TABLE OF DEFINED TERMS. The following terms are defined in the section of this Agreement set forth after such term below: Acceptable Confidentiality Agreement SECTION 7.05(b) accredited investor SECTION 2.03(d) Acquisition Proposal SECTION 7.05(a) Action SECTION 4.10 Agreement PREAMBLE Anti-takeover Laws SECTION 4.04(b) Appointment Time SECTION 7.03(a) Blue Sky Laws SECTION 4.05(b) Board RECITALS Burdensome Condition SECTION 7.08(d) Certificate of Merger SECTION 3.02 Certificates SECTION 3.11(b) Change in Board Recommendation SECTION 7.05(c) Common Parent SECTION 4.16(k) Company PREAMBLE Company 2007 Form 10-K SECTION 4.08(b) Company Leases SECTION 4.14(c) Company Stock Option SECTION 3.07 Company Stock Option Plans SECTION 3.07 Company Subleases SECTION 4.14(c) Confidentiality Agreement SECTION 7.04(b) covered employees SECTION 4.11(i) Deal Expenses SECTION 9.03(b) definitive material agreement SECTION 4.19(a) DGCL RECITALS Disclosure Schedule ARTICLE IV Dissenting Shares SECTION 3.10(a) Effective Time SECTION 3.02 ERISA SECTION 4.11(a) ERISA Affiliate SECTION 1.01 ESPP SECTION 3.09 excess parachute payments SECTION 4.11(d) Exchange Act SECTION 2.01(a) Expiration Date SECTION 2.01(b) Fairness Opinion SECTION 2.02(a) Fully Diluted Basis SECTION 1.01 GAAP SECTION 4.07(b) Governmental Authority SECTION 4.05(b) Hazardous Substances SECTION 1.01 Indemnified Parties SECTION 7.07(b) Independent Directors SECTION 7.03(c) Insurance Policies SECTION 4.20 Intellectual Property SECTION 1.01 IP Contracts SECTION 1.01
TABLE OF DEFINED TERMS. Term Section ---- -------
TABLE OF DEFINED TERMS. Cross Reference Term in Agreement Page ---- ---------------- ---- Acquisition.................................Preamble................. 1 affiliate...................................Section 7.8(a)...........
TABLE OF DEFINED TERMS. Terms that are not defined in Section 1.1 have the meanings set forth in the following Sections: 2010 Annual Financial Statements 6.12(a) Accrued Vacation Amount 3.14(a) Acquisition Proposal 5.2(a) Additional Payment Amount 6.17 Affiliated Group 3.16(a) Agent Loss 10.1(c) Agreement Preamble AOL Stock Options 2.9(a) Carve Out Representations 9.1 Certificates 2.12(c) Certificate of Merger 2.2 CIA 6.7(a) Closing 2.16 Closing Date 2.16 COBRA Coverage 3.13(d) Common Merger Consideration 2.6(a)(i) Common Stock Warrant Consideration 2.6(a)(vi) Common Stock 2.6(a)(i) Company Preamble Company 401(k) Plan 6.7(e) Company Representatives 5.2(a) Confidentiality Agreement 6.2(b) Continuing Employees 6.7(b) Covered Matter 9.2(a) Deductible 9.3(b) Delivered Financial Statements 3.9(a) DGCL Recitals Dissenting Shares 2.8(b) Effective Time 2.2 Employees 6.7(b) Employee Plans 3.13(a) End Date 8.1(b) ERISA 3.13(a) ERISA Affiliates 3.13(b) Escrow Agent 9.4(a) Escrow Agreement 6.8 Escrow Amount 2.13 Escrow Claim Notice 9.5 Escrow Fund 2.13 Excess Company Transaction 6.10(b) Foreign Benefits Plan 3.13(h) Forfeited Securities 2.9(a) Forfeited Securities Value 2.9(a) Fundamental Representations 9.1 GAAP 3.9(a) HSR Act 6.3(a) Indemnified Persons 9.2(a) Indemnity Claim 10.1(a) Independent Accountant 2.19(b) Information Statement 6.1 Infringe 3.17(f) Insurance Cap 6.16(a) IRS 3.13(a) Losses 9.2(a) Material Contracts 3.7(a) Merger Recitals Merger Consideration 2.6(a)(ii) Merger Sub Preamble Merger Sub Common Stock 2.11 Monthly Financial Statements 6.12(b) Multiemployer Plan 3.13(c) Multiple Employer Welfare Arrangement 3.13(c) Objection Notice 2.19(a) Open Source License 3.17(h) Option Consideration 2.9(a) Parent Preamble Parent’s 401(k) Plan 6.7(e) Parent Controlled Claims 9.8(b) Parent Representatives 6.2(a) Payments Certificate 2.10(a) Per Claim Threshold 9.3(b) Payoff Instructions 6.10(a) Personal Information 3.18(a) Post-Closing Plans 6.7(c) Real Property 3.15(b) Released Escrow Fund Amount 9.3(d) Securityholders’ Agent 10.1(a) Series A Merger Consideration 2.6(a)(ii) Series A-1 Merger Consideration 2.6(a)(iii) Series B Merger Consideration 2.6(a)(iv) Series B Warrant Consideration 2.6(a) Series C Merger Consideration 2.6(a)(v) Stock-Based Rights 3.3(c) Stockholder Approval 3.5 Survival Period 9.1 Surviving Corporation 2.1 Tail Policy 6.16(a) Takeover Statutes 3.19 Tax Claim 6.13(b) Tax Notice 6.13(b) Threshold 9.3(b) Title IV Plan 3.13(c) Transaction Bonuses 6.7(i) Transfer Taxe...
