TABLE OF DEFINED TERMS. The following terms are defined in the section of this Agreement set forth after such term below: Acceptable Confidentiality Agreement SECTION 7.05(b) accredited investor SECTION 2.03(d) Acquisition Proposal SECTION 7.05(a) Action SECTION 4.10 Agreement PREAMBLE Anti-takeover Laws SECTION 4.04(b) Appointment Time SECTION 7.03(a) Blue Sky Laws SECTION 4.05(b) Board RECITALS Burdensome Condition SECTION 7.08(d) Certificate of Merger SECTION 3.02 Certificates SECTION 3.11(b) Change in Board Recommendation SECTION 7.05(c) Common Parent SECTION 4.16(k) Company PREAMBLE Company 2007 Form 10-K SECTION 4.08(b) Company Leases SECTION 4.14(c) Company Stock Option SECTION 3.07 Company Stock Option Plans SECTION 3.07 Company Subleases SECTION 4.14(c) Confidentiality Agreement SECTION 7.04(b) covered employees SECTION 4.11(i) Deal Expenses SECTION 9.03(b) definitive material agreement SECTION 4.19(a) DGCL RECITALS Disclosure Schedule ARTICLE IV Dissenting Shares SECTION 3.10(a) Effective Time SECTION 3.02 ERISA SECTION 4.11(a) ERISA Affiliate SECTION 1.01 ESPP SECTION 3.09 excess parachute payments SECTION 4.11(d) Exchange Act SECTION 2.01(a) Expiration Date SECTION 2.01(b) Fairness Opinion SECTION 2.02(a) Fully Diluted Basis SECTION 1.01 GAAP SECTION 4.07(b) Governmental Authority SECTION 4.05(b) Hazardous Substances SECTION 1.01 Indemnified Parties SECTION 7.07(b) Independent Directors SECTION 7.03(c) Insurance Policies SECTION 4.20 Intellectual Property SECTION 1.01 IP Contracts SECTION 1.01
Appears in 2 contracts
Samples: Agreement and Plan of Merger (Radyne Corp), Agreement and Plan of Merger (Comtech Telecommunications Corp /De/)
TABLE OF DEFINED TERMS. The following terms are defined (Continued) Term Cross-Reference in the section of this Agreement set forth after such term below: Acceptable Confidentiality Agreement SECTION 7.05(bPage Governmental Entity Section 3.6 18 GUST Section 3.11(i) accredited investor SECTION 2.03(d23 Hazardous Substances Section 3.12(b) Acquisition Proposal SECTION 7.05(a25 HSR Act Section 3.6 18 incentive stock options Section 2.11(a) Action SECTION 4.10 Agreement PREAMBLE Anti-takeover Laws SECTION 4.04(b14 include or including Section 8.8(e) Appointment Time SECTION 7.03(a61 Indemnified Liabilities Section 5.9(a) Blue Sky Laws SECTION 4.05(b51 Indemnified Persons Section 5.9(a) Board RECITALS Burdensome Condition SECTION 7.08(d51 Information Statement Section 1.3(a) Certificate of Merger SECTION 3.02 Certificates SECTION 3.11(b) Change in Board Recommendation SECTION 7.05(c) Common Parent SECTION 4.16(k) Company PREAMBLE Company 2007 Form 10-K SECTION 4.08(b) Company Leases SECTION 4.14(c) Company Stock Option SECTION 3.07 Company Stock Option Plans SECTION 3.07 Company Subleases SECTION 4.14(c) Confidentiality Agreement SECTION 7.04(b) covered employees SECTION 4.11(i) Deal Expenses SECTION 9.03(b) definitive material agreement SECTION 4.19(a) DGCL RECITALS Disclosure Schedule ARTICLE IV Dissenting Shares SECTION 3.10(a) Effective Time SECTION 3.02 ERISA SECTION 4.11(a) ERISA Affiliate SECTION 1.01 ESPP SECTION 3.09 excess parachute payments SECTION 4.11(d) Exchange Act SECTION 2.01(a) 6 Initial Expiration Date SECTION 2.01(bSection 1.1(b) Fairness Opinion SECTION 2.02(a3 Insured Parties Section 5.9(c) Fully Diluted Basis SECTION 1.01 GAAP SECTION 4.07(b) Governmental Authority SECTION 4.05(b) Hazardous Substances SECTION 1.01 Indemnified Parties SECTION 7.07(b) Independent Directors SECTION 7.03(c) Insurance Policies SECTION 4.20 52 Intellectual Property SECTION 1.01 IP Contracts SECTION 1.01Section 3.14(a) 27 IRS