.4 Acquiror Indemnified Parties Section 8.2 Acquiror Plans Section 5.5 Acquisition Proposal Section 5.2 Acquisition Transaction Section 5.2 Aggregate Option Consideration Section 2.8(a) Agreement Preamble Award Amendments Allocation Schedule Section 6.2(c2.6(c) Book-Entry Shares Base Balance Sheet Section 3.2(c3.6(a)(ii) Certificate Base Balance Sheet Date Section 3.2(c3.6(a)(ii) Basic Expiration Date Section 8.1 CERCLA Section 1.1 Certificate of Merger Section 2.3 2.2(b) Claim Notice Section 2.12(g) Closing Section 2.2 COBRA 2.2(a) Closing Date Section 4.18(d2.2(a) COD Amendment Closing Payment Schedule Section 6.2(b2.13 Closing Statement Section 2.15(a) Code Recitals Closing Working Capital Section 2.15(a) Company Preamble Company Board Recitals Company Board Recommendation Employee Programs Section 6.5 Company Capitalization Date Section 4.5(a) Company DSU Section 3.8(b3.10(a) Company Indemnified Party Parties Section 7.4(a8.3 Company Registered IP Section 3.14(a) Company Material Contract Stock Certificate Section 4.20(a2.6(c) Company Plan Copyrights Section 4.18(a1.1 Counsel Section 5.6 Covenant Survival Expiration Dates Section 8.1 Covered Employees Section 5.5 D&O Tail Section 5.4(b) Company Preferred Stock Delaware Law Recitals Disclosure Schedules ARTICLE III Dispute Notice Section 4.5(a2.15(b) Company Real Property Dissenting Shares Section 4.14(b) Company Restricted Share Section 3.8(a) Company SEC Documents Section 4.7(a) Company Securities Section 4.5(e) Company Special Committee Recitals Company Stockholders’ Meeting Section 6.5 Company Subsidiary Securities Section 4.6(b) Company Termination Fee Section 10.3(a) Company Transaction Litigation Section 8.8 Continuing Employee Section 7.6(b) Convertible Note Amendments Section 6.2(a) D&O Insurance Section 7.4(b) DGCL Section 2.1(a2.11(a) Effective Time Section 2.3 End 2.2(b) Employee Program Section 3.10(h)(i) ERISA Section 3.10(h)(ii) Escrow Fund Section 2.9(i) Extended Survival Expiration Date Section 10.1(b)(i) Exchange Agent 8.1 Financial Statements Section 3.6(a) Exchange Fund Section 3.6(a) Exchange Ratio Section 3.2(b) Expenses Section 10.3(c) Financing Section 8.2(a) Foreign Company Plan Employee Programs Section 4.18(a3.10(f) Information Statement Inbound License Agreements Section 8.3 Internal Controls 3.14(e) Indemnified Party Section 4.7(g8.5(a) Merger Consideration Indemnifying Party Section 3.2(b8.5(a) Insured Party Section 5.4(a) Letter of Transmittal Section 2.9(c) Losses Section 8.2 Marks Section 1.1 Material Contracts Section 3.17 Material Customer Section 3.18 Merger Recitals Merger Sub Inc. Preamble Multiemployer Plan Section 4.18(c3.10(h)(iv) Owned Real Property Notices Section 4.14(a10.5 Neutral Auditor Section 2.15(b) Parent Preamble Parent Board Recitals Parent Class B Common Stock Option Payment Fund Section 5.5(a2.9(b) Parent Preferred Stock Optionholder Section 5.5(a2.8(a) Parent RSUs Outside Date Section 5.5(a) Parent SEC Documents Section 5.6(a) Parent Securities Section 5.5(b) Parent Special Committee Recitals Party or Parties Preamble Plan Termination Notice Section 7.6(c) Premium Cap Section 7.4(b) Proxy Statement Section 8.3 RDO Warrants 5.7 Patents Section 1.1 Real Property Leases Pay-Off Letter Section 4.14(b7.3(e) Registration Statement Payment Fund Section 8.3 Representatives 2.9(a) Permits Section 3.8(b) Permitted Encumbrances Section 3.12(a) Pre-Closing Tax Returns Section 6.4 Representative Losses Section 2.12(d) Requisite Stockholder Consent Section 5.7 Section 280G Payments Section 3.10(g) Securityholder Representative Section 2.12(a) Seller Tax Contest Section 6.3 Senior Preferred Supermajority Section 2.12(c) Stockholders Section 2.6(c) Straddle Period Section 6.2 Superior Proposal Section 5.2 Survival Expiration Date Section 8.1 Surviving Corporation Section 2.1 Third Party Claim Section 8.5(a) Third Party IP Section 3.14(e) Threshold Section 8.6(a) Rollover Warrants Trade Secrets Section 3.9 Series A Preferred Stock 1.1 Warrant Consideration Section 4.5(a) Solvent 2.7 Warrantholder Section 5.102.7

Appears in 1 contract

Samples: Agreement and Plan of Merger (Kenexa Corp)

Table of Definitions. Each of The following words and terms have the following terms is defined meaning set forth in the Sections referenced below: Definition Location Acquisition Proposal Section set forth opposite such term: Term Section Acceptable Confidentiality Agreement Section 6.4(b)(i) 6.11 Agreement Preamble Award Amendments Audited Financial Statements Section 6.2(c4.5(b) Book-Entry Shares Balance Sheet Section 3.2(c4.5(b) Certificate Balance Sheet Date Section 3.2(c4.5(b) Buyer Preamble Buyer Related Parties Section 8.5(d) Buyer Termination Fee Section 8.5(b) Canadian Pension Plans Section 4.14(l) Certificate of Merger Section 2.3 2.2 Certificates Section 3.2(b) Closing Section 2.2 COBRA Closing Certificate Section 4.18(d) COD Amendment 2.6 Closing Date Section 6.2(b) Code Recitals 2.2 Company Preamble Company Board Recitals Company Board Recommendation Damages Section 6.5 Company Capitalization Date Section 4.5(a8.5(d) Company DSU Employee Section 3.8(b) Company Indemnified Party Section 7.4(a) Company Material 6.9 Contract Section 4.20(a4.4(a) Company Plan Conversion Notice Section 4.18(a6.4(c) Company Preferred Stock Credit Facility Termination Section 4.5(a) Company Real Property Section 4.14(b) Company Restricted Share Section 3.8(a) Company SEC Documents Section 4.7(a) Company Securities Section 4.5(e) Company Special Committee Recitals Company Stockholders’ Meeting Section 6.5 Company Subsidiary Securities Section 4.6(b) Company Termination Fee Section 10.3(a) Company Transaction Litigation Section 8.8 Continuing Employee Section 7.6(b) Convertible Note Amendments Section 6.2(a6.14(b) D&O Insurance Section 7.4(b6.7(b) Debt Financing Section 5.7 Debt Financing Commitment Section 5.7 Debt Tender Offer Section 6.15(a) Designated Contracts Section 4.8 DGCL Recitals Disclosure Schedule Article IV Dissenting Shares Section 2.1(a) 3.5 Effective Time Section 2.3 End Date 2.2 Environmental Permits Section 10.1(b)(i) Exchange Agent Section 3.6(a) Exchange Fund Section 3.6(a) Exchange Ratio Section 3.2(b) Expenses Section 10.3(c) 4.9 Equity Financing Section 8.2(a5.7 Equity Financing Commitment Section 5.7 Financing Section 5.7 Financing Commitments Section 5.7 Xxxxxx Xxxx Section 1.1(a)(Transaction Expenses) Foreign Company Plan GIN Section 4.18(a6.5(a) Information Statement Guarantors Recitals 11 Definition Location HSR Act Section 8.3 Internal Controls 4.4(b) Indemnified Parties Section 4.7(g6.7(a) Merger Consideration Indentures Section 3.2(b6.14(a) Interim Financial Statements Section 4.5(b) Intermediate Preamble Investcorp Section 1.1(a)(Management Fees) ISRA Section 6.5(a) Leased Real Property Section 4.7(a) Leases Section 4.7(a) Liability Limitation Section 8.5(e) Limited Guarantees Recitals Merger Recitals Merger Sub Inc. Preamble Multiemployer Plan Section 4.18(c4.14(c) New Financing Commitments Section 6.13(a) Notes Section 6.14(a) OFAC Section 4.11(b) Offer Documents Section 6.15(b) Order Section 4.10 Outside Date Section 8.2 Owned Real Property Section 4.14(a4.7(a) Parent Preamble Parent Board Recitals Parent Class B Common Stock Paying Agent Section 5.5(a3.2(a) Parent Preferred Stock Payoff Amount Section 5.5(a6.14(b) Parent RSUs PBGC Section 5.5(a4.14(e) Parent SEC Documents Section 5.6(a) Parent Securities Section 5.5(b) Parent Special Committee Recitals Party or Parties Preamble Plan Termination Notice Section 7.6(c) Premium Cap Section 7.4(b) Proxy Statement Section 8.3 RDO Warrants Section 1.1 Real Property Leases Section 4.14(b) Registration Statement Registered IP Section 8.3 Representatives 4.12 Related Person Section 8.6(a4.15 Required Financial Information Section 6.13(b) Rollover Warrants Section 3.9 Series A Preferred Stock Xxxxxxxx-Xxxxx Act Section 4.5(a) Solvent SEC Section 5.104.5(a) SEC Filings Section 4.5(a) Side Letter Recitals Stockholder Consent Recitals Surviving Corporation Section 2.1 Tendered Notes Section 6.15(b) Title IV Plan Section 4.14(e) Transfer Taxes Section 6.10(a) Unfunded Liability Section 4.14(l) Woodbridge Property Section 6.5(a)

Appears in 1 contract

Samples: Agreement and Plan of Merger (Associated Materials, LLC)

Table of Definitions. Each of the following terms is defined in the Section set forth opposite such term: Term Section Acceptable Confidentiality Agreement Section 6.4(b)(i6.6(c) Acceptable Courts Section 9.8 Acquisition Section 6.1(m) Acquisition Sub Preamble Additional Cash Consideration Section 2.1(a)(ii) Agreement Preamble Award Amendments Alternative Acquisition Agreement Section 6.2(c6.6(d) Book-Entry Shares Antitrust Laws Section 3.2(c3.4 Bankruptcy and Equity Exception Section 3.3(a) Certificate Section 3.2(c) BDC Recitals Certificate of First Merger Section 2.3 1.3(a) Certificates Section 2.1(a)(ii) Certificates of Second Merger Section 1.3(b) claim Section 4.25 Closing Section 2.2 COBRA 1.2 Closing Company Net Asset Value Section 4.18(d2.7(a) COD Amendment Closing Parent Net Asset Value Section 6.2(b2.7(a) Code Recitals Closing Date Section 1.2 Company Preamble Appendix 11 Term Section Company Adverse Recommendation Change Section 6.3(b) Company Asset Coverage Requirement Section 3.5(c) Company Board Recitals Company Board Recommendation Common Stock Section 6.5 Company Capitalization Date Section 4.5(a2.1(a)(i) Company DSU Damages Cap Section 3.8(b8.3(e) Company Indemnified Party Fundamental Representations Section 7.4(a7.2(a) Company Leased Real Property Section 3.16(b) Company Material Contract Section 4.20(a3.15(a) Company Plan No MAE Rep Section 4.18(a7.2(a) Company Preferred Stock Related Parties Section 4.5(a) Company Real Property Section 4.14(b) Company Restricted Share Section 3.8(a8.3(e) Company SEC Documents Section 4.7(a) Company Securities Section 4.5(e3.6(a) Company Special Committee Recitals Company Stockholder Approval Section 3.19 Company Stockholders’ Meeting Section 6.5 Company Subsidiary Securities Section 4.6(b6.3(b) Company Termination Fee Election Section 10.3(a8.3(a) Company Transaction Litigation Termination Fee Notice Section 8.8 Continuing Employee 8.3(a) Company’s Bylaws Section 7.6(b3.1 Company’s Charter Section 3.1 Competing Proposal Section 6.6(g)(i) Convertible Note Amendments Consent Section 6.2(a3.4 D&O Indemnified Parties Section 6.7(a) D&O Insurance debt Section 7.4(b4.25 Delaware Secretary Section 1.3(a) Determination Date Section 2.7(a) DGCL Recitals Dissenting Shares Section 2.1(a) 2.4 Effective Time Section 2.3 End 1.3(a) Electing Shares Section 2.1(a)(ii)(1) Election Section 2.3(a) Election Date Section 10.1(b)(i2.3(b) Exchange Agent Section 3.6(a2.2(a) Exchange Fund Section 3.6(a2.2(a) Exchange Ratio Section 3.2(b2.1(a)(ii) Expenses Section 10.3(c) Financing Section 8.2(a) Foreign Company Plan Section 4.18(a) Information Statement Section 8.3 Internal Controls Section 4.7(g) Merger Consideration Section 3.2(b) First Merger Recitals Merger Sub Inc. Preamble Multiemployer Plan Forecasts Section 4.18(c4.28 Form of Election Section 2.3(b) Owned Real Form N-14 Section 3.7 Inquiry Section 6.6(a) Intellectual Property Rights Section 4.14(a3.13(c) Parent Preamble Parent Board Recitals Parent Class B Common Stock Interim Period Section 5.5(a) Parent Preferred Stock 6.1 KBW Section 5.5(a) Parent RSUs Section 5.5(a) Parent SEC Documents Section 5.6(a) Parent Securities Section 5.5(b) Parent Special Committee Recitals Party or Parties Preamble Plan Termination Notice Section 7.6(c) Premium Cap Section 7.4(b) Proxy Statement Section 8.3 RDO Warrants Section 1.1 Real Property Leases Section 4.14(b) Registration Statement Section 8.3 Representatives Section 8.6(a) Rollover Warrants Section 3.9 Series A Preferred Stock Section 4.5(a) Solvent Section 5.103.20