TABLE OF DEFINED TERMS. Terms that are not defined in Section 1.1 have the meanings set forth in the following Sections: Accrued Employee Obligations 7.4(c) Adjustment Statement 2.10(a) Affiliated Transaction 3.21 Agreement Preamble Arbitrating Accountant 2.10(c) ARC Preamble ARC Securities Recitals ARC Target Preamble ARCPI Preamble ARCPI Securities Recitals ARCPI Target Preamble Balance Sheet Date 3.8(a) Bass, Xxxxx & Xxxx 2.10(e) BofA 3.20 Buyer Preamble Buyer Equity Percentage Recitals Buyer Guarantor Preamble Buyer Indemnitees 11.2(a) Buyer Material Adverse Effect 5.4 Buyer Plans 7.4(b)(ii) Buyer Released Claims 7.2(b) Buyer Released Parties 7.2(b) CARES Tax Deferral 1.1(xx) Closing 2.7 Closing Calculation 2.6 Closing Cash Amount 2.2 Closing Certificate 1.1(ll) Closing Date 2.7 Company Leased Real Property 3.13(d) Company Leases 3.13(d) Competing Business 7.7(b) Confidentiality Agreement 6.2(b) Continuing Employees 7.4(b)(ii) Controlled Group Liability 3.11(c) Cost Reports 3.19(f) D&O Indemnified Person 7.1(c) Employee Census File 3.12(c) Employee Plan 3.11(a) End Date 9.1(b) Enforceability Exceptions 3.4 Environmental Laws 3.18(c)(i) Environmental Permits 3.18(c)(ii) Equity Awards Schedule 3.11(h) ERISA 3.11(a) Example Calculation 1.1(hhh) Exception Claim 11.3(a) Final Closing Date Cash on Hand 2.10(a) Final Closing Date Net Working Capital 2.10(a) Final Indebtedness 2.10(a) Final COVID-19 Relief Indebtedness 2.10(a) Final Selling Expenses 2.10(a) Financial Statements 3.8(a) Guaranteed Obligations 12.21(a) Guaranteed Parties 12.21(a) Guaranty 12.21(a) Hazardous Substances 3.18(c)(iii) HCA 1.1(c) Indemnified Party 11.3(a) Indemnified Persons 7.1(a) Indemnifying Party 11.3(a) Independent Contractors List 3.12(c) Information Privacy or Security Laws .3.19(e) Intercompany Accounts 6.5(b) IP License 3.15(b) IP Registrations 3.15(a) JV LLC Recitals Key Payor 3.23 Key Supplier 3.22 KPMG 2.10(e) Lookback Date 3.19(a) Malicious Code 3.16(a) Material Contracts 3.6(a) Medicare Advance Payments 1.1(xx) NOC Preamble NOC Securities Recitals NOC Target Preamble OFAC 3.25 Offered Employees 7.4(a) Parent Preamble Parent 401(k) Plan 7.4(d) Parent Employment Liabilities 7.4(a)(iii) Post-Closing Representation 12.11(b) Prior Owned Businesses 3.26 Privacy Statements 3.19(e) Protected Communications 12.11(a) Protest Notice 2.10(b) Purchase Price 2.2 Reference Balance Sheets 3.8(a) Release 3.18(c)(iv) Relevant Persons 3.24 Restricted Parties 7.7(a) Retirement Plans 3.11(f) Securities Recitals Sec...