Section 3.11(a) 21 ISOs Section 2.11(a) 14 knowledge or known Section 8.8(d) 61 Lien Section 8.8(f) 61 M&P Plan Section 3.11(i) 23 Marks Section 3.14(a) 27 Material Adverse Effect on Parent Section 4.1(b) 34 Material Adverse Effect on the Company Section 3.1(b) 15 Material Contract(s) Section 3.15(a) 30 Merger Consideration Section 2.8(a) 10 Merger Preamble 1 Minimum Condition Section 1.1(b) 2 Multiemployer Plan Section 3.11(f) 23 Multiple Employer Plan Section 3.11(f) 23 Notice of Superior Proposal Section 5.4(d) 48 NYSE Section 1.1(d) 4 Offer Consideration Preamble 1 Offer Documents Section 1.1(f) 4 Offer Preamble 1 Other Interests Section 3.1(c) 16 Parent 368 Opinion Annex A 1 Parent Board Section 3.3(a) 36 Parent Common Stock Preamble 1 Parent Disclosure Letter Article 4 34 Parent Financial Statements Section 4.4 37 Parent Permits Section 4.10 39 Parent Preamble 1 Parent Right Section 4.2(a) 35 Parent SEC Reports Section 4.4 36 Parent Securities Section 4.2(a) 35 Parent Senior Convertible Notes Section 4.2(a) 35 Patents Section 3.14(a) 27 Permitted Liens Section 3.16(a) 32 person Section 8.8(g) 62 Prospectus Section 1.1(f) 4 S-4 Section 1.1(f) 4 Table of Defined Terms (Continued) Term Cross-Reference in Agreement Page Schedule 14D-9 Section 1.2(b) 5 Schedule TO Section 1.1(f) 4 SEC Section 1.1(b) 3 Securities Act Section 1.1(f) 4 Shares Preamble 1 Subsidiary Section 3.1(a) 15 Superior Proposal Section 5.4(a) 47 Surviving Company Section 2.1 9 Tax or Taxes Section 3.13(a)(i) 25 Tax Return Section 3.13(a)(ii) 25 Termination Fee Section 7.3(a) 58 Third Party Acquisition Section 5.4(a) 46 Third Party Section 5.4(a) 46 Top-Up Closing Section 1.4(c) 8 Top-Up Exercise Event Section 1.4(b) 7 Top-Up Exercise Notice Section 1.4(c) 8 Top-Up Notice Date Section 1.4(c) 8 Top-Up Option Section 1.4(a) 7 Top-Up Option Shares Section 1.4(a) 7 Top-Up Termination Date Section 1.4(b) 8 Trade Secrets Section 3.14(a) 27 AGREEMENT AND PLAN OF MERGER AND REORGANIZATION THIS AGREEMENT AND PLAN OF MERGER AND REORGANIZATION (this “Agreement”), dated as of October 22, 2003, is by and among Brass Eagle Inc., a Delaware corporation (the “Company”), K2 Inc., a Delaware corporation (“Parent”), and Xxxx Acquisition Sub, Inc., a Delaware corporation and a direct wholly-owned subsidiary of Parent (“Acquisition”).
Appears in 2 contracts
Samples: Agreement and Plan of Merger and Reorganization (K2 Inc), Agreement and Plan of Merger and Reorganization (K2 Inc)
TABLE OF DEFINED TERMS. The following terms are defined Terms Reference in the section of this Agreement set forth after such term below: Acceptable Confidentiality Agreement SECTION 7.05(b) accredited investor SECTION 2.03(d) Acquisition Proposal SECTION 7.05(aSection 6.1(g) Action SECTION 4.10 Affiliates Section 3.10(b) Agreement PREAMBLE Anti-takeover Laws SECTION 4.04(b) Appointment Time SECTION 7.03(a) Blue Sky Laws SECTION 4.05(bPreamble Alternative Acquisition Agreement Section 6.1(b)(ii) Board RECITALS Burdensome Condition SECTION 7.08(dRecommendation Section 3.3(a) Business Facility Section 3.12(i) Buyer Preamble Buyer Holders Section 2.1(b) Buyer Material Adverse Effect Section 4.1 Certificate of Merger SECTION 3.02 Section 1.1 Certificates SECTION 3.11(bSection 2.2(b) Change in Board Recommendation SECTION 7.05(c) Common Parent SECTION 4.16(kClosing Section 1.2 Closing Date Section 1.2 Code Section 2.2(f) Company PREAMBLE Preamble Company 2007 Form 10-K SECTION 4.08(bBalance Sheet Section 3.4(b) Company Board Preamble Company Common Stock Section 2.1(b) Company Disclosure Schedule Article III Company Employee Plans Section 3.13(a) Company