Appears in 1 contract

Samples: Agreement and Plan of Merger (Portman Ridge Finance Corp)

Table of Definitions. Each of the The following terms is defined have the meanings set forth in the Section set forth opposite such termSections referenced below: Term Section Acceptable Confidentiality Agreement Section 6.4(b)(iDefinition Location 280G Stockholder Vote 6.20(d) Acquisition Transaction 6.14 Adverse Change of Recommendation 6.16(b) Aggregate Option Exercise Price Schedule 2.4(a)(i) Aggregate Option Exercise Shares Schedule 2.4(a)(i) Agreement Preamble Award Amendments Section 6.2(cIntroduction Agreement Date Introduction Alternative Financing 6.17 Anti-Corruption Laws 4.28 Antitrust Approvals 6.7 Apollo Sellers Introduction Base Purchase Price Schedule 2.4(a)(i) Book-Entry Buyer Counsel 10.18(b) Cap 8.5(a) Cash Payment in Lieu of Fractional Shares Section 3.2(c3.3(a)(v) Certificate Section 3.2(cCERCLA 4.18(f)(iii) Certificate of Merger Section 2.3 2.2 Closing Section 2.2 COBRA Section 4.18(d2.1(a) COD Amendment Section 6.2(bClosing Adjustment Amount Schedule 2.4(a)(i) Code Recitals Closing Balance Sheet 2.4(a) Closing Date 2.1(a) Closing Excluded Liabilities 2.4(a)l Closing Leakage 2.4(a) Closing Leakage and Excluded Liabilities Schedule 2.4(a)(i) Closing Statement 2.4(a) Club Navigo 1.1 Collective Bargaining Agreement 4.11(d) Committed Debt Financing 5.20 Committed Warehouse Financing 4.25(b) Company Preamble Introduction Company 401(k) Plan 6.20(c) Company Balance Sheet 4.6(a) Company Board Recitals Recital Company Board Recommendation Section 6.5 Company Capitalization Date Section 4.5(aCommon Stock 3.1(c)(i)(A) Company DSU Section 3.8(bDisclosure Schedules Article III Company Financial Statements 4.6(a) Company Indemnified Party Section 7.4(aLeased Real Property 4.14(b) Company Management Agreement 4.22(a)(ix) Company Manager 4.22(a)(ix) Company Material Contract Section 4.20(aContracts 4.19(a) Company Plan Section 4.18(a) Company Preferred Stock Section 4.5(aPermits 4.8(b) Company Real Property Section 4.14(b) Company Restricted Share Section 3.8(aReal Property Lease 4.14(b) Company SEC Documents Section 4.7(aReleased Party 6.5(b) Company Securities Section 4.5(eReleasing Party 6.5(c) Company Special Committee Recitals Shareholder Litigation 6.21 Company Stockholders’ Meeting Section 6.5 Company Subsidiary Securities Section 4.6(bShares 3.1(c)(i)(A) Company Termination Fee Section 10.3(aStockholder Approval 4.24 Company Third Party Leases 4.14(b) Company Transaction Litigation Section 8.8 Continuing Employee Section 7.6(bTimeshare Receivables 4.22(f) Convertible Note Amendments Section 6.2(aCompany Warehouse Financing 6.17(e) Confidentiality Agreement 6.6(a) Confidentiality Agreements 6.6(a) Consideration Allocation 2.4(a) D&O Insurance Section 7.4(bIndemnified Liabilities 6.9(a) DGCL Section 2.1(aD&O Indemnified Parties 6.9(a) D&O Tail Policy 6.9(b) Data Room 10.5 Debt Commitment Letter 5.20 Debt Documents 6.17(a) Debt Instruments 4.23(f) Disqualified Individual 6.20(d) Effective Time Section 2.3 End Date Section 10.1(b)(i2.2 Employment Matters 4.11(a) Engagement 10.18(a) Environmental Laws 4.18(f)(i) Environmental Permits 4.18(f)(ii) Exchange Agent Section 3.6(a) Exchange Fund Section 3.6(a3.3(b) Exchange Ratio Section 3.2(bSchedule 2.4(a)(i) Expenses Section 10.3(cExisting Company Indebtedness 4.19(a)(ii) Existing Company Loan Documents 4.19(a)(ii) Expense Reimbursement 9.2(b)(ii) Financing Section 8.2(aFailure Fee 9.2(b)(i) Foreign Antitrust Laws 4.3(b) Fully Diluted Shares Schedule 2.4(a)(i) Gold Key Resorts 1.1 Hazardous Substances 4.18(f)(iii) HGV Borrower Introduction HGV Confidentiality Letter Agreement 6.6(a) Hilton Recital Hilton Amendments Recital Hilton Consent Recital Hilton License Agreement Recital HSR Act 4.3(b) Indemnification Agreement 6.9(b) Indemnified Party 8.4(a) Indemnifying Party 8.4(a) Infringe 4.15(c) Interim Company Plan Section 4.18(aFinancial Statements 4.6(a) Information Statement Section 8.3 Internal Controls Section 4.7(gLetter of Transmittal 3.3(c) LLC Act 2.1(a) Locked Box Balance Sheet 4.6(b) Merger Consideration Section 3.2(b) Merger Recitals 2.2 Merger Sub Inc. Preamble Multiemployer Plan Section 4.18(cIntroduction Non-US Plans 4.10(f) Owned Real Property Section 4.14(aNYSE 1.1 OFAC 4.29 Option Consideration Certificate 3.4 Optionholder Spreadsheet 3.4 Other Indemnitor 6.9(b) Other Indemnitors 6.9(b) Parent Preamble Introduction Parent 401(k) Plan 6.20(c) Parent Board Recitals Recital Parent Class B Common Stock Section 5.5(aDisclosure Schedules Article V Parent Indemnified Parties 8.2 Parent Management Agreement 5.15(a)(ix) Parent Preferred Stock Section 5.5(aManager 5.15(a)(ix) Parent RSUs Section 5.5(aRecommendation 5.2(b) Parent Related Parties 9.2(c) Parent SEC Documents Section 5.6(aReports 5.6 Parent Share Issuance Recital Parent Shareholder Litigation 6.21 Parent Stock Issuance Amount Schedule 2.4(a)(i) Parent Securities Section 5.5(bStock Value 3.3(a)(iii) Parent Special Committee Recitals Party or Stockholder Approval 5.2(a) Parent Stockholders Meeting 6.16(b) Parent Timeshare Receivables 5.15(e) Parent Waiving Parties Preamble Plan Termination Notice Section 7.6(c10.18(a) Premium Cap Section 7.4(bPermits 4.8(b) Prior Sale Agreements 4.14(d) Privileged Communications 10.18(a) Proxy Statement 6.15(a) R&W Policy 6.18 RCP Investor 1 Introduction RCP Investor 2 Introduction RCP Investor 3 Introduction RCP Investor 4 Introduction RCP Investor 5 Introduction RCP Investor 6 Introduction Release 4.18(f)(iv) Remediation 4.18(f)(v) Reverence Sellers Introduction Rule 144A 1.1 Sanctioned Countries 4.29 Sanctioned Person 4.29 Sanctions 4.29 Section 280G Payments 6.20(d) Secured Indenture 1.1 Seller Introduction Seller Counsel 10.18(a) Seller Indemnified Parties 8.3 RDO Warrants Seller Related Parties 9.2(c) Seller Released Party 6.5(c) Seller Releasing Party 6.5(b) Seller Representative Introduction Seller Representative Parties Section 10.21(d) Seller Waiving Parties 10.18(b) Sellers Introduction Specified Warehouse Fees 7.3(e)(iv) Stockholder Notice 6.16(b) Stockholders Agreement Recital Surviving Company 2.2 Termination Date 9.1(c) Third Party Claim 8.4(a) Timeshare Lender 4.22(f)(i) Unsecured Indenture 1.1 Real Property Leases Section 4.14(bWaived Benefits 6.20(d) Registration Statement Section 8.3 Representatives Section 8.6(aWarehouse Amendments 6.17(e) Rollover Warrants Section 3.9 Series A Preferred Stock Section 4.5(aWarehouse Commitment Letter 4.25(b) Solvent Section 5.10Warehouse Financing 6.17(d) Warehouse Lenders 4.25(b) Written Consent 6.16(a)

Appears in 1 contract

Samples: Agreement and Plan of Merger (Hilton Grand Vacations Inc.)

Table of Definitions. Each of the The following terms is defined have the meanings set forth in the Sections referenced below: Definition Location Acquisition Engagement Section set forth opposite such term: Term 11.19(a) Agreement Preamble Allocation Section Acceptable 7.2(a) Alternative Recovery Section 9.7(a) Ancillary Business Employees Section 6.15(a) Applicable Accounting Principles Section 2.4(a) Balance Sheet Date Section 4.5 Basket Section 9.2(c) Books and Records Section 4.23 Business Employees Section 6.15(a) Buyer Preamble Buyer Indemnified Parties Section 9.2(a) Buyer Plan Section 6.15(d) Claim Section 9.3 Claim Notice Section 9.3 Closing Section 2.3(a) Closing Cash Section 2.4(b) Closing Date Section 2.3(a) Closing Indebtedness Section 2.4(b) Closing Net Working Capital Section 2.4(b) Closing Transaction Expenses Section 2.4(b) Definition Location COBRA Section 4.9(g) Company Recitals Confidentiality Agreement Section 6.4(b)(i6.7 Direct Claim Section 9.5 Disclosure Schedules Article III EESI Section 6.15(a) Agreement Preamble Award Amendments Employee Plan Section 6.2(c4.9(a) Book-Entry Shares Environmental Laws Section 3.2(c4.15(j)(i) Certificate Environmental Permits Section 3.2(c4.15(j)(ii) Certificate of Merger ERISA Section 2.3 4.9(a) ERISA Affiliate Section 4.9(a) Estimated Cash Section 2.4(a) Estimated Indebtedness Section 2.4(a) Estimated Net Working Capital Section 2.4(a) Estimated Transaction Expenses Section 2.4(a) Final Closing Statement Section 2.2 COBRA 2.4(b) Financial Statements Section 4.18(d) COD Amendment Section 6.2(b) Code Recitals Company Preamble Company Board Recitals Company Board Recommendation Section 6.5 Company Capitalization 4.5 General Survival Date Section 4.5(a9.1 Xxxxxx Xxxx Section 11.19(a) Company DSU Hazardous Materials Section 3.8(b4.15(j)(iii) Company HSR Act Section 3.3(b) Indemnified Party Parties Section 7.4(a9.2(b) Company Independent Accounting Firm Section 2.4(d) IRS Section 4.9(a) Joint Instruction Section 2.2(a) Key Customers Section 4.18 Key Employee Offers Section 6.15(b) Key Employees Section 6.15 Material Contract Contracts Section 4.20(a4.16(a) Company Plan Material Insurance Policies Section 4.18(a4.11 Net Adjustment Amount Section 2.4(g)(i) Company Preferred Stock Notice of Disagreement Section 4.5(a2.4(c) Company Parent Guarantee Section 2.3(b)(vi) Permits Section 4.8(b) Pipeline Sale Agreement Section 2.3(b)(vii) Preliminary Closing Statement Section 2.4(a) Purchased Interests Recitals Qualified Beneficiaries Section 6.15(e) Real Property Section 4.14(b4.12(a) Company Restricted Share Release Section 3.8(a4.15(j)(iv) Company SEC Documents Required Easements Section 4.7(a4.12(c) Company Sample Statement Section 2.4(a) Securities Act Section 4.5(e5.6 Seller Preamble Seller Indemnified Parties Section 9.2(b) Company Special Committee Recitals Company Stockholders’ Meeting Seller Management Co Section 6.5 Company Subsidiary Securities 6.15(a) Seller Taxes Section 4.6(b9.2(a)(iii) Company Definition Location SemGroup Section 4.12(g) Xxxxxxx Energy Section 3.5 Surviving Pre-Closing Covenants Section 9.1 Tax Representations Section 9.1 Termination Fee Date Section 10.3(a10.1(d) Company Transaction Litigation Third-Person Claim Section 8.8 Continuing 9.3 Transferred Employee Section 7.6(b6.15(a) Convertible Note Amendments Warranty Breach Section 6.2(a) D&O Insurance Section 7.4(b) DGCL Section 2.1(a) Effective Time Section 2.3 End Date Section 10.1(b)(i) Exchange Agent Section 3.6(a) Exchange Fund Section 3.6(a) Exchange Ratio Section 3.2(b) Expenses Section 10.3(c) Financing Section 8.2(a) Foreign Company Plan Section 4.18(a) Information Statement Section 8.3 Internal Controls Section 4.7(g) Merger Consideration Section 3.2(b) Merger Recitals Merger Sub Inc. Preamble Multiemployer Plan Section 4.18(c) Owned Real Property Section 4.14(a) Parent Preamble Parent Board Recitals Parent Class B Common Stock Section 5.5(a) Parent Preferred Stock Section 5.5(a) Parent RSUs Section 5.5(a) Parent SEC Documents Section 5.6(a) Parent Securities Section 5.5(b) Parent Special Committee Recitals Party or Parties Preamble Plan Termination Notice Section 7.6(c) Premium Cap Section 7.4(b) Proxy Statement Section 8.3 RDO Warrants Section 1.1 Real Property Leases Section 4.14(b) Registration Statement Section 8.3 Representatives Section 8.6(a) Rollover Warrants Section 3.9 Series A Preferred Stock Section 4.5(a) Solvent Section 5.109.2(a)(i)

Appears in 1 contract

Samples: Membership Interest Purchase Agreement (Blueknight Energy Partners, L.P.)