TABLE OF DEFINED TERMS. Cross Reference Term in Agreement Page ---- --------------- ----
TABLE OF DEFINED TERMS. Terms Reference in Agreement ----- ---------------------- Acquisition Proposal Section 6.1(g) Affiliates Section 3.10(b) Agreement Preamble Alternative Acquisition Agreement Section 6.1(b)(ii) Board Recommendation Section 3.3(a) Business Facility Section 3.12(i) Buyer Preamble Buyer Holders Section 2.1(b) Buyer Material Adverse Effect Section 4.1 Certificate of Merger Section 1.1 Certificates Section 2.2(b) Closing Section 1.2 Closing Date Section 1.2 Code Section 2.2(f) Company Preamble Company Balance Sheet Section 3.4(b) Company Board Preamble Company Common Stock Section 2.1(b) Company Disclosure Schedule Article III Company Employee Plans Section 3.13(a) Company Financial Advisor Section 3.17 Company 401(k) Plans Section 6.11(c) Company Intellectual Property Section 3.9(a)(i) Company Leases Section 3.8(b) Company Material Adverse Effect Section 3.1(a) Company Material Contracts Section 3.10(a)(xi) Company Preferred Stock Section 3.2(a) Company Registered Intellectual Property Rights Section 3.9(e) Company SEC Reports Section 3.4(a) Company Stock Option Section 3.2(b) Company Stock Options Section 3.2(b) Company Stock Plans Section 3.2(b) Company Stockholder Approval Section 3.3(a) Company Stockholders' Meeting Section 6.2(a) Company Voting Agreements Preamble Company Voting Proposal Section 3.3(a) Confidentiality Agreement Section 9.3 Copyrights Section 3.9(a)(ii) Covered Employees Section 6.11(a) DGCL Preamble Dissenting Shares Section 2.3(a) -ii-
TABLE OF DEFINED TERMS. Terms Reference in Agreement Acquired Company Plan Section 3.14(a) Acquisition Proposal Section 6.1(g) Acquisition Transaction Section 8.3(c) Affiliate Section 3.4(b) Agreement Preamble Agreement of Merger Section 1.1 Alternative Acquisition Agreement Section 6.1(b)(ii) Antitrust Laws Section 6.6(b) Antitrust Order Section 6.6(b) Bankruptcy and Equity Exception Section 3.3(a) Business Day Section 1.2
TABLE OF DEFINED TERMS. Agreement 1 Allocated Values 6 Assets 1 Assignment 11 Assumed Obligations 42 Breach 55 Business Employees 31 Buyer 1 Buyer’s Environmental Review 15 Casualty 50 Casualty Loss 51 CERCLA 17 Claims 45 Closing 34 Closing Date 34 COBRA 32 Contracts 2 Deposit 5 Documents 52 DTPA 51 Effective Time 7 Environmental Defect 17 Environmental Defect Value 17 Environmental Information 16 Environmental Laws 17 Environmental Obligations 44 Equipment 2 Escrow Agent Termination Letter 39 Excluded Assets 3 FERC 30 Final Settlement Date 37 Final Settlement Statement 36 Garfield Properties 3 Gathering Assets 2 Governmental Authority 17 Group Health Plan 31 Hard Consents 13 Hydrocarbons 1 includes and including 54 Independent Expert 19 Information 24 Interest 1 Interests 1 Interim Operating Expenses 35 JPMorgan Chase Liens 13 knowledge 55 Lands 1 Laws 11 Lease 1 Leases 1 Marketable Title 8 material 55 Material Adverse Effect 55 Material Contract 22 Net Revenue Interest 9 New Employee 31 NORM 50 Notice of Disagreement 37 Notification Date 7 OPA 17 Parent Guarantee 30 Parent Guarantor 1 Parties 1 Party 1 PDNP 6 Permits 2 Permitted Encumbrances 11 Plugging and Abandonment Obligations 44 Production Imbalances 7 Proprietary Seismic 30 PUD Locations 6 Purchase Price 5 Purchase Price Allocations and Adjustments 00 XXXX 00 Records 3 Representatives 46 Retained Obligations 43 Sale-Leaseback Agreement 40 Seller 1 Settlement Statement 36 Soft Consents 13 Special Mineral Deed 11 Special Warranty Deeds 11 vi Surface Agreements 2 Tax 55 Title Benefit 14 Title Benefit Value 14 Title Defect 8 Title Defect Value 9 Transition Services Agreement 29 Water Infrastructure 2 Xxxxx 2 Working Interest 9 PURCHASE AND SALE AGREEMENT This Purchase and Sale Agreement (this “Agreement”) is made and entered into this 15th day of September, 2014, by and between XXXX XXXXXXX CORPORATION, a Delaware corporation (“Seller”)), on the one hand, and VANGUARD OPERATING, LLC, a Delaware limited liability company (“Buyer”) and VANGUARD NATURAL RESOURCES, LLC, a Delaware limited liability company (“Parent Guarantor”), on the other hand. Seller, Buyer and Parent Guarantor are collectively referred to herein as the “Parties,” and are sometimes referred to individually as a “Party.”
TABLE OF DEFINED TERMS. (not a part of the Agreement)