Financial Advisor Section 3.17 Company 401(k) Plans Section 6.11(c) Company Intellectual Property Section 3.9(a)(i) Company Leases SECTION 4.14(cSection 3.8(b) Company Material Adverse Effect Section 3.1(a) Company Material Contracts Section 3.10(a)(xi) Company Preferred Stock Section 3.2(a) Company Registered Intellectual Property Rights Section 3.9(e) Company SEC Reports Section 3.4(a) Company Stock Option SECTION 3.07 Section 3.2(b) Company Stock Option Options Section 3.2(b) Company Stock Plans SECTION 3.07 Section 3.2(b) Company Subleases SECTION 4.14(cStockholder Approval Section 3.3(a) Company Stockholders’ Meeting Section 6.2(a) Company Voting Agreements Preamble Company Voting Proposal Section 3.3(a) Confidentiality Agreement SECTION 7.04(bSection 9.3 Copyrights Section 3.9(a)(ii) covered employees SECTION 4.11(i) Deal Expenses SECTION 9.03(b) definitive material agreement SECTION 4.19(aCovered Employees Section 6.11(a) DGCL RECITALS Disclosure Schedule ARTICLE IV Preamble Dissenting Shares SECTION 3.10(aSection 2.3(a) Terms Reference in Agreement Effective Time SECTION 3.02 Section 1.1 Employee Benefit Plan Section 3.13(a) Environmental Law Section 3.12(g) ERISA SECTION 4.11(aSection 3.13(a) ERISA Affiliate SECTION 1.01 ESPP SECTION 3.09 excess parachute payments SECTION 4.11(dSection 3.13(a) Exchange Act SECTION 2.01(aSection 3.3(c) Expiration Date SECTION 2.01(bExchange Agent Section 2.2(a) Fairness Opinion SECTION 2.02(aExchange Fund Section 2.2(a) Fully Diluted Basis SECTION 1.01 GAAP SECTION 4.07(bSection 3.4(b) Governmental Authority SECTION 4.05(bEntity Section 3.3(c) Hazardous Substances SECTION 1.01 Substance Section 3.12(h) Indemnified Parties SECTION 7.07(bSection 6.8(a) Independent Directors SECTION 7.03(c) Insurance Policies SECTION 4.20 Intellectual Property SECTION 1.01 IP Contracts SECTION 1.01Not defined Intellectual Property Rights Section 3.9(a)(ii) Liens Section 3.2(d) Majority Stockholder Preamble Majority Stockholder Approval Section 7.1(b) Majority Stockholder Voting Agreement Preamble Merger Preamble Merger Consideration Section 2.1(c) Option Consideration Not defined Option Exchange Ratio Not defined Ordinary Course of Business Section 3.2(c) Outside Date Section 8.1(b) Parties Preamble Patents Section 3.9(a)(ii) Proxy Statement Section 6.2(a) Permitted Liens Section 3.15 Registered Intellectual Property Rights Section 3.9(a)(iii) Representatives Section 6.1(a) Xxxxxxxx-Xxxxx Act Section 3.4(a) SEC Section 3.3(c) Securities Act Section 3.4(a) Shrinkwrap Software Section 3.9(a)(iv) Software Section 3.9(a)(v) Special Committee Preamble Specified Time Section 6.1(a)(ii) Subsidiary Section 3.1(b) Superior Proposal Section 6.1(g) Surviving Corporation Section 1.3(b) Taxes Section 3.7(a) Tax Returns Section 3.7(a) Technology Section 3.9(a)(v) Terms Reference in Agreement Third Party Intellectual Property Not defined. Trademarks Section 3.9(a)(ii) Transitory Subsidiary Preamble AGREEMENT AND PLAN OF MERGER THIS AGREEMENT AND PLAN OF MERGER (this “Agreement”), dated as of March 25, 2004, is by and among InfoSpace, Inc., a Delaware corporation (the “Buyer”), Big Book Acquisition Corp., a Delaware corporation and a wholly owned subsidiary of the Buyer (the “Transitory Subsidiary”), and Switchboard Incorporated, a Delaware corporation (the “Company”). The Buyer, the Transitory Subsidiary and the Company are referred to collectively as the “Parties.” Except to the extent provided herein to the contrary, all references to the Company shall be deemed to include the Company and each Subsidiary (as defined in Section 3.1(b) below) thereof.