Table of Definitions. Each of the The following terms is defined have the meanings set forth in the Section set forth opposite such termSections referenced below: Term Section Acceptable Confidentiality Definition Location 2022 and 2021 Financial Statements 5.7(a) 2023 Audited Financial Statements 5.7(a) A&R Bylaws 5.17(b) A&R Charter 5.17(b) A&R Registration Rights Agreement Section 6.4(b)(iRecitals A&R Stockholders Agreement Recitals Acquiror Preamble Acquiror Common Stock Recitals Acquiror Disclosure Schedules Article IV Acquiror Preferred Stock 5.5(a) Acquiror Related Parties 8.2(b) Acquiror SEC Documents 4.5(a) Definition Location Acquiror Stockholder Consent Recitals Acquisition Engagement 9.21(a) Affiliate Guarantees 5.19(a) Agreement Preamble Award Amendments Section 6.2(c) Book-Entry Shares Section 3.2(c) Certificate Section 3.2(c) Certificate Agreement of Merger Section 2.3 Closing Section 2.2 COBRA Section 4.18(d2.2(b) COD Applicable Consideration 2.11 Business Recitals Business Benefit Plans 3.9(a) Bylaws Amendment Section 6.2(b5.17(b) California Code Recitals Cancelled Shares 2.7(c) Carve Out Financial Statements 5.7(a) Charter Amendment 5.17(b) Closing 2.2(a) Closing 8-K 5.7(d) Closing Acquiror Transaction Expenses 2.10(b) Closing Cash 2.10(b) Closing Company Transaction Expenses 2.10(b) Closing Date 2.2(a) Closing Indebtedness 2.13(b) Closing Net Working Capital 2.10(b) Company Preamble Company Board Acquisition Counsel 9.21(a) Company Benefit Plans 3.9(a) Company Disclosure Schedules Article III Company Indemnitees 6.1(a) Company IP 3.13(c) Company Parent Preamble Company Related Party Transaction 3.20 Company-Owned IP 3.13(a) Confidentiality Agreement 5.11 Contracting Parties 9.25 Contracting Party 9.25 Delaware Code Recitals Effective Time 2.2(b) Enforceability Exceptions 3.2(a) Estimated Acquiror Transaction Expenses 2.10(a)(i) Estimated Cash 2.10(a)(ii) Estimated Company Board Recommendation Section 6.5 Company Capitalization Date Section Transaction Expenses 2.10(a)(ii) Estimated Indebtedness 2.10(a)(ii) Estimated Net Working Capital 2.10(a)(ii) Exchange Act 4.5(a) Company DSU Section 3.8(bFinal Closing Statement 2.10(b) Company Indemnified Party Section 7.4(a) Company Material Contract Section 4.20(a) Company Plan Section 4.18(a) Company Preferred Stock Section 4.5(a) Company Real Property Section 4.14(b) Company Restricted Share Section 3.8(a) Company SEC Documents Section 4.7(a) Company Securities Section 4.5(e) Company Special Committee Recitals Company Stockholders’ Meeting Section 6.5 Company Subsidiary Securities Section 4.6(b) Company Termination Fee Section 10.3(a) Company Transaction Litigation Section 8.8 Continuing Employee Section 7.6(b) Convertible Note Amendments Section 6.2(a) D&O Insurance Section 7.4(b) DGCL Section 2.1(a) Effective Time Section 2.3 End Date Section 10.1(b)(i) Exchange Agent Section 3.6(a) Exchange Fund Section 3.6(a) Exchange Ratio Section 3.2(b) Expenses Section 10.3(c) Financing Section 8.2(aFinancial Statements 3.5(a) Foreign Company Plan Section 4.18(aAntitrust Laws 3.3(c) Definition Location HSR Act 3.3(c) Indemnified Taxes 6.1(a) Independent Accounting Firm 2.10(d) Information Statement Section 8.3 Internal Controls Section 4.7(g5.6(a) Merger Consideration Section 3.2(bIntended Tax Treatment 6.2(a) Interim Balance Sheet 3.5(a) Interim Financial Statements 3.5(a) IP Contracts 3.9(b) Lock-Up Period 5.21(a) Lock-Up Termination Event 5.21(c) Mallard Recitals Material Contracts 3.17(a) Material Supplier 3.21 Measurement Date 4.3(a) Merger Recitals Merger Sub Inc. Preamble Multiemployer Plan Section 4.18(cNet Adjustment Amount 2.10(g)(i) Owned Real Property Section 4.14(aNon-Recourse Party 9.25 Notice of Disagreement 2.10(c) NYSE Recitals Outstanding Common Shares 3.4(a) Parent Preamble Benefit Plans 3.9(a) Parent Board Recitals Parent Class B Common Stock Section Parties 5.26(a) Participation Portion 5.22(a) Permits 3.8(b) Permitted Transfers 5.21(b) Pre-Consummation Warning Letter 5.12(d) Preliminary Acquiror Closing Statement 2.10(a)(i) Preliminary Closing Statements 2.10(a)(ii) Preliminary Company Closing Statement 2.10(a)(ii) Products 3.22(b) Proposed Securities 5.22(a) Required Acquiror Stockholder Approval 4.2(b) Required Company Shareholder Approval 5.5(b) Required Sub Shareholder Approval 5.5(a) Parent Preferred Stock Section 5.5(aRetained Action 5.24 Reverse Termination Fee 8.2(b) Parent RSUs Section 5.5(a) Parent SEC Documents Section 5.6(a) Parent Securities Section 5.5(b) Parent Special Committee Recitals Party or Parties Preamble Plan Termination Notice Section 7.6(c) Premium Cap Section 7.4(b) Proxy Statement Section 8.3 RDO Warrants Section 1.1 Real Property Leases Section 4.14(b) Registration Statement Section 8.3 Representatives Section 8.6(a) Rollover Warrants Section 3.9 Series A Preferred Stock Section Act 4.5(a) Solvent Section 5.10Share Issuance Recitals Signing Phase I 5.4 Straddle Period 6.5 Sub Preamble Subsequent Audited Financial Statements 5.7(c) Subsequent Unaudited Financial Statements 5.7(b) Surviving Corporation 2.1 Termination Date 8.1(d) Definition Location Third-Party Claim 6.1(b)(iii) Transfer 5.21(a) Transfer Restriction Agreement Recitals Transfer Taxes 6.3 Transition Services Agreement 5.16

Appears in 1 contract

Samples: Agreement and Plan of Merger (Duckhorn Portfolio, Inc.)

Table of Definitions. Each of The following words and terms have the following terms is defined meaning set forth in the Sections references below: Definition Location Accounting Firm Section set forth opposite such term: Term 2.4(c) Acquisition Proposal Section Acceptable Confidentiality Agreement 5.16 Actions Section 6.4(b)(i3.10 Adjusted Current Assets Section 9.2(a) Adjusted Current Liabilities Section 9.2(b) Adjustment Holdback Account Section 9.2(c) Adjustment Holdback Amount Section 9.2(d) Affiliate Section 9.2(e) Aggregate Redemption Payment Section 2.1(d)(ii) Agreement Preamble Award Amendments Assumed Funded Indebtedness Section 6.2(c9.2(g) Book-Entry ATD Section 9.2(f) Audited Financial Statements Section 9.2(h) Business Day Section 9.2(i) Buyer Preamble Buyer Material Adverse Effect Section 9.2(j) Buyer Termination Fee Section 7.2 Cancelled Shares Section 3.2(c2.1(b) Certificate Cash Section 3.2(c9.2(k) Casualty Loss Section 5.11(d) Certificate of Merger Section 2.3 1.2 Certificates Section 2.2(b) Charges Section 8.14(d) Closing Section 2.2 COBRA 1.2 Closing Funded Indebtedness Section 4.18(d2.4(b) COD Amendment Closing Balance Sheet Section 6.2(b2.4(b) Closing Cash Section 2.4(b) Closing Date Section 1.2 Closing Merger Consideration Section 2.1(d)(ii)(A) Closing Net Working Capital Section 2.4(b) Closing Statement Section 2.4(b) Code Recitals Section 9.2(l) Common Stock Section 3.3(a) Company Preamble Company Board Recitals Company Board Recommendation Employee Section 6.5 Company Capitalization Date Section 4.5(a3.14(b) Company DSU Employees Section 3.8(b3.14(b) Company Indemnified Party Financial Advisors Section 7.4(a3.16 Company Insurance Policies Section 3.10 Company Letters of Credit Section 5.14(c) Company Material Adverse Effect Section 9.2(m) 63 Company SEC Reports Section 3.5(a) Confidentiality Agreement Section 9.2(n) Contract Section 4.20(a9.2(o) Company Plan Control Section 4.18(a9.2(p) Company Preferred Stock Credit Agreement Termination Section 4.5(a) Company Real Property Section 4.14(b) Company Restricted Share Section 3.8(a) Company SEC Documents Section 4.7(a) Company Securities Section 4.5(e) Company Special Committee Recitals Company Stockholders’ Meeting Section 6.5 Company Subsidiary Securities Section 4.6(b) Company Termination Fee Section 10.3(a) Company Transaction Litigation Section 8.8 Continuing Employee Section 7.6(b) Convertible Note Amendments Section 6.2(a5.14(a) D&O Insurance Section 7.4(b5.6(b) Debt Financing Section 4.7 Debt Financing Commitments Section 4.7 DGCL Preamble Discharge Section 2.1(a5.15(b) Disclosure Schedule Article III Dissenters’ Rights Notice Section 5.4(b) Dissenting Shares Section 2.5(a) Dissenting Shares Amount Section 9.2(q) Effective Time Section 2.3 End Date 1.2 Encumbrances Section 10.1(b)(i9.2(r) Exchange Agent Enterprise Value Section 3.6(a2.1 (c)(ii)(D) Exchange Fund Environmental Laws Section 3.6(a9.2(s) Exchange Ratio Environmental Permits Section 3.2(b3.9 Equity Financing Section 4.7 Equity Financing Commitments Section 4.7 ERISA Section 9.2(t) ERISA Affiliate Section 9.2(u) Estimated Cash Section 2.4(a) Estimated Closing Net Working Capital Section 2.4(a) Estimated Funded Indebtedness Section 2.4(a) Estimated Transaction Expenses Section 10.3(c2.4(a) Final Cash Section 2.4(f)(i) Final Indebtedness Section 2.4(f)(i) Final Merger Consideration Section 2.1 (c)(ii)(B) Final Net Working Capital Section 2.4(f)(i) Final Transaction Expenses Section 2.4(f)(i) Financial Statements Section 3.5(a) Financing Section 8.2(a4.7 Financing Commitments Section 4.7 Financing Sources Section 9.2(v) Foreign Fully Diluted Stock Count Section 2.1(d)(i)(B) Funded Indebtedness Section 9.2(w) GAAP Section 9.2(x) Xxxxxx Xxxx Section 8.15 Governmental Entity Section 9.2(y) Guarantor Preamble Hazardous Substances Section 9.2(z) HSR Act Section 3.4(b) Included Accounts Section 9.2(ii) Income Taxes Section 9.2(aa) 64 Indemnified Parties Section 5.6(d) Indentures Section 5.14(b) Intellectual Property Section 9.2(bb) IPO Expenses Section 9.2(cc) knowledge of the Company Plan Section 4.18(a9.2(dd) Information Statement Laws Section 8.3 Internal Controls 9.2(ee) Leased Real Property Section 4.7(g3.7(a) Letter of Transmittal Section 9.2(ff) Liens Section 9.2(gg) Limited Guarantee Preamble Losses Section 9.2(hh) Marketing Period Section 5.14(a) Material Contracts Section 3.8 Merger Consideration Section 3.2(b) Merger Recitals Preamble Merger Sub Inc. Preamble Multiemployer Plan Net Adjustment Amount Section 4.18(c2.4(f)(i) Net Working Capital Section 9.2(ii) New Financing Commitments Section 5.14(a) Notes Section 5.14(b) Objection Notice Section 2.4(c) Option Cancellation Payment Section 9.2(jj) Option Holder Section 9.2(kk) Option Plans Section 9.2(ll) Options Section 9.2(mm) Options Exercise Amount Section 2.1(d)(ii)(A) Oracle Notes Section 9.2(nn) Order Section 3.10 Outside Date Section 7.2 Owned Real Property Section 4.14(a3.7(a) Parent Preamble Parent Board Recitals Parent Class B Common Stock Paying Agent Section 5.5(a2.2(a) Parent Payoff Amount Section 5.14(a) Payoff Letter Section 5.14(a) PBGC Section 3.10 Per Preferred Share Consideration Section 2.1(d)(i) Per Share Closing Merger Consideration Section 2.1(d)(i) Per Share Final Merger Consideration Section 2.1(c)(ii)(C) Person Section 9.2(oo) Plan Section 3.14(b) Redeemable Preferred Stock Section 5.5(a3.3(a) Parent RSUs Related Agreements Section 5.5(a9.2(pp) Parent Release Section 9.2(qq) Representatives Section 9.2(rr) Required Information Section 5.14(b) Revolver Section 9.2(ss) Schedules Article III SEC Documents Section 5.6(a3.5(a) Parent Securities Act Section 5.5(b9.2(tt) Parent Special Committee Recitals Party or Parties Series A Stock Section 3.3(a) Series B Stock Section 3.3(a) Series D Stock Section 3.3(a) Shares Section 9.2(uu) Stock Section 3.3(a) Stockholder Consent Preamble Plan Termination Notice Stockholders Section 7.6(c9.2(vv) Premium Cap Stockholders Representative Preamble Stockholders Representative Expense Holdback Amount Section 7.4(b9.2(ww) Proxy Statement Subsidiary Section 8.3 RDO 9.2(xx) Surviving Corporation Section 1.1 Target Net Working Capital Section 9.2(yy) Tax Section 9.2(zz) Tax Return Section 9.2(aaa) Taxable Section 9.2(zz) Taxes Section 9.2(zz) to the Company’s knowledge Section 9.2(dd) Transaction Expenses Section 9.2(bbb) Transaction Expenses Payoff Instructions Section 5.7(b) Transfer Taxes Section 5.9(a) U.S. Financial Institution Section 9.2(ccc) Vested Options Section 2.1(d)(i)(B) Warrant Cancellation Payment Section 9.2(ddd) Warrants Section 1.1 Real Property Leases 9.2(eee) Warrants Exercise Amount Section 4.14(b2.1(d)(ii)(A) Registration Statement Warrants/Options Exercise Amount Section 8.3 Representatives Section 8.6(a2.1(d)(ii)(A) Rollover Warrants Section 3.9 Series A Preferred Stock Section 4.5(a) Solvent Section 5.10[Signature Page Follows] The parties hereto, intending to be legally bound hereby, have duly executed this Agreement and Plan of Merger as of the date first above written. AMERICAN TIRE DISTRIBUTORS HOLDINGS, INC. By: Name: Title: ACCELERATE HOLDINGS CORP. By: Name: Title: ACCELERATE ACQUISITION CORP. By: Name: Title: Exhibit 2.4

Appears in 1 contract

Samples: Agreement and Plan of Merger (American Tire Distributors Holdings, Inc.)