Appears in 2 contracts
Samples: Agreement and Plan of Merger (Infospace Inc), Agreement and Plan of Merger (Epresence Inc)
TABLE OF DEFINED TERMS. The following terms are defined in the section of this Defined Term Section Affiliate Section 12.1(a) Agreement set forth after such term below: Acceptable Preamble Allocation Section 1.6 Asset Allocation Statement Section 1.6 Assets Section 12.1(f) Assumed Liabilities Section 12.1(g) Authorizations Section 12.1(h) Bobcat Pipeline Section 12.1(i) Business Day Section 12.1(j) Buyer Preamble Buyer Damages Section 10.2(a) Buyer Indemnitees Section 10.2(a) Buyer Material Adverse Effect Section 4.1 Cap Section 12.1(h) Casualty Section 7.9 Claim Section 10.4 Closing Section 1.2 Closing Date Section 1.2 Closing Failure Breach Section 9.3 Code Section 12.1(l) Condemnation Proceeding Section 7.9 Confidentiality Agreement SECTION 7.05(bSection 12.1(m) accredited investor SECTION 2.03(dContracts Section 12.1(f)(v) Acquisition Proposal SECTION 7.05(aConveyances Section 1.4(g) Action SECTION 4.10 Agreement PREAMBLE Anti-takeover Laws SECTION 4.04(bDeductible Section 10.2(b)(i) Appointment Time SECTION 7.03(a) Blue Sky Laws SECTION 4.05(b) Board RECITALS Burdensome Condition SECTION 7.08(d) Certificate of Merger SECTION 3.02 Certificates SECTION 3.11(b) Change in Board Recommendation SECTION 7.05(c) Common Parent SECTION 4.16(k) Company PREAMBLE Company 2007 Form 10-K SECTION 4.08(b) Company Leases SECTION 4.14(c) Company Stock Option SECTION 3.07 Company Stock Option Plans SECTION 3.07 Company Subleases SECTION 4.14(c) Confidentiality Agreement SECTION 7.04(b) covered employees SECTION 4.11(i) Deal Expenses SECTION 9.03(b) definitive material agreement SECTION 4.19(a) DGCL RECITALS Deposit Section 1.7 Disclosure Schedule ARTICLE IV Dissenting Shares SECTION 3.10(aArticle II Environment Section 12.1(o) Effective Time SECTION 3.02 ERISA SECTION 4.11(aEnvironmental Law Section 12.1(p) ERISA Affiliate SECTION 1.01 ESPP SECTION 3.09 excess parachute payments SECTION 4.11(dEnvironmental Matter Section 12.1(q) Exchange Act SECTION 2.01(aEnvironmental Permit Section 12.1(r) Expiration Date SECTION 2.01(bEscrow Agent Section 1.7 Excluded Assets Section 12.1(s) Fairness Opinion SECTION 2.02(aExcluded Facilities Section 5.1(c) Fully Diluted Basis SECTION 1.01 GAAP SECTION 4.07(bFundamental Representations Section 10.1 Gas Section 12.1(t) Governmental Authority SECTION 4.05(bSection 12.1(v) Hazardous Substances SECTION 1.01 Materials Section 12.1(w) Indemnified Parties SECTION 7.07(bParty Section 10.4(a) Indemnifying Party Section 10.4(a) Independent Directors SECTION 7.03(cAccountant Section 1.6 Interconnect Agreement Section 1.4(d) Insurance Laws Section 12.1(v) Defined Term Section Leased Real Property Section 2.4(a) Leases Section 2.4(a) Liabilities Section 12.1(z) Lien Section 12.1(aa) Loss or Losses Section 12.1(bb) Marketable Title Section 12.1(cc) Material Contract Section 12.1(dd) Material Contract Section 2.3(b) Material Real Property Locations Section 2.4(a) Middle Point Compressor Station Section 12.1(ee) Middle Point Pipeline Section 12.1(ff) Miscellaneous Consents Section 12.1(gg) NGL Section 12.1(hh) Party or Parties Preamble Permits Section 2.9(a) Permitted Encumbrance Section 12.1(ii) Person Section 12.1(jj) Personal Property Section 12.1(f)(ii) Pike Fork Pipeline Section 12.1(kk) Pipeline Section 12.1(ll) Pre-Closing Covenants Section 10.1 Pre-Closing Period Section 12.1(mm) Proceeding Section 12.1(nn) Purchase Price Section 1.1 Real Property Claim Threshold Section 10.2(b)(i) Real Property Consents Section 2.3(b) Real Property Interests Section 12.1(f)(iii) Recording Instrument Section 1.4(h) Records Section 12.1(f)(viii) Release Section 12.1(oo) Restoration Costs Section 7.9 Restricted Information Section 7.3 Rights-of-Way Section 12.1(mm) Seller Preamble Seller Damages Section 10.3 Seller Policies SECTION 4.20 Intellectual Property SECTION 1.01 IP Contracts SECTION 1.01Section 7.8 Seller Indemnitees Section 10.3 Seller Material Adverse Effect Section 12.1(nn) Sherwood Gas Gathering and Compression System Section 12.1(ss) Sherwood Processing Facility Section 12.1(uu) Straddle Period Section 12.1(ww) Tax or Taxes Section 12.1(xx) Tax Audit Section 6.4(a) Tax Authority Section 12.1(yy) Tax Indemnified Person Section 6.4(a) Defined Term Section Tax Indemnifying Person Section 6.4(a) Tax Items Section 6.4(c) Tax Return Section 12.1(zz) Termination Date Section 9.1(d) Third Party Contract Section 2.10 Tichenal Compressor Station Section 12.1(aaa) Transfer Taxes Section 6.7 Transition Services Agreement Section 1.4(e) Zinnia Compressor Station Section 12.1(bbb) Zinnia Pipeline Section 12.1(ccc) PURCHASE AND SALE AGREEMENT This PURCHASE AND SALE AGREEMENT (this “Agreement”) is dated as of June 4, 2013, by and between MarkWest Liberty Midstream & Resources, L.L.C., a Delaware limited liability company (“Seller”) and Summit Midstream Partners, LP, a Delaware limited partnership (“Buyer”). Seller and Buyer are referred to herein as the “Parties” and individually as a “Party.” Capitalized terms used but not otherwise defined elsewhere in this Agreement shall have the respective meanings given to such terms in Article XII.