Table of Definitions. Each of the The following terms is defined have the meanings set forth in the Sections referenced below: Definition Location 2011 IRS Audit Section set forth opposite such term: Term Section Acceptable Confidentiality 3.14(b) Affiliate Agreement Section 6.4(b)(i3.20(a) Agreement Preamble Award Amendments Balance Sheet Section 6.2(c3.6(a) Book-Entry Shares Buyer Preamble Buyer Related Party Section 3.2(c10.13(b) Certificate Section 3.2(c) Certificate of Merger Section 2.3 Closing Section 2.2 COBRA 2.2(a) Closing Date Section 4.18(d2.2(a) COD Amendment Commitment Letters Section 6.2(b4.4(a) Code Recitals Company Preamble Company Board Recitals Approval Section 3.2 Company Board Recommendation Patents Section 6.5 Company Capitalization Date Section 4.5(a3.13(a) Company DSU Registered Copyrights Section 3.13(a) Company Registered IP Section 3.13(a) Company Registered Marks Section 3.13(a) Confidentiality Agreement Section 5.8 D&O Indemnified Liabilities Section 5.12(a) D&O Indemnified Parties Section 5.12(a) Debt Commitment Letter Section 4.4(a) Debt Financing Section 4.4(a) Disclosure Schedules Article III Employee Plans Section 3.10(a) Environmental Laws Section 3.15(c)(i) Environmental Permits Section 3.15(c)(ii) Equity Commitment Letter Section 4.4(a) Equity Financing Section 4.4(a) Equity Investor Section 4.4(a) Financial Statements Section 3.6(a) Financing Section 4.4(a) Financing Definitive Agreements Section 5.3(a) Xxxxxx Xxxx Section 10.20(a) Guarantor Recitals Guaranty Recitals Hazardous Materials Section 3.15(c)(iii) Interim Financial Statements Section 3.6(a) Jefferies Recitals Jefferies Agreement Section 3.17(b) Legal Representation Section 10.20(a) Lenders Section 4.4(a) Liability Limitation Section 10.13(b) Majority Shareholder Approval Section 3.2 Material Contracts Section 3.16(a) Non-US Plans Section 3.10(e) Payoff Amount Section 5.13 Payoff Letters Section 5.13 Permits Section 3.8(b) Company Indemnified Party Securities Act Section 7.4(a4.7 Seller Preamble Seller Board Approval Section 3.2 Seller Guarantee Section 3.20(b) Company Material Contract Seller Option Section 4.20(a2.1(b) Company Plan Shareholder Approval Section 4.18(a3.2 Shareholder Approval Termination Section 10.1(b) Company Preferred Stock Shares Recitals Special Shareholder Approval Section 4.5(a3.2 Specified Termination Section 10.1(a) Company Real Property Stratus US Preamble Termination Agreements Section 4.14(b) Company Restricted Share Section 3.8(a) Company SEC Documents Section 4.7(a) Company Securities Section 4.5(e) Company Special Committee Recitals Company Stockholders’ Meeting Section 6.5 Company Subsidiary Securities Section 4.6(b) Company 5.5 Termination Fee Section 10.3(a) Company Transaction Litigation Section 8.8 Continuing Employee Section 7.6(b) Convertible Note Amendments Section 6.2(a) D&O Insurance Section 7.4(b) DGCL Section 2.1(a) Effective Time Section 2.3 End Date Section 10.1(b)(i9.1(d) Exchange Agent Transaction Expense Measurement Date Section 3.6(a2.3(b) Exchange Fund Transfer Taxes Section 3.6(a6.1 Unaudited 2014 Financial Statements Section 5.3(c)(iii) Exchange Ratio Section 3.2(b) Expenses Section 10.3(c) Financing Section 8.2(a) Foreign Company Plan Section 4.18(a) Information Statement Section 8.3 Internal Controls Section 4.7(g) Merger Consideration Section 3.2(b) Merger Recitals Merger Sub Inc. Preamble Multiemployer Plan Section 4.18(c) Owned Real Property Section 4.14(a) Parent Preamble Parent Board Recitals Parent Class B Common Stock Section 5.5(a) Parent Preferred Stock Section 5.5(a) Parent RSUs Section 5.5(a) Parent SEC Documents Section 5.6(a) Parent Securities Section 5.5(b) Parent Special Committee Recitals Party or Parties Preamble Plan Termination Notice Section 7.6(c) Premium Cap Section 7.4(b) Proxy Statement Section 8.3 RDO Warrants Section 1.1 Real Property Leases Section 4.14(b) Registration Statement Section 8.3 Representatives Section 8.6(a) Rollover Warrants Section 3.9 Series A Preferred Stock Section 4.5(a) Solvent Section 5.10ARTICLE II

Appears in 1 contract

Samples: Share Purchase Agreement (Stratus Technologies Bermuda Holdings Ltd.)

Table of Definitions. Each of the The following terms is defined have the meanings set forth in the Section set forth opposite such term: Term Section Sections referenced below. Acceptable Confidentiality Agreement Section 6.4(b)(i6.4(b) Action Section 4.10 Adverse Recommendation Section 6.4(e) Agreement Preamble Award Amendments Agreement Date Preamble Board Recommendation Section 6.2(c4.3(c) Book-Entry Shares Section 3.2(c3.1(b) Certificate Section 3.2(c3.1(b) Certificate of Merger Section 2.3 CGCL Recitals Closing Section 2.2 COBRA Closing Date Section 4.18(d2.2 Common Share Section 3.1(b) COD Amendment Section 6.2(b) Code Recitals Company Preamble Company Acquisition Agreement Section 6.4(b) Company Board Recitals Company Board Recommendation Continuing Employees Section 6.5 Company Capitalization Date Section 4.5(a) Company DSU Section 3.8(b7.6(a) Company Indemnified Party Parties Section 7.4(a7.5(a) Company Material Contract Section 4.20(a4.13 Company SEC Reports Section 4.6(a) Company Plan Stock Award Section 4.18(a3.7(b) Company Preferred Stock Section 4.5(a) Company Real Property Section 4.14(b) Company Restricted Share Section 3.8(a) Company SEC Documents Section 4.7(a) Company Securities Section 4.5(e) Company Special Committee Recitals Company Stockholders’ Meeting Section 6.5 Company Subsidiary Securities Section 4.6(b4.2(c) Company Termination Fee Consent Section 10.3(a4.3(b) Company Transaction Litigation Debt Commitment Letters Section 8.8 Continuing Employee 6.7 Debt Financing Section 7.6(b) Convertible Note Amendments 6.7 Dissenting Shares Section 6.2(a) D&O Insurance 3.3 DOJ Section 7.4(b) DGCL Section 2.1(a6.3(b) Effective Time Section 2.3 End Date Section 10.1(b)(i9.2(a) Equity Financing Section 5.7 Equity Financing Commitment Section 5.7 Exchange Agent Section 3.6(a3.2(a) Exchange Fund Excluded Stock Section 3.6(a3.1(a) Exchange Ratio FCPA Section 3.2(b4.24 FTC Section 6.3(b) Expenses Governmental Permits Section 10.3(c4.15(b) Financing Guarantor Recitals Insurance Policies Section 8.2(a4.17) Foreign Company Plan IT Systems Section 4.18(a4.14(f) Information Statement Letter of Transmittal Section 8.3 Internal Controls 3.2(a) Limited Guaranty Recitals Merger Section 4.7(g) 2.1 Merger Consideration Section 3.2(b3.1(b) Merger Recitals Merger Sub Inc. Preamble Multiemployer Plan Notice Period Section 4.18(c6.4(f) Owned Real Property OFAC Section 4.14(a) 4.24 Parent Preamble Parent Board Recitals Parent Class B Common Stock Benefit Plans Section 5.5(a7.6(b) Parent Preferred Stock Payment Fund Section 5.5(a3.2(a) Parent RSUs Payoff Letters Section 5.5(a6.8 Premium Cap Section 7.5(c) Parent SEC Documents Requested Intercompany Loan Section 5.6(a6.13 Xxxxxxxx-Xxxxx Act Section 4.6(a) Parent Securities Shareholder Vote Section 5.5(b4.3(a) Parent Shareholders Meeting Section 6.5(g) Special Committee Recitals Party or Parties Preamble Plan Termination Notice Surviving Corporation Section 7.6(c) Premium Cap Section 7.4(b) Proxy Statement Section 8.3 RDO Warrants Section 1.1 Real Property Leases Section 4.14(b) Registration Statement Section 8.3 Representatives Section 8.6(a) Rollover Warrants Section 3.9 Series A Preferred Stock Section 4.5(a) Solvent Section 5.102.1 ARTICLE II

Appears in 1 contract

Samples: Agreement and Plan of Merger (Electro Rent Corp)

Table of Definitions. Each of the following terms is defined in the Section set forth opposite such term: Term 409A Authorities Section Acceptable Confidentiality Agreement Section 6.4(b)(i3.17(h) Agreement Preamble Award Amendments Alternative Company Acquisition Agreement Section 6.2(c7.3(a) Appraisal Shares Section 2.8 Approval Action Section 7.1(i) Bank Commitment Letter Section 4.9 Bonus Payment Date Section 6.4(d) Book-Entry Shares Section 3.2(c2.5(c) Bridge Commitment Letter Section 4.9 Cash Consideration Recitals Certificate Section 3.2(c2.5(c) Certificate of Merger Section 2.3 Class A Stock Recitals Class B Stock Recitals Closing Section 2.2 COBRA Commitment Letters Section 4.18(d) COD Amendment Section 6.2(b) Code Recitals 4.9 Company Preamble Company Board Recitals Company Board Recommendation Section 6.5 Company Capitalization Date Section 4.5(a) Company DSU Section 3.8(b) Recitals Company Indemnified Party Section 7.4(a6.3(a) Company Material Contract Section 4.20(a3.20(a) Company Plan Section 4.18(a3.17(a) Company Preferred Stock Section 4.5(a3.5(a) Company Real Property Related Parties Section 4.14(b) Company Restricted Share Section 3.8(a9.3(f) Company SEC Documents Section 4.7(a3.7(a) Company Securities Section 4.5(e3.5(b) Company Special Committee Stock Recitals Company Stockholder Approval Section 3.2 Company Stockholders’ Meeting Section 6.5 7.2(a)(iv) Company Subsidiary Securities Section 3.6(b) Company Supporting Stockholders Recitals Company Termination Fee Section 9.3(a)(i) 20 Company Voting Agreement Recitals Consent Solicitation Section 7.11(i) Continuation Period Section 6.4(a) Continuing Employees Section 6.4(a) Copyrights Section 1.1 D&O Insurance Section 6.3(c) Debt Tender Offer Section 7.11(i) Debt Tender Offer Documents Section 7.11(i) DGCL Recitals Disclosure Letter Section 10.5 Effective Time Section 2.3 Employee Plan Section 3.17(a) End Date Section 9.1(b)(i) Enforceability Exceptions Section 3.2 Exchange Agent Section 2.9(a) Exchange Fund Section 2.9(a) Financing Conditions Section 4.9 Guggenheim Section 3.23 Incentive Auction & Repack Section 5.1(n) Marks Section 1.1 Merger Recitals Merger Consideration Recitals Moelis Section 3.23 Multiemployer Plan Section 3.17(e) New Benefit Plans Section 6.4(b) Owned Real Property Section 3.14(a) Parent Preamble Parent Expenses Section 9.3(b) Parent Owned Real Property Section 4.16(b) Parent Plan Section 4.19(a) Parent Real Property Leases Section 4.16(c) Parent Registered Intellectual Property Section 4.17(a) Parent RSU Section 2.11(b) Parent SEC Documents Section 4.7(a) Parent Securities Section 4.5(b) Parent Subsidiary Securities Section 4.6(b) Company Termination Fee Parent Warrant Section 10.3(a7.12(a) Company Transaction Litigation Section 8.8 Continuing Employee Section 7.6(b) Convertible Note Amendments Section 6.2(a) D&O Insurance Section 7.4(b) DGCL Section 2.1(a) Effective Time Section 2.3 End Date Section 10.1(b)(i) Exchange Agent Section 3.6(a) Exchange Fund Section 3.6(a) Exchange Ratio Section 3.2(b) Expenses Section 10.3(c) Financing Section 8.2(a) Foreign Company Plan Section 4.18(a) Information Statement Section 8.3 Internal Controls Section 4.7(g) Merger Consideration Section 3.2(b) Merger Recitals Merger Sub Inc. Preamble Multiemployer Plan Section 4.18(c) Owned Real Property Section 4.14(a) Parent Preamble Parent Board Recitals Parent Class B Common Stock Section 5.5(a) Parent Preferred Stock Section 5.5(a) Parent RSUs Section 5.5(a) Parent SEC Documents Section 5.6(a) Parent Securities Section 5.5(b) Parent Special Committee Recitals Party or Parties Preamble Plan Termination Notice Patents Section 7.6(c) 1.1 Premium Cap Section 7.4(b6.3(c) Proxy Statement Section 8.3 RDO Warrants Section 1.1 Real Property Leases Section 4.14(b3.14(a) Registration Statement Registered Intellectual Property Section 8.3 3.15(a) Representatives Section 8.6(a7.7(a) Rollover Warrants Second End Date Section 3.9 Series A Preferred 9.1(b)(i) Sharing Station Acquisition 7.1(c) Station Dispositions Section 7.1(b) Stock Consideration Recitals Substitute Debt Financing Section 4.5(a7.11(b) Solvent Supplemental Indenture Section 5.107.11(i) Surviving Corporation Section 2.1 TIA Section 7.11(i) Trade Secrets Section 1.1

Appears in 1 contract

Samples: Agreement and Plan of Merger (Sinclair Broadcast Group Inc)

Table of Definitions. Each of the following terms is defined in the Section set forth opposite such term: Term Section Acceptable Confidentiality Agreement Section 6.4(b)(i6.6(c) Acceptable Courts Section 9.8 Acquisition Section 6.1(m) Acquisition Sub Preamble Additional Cash Consideration Section 2.1(a)(ii) Agreement Preamble Award Amendments Alternative Acquisition Agreement Section 6.2(c6.6(d) Book-Entry Shares Antitrust Laws Section 3.2(c3.4 Bankruptcy and Equity Exception Section 3.3(a) Certificate Section 3.2(c) BDC Recitals Certificate of First Merger Section 2.3 1.3(a) Certificates Section 2.1(a)(ii) Certificates of Second Merger Section 1.3(b) claim Section 4.24 Closing Section 2.2 COBRA 1.2 Closing Company Net Asset Value Section 4.18(d2.7(a) COD Amendment Closing Parent Net Asset Value Section 6.2(b2.7(a) Code Recitals Closing Date Section 1.2 Company Preamble Appendix 11 Term Section Company Adverse Recommendation Change Section 6.3(b) Company Asset Coverage Requirement Section 3.5(c) Company Board Recitals Company Board Recommendation Common Stock Section 6.5 Company Capitalization Date Section 4.5(a2.1(a)(i) Company DSU Damages Cap Section 3.8(b8.3(e) Company Indemnified Party Fundamental Representations Section 7.4(a7.2(a) Company Leased Real Property Section 3.16(b) Company Material Contract Section 4.20(a3.15(a) Company Plan No MAE Rep Section 4.18(a7.2(a) Company Preferred Stock Related Parties Section 4.5(a) Company Real Property Section 4.14(b) Company Restricted Share Section 3.8(a8.3(e) Company SEC Documents Section 4.7(a) Company Securities Section 4.5(e3.6(a) Company Special Committee Recitals Company Stockholder Approval Section 3.19 Company Stockholders’ Meeting Section 6.5 Company Subsidiary Securities Section 4.6(b6.3(b) Company Termination Fee Election Section 10.3(a8.3(a) Company Transaction Litigation Termination Fee Notice Section 8.8 Continuing Employee 8.3(a) Company’s Bylaws Section 7.6(b3.1 Company’s Charter Section 3.1 Competing Proposal Section 6.6(g)(i) Convertible Note Amendments Consent Section 6.2(a3.4 D&O Indemnified Parties Section 6.7(a) D&O Insurance debt Section 7.4(b4.24 Delaware Secretary Section 1.3(a) Determination Date Section 2.7(a) DGCL Recitals Dissenting Shares Section 2.1(a) 2.4 Effective Time Section 2.3 End 1.3(a) Electing Shares Section 2.1(a)(ii)(1) Election Section 2.3(a) Election Date Section 10.1(b)(i2.3(b) Exchange Agent Section 3.6(a2.2(a) Exchange Fund Section 3.6(a2.2(a) Exchange Ratio Section 3.2(b2.1(a)(ii) Expenses Section 10.3(c) Financing Section 8.2(a) Foreign Company Plan Section 4.18(a) Information Statement Section 8.3 Internal Controls Section 4.7(g) Merger Consideration Section 3.2(b) First Merger Recitals Merger Sub Inc. Preamble Multiemployer Plan Forecasts Section 4.18(c4.27 Form of Election Section 2.3(b) Owned Real Form N-14 Section 3.7 Inquiry Section 6.6(a) Intellectual Property Rights Section 4.14(a3.13(c) Parent Preamble Parent Board Recitals Parent Class B Common Stock Interim Period Section 5.5(a) Parent Preferred Stock 6.1 KBW Section 5.5(a) Parent RSUs Section 5.5(a) Parent SEC Documents Section 5.6(a) Parent Securities Section 5.5(b) Parent Special Committee Recitals Party or Parties Preamble Plan Termination Notice Section 7.6(c) Premium Cap Section 7.4(b) Proxy Statement Section 8.3 RDO Warrants Section 1.1 Real Property Leases Section 4.14(b) Registration Statement Section 8.3 Representatives Section 8.6(a) Rollover Warrants Section 3.9 Series A Preferred Stock Section 4.5(a) Solvent Section 5.103.20

Appears in 1 contract

Samples: Agreement and Plan of Merger (Harvest Capital Credit Corp)

Table of Definitions. Each of the The following terms is defined have the meanings set forth in the Section set forth opposite such termSections referenced below: Defined Term Section Acceptable Confidentiality Agreement Section 6.4(b)(iAcquisition Recital Additional CTT Capital Contribution Recital Additional Offering Period 2.1(e) Administrative Expenses 2.5(d) Agreement Preamble Award Amendments Section 6.2(cAllocable Share 5.4(c) Book-Entry Shares Section 3.2(cAllowable Variances 4.11(b) Amendment Effective Date Preamble Annual Harvest Schedule Exhibit C-2 Annual Plan Exhibit C-2 Appraisal Notice Schedule 5.7 Appraised Residual Value 5.6(b) Arbitrator Schedule 5.7 Asset Management Agreement 4.12 Asset Manager 4.12 BCI Partner Preamble BCI Partners Preamble Board 4.2(a) Board Member 4.3(a) Board Observer 4.3(f) Book Item Exhibit D Budget Impasse 4.11(c) Capital Call Notice 2.1(e) Certificate Section 3.2(cRecital Closing 2.1(a) Certificate of Merger Section 2.3 Closing Section 2.2 COBRA Section 4.18(dCommon Partner Call Right 5.6(a) COD Amendment Section 6.2(bCommon Partner Offer 4.15(a) Code Recitals Company Common Partner Related Parties 4.15(a) Common Partners Preamble Company Board Recitals Company Board Recommendation Section 6.5 Company Capitalization Common Partners Call Notice 5.6(a) Common Return Interests 2.6(c) Contributing Partner 2.2(b)(i) Controlled by Exhibit A Controlling Exhibit A Crown Pine Purchase Agreement Recital XXX 0.0(x) XXX Partner Preamble Cumulative Net Shortfall, Post-Bank, Pre-AM Fee Deferral Amount 2.1(b)(i) Cumulative Net Surplus Exhibit A Deadlock 4.11(d) Default Date Section 4.5(a2.2(c) Company DSU Section 3.8(bDefaulting Partner 2.2(a) Company Indemnified Party Section 7.4(aDeferred Asset Management Fees 2.1(b)(ii) Company Material Contract Section 4.20(a) Company Plan Section 4.18(a) Company Preferred Stock Section 4.5(a) Company Designated Real Property Section 4.14(b4.15(a) Company Restricted Share Section 3.8(aD-REIT 4.9(b) Company SEC Documents Section 4.7(a) Company Securities Section 4.5(e) Company Special Committee Recitals Company Stockholders’ Meeting Section 6.5 Company Subsidiary Securities Section 4.6(b) Company Termination Fee Section 10.3(a) Company Transaction Litigation Section 8.8 Continuing Employee Section 7.6(b) Convertible Note Amendments Section 6.2(a) D&O Insurance Section 7.4(b) DGCL Section 2.1(aEarly Satisfaction Amounts 3.5(b) Effective Time Section 2.3 End Date Section 10.1(b)(iRecital Excess Interests 5.1(f)(ii)(1) Exchange Agent Section 3.6(a) Exchange Fund Section 3.6(a) Exchange Ratio Section 3.2(bAct Exhibit A Exercise Period 4.15(a) Expenses Section 10.3(c2.5(a) Final Partition Plan Schedule 5.7 Formation Date Recital General Partner Preamble Highland Partner Preamble Highland Partners Preamble Imputed Underpayment 9.3(c) Indebtedness Document 3.7 Individual 5.1(f)(xiii) Initial Annual Budget 4.11(a) Initial Offering Period 2.1(e) Issuance 5.5 Issuance Notice 5.5 Issuer Schedule 5.7 Issuer Partition Notice Schedule 5.7 JAWS Partner Preamble Liquidator 10.4(a) Major Decisions 4.10 Maximum Rate 12.14 Medley Partner Preamble New Investors Schedule 5.7 Non-Controllable Expenses 4.11(c) Notice 11.1 Nursery Disposition Agreement Payments Exhibit A Nursery Management Agreement Exhibit A Offer 5.3(a) Offer Acceptance Notice 5.3(a) Offer Notice 4.15(a) Offered Interest 5.3(a) Offeree Partners 5.3 Offering Partner 5.3 Original Agreement Recital Outstanding Voting Securities Exhibit A Parent REIT 4.9(c) Partition Right Schedule 5.7 Partners Preamble Partnership Preamble Partnership Counsel 12.15 Partnership Representative 9.3(a) PDF 12.12 Permitted Financing Section 8.2(aTransaction 5.7 Permitted Recapitalization Period 5.9 Permitted Recapitalization Transaction 5.9 persons acting in concert Exhibit A Pledged Collateral 5.8(a) Foreign Company Plan Section 4.18(aPreemptive Rights 5.5 Preferred Partners Preamble Preferred Return Interests 2.6(b) Information Statement Section 8.3 Internal Controls Section 4.7(gPreliminary Budget Exhibit C-2 Prohibited Owner Event 5.1(f)(ii)(2) Merger Consideration Section 3.2(bProperty Recital Proposed Sale 4.15(a) Merger Recitals Merger Sub Inc. Preamble Multiemployer Plan Section 4.18(cPurported Record Transferee 5.1(f)(ii)(2) Owned Qualified Common Partner Property 6.3(a) Quarterly Net Surplus Exhibit A Real Property Section 4.14(aAdvisory 4.15(c) Parent Preamble Parent Board Recitals Parent Class B Common Stock Section 5.5(aRecovered Asset Management Fees 2.1(b)(ii) Parent Preferred Stock Section 5.5(aREIT-Owned Acres Schedule 5.7 Related Party Agreement 4.10(f) Parent RSUs Section 5.5(a) Parent SEC Documents Section Remaining Interest 5.6(a) Parent Securities Section 5.5(bReplacement Contribution 2.2(b)(i) Parent Special Committee Recitals Party or Parties Residual Interests 2.6(d) Residual Interests (Common) 2.6(d) Residual Interests (Preferred) 2.6(d) Right of First Offer 4.15(a) Rolling Partner Schedule 5.7 Rollover Proceeds Schedule 5.7 Rules 12.15 Secondary Reoffer 5.3(a) Shortfall Contributions 2.1(b)(iv) Shortfall Notice 2.1(d) Shortfall Return Interests 2.6(a) Sidecar Cash Amount Schedule 5.7 Sidecar Entity Schedule 5.7 Sidecar Equity Interests Schedule 5.7 Sidecar Notice Schedule 5.7 Sidecar Transaction Appraised Value Schedule 5.7 Exhibit A–Page 18 Sidecar Transaction Call Option Schedule 5.7 Sidecar Transaction Percentage Schedule 5.7 Sidecar Transaction Purchase Price Schedule 5.7 Sidecar Transaction Value Schedule 5.7 Subsequent Satisfaction Amounts 3.5(b) Subsidiary REIT Recital Subsidiary REIT Board 4.3(d) Tag-Along Interest 5.4 Tag-Along Notice 5.4(a) Tag-Along Offering Partner 5.4 Tag-Along Purchaser 5.4(a) Tag-Along Right 5.4(a) Tag-Along Seller 5.4(b) Tag-Along Terms 5.4(a) Tag-Along Transfer 5.4 Tax Advances 9.5(a) Technical Forestry Advisory Services Agreement 4.12(c) Term 1.4 Thirty-Year Harvest Schedule Exhibit C-2 Three-Year Harvest Plan Exhibit C-2 TIG Partner Preamble Plan Termination Notice Section 7.6(cTransfer 5.1(a) Premium Cap Section 7.4(bTransferee 5.1(a) Proxy Statement Section 8.3 RDO Warrants Section 1.1 Real Property Leases Section 4.14(bTransferring Preferred Partner 4.3(g) Registration Statement Section 8.3 Representatives Section 8.6(aUCC 1.7(a) Rollover Warrants Section 3.9 Series A Preferred Stock Section 4.5(a) Solvent Section 5.10Valuation Policy 8.3(a)

Appears in 1 contract

Samples: Asset Management Agreement (CatchMark Timber Trust, Inc.)