Appears in 2 contracts
Samples: Purchase and Sale Agreement (Summit Midstream Partners, LP), Purchase and Sale Agreement (Summit Midstream Partners, LP)
TABLE OF DEFINED TERMS. The following terms are defined Term Reference in the section of this Agreement set forth after such term below: Acceptable Confidentiality Agreement SECTION 7.05(b401(k) accredited investor SECTION 2.03(dPlans Section 8.9(c) Acceptance Time Section 1.4(a) Acquisition Proposal SECTION 7.05(aSection 8.2(a) Action SECTION 4.10 Section 6.11 Adjusted Outstanding Shares Section 1.1(a) Adverse Matter Section 1.3(c) Affected Employees Section 8.9(a) Affiliate Section 6.2(b) Agreement PREAMBLE Anti-takeover Laws SECTION 4.04(b) Preamble Appointment Time SECTION 7.03(aSection 1.3(c) Blue Sky Laws SECTION 4.05(bBalance Sheet Date Section 6.8(a) Board RECITALS Burdensome Condition SECTION 7.08(dBenefit Plans Section 6.14(a) Business Day Section 11.13(a) Bylaws Section 3.2 Certificate Section 5.1(a) Certificate of Merger SECTION 3.02 Certificates SECTION 3.11(b) Section 2.3 Change in Board Recommendation SECTION 7.05(c) Common Parent SECTION 4.16(kSection 8.3 Charter Section 3.1 Closing Section 2.2 Closing Date Section 2.2 COBRA Section 6.21(c) Company PREAMBLE Preamble Company 2007 Form 10-K SECTION 4.08(bCommon Stock Recitals Company Disclosure Letter ARTICLE VI Company ESPP Section 11.13(b) Company Leases SECTION 4.14(cSection 6.17(b) Company Material Adverse Effect Section 11.13(c) Company Option Section 5.5(a) Company Preferred Stock Section 6.2(a) Company Registered Intellectual Property Section 6.15(c) Company Reports Section 6.8(a) Company Requisite Vote Section 6.3(a) Company Share Section 11.13(d) Company Stock-Based Award Section 5.5(b) Company Stock Option SECTION 3.07 Plans Section 5.5(b) Company Stock Option Plans SECTION 3.07 Stockholder Section 11.13(e) Company Subleases SECTION 4.14(cStockholders Meeting Section 8.4(a) Confidentiality Agreement SECTION 7.04(bSection 8.12 Continuing Directors Section 1.3(c) covered employees SECTION 4.11(iContract Section 11.13(f) Deal Expenses SECTION 9.03(bCopyrights Section 6.15(a) definitive material agreement SECTION 4.19(aCovered Proposal Section 10.5(b) Term Reference in Agreement Current Offerings Section 5.5(c) D&O Insurance Section 8.10(a) Delaware Law Section 11.13(f) DGCL RECITALS Disclosure Schedule ARTICLE IV Section 2.1 Dissenting Shares SECTION 3.10(aSection 5.1(a) Dissenting Stockholders Section 5.1(a) Effective Time SECTION 3.02 Section 2.3 Employee Benefit Plan Section 6.14(a) ERISA SECTION 4.11(aSection 6.14(a) ERISA Affiliate SECTION 1.01 ESPP SECTION 3.09 excess parachute payments SECTION 4.11(dSection 6.14(a) Exchange Act SECTION 2.01(aSection 1.1(a) Exchange Act Documents Section 6.13 Excluded Company Shares Section 5.1(a) Expiration Date SECTION 2.01(bSection 1.1(b) Fairness Opinion SECTION 2.02(aFDA Section 6.4(a) Fully Diluted Basis SECTION 1.01 FDCA Section 6.6(a) Financial Advisor Section 6.3(b) GAAP SECTION 4.07(bSection 6.8(b) Governmental Authority SECTION 4.05(bEntity Section 6.4(a) Hazardous Substances SECTION 1.01 Material Section 6.24(a) Hazardous Materials Activities Section 6.24(b) Hereof Section 11.9(a) Herein Section 11.9(a) Herewith Section 11.9(a) HSR Act Section 6.4(a) Including Section 11.9(a) Indemnified Parties SECTION 7.07(bParty Section 8.10(b) Independent Directors SECTION 7.03(cInjunction Section 9.1(c) Insurance Policies SECTION 4.20 Section 6.18 Intellectual Property SECTION 1.01 IP Contracts SECTION 1.01Section 6.15(a) IRS Section 6.14(b) Knowledge Section 11.13(h) Law Section 6.4(b) Licenses Section 6.5(b) Licensed-In Agreement Section 6.15(e) Licensed-In Intellectual Property Section 6.15(e) Lien Section 11.13(i) Maximum Annual Premium Section 8.10(b) Merger Recitals Merger Consideration Section 5.1(a) Minimum Condition Section 1.1(a) New Plans Section 8.9(a) Offer Recitals