Table of Definitions. Each of the The following terms is defined have the meanings set forth in the Sections referenced below: DEFINED TERMS Acquisition Recitals Act Recitals Agreement Preamble Allowable Variances Section set forth opposite such term: 4.8(b) Amendment Effective Date Preamble Annual Harvest Schedule Exhibit C-2 Annual Plan Exhibit C-2 Asset Management Agreement Section 4.9(a)(i) Asset Manager Section 4.9(a)(i) Beneficial Owner Exhibit A Beneficially Owned Exhibit A Beneficially Owns Exhibit A Board Section 4.1(a) Board Member Section 4.2(a) Board Observer Section 4.2(c)(v) Budget Impasse Section 4.8(c) Cash Operating Account Section 2.1(a)(ii) Certificate Recitals Class Section 2.3(a) Class A Preferred Members Preamble Class A Preferred Units Section 2.3(a) Closing Section 2.1(a)(i) Common Board Members Section 4.2(a) Common Return Units Section 2.3(e) Company Preamble Controlled by Exhibit A Controlling Exhibit A Covered Persons Section 7.1(a) CPR1 Recitals Crown Pine Purchase Agreement Recitals Cumulative Net Shortfall, Post-Bank, Pre-AM Fee Deferral Amount Section 2.1(b)(i) Cumulative Net Surplus Exhibit A Deadlock Section 4.8(d) Deferred Asset Management Fees Section 2.1(b)(ii) Distributable Cash Flow Section 3.4(a) Distribution Date Section 3.3(b) Distribution Payment Date Annex A Distribution Period Annex A Distribution Record Date Annex A Early Satisfaction Premium Section 3.3(c) Early Satisfaction Premium Balance Section 3.3(c) Effective Date Recitals Excess Units Section 5.2(b) Exhibit A—Page 52 Expenses Section 2.2(a) Forecast Plan Exhibit C-2 Formation Date Recitals GP Recitals GP WSA Amendment Recitals Indebtedness Document Section 3.6 Initial Annual Budget Section 4.8(a) Initial Member Recitals Initial Preferred Distribution Balance Section 3.3(b) Junior Securities Annex A Liquidation Event Annex A Liquidation Preference Annex A Liquidator Section 9.4(a) Major Decisions Section 4.7 Maximum Rate Section 11.14 Member Preamble Net Available Cash Section 3.3(a) Non-Controllable Expenses Section 4.8(c) Notice Section 10.1 Nursery Disposition Agreement Payments Exhibit A Nursery Management Agreement Exhibit A Original Agreement Recitals Original Issue Date Annex A Other Units Section 2.3(a) Paying Agent Annex A PDF Section 11.15 Permitted HBU Sale Section 4.10 persons acting in concert Exhibit A Preferred Board Members Section 4.2(a) Preferred Return Units Section 2.3(c) Pre-Funded Expense Account Section 2.1(a)(ii) Preliminary Budget Exhibit C-2 Property Recitals Purchase Price Section 2.1(a)(i) Quarterly Net Surplus Exhibit A Recovered Asset Management Fees Section 2.1(b)(ii) Redemption Premium Annex A Redemption Price Annex A REIT Qualification Date Section 4.11 Related Party Agreement Section 4.7(m) Remaining Distributable Cash Flow Section 3.5 Residual Units Section 2.3(d) Restriction Termination Date Section 4.11 Selected Acres Exhibit H Shortfall Contributions Section 2.1(b)(iv) Shortfall Return Units Section 2.3(b) Term Section Acceptable Confidentiality Agreement 1.4 Thirty-Year Harvest Schedule Exhibit C-2 Three-Year Harvest Plan Exhibit C-2 UCC Section 6.4(b)(i1.7(a) Agreement Preamble Award Amendments Units Section 6.2(c2.3(a) BookUpper-Entry Shares Tier REIT Savings Provision Section 3.2(c5.2(b) Certificate Valuation Policy Section 3.2(c) Certificate of Merger Section 2.3 Closing Section 2.2 COBRA Section 4.18(d) COD Amendment Section 6.2(b) Code Recitals Company Preamble Company Board Recitals Company Board Recommendation Section 6.5 Company Capitalization Date Section 4.5(a) Company DSU Section 3.8(b) Company Indemnified Party Section 7.4(a) Company Material Contract Section 4.20(a) Company Plan Section 4.18(a) Company Preferred Stock Section 4.5(a) Company Real Property Section 4.14(b) Company Restricted Share Section 3.8(a) Company SEC Documents Section 4.7(a) Company Securities Section 4.5(e) Company Special Committee Recitals Company Stockholders’ Meeting Section 6.5 Company Subsidiary Securities Section 4.6(b) Company Termination Fee Section 10.3(a) Company Transaction Litigation Section 8.8 Continuing Employee Section 7.6(b) Convertible Note Amendments Section 6.2(a) D&O Insurance Section 7.4(b) DGCL Section 2.1(a) Effective Time Section 2.3 End Date Section 10.1(b)(i) Exchange Agent Section 3.6(a) Exchange Fund Section 3.6(a) Exchange Ratio Section 3.2(b) Expenses Section 10.3(c) Financing Section 8.2(a) Foreign Company Plan Section 4.18(a) Information Statement Section 8.3 Internal Controls Section 4.7(g) Merger Consideration Section 3.2(b) Merger Recitals Merger Sub Inc. Preamble Multiemployer Plan Section 4.18(c) Owned Real Property Section 4.14(a) Parent Preamble Parent Board Recitals Parent Class B Common Stock Section 5.5(a) Parent Preferred Stock Section 5.5(a) Parent RSUs Section 5.5(a) Parent SEC Documents Section 5.6(a) Parent Securities Section 5.5(b) Parent Special Committee Recitals Party or Parties Preamble Plan Termination Notice Section 7.6(c) Premium Cap Section 7.4(b) Proxy Statement Section 8.3 RDO Warrants Section 1.1 Real Property Leases Section 4.14(b) Registration Statement Section 8.3 Representatives Section 8.6(a) Rollover Warrants Section 3.9 Series A Preferred Stock Section 4.5(a) Solvent Section 5.108.3(a)

Appears in 1 contract

Samples: Asset Management Agreement (CatchMark Timber Trust, Inc.)

Table of Definitions. Each of the following terms is defined in the Section set forth opposite such term: Term Section Acceptable Confidentiality Agreement Preamble Alternative Acquisition Agreement Section 6.4(b)(i7.2(a) Agreement Preamble Award Amendments Anti-Corruption Laws Section 6.2(c3.24(a) Appraisal Shares Section 2.7 BofA Securities Section 3.21 Book-Entry Shares Section 3.2(c2.5(c) Certificate Section 3.2(c2.5(c) Certificate of Merger Section 2.3 Closing Section 2.2 COBRA Collective Bargaining Agreement Section 4.18(d3.18(a) COD Amendment Section 6.2(b) Code Recitals Company Preamble Company Board Recitals Company Board Recommendation Section 6.5 Company Capitalization Date Section 4.5(a) Company DSU Section 3.8(b) Recitals Company Indemnified Party Section 7.4(a6.2(a) Company Material Contract Meeting Section 4.20(a) 5.3 Company Plan Section 4.18(a3.17(a) Company Preferred Stock Section 4.5(a3.5(a) Company Real Property Related Parties Section 4.14(b) Company Restricted Share Section 3.8(a9.3(e) Company SEC Documents Section 4.7(a3.7(a) Company Securities Section 4.5(e3.5(b) Company Special Committee Stock Recitals Company Stockholders’ Meeting Stockholder Approval Section 6.5 3.2(a) Company Subsidiary Securities Section 4.6(b3.6(b) Company Termination Fee Section 10.3(a9.3(a) Company Transaction Litigation Consent Solicitation Section 8.8 7.12(a) Consent Solicitation Documents Section 7.12(a) Continuation Period Section 6.3(a) Continuing Employee Employees Section 7.6(b6.3(a) Convertible Note Amendments Copyrights Section 6.2(a) 1.1 D&O Insurance Section 7.4(b6.2(c) Debt Commitment Letter Section 4.6 Debt Financing Section 4.6 Debt Financing Parties Section 7.3(a) Debt Financing Source Parties Section 10.8 Debt Letters Section 4.6 Debt Tender Offer Section 7.12(b) Debt Tender Offer Documents Section 7.12(b) DGCL Section 2.1(a) Recitals Effective Time Section 2.3 End Date Section 10.1(b)(i9.1(b)(i) Enforceability Exceptions Section 3.2(a) Enforcement Expenses Section 9.3(d) Equity Commitment Letter Section 4.6 Equity Financing Section 4.6 Exchange Agent Section 3.6(a2.8(a) Exchange Fund Section 3.6(a2.8(a) Exchange Ratio Excluded Information Section 3.2(b7.3(d) Expenses FCC Consents Section 10.3(c8.1(c) Financing Indemnification Agreement Section 8.2(a6.2(a) Foreign Company Plan Insurance Policies Section 4.18(a) Information Statement 3.25 Marks Section 8.3 Internal Controls 1.1 Material Contract Section 4.7(g) Merger Consideration Section 3.2(b3.20(a) Merger Recitals Merger Consideration Recitals Merger Sub Inc. Preamble Multiemployer Plan Section 4.18(c3.17(f) New Benefit Plans Section 6.3(b) Non-U.S. Company Plan Section 3.17(a) Notice Period Section 7.2(e) Owned Real Property Section 4.14(a3.14(a) Parent Preamble Parent Board Recitals Parent Class B Common Stock Liability Limit Section 5.5(a9.3(e) Parent Preferred Stock Related Parties Section 5.5(a9.3(e) Parent RSUs Section 5.5(a) Parent SEC Documents Section 5.6(a) Parent Securities Section 5.5(b) Parent Special Committee Recitals Party or Parties Preamble Plan Termination Notice Patents Section 7.6(c) 1.1 Premium Cap Section 7.4(b6.2(c) Proxy Statement Section 8.3 RDO Warrants Section 1.1 3.9 Real Property Leases Section 4.14(b3.14(a) Registration Statement Registered Intellectual Property Section 8.3 Representatives 3.15(a) Reverse Termination Fee Section 8.6(a9.3(c) Rollover Warrants Rule 14e-1 Section 3.9 Series A Preferred Stock 7.12(b) Sanctioned Country Section 4.5(a3.21(b) SEC Clearance Date Section 5.2(b) Solvent Section 5.104.7 Specified Contract Section 3.20(a) Sponsor Recitals Substitute Debt Financing Section 7.3(b) Supplemental Indenture Section 7.12(a) Supporting Stockholders Recitals Surviving Corporation Section 2.1 TIA Section 7.12(b) U.S. Company Plan Section 3.17(a) Voting Agreement Recitals

Appears in 1 contract

Samples: Agreement and Plan of Merger (Covanta Holding Corp)

Table of Definitions. Each of the The following terms is defined have the meanings set forth in the Sections referenced below: Definition Location Acknowledgement Section set forth opposite such term: Term 5.23(a) Acquired Entity Section Acceptable 5.14(b)(i) Agreement Preamble Allocation Statement Section 6.3(a) Arrangements Section 5.23(a) Assumed Liabilities Section 2.3 Bankruptcy Code Recitals Bankruptcy Court Recitals Base Purchase Price Section 2.7 Basket Amount Section 8.5(b)(ii) Books and Records Section 2.1(h) Break-Up Fee Section 5.9(c)(i) Buildings Section 2.1(b) Business Recitals Business Contracts Section 2.1(a) Business Permits Section 2.1(g) Buyer Preamble Buyer Indemnified Parties Section 8.2 Cap Section 8.5(b)(i) Chapter 11 Case Recitals Definition Location Closing Section 2.9 Closing Date Section 2.9 Closing Time Receivables Section 5.12(b) COBRA Coverage Section 5.6(b)(iii) Competing Business Section 5.14(a) Confidentiality Agreement Section 6.4(b)(i5.7(a) Agreement Preamble Award Amendments De Minimis Business Section 6.2(c5.14(g) Book-Entry Shares Disclosing Party Section 3.2(c2.8(c) Certificate Disclosure Schedules Article III Disputed Items Section 3.2(c2.8(c) Certificate of Merger Dollar Equivalent Section 2.3 Closing 10.14(b) dollars, $, US$, US Dollars Section 10.14(a) Escrow Fund Section 5.21(a) Escrow Termination Date Section 5.21(a) Estimated Purchase Price Section 2.8(a)(iii) Excluded Assets Section 2.2 COBRA Excluded Claims Rights Section 4.18(d2.1(j) COD Amendment Excluded Inventory Section 6.2(b2.3(e) Code Excluded Liabilities Section 2.4 Excluded Receivables Section 2.2(v) Expense Reimbursement Section 5.9(c)(ii) Financial Information Section 3.5(a) Fluids Business Recitals Company Preamble Company Board Recitals Company Board Recommendation Guarantee Section 6.5 Company Capitalization Date 5.24 Guarantees Section 4.5(a5.10 HSR Act Section 3.3(b) Company DSU Section 3.8(b) Company Indemnified Party Section 7.4(a8.4(a) Company Indemnifying Party Section 8.4(a) Independent Accounting Firm Section 2.8(c) Inventory Section 2.1(f) Losses Section 8.2 Material Contract Contracts Section 4.20(a3.16(a) Company Names Section 5.11 New Plans Section 5.6(b)(iv) Non-Exclusive Contracts Section 2.1(k) Non-Exclusive Interests Section 2.1(k) Notice of Disagreement Section 2.8(b)(ii) Old Plans Section 5.6(d) Party, Parties Preamble Past Service Credit Section 5.6(b)(iv) Pension Plans Section 5.6(b)(i) Potential Contributor Section 8.6 Proprietary Information Section 5.7(b) Purchase Price Section 2.7 Receivables Finalization Date Section 5.12(b) Definition Location Replacement Agreement Section 5.23(a) Restricted Entities Section 5.14(a) Seller Preamble Seller Indemnified Parties Section 8.3 Seller Plan Section 4.18(a5.6(b)(i) Company Preferred Stock Special Provisions Order Section 4.5(a6.1(b) Company Real Specified Excluded Liabilities Section 2.4 Tangible Personal Property Section 4.14(b2.1(e) Company Restricted Share Termination Date Section 3.8(a9.1(c) Company SEC Documents Third Party Claim Section 4.7(a8.4(a) Company Securities Transactions Recitals Transfer Taxes Section 4.5(e) Company Special Committee Recitals Company Stockholders’ Meeting 6.2 Transferred Assets Section 6.5 Company Subsidiary Securities Section 4.6(b) Company Termination Fee Section 10.3(a) Company Transaction Litigation Section 8.8 Continuing 2.1 Transferred Employee Section 7.6(b5.6(a)(i) Convertible Note Amendments Transferred Microsoft Licenses Section 6.2(a2.1(l) D&O Insurance TUPE Section 7.4(b) DGCL Section 2.1(a) Effective Time Section 2.3 End Date Section 10.1(b)(i) Exchange Agent Section 3.6(a) Exchange Fund Section 3.6(a) Exchange Ratio Section 3.2(b) Expenses Section 10.3(c) Financing Section 8.2(a) Foreign Company Plan Section 4.18(a) Information Statement Section 8.3 Internal Controls Section 4.7(g) Merger Consideration Section 3.2(b) Merger Recitals Merger Sub Inc. Preamble Multiemployer Plan Section 4.18(c) Owned Real Property Section 4.14(a) Parent Preamble Parent Board Recitals Parent Class B Common Stock Section 5.5(a) Parent Preferred Stock Section 5.5(a) Parent RSUs Section 5.5(a) Parent SEC Documents Section 5.6(a) Parent Securities Section 5.5(b) Parent Special Committee Recitals Party or Parties Preamble Plan Termination Notice Section 7.6(c) Premium Cap Section 7.4(b) Proxy Statement Section 8.3 RDO Warrants Section 1.1 Real Property Leases Section 4.14(b) Registration Statement Section 8.3 Representatives Section 8.6(a) Rollover Warrants Section 3.9 Series A Preferred Stock Section 4.5(a) Solvent Section 5.105.6(a)(ii)(4)

Appears in 1 contract

Samples: Asset Purchase Agreement

Table of Definitions. Each of the The following terms is defined have the meanings set forth in the Section set forth opposite such termSections referenced below: Term Location Acquisition Recitals Acquisition Proposal Section Acceptable Confidentiality Agreement Section 6.4(b)(i) 6.3 Agreement Preamble Award Amendments Allocation Methodology Section 6.2(c) Book-Entry Shares 7.9 Allocation Schedule Section 3.2(c) Certificate 7.9 Balance Sheet Section 3.2(c) Certificate of Merger 4.7 Bank Marketing Period Section 6.9 Basket Amount Section 9.4 Buyer Preamble Buyer Benefit Plans Section 6.15 CERCLA Section 4.21 Claim Notice Section 9.6 Closing Section 2.2 Closing Date Section 2.2 Closing Estimates and Calculations Section 2.3 Closing Statement Section 2.2 COBRA Section 4.18(d) COD Amendment Section 6.2(b) Code 2.5 Common Stock Recitals Company Preamble Company Board Recitals Continuing Employee Section 6.15 Company Board Recommendation Employee Plan Section 6.5 4.12 Company Capitalization Date Group Employees Section 4.5(a6.7 Company Indemnified Parties Section 6.17 Company IP Section 4.14(e) Company DSU Software Section 3.8(b4.14(e) Company Confidentiality Agreement Section 6.10 Confidentiality Information Section 6.10 Current Counsel Section 11.16 Current Representation Section 11.16 Debt Financing Section 6.9 Designated Person Section 11.16 Disclosure Schedules Article III Environmental Laws Section 4.21 Environmental Permits Section 4.21 Estimated Purchase Price Section 2.3 Excluded Marks Section 6.6 Financial Statements Section 4.7 Fundamental Reps Section 8.3 Government Official Section 4.24 Hazardous Substances Section 4.21 Indemnified Party Section 7.4(a9.6 Indemnifying Party Section 9.6 Interim Financial Statements Section 4.7 IRS Section 4.12 IT Systems Section 4.14(e) Company JAMS Section 11.9 Losses Section 9.2 Material Contract Contracts Section 4.20(a) Company Plan 4.17 Notice Period Section 4.18(a) Company Preferred Stock Section 4.5(a) Company Real Property Section 4.14(b) Company Restricted Share Section 3.8(a) Company SEC Documents Section 4.7(a) Company Securities Section 4.5(e) Company Special Committee Recitals Company Stockholders’ Meeting Section 6.5 Company Subsidiary Securities Section 4.6(b) Company Termination Fee Section 10.3(a) Company Transaction Litigation Section 8.8 Continuing Employee Section 7.6(b) Convertible Note Amendments Section 6.2(a) D&O Insurance Section 7.4(b) DGCL Section 2.1(a) Effective Time Section 2.3 End 9.6 11 Outside Date Section 10.1(b)(i) Exchange Agent 10.1 Party-Appointed Arbitrators Section 3.6(a) Exchange Fund 11.9 Post-Closing Representation Section 3.6(a) Exchange Ratio 11.16 Release Section 3.2(b) Expenses 4.21 Remediation Section 10.3(c) Financing 4.21 Required Bank Information Section 8.2(a) Foreign Company Plan 6.9 Seller Preamble Seller Person Section 4.18(a) Information Statement 6.12 Seller Released Matters Section 8.3 Internal Controls 6.12 Seller Released Party Section 4.7(g) Merger Consideration 6.12 Seller Releasing Party Section 3.2(b) Merger Recitals Merger Sub Inc. Preamble Multiemployer Plan Section 4.18(c) Owned Real Property Section 4.14(a) Parent Preamble Parent Board Recitals Parent Class B Common Stock Section 5.5(a) Parent Preferred Stock Section 5.5(a) Parent RSUs Section 5.5(a) Parent SEC Documents Section 5.6(a) Parent Securities Section 5.5(b) Parent Special Committee Recitals Party or Parties Preamble Plan Termination Notice Section 7.6(c) Premium Cap Section 7.4(b) Proxy Statement Section 8.3 RDO Warrants Section 1.1 Real Property Leases Section 4.14(b) Registration Statement Section 8.3 Representatives Section 8.6(a) Rollover Warrants Section 3.9 Series A Preferred Stock Section 4.5(a) Solvent Section 5.106.12

Appears in 1 contract

Samples: Stock Purchase Agreement (Forterra, Inc.)

Table of Definitions. Each of the The following terms is defined have the meanings set forth in the Section set forth opposite such termSections referenced below: Term Section Acceptable Confidentiality Agreement Section 6.4(b)(i) Agreement Preamble Award Amendments Balance Sheet Section 6.2(c4.10 Balance Sheet Date Section 4.10 Borrower Section 2.05(a) Book-Entry Bridge Loan Section 2.05(a) Business Recitals Buyer Preamble Buyer Disclosure Schedule Article V Buyer Indemnified Parties Section 9.02 Cash Consideration Section 2.02(a) Closing Section 2.07 Closing Adjustment Section 2.03(b)(i)(3) Closing Date Section 2.07 Closing Date Proceeds Section 2.08(c)(viii)(4) Closing Indebtedness Schedule Section 2.04(a) Closing Working Capital Section 2.03(b)(i)(2) Closing Working Capital Statement Section 2.03(b)(i) Common Shares Section 3.2(c) Certificate Section 3.2(c) Certificate of Merger Section 2.3 Closing Section 2.2 COBRA Section 4.18(d) COD Amendment Section 6.2(b) Code Recitals Company 5.09 Companies Preamble Company Board Recitals Company Board Recommendation Assets Section 6.5 Company Capitalization Date Section 4.5(a4.09(a) Company DSU Owner Section 3.8(b3.06(a) Company Transaction Expense Schedule Section 2.04(b) Debt Payoff Letters Section 2.04(a) Deep Thought Purchased Units Section 2.01(b) Deep Thought Purchased Securities Section 2.01(b) Direct Claim Section 9.05(c) Disputed Amounts Section 2.03(c)(iii) Estimated Closing Adjustment Section 2.03(a)(ii) Estimated Closing Working Capital Section 2.03(a)(i)(2) Estimated Closing Working Capital Statement Section 2.03(a)(i) Exchangeable Shares Section 5.09 Facilities Section 4.21 Financial Statements Section 4.10 H&S Code Section 3.06(c)(iv) Xxxxxx Street Purchased Units Section 2.01(c) Xxxxxx Street Purchased Securities Section 2.01(c) Indemnified Party Section 7.4(a9.05(a) Indemnifying Party Section 9.05(a) Independent Accountant Section 2.03(c)(iii) Interim Financial Statements Section 4.10 IP License Section 4.06(c) Las Vegas Company Recitals Las Vegas SPA Recitals Leases Section 4.09(c) Lender Section 2.05(a) Loss Section 9.02 Material Contract Section 4.20(a4.07 MSA Section 2.08(a)(vi) Company Plan Xx.Xxx SPA Recitals Xx.Xxx Companies Recitals Ownership Changes Section 4.18(a) Company Preferred Stock Section 4.5(a) Company Real Property Section 4.14(b) Company Restricted Share Section 3.8(a) Company SEC Documents Section 4.7(a) Company Securities Section 4.5(e) Company Special Committee Recitals Company Stockholders’ Meeting Section 6.5 Company Subsidiary Securities Section 4.6(b) Company Termination Fee Section 10.3(a) Company Transaction Litigation Section 8.8 Continuing Employee Section 7.6(b) Convertible Note Amendments Section 6.2(a) D&O Insurance Section 7.4(b) DGCL Section 2.1(a) Effective Time Section 2.3 End Date Section 10.1(b)(i) Exchange Agent Section 3.6(a) Exchange Fund Section 3.6(a) Exchange Ratio Section 3.2(b) Expenses Section 10.3(c) Financing Section 8.2(a) Foreign Company Plan Section 4.18(a) Information Statement Section 8.3 Internal Controls Section 4.7(g) Merger Consideration Section 3.2(b) Merger Recitals Merger Sub Inc. Preamble Multiemployer Plan Section 4.18(c) Owned Real Property Section 4.14(a7.04(b) Parent Preamble Parent Board Recitals Parent Class B Common Stock Shares Section 5.5(a2.02(b) Parent PCB Section 4.21 Penal Code Section 3.06(c)(iii) Physical Inventory Section 2.03(a)(i)(2) Preferred Stock Shares Section 5.5(a5.09 Product Claim Section 4.20(a) Parent RSUs Proportionate Voting Shares Section 5.5(a5.09 Purchase Price Section 2.02 Recalls Section 4.20(a) Parent SEC Documents Released Claims Section 5.6(a11.02(a) Parent Released Party Section 11.02(a) Releasing Party Section 11.02(a) Resolution Period Section 2.03(c)(ii) Reverse Termination Fee Section 10.03 Review Period Section 2.03(c)(i) RHMT Purchased Units Section 2.01(a) RHMT Purchased Securities Section 5.5(b2.01(a) Parent Special Committee Recitals Rules Section 12.13 Securities Section 3.03 Seller Preamble Sellers’ Agent Preamble Sellers Majority Section 12.01(a) Statement of Objections Section 2.03(c)(ii) Straddle Period Section 6.02 Supplemental Disclosure Schedule Section 7.03(c) Target Working Capital Section 2.03(a)(ii) Third Party or Parties Preamble Plan Termination Notice Claim Section 7.6(c9.05(b) Premium Cap Transaction Agreements Section 7.4(b4.01(b) Proxy Statement Unaudited Financial Statements Section 8.3 RDO Warrants 4.10 Working Capital Section 1.1 Real Property Leases Section 4.14(b2.03(a) Registration Statement Section 8.3 Representatives Section 8.6(a) Rollover Warrants Section 3.9 Series A Preferred Stock Section 4.5(a) Solvent Section 5.10Agreement Preamble