Appears in 2 contracts
Samples: Agreement and Plan of Merger (Actelion US Holding CO), Agreement and Plan of Merger (Cotherix Inc)
TABLE OF DEFINED TERMS. The following terms are defined in the section of this Term Section A&R AoA Recitals Affiliate Agreement set forth after such term below: Acceptable Confidentiality Section 4.21 Agreement SECTION 7.05(bPreamble Alternative Transaction Proposal Section 8.03(a) accredited investor SECTION 2.03(dAmended and Restated Warrant Agreement Section 8.06 Audited Financial Statements Section 4.08(a) Acquisition Proposal SECTION 7.05(aAudited Financial Statements Date Section 4.08(e) Action SECTION 4.10 Agreement PREAMBLE Anti-takeover Laws SECTION 4.04(b) Appointment Time SECTION Available SPAC Cash Section 7.03(a) Blue Sky Laws SECTION 4.05(bCayman Companies Law Recitals CBA Section 4.12(a)(vii) Closing Section 3.02(a) Closing Date Section 3.02(a) Closing Date Cash Section 3.02(b) Closing Date Indebtedness Section 3.02(b) Closing Press Release Section 8.05(c) Closing Statement Section 3.02(b) Company Preamble Company Benefit Plan Section 4.13(a) Company Board RECITALS Burdensome Condition SECTION 7.08(d) Certificate of Merger SECTION 3.02 Certificates SECTION 3.11(b) Change in Recitals Company Board Recommendation SECTION 7.05(c) Common Parent SECTION 4.16(kRecitals Company Disclosure Letter Article IV Company Employees Section 4.13(a) Company PREAMBLE Company 2007 Form 10-K SECTION 4.08(bIntellectual Property Section 4.18(b) Company Leases SECTION 4.14(cSection 4.17(b) Company Stock Option SECTION 3.07 Permits Section 4.11(b) Company Stock Option Plans SECTION 3.07 Post-Closing Group Section 11.18(a) Company Subleases SECTION 4.14(cShareholder Lock-Up and Support Agreements Recitals Company Software Section 4.18(g) Confidentiality Agreement SECTION 7.04(bSection 11.08 Continental Section 8.06 Creator Section 4.18(f) covered employees SECTION 4.11(iD&O Indemnitee Section 7.01(a) Deal Expenses SECTION 9.03(bD&O Tail Section 7.01(b) definitive material agreement SECTION 4.19(aDesignated Person Section 11.17(a) DGCL RECITALS Disclosure Schedule ARTICLE IV Dissenting Shares SECTION 3.10(aEnforceability Exceptions Section 4.03(a) ERISA Section 4.13(a) Exchange Agent Section 3.03(a) Exchange Agent Agreement Section 3.03(a) Excluded Share Section 3.01(f) Existing D&O Arrangements Section 7.01(a) Existing Representation Section 11.17(a) Federal Securities Laws Section 5.08(a) Financial Statements Section 4.08(a) First Effective Time SECTION 3.02 ERISA SECTION 4.11(aSection 2.03(a) ERISA Affiliate SECTION 1.01 ESPP SECTION 3.09 excess parachute payments SECTION 4.11(dFirst Merger Recitals First Plan of Merger Section 2.03(a) Exchange Act SECTION 2.01(a) Expiration Date SECTION 2.01(b) Fairness Opinion SECTION 2.02(a) Fully Diluted Basis SECTION 1.01 GAAP SECTION 4.07(b) Governmental Authority SECTION 4.05(b) Hazardous Substances SECTION 1.01 Indemnified Parties SECTION 7.07(b) Independent Directors SECTION 7.03(c) Insurance Policies SECTION 4.20 Intellectual Property SECTION 1.01 IP Contracts SECTION 1.01HKIAC Section 11.11
Appears in 2 contracts
Samples: Agreement and Plan of Merger (Silver Crest Acquisition Corp), Agreement and Plan of Merger (Silver Crest Acquisition Corp)
TABLE OF DEFINED TERMS. The following terms are defined in the section of this Term Section A&R M&A Recitals Additional Financial Statements Section 6.11 Agreement set forth after such term below: Acceptable Confidentiality Preamble Alternative Transaction Proposal Section 8.03(a) Amended and Restated Warrant Agreement SECTION 7.05(bSection 8.06 Assignment and Assumption Agreement Section 8.06 Audited Financial Statements Section 4.08(a) accredited investor SECTION 2.03(dCancellation Recitals Cayman Companies Law Recitals CBA Section 4.12(a)(v) Acquisition Proposal SECTION 7.05(aClosing Section 3.02(a) Action SECTION 4.10 Agreement PREAMBLE Anti-takeover Laws SECTION 4.04(bClosing Date Section 3.02(a) Appointment Time SECTION 7.03(aClosing Press Release Section 8.05(c) Blue Sky Laws SECTION 4.05(bCompany Auditor Section 4.08(a) Company Benefit Plan Section 4.13(a) Company Board RECITALS Burdensome Condition SECTION 7.08(d) Certificate of Merger SECTION 3.02 Certificates SECTION 3.11(b) Change in Recitals Company Board Recommendation SECTION 7.05(c) Common Parent SECTION 4.16(kRecitals Company Disclosure Letter Article IV Company Employees Section 4.13(a) Company PREAMBLE Company 2007 Form 10-K SECTION 4.08(b) Company Leases SECTION 4.14(c) Company Stock Option SECTION 3.07 Company Stock Option Plans SECTION 3.07 Company Subleases SECTION 4.14(cIntellectual Property Section 4.20(b) Confidentiality Agreement SECTION 7.04(bSection 11.08 Creator Section 4.20(f) covered employees SECTION 4.11(iTerm Section D&O Indemnitee Section 7.01(a) Deal Expenses SECTION 9.03(bD&O Tail Section 7.01(b) definitive material agreement SECTION 4.19(aDesignated Person Section 11.17(a) DGCL RECITALS Disclosure Schedule ARTICLE IV Dissenting Shares SECTION 3.10(aEnforceability Exceptions Section 4.03(a) ERISA Section 4.13(a) Exchange Agent Section 3.03(a) Exchange Agent Agreement Section 3.03(a) Excluded Share Section 3.01(f) Existing D&O Arrangements Section 7.01(a) Existing Representation Section 11.17(a) Export Section 4.24(d) Federal Securities Laws Section 5.08(a) Financial Statements Section 4.08(a) First Effective Time SECTION 3.02 ERISA SECTION 4.11(aSection 2.03(a) ERISA Affiliate SECTION 1.01 ESPP SECTION 3.09 excess parachute payments SECTION 4.11(dFirst Merger Recitals First Plan of Merger Section 2.03(a) Exchange Act SECTION 2.01(aFounder Recitals Future Dao Singapore Recitals Intended Tax Treatment Recitals Interim Balance Sheet Date Section 4.08(f) Expiration Date SECTION 2.01(bInterim Financial Statements Section 4.08(a) Fairness Opinion SECTION 2.02(a) Fully Diluted Basis SECTION 1.01 GAAP SECTION 4.07(b) Governmental Authority SECTION 4.05(b) Hazardous Substances SECTION 1.01 Indemnified Parties SECTION 7.07(b) Independent Directors SECTION 7.03(c) Insurance Policies SECTION 4.20 Interim Period Section 6.01 Licensed Intellectual Property SECTION Section 4.20(b) Listing Application Section 6.05 Term Section Malicious Code Section 4.20(l) Merger Consideration Section 3.01(c) Merger Sub Preamble Mergers Recitals Non-Recourse Party Section 11.14 Party Preamble PIPE Financing Section 8.07 Processing Section 4.20(j) Protected Data Section 4.20(i) Proxy Statement/Prospectus Section 8.02(a)(i) Recapitalization Section 2.01 Registered Intellectual Property Section 4.20(a) Registration Rights Agreement Recitals Sxxxxxxx-Xxxxx Act Section 5.08(a) SEC Reports Section 5.08(a) Second Effective Time Section 2.03(b) Second Merger Recitals Second Plan of Merger Section 2.03(b) Share Redesignation Section 2.01 Share Split Section 2.01 SPAC Preamble SPAC Alternative Transaction Proposal Section 8.03(b) SPAC Board Recitals SPAC Board Recommendation Recitals Term Section SPAC Disclosure Letter Article V SPAC Extraordinary General Meeting Section 8.02(b) SPAC Impairment Effect Section 5.01 SPAC Meeting Change Section 8.02(b) SPAC Permits Section 5.09 SPAC Related Party Section 5.15 Specified Contracts Section 4.12(a) Specified Representations Section 9.02(a)(i) Specified SPAC Representations Section 9.03(a)(i) Sponsor Lock-Up Agreement Recitals Sponsor Support Agreement Recitals Surviving Company Recitals Surviving Entity Recitals Surviving Provisions Section 10.02 TA Section 8.06 Target Lock-Up and Support Agreement Recitals Termination Date Section 10.01(c) Trade Controls Section 4.24(a) Transaction Filings Section 8.02(a)(i) Transaction Litigation Section 8.01(c) Transactions Recitals Trust Account Section 5.02 (c) Trustee Section 1.01 IP Contracts SECTION 1.01Unit Separation Section 3.01(a)