Appears in 1 contract

Samples: Securities Purchase Agreement

Table of Definitions. Each of the The following terms is defined have the meanings set forth in the Section set forth opposite such termSections below: Term Section Acceptable Confidentiality Agreement Section 6.4(b)(i401(k) Plan 5.7(a) Adjustment Statement 2.4(a) Adverse Disclosure Annex a Agreement Preamble Award Amendments Section 6.2(cAgreement Date Preamble AI 3.18(c) BookAI Inputs 3.18(c) AI Technology 3.18(c) Annex A Indemnified Party Annex A Annex A Indemnifying Party Annex A Annex A Losses Annex a Anti-Entry Shares Section 3.2(cMoney Laundering Laws 3.20(m) Certificate Section 3.2(cAntitrust Order 5.3(b) Certificate of Merger Section 2.3 Block Trade Annex A Buyer Financial Statements 4.7(b) Buyer Preferred Stock 4.3(a) Buyer Sub Preamble Buyer Sub 1 Recitals Buyer-Prepared Returns 5.8(c)(ii) Claim Notice 8.4(a) Claims Period 8.4(a) Closing Section 2.2 COBRA Section 4.18(dClosing Date 2.2 -Closing Tax Period Tax Return 5.8(c)(i) COD Amendment Section 6.2(bCommercialization 3.17(a)(i) Code Company Recitals Company Preamble Disclosure Schedule Article III Company Board Recitals Company Board Recommendation Indemnified Parties Section 6.5 Company Capitalization Date Section 4.5(a5.10(a) Company DSU Section 3.8(bInsurance Policies 3.11 Company IP 3.17(a)(ii) Company Indemnified Party Section 7.4(aProducts 3.17(a)(iii) Company Registered Intellectual Property 3.17(a)(iv) Company Trademarks 5.15(b) Company-Owned IP 3.17(a)(v) Contaminants 3.17(k) Contributor 3.17(f) Controlling Party 5.8(d)(ii) D&O Tail Policy 4.5(b) Data Protection Program 3.18(b) Deductible Amount 8.3(b) Determination Date 2.4(e) Dispute Period 8.5(b) Effectiveness Period Annex A Employment Agreement Recitals Enforceability Exceptions 3.2(a) Escrow Agreement 6.2(e)(vi) Estimated Closing Cash 2.3(i) Estimated Closing Debt 2.3(i) Estimated Closing Transaction Expenses 2.3(i) Estimated Working Capital 2.3(i) Estimated Working Capital Shortfall 2.3(i) Estimated Working Capital Surplus 2.3(i) Extended Termination Date 7.1(a)(i) Financial Statements 3.5(a) Governmental Consent 5.3(a) Group Company Plan 3.14(a) Indemnifiable Losses 8.2 Indemnifiable Matters 8.2 Indemnified Parties 8.2 Independent Accountant 2.4(d) Insurance Policies 3.11 Intellectual Property 3.17(a)(vi) Intended Tax Treatment 5.8(j) Intercompany Balances 5.18 Interruption Period Annex A Material Contract Section 4.20(a3.10(a) Company Plan Section 4.18(aMaterial Customers 3.10(a)(i) Company Preferred Stock Section 4.5(aMaterial Distributor 3.21(a) Company Real Property Section 4.14(bMaterial Suppliers 3.10(a)(i) Company Restricted Share Section 3.8(a) Company SEC Documents Section 4.7(a) Company Securities Section 4.5(e) Company Special Committee Recitals Company Stockholders’ Meeting Section 6.5 Company Subsidiary Securities Section 4.6(b) Company Termination Fee Section 10.3(a) Company Transaction Litigation Section 8.8 Continuing Employee Section 7.6(b) Convertible Note Amendments Section 6.2(a) D&O Insurance Section 7.4(b) DGCL Section 2.1(a) Effective Time Section 2.3 End Date Section 10.1(b)(i) Exchange Agent Section 3.6(a) Exchange Fund Section 3.6(a) Exchange Ratio Section 3.2(b) Expenses Section 10.3(c) Financing Section 8.2(a) Foreign Company Plan Section 4.18(a) Information Statement Section 8.3 Internal Controls Section 4.7(g) Merger Consideration Section 3.2(b) Merger Recitals Merger Sub Inc. Preamble Multiemployer Plan Section 4.18(c3.14(f) Owned Real Property Section 4.14(aNegative Adjustment Amount 2.4(e) Non-Controlling Party 5.8(d)(i) Non-Public Information 3.17(h) Objection Deadline 8.4(b) Objection Notice 8.4(b) Objections Statement 2.4(c) Open Source Materials 3.17(a)(vii) Parent Preamble Parent Board Positive Adjustment Amount 2.4(e) Preamble 1 Pre-Closing Actions 5.9 Pre-Closing Period 5.1(a) Pre-Closing Tax Audit 5.8(d)(i) Privileged Communications 9.11 Proprietary Software 3.17(a)(viii) R&W Policy Recitals Parent Class B Common Stock Section 5.5(aRelated Party Contract 3.16 Related Person 3.16 Releasing Parties 5.14 Representation Matters 8.2 Resale Prospectus Supplement Annex A Resale Registration Statement Annex A Rights of Publicity 3.17(a)(ix) Parent Preferred Stock Section 5.5(aSelected Courts 9.8(b) Parent RSUs Section 5.5(a) Parent SEC Documents Section 5.6(a) Parent Securities Section Seller Preamble Seller Confidentiality Agreement 5.5(b) Parent Special Committee Seller Group 9.11 Seller Insurance Policies 3.11 Seller Plans 3.14(a) Share Purchase Recitals Software 3.17(a)(x) Specified Employee 5.13(a) Stockholder Information Annex A Survival Date 8.1 Termination Date Annex A, 7.1(a)(i) Third-Party or Parties Preamble Plan Termination Notice Section 7.6(cClaim 8.5(a) Premium Cap Section 7.4(bThird-Party IP 3.17(a)(xi) Proxy Statement Section 8.3 RDO Warrants Section 1.1 Real Property Leases Section 4.14(bTrademarks 3.17(a)(vi) Registration Statement Section 8.3 Representatives Section 8.6(aTransfer Taxes 5.8(a) Rollover Warrants Section 3.9 Series A Preferred Stock Section 4.5(aWARN 3.15(c) Solvent Section 5.10WKSI 4.7(d)

Appears in 1 contract

Samples: Share Purchase Agreement (Take Two Interactive Software Inc)

Table of Definitions. Each of the following terms is defined in the Section set forth opposite such term: Term Section Acceptable Accounts Receivable Section 6.5 Acknowledgment of Applicability Section 3.3 Acquisition Proposal Section 6.7 Active Employees Section 6.2(a) Agreement Preamble Appraisal Section 2.9 Assignment of Station Licenses Section 2.7(a) Assumed Liabilities Section 2.3(a) Balance Sheet Section 3.5 Balance Sheet Date Section 3.5 Xxxx of Sale and Assignment and Assumption Agreement Section 2.7(a) Buyer Preamble Buyer Ancillary Agreements Section 4.2 Buyer's 401(k) Plan Section 6.2(d) CBAs Section 6.2(k) Claim Notice Section 8.3(a) Closing Section 2.4 Closing Date Section 2.4 Closing Date Adjustments Section 2.6(a) Collection Period Section 6.5 Collective Bargaining Agreement Section 3.15(b) Confidentiality Agreement Section 6.4(b)(i5.5(b) Agreement Preamble Award Amendments Copyrights Section 6.2(c1.1 Disclosure Schedule Section 10.5 Employment Commencement Date Section 6.2(a) Book-Entry Shares Enforceability Exceptions Section 3.2(c) Certificate Section 3.2(c) Certificate of Merger Section 2.3 Closing 3.2 Excluded Assets Section 2.2 COBRA Excluded Liabilities Section 4.18(d2.3(b) COD Amendment Final Allocation Section 6.2(b2.9 409A Authorities Section 3.14(f) Code Recitals Company Preamble Company Board Recitals Company Board Recommendation Inactive Employees Section 6.5 Company Capitalization Date 6.2(a) Incentive Auction & Repack Section 4.5(a5.1(e) Company DSU Section 3.8(b) Company Indemnified Party Section 7.4(a8.3(a) Company Indemnitor Section 8.3(a) Independent Accountant Section 2.6(b) Marks Section 1.1 Material Contract Affiliation Agreements Section 4.20(a) Company Plan Section 4.18(a) Company Preferred Stock Section 4.5(a) Company Real Property Section 4.14(b) Company Restricted Share Section 3.8(a) Company SEC Documents Section 4.7(a) Company Securities Section 4.5(e) Company Special Committee Recitals Company Stockholders’ Meeting Section 6.5 Company Subsidiary Securities Section 4.6(b) Company Termination Fee Section 10.3(a) Company Transaction Litigation Section 8.8 Continuing Employee Section 7.6(b) Convertible Note Amendments Section 6.2(a) D&O Insurance Section 7.4(b) DGCL Section 2.1(a) Effective Time Section 2.3 End Date Section 10.1(b)(i) Exchange Agent Section 3.6(a) Exchange Fund Section 3.6(a) Exchange Ratio Section 3.2(b) Expenses Section 10.3(c) Financing Section 8.2(a) Foreign Company Plan Section 4.18(a) Information Statement Section 8.3 Internal Controls Section 4.7(g) Merger Consideration Section 3.2(b3.17(a) Merger Recitals Merger Sub Inc. Preamble Multiemployer Plan Section 4.18(c) Owned Real Property Section 4.14(a) Parent Preamble Parent Board Recitals Parent Class B Common Stock Section 5.5(a) Parent Preferred Stock Section 5.5(a) Parent RSUs Section 5.5(a) Parent SEC Documents Section 5.6(a) Parent Securities Section 5.5(b) Parent Special Committee Recitals Party or Parties Preamble Plan Termination Notice Section 7.6(c) Premium Cap Section 7.4(b) Proxy Statement Section 8.3 RDO Warrants Section 1.1 Real Property Leases Section 4.14(b) Registration Statement Section 8.3 Representatives Section 8.6(a) Rollover Warrants Section 3.9 Series A Preferred Stock Section 4.5(a) Solvent Section 5.10Agreement Recitals

Appears in 1 contract

Samples: Asset Purchase Agreement (E.W. SCRIPPS Co)

Table of Definitions. Each of the The following terms is defined have the meanings set forth in the Sections referenced below: Definition Location Agreement Preamble Alternative Debt Financing Section set forth opposite such term: Term 6.10(d) Antitrust Litigation Assigned Registered Intellectual Property Section Acceptable 10.1(c) Section 3.8(a) Balance Sheet Section 3.5(a) Builder’s Capital Recitals Closing Section 2.3 Closing Date Section 2.3 Commitment Letters Section 5.6 Company Preamble Company Disclosure Schedule Article 3 Company Employee Plans Section 3.19(a) Company LLC Interests Recitals Confidentiality Agreement Section 6.4(b)(i6.4 Consents Section 3.4(a)(ii) Agreement Preamble Award Amendments Counsel Section 6.2(c6.8(d) Book-Entry Shares DBFC Recitals Debt Commitment Letter Section 3.2(c5.6 Debt Financing Section 5.6 Debt Financing Sources Section 5.6 Deductible Section 9.4(a) Certificate Deficit Section 3.2(c2.7(e) Certificate of Merger Section 2.3 Closing Section 2.2 COBRA Section 4.18(d) COD Amendment Section 6.2(b) Code Recitals Company Preamble Company Board Recitals Company Board Recommendation Section 6.5 Company Capitalization Determination Date Section 4.5(a2.7(c) Company DSU Environmental Permits Section 3.8(b3.18(b) Company Estimated Closing Balance Sheet Section 2.7(a) Estimated Closing Cash Section 2.7(a) Estimated Closing Indebtedness Section 2.7(a) Estimated Closing Net Working Capital Section 2.7(a) Estimated Closing Statement Section 2.7(a) Estimated Closing Transaction Expenses Section 2.7(a) Equity Commitment Letter Section 5.6 Equity Financing Section 5.6 Final Closing Cash Section 2.7(c) Final Closing Indebtedness Section 2.7(c) Final Closing Net Working Capital Section 2.7(c) Final Closing Transaction Expenses Section 2.7(c) Financial Statements Section 3.5(a) Financing Section 5.6 FMR Preamble General Enforceability Exceptions Section 3.2 Xxxxxxx Section 6.8(a) Indemnification Obligations Section 9.2 Indemnified Party Section 7.4(a9.2 Insurance Policies Section 3.11 Insured Parties Section 6.6(a) Company Material Contract Section 4.20(a) Company Plan Section 4.18(a) Company Preferred Stock Section 4.5(a) Company Real Property Section 4.14(b) Company Restricted Share Section 3.8(a) Company SEC Documents Section 4.7(a) Company Securities Section 4.5(e) Company Special Committee Recitals Company Stockholders’ Meeting Section 6.5 Company Subsidiary Securities Section 4.6(b) Company Termination Fee Section 10.3(a) Company Transaction Litigation Section 8.8 Continuing Employee Section 7.6(b) Convertible Note Amendments Section 6.2(a) D&O Insurance Section 7.4(b) DGCL Section 2.1(a) Effective Time Section 2.3 End Date Section 10.1(b)(i) Exchange Agent Section 3.6(a) Exchange Fund Section 3.6(a) Exchange Ratio Section 3.2(b) Expenses Section 10.3(c) Financing Section 8.2(a) Foreign Company Plan Section 4.18(a) Information Statement Section 8.3 Internal Controls Section 4.7(g3.5(a) Merger Consideration Intercompany Accounts Section 3.2(b) Merger Recitals Merger Sub Inc. Preamble Multiemployer Plan 3.16 Intercompany Agreements Section 4.18(c) Owned Real Property Section 4.14(a) Parent Preamble Parent Board Recitals Parent Class B Common Stock Section 5.5(a) Parent Preferred Stock Section 5.5(a) Parent RSUs Section 5.5(a) Parent SEC Documents Section 5.6(a) Parent Securities Section 5.5(b) Parent Special Committee Recitals Party or Parties Preamble Plan Termination Notice Section 7.6(c) Premium Cap Section 7.4(b) Proxy Statement Section 8.3 RDO Warrants Section 1.1 Real Property Leases Section 4.14(b) Registration Statement Section 8.3 Representatives Section 8.6(a) Rollover Warrants Section 3.9 Series A Preferred Stock Section 4.5(a) Solvent Section 5.103.16

Appears in 1 contract

Samples: Securities Purchase Agreement (Builders FirstSource, Inc.)

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