Appears in 1 contract
Samples: Agreement and Plan of Merger (Metal Sky Star Acquisition Corp)
TABLE OF DEFINED TERMS. The following terms are defined Cross Reference Term in the section of this Agreement set forth after such term below: Acceptable Confidentiality ---- ------------ Affiliate Section 8.11 Affiliate Letter Section 5.13 Aggregate Cash Consideration Section 2.3(a) Aggregate Company Option Consideration Section 2.2(f) Agreement SECTION 7.05(bPreamble Average Playboy Stock Price Section 2.2(d) accredited investor SECTION 2.03(d) Acquisition Proposal SECTION 7.05(a) Action SECTION 4.10 Agreement PREAMBLE Anti-takeover Laws SECTION 4.04(b) Appointment Time SECTION 7.03(a) Blue Sky Laws SECTION 4.05(b) Board RECITALS Burdensome Condition SECTION 7.08(dCash Consideration Section 2.2(b) Certificate of Incorporation of the S Surviving Corporation Section 1.4(b) Certificates of Merger SECTION 3.02 Certificates SECTION 3.11(b) Change in Board Recommendation SECTION 7.05(c) Common Parent SECTION 4.16(kSection 1.2 Claim Section 5.10 Closing Section 1.2 Closing Date Section 1.2 Code Recitals Commonly Controlled Entity Section 3.11(c) Company PREAMBLE Preamble Company 2007 Form 10-K SECTION 4.08(bAffiliate Section 5.13 Company Balance Sheet Section 3.17(a) Company Leases SECTION 4.14(cBoard Section 3.3(a) Company Certificates Section 2.3(b) Company Charter Documents Section 3.1(b) Company Common Stock Section 3.2(a) Company Convertible Preferred Section 3.2(a) Company Filed SEC Reports Section 3.4(a) Company Financial Advisor Section 3.18 Company Material Adverse Effect Section 3.1(a) Company Material Contracts Section 3.16(a) Company Option Section 2.2(f) Company Options Section 2.2(f) Company Option Holder Section 2.2(f) Company Permits Section 3.10 Company Plans Section 3.11(a) Company Preferred Stock Section 3.2(a) Company SEC Reports Section 3.4(a) Company Securities Section 3.2(a) Company Stockholders Meeting Section 5.4(b) Company Stock Option SECTION 3.07 Plans Section 8.11 Company Stock Option Plans SECTION 3.07 Company Subleases SECTION 4.14(cSubsidiaries Section 3.1(a) Confidentiality Agreement SECTION 7.04(bSection 5.7(a) covered employees SECTION 4.11(i) Deal Expenses SECTION 9.03(b) definitive material agreement SECTION 4.19(aControl Section 8.11 Conversion Ratio Section 2.2(c) DGCL RECITALS Disclosure Schedule ARTICLE IV Recitals Dissenting Shares SECTION 3.10(aSection 2.3(j) Effective Time SECTION 3.02 ERISA SECTION 4.11(aof the Mergers Section 1.2 Environmental Claim Section 3.12(a) Environmental Laws Section 3.12(a) ERISA Affiliate SECTION 1.01 ESPP SECTION 3.09 excess parachute payments SECTION 4.11(dSection 3.11(a) Excess Amount Section 2.2(f) Exchange Act SECTION 2.01(aSection 3.2(c) Expiration Date SECTION 2.01(bExchange Agent Section 2.3(a) Fairness Opinion SECTION 2.02(aExchange Fund Section 2.3(a) Fully Diluted Basis SECTION 1.01 GAAP SECTION 4.07(bSection 3.4(a) Governmental Authority SECTION 4.05(b) Hazardous Substances SECTION 1.01 Entity Section 3.6 Holdco Preamble HSR Act Section 5.8 Indemnified Parties SECTION 7.07(bSection 5.10(b) Independent Directors SECTION 7.03(cInvestment Company Act Section 3.25 Junior Preferred Section 3.2(a) Insurance Policies SECTION 4.20 Intellectual Property SECTION 1.01 IP Contracts SECTION 1.01Leases Section 3.17(a) Library Pictures Section 8.11 Liens Section 3.2(b) Mandatory Services Agreement Recitals Xxxx Section 8.11 Mergers Recitals Merger Sub P Preamble Merger Sub S Preamble Merger Consideration Section 2.2(b) NASDAQ Section 5.9 Newco Agreements Section 8.11 Newco Transactions Section 5.15(b) New Playboy Class A Common Stock Section 4.2(b) New Playboy Class B Common Stock Section 4.2(b) New Playboy Common Stock Section 4.2(b) Non-Compete Agreements Recitals NYSE Section 2.2(d)
Appears in 1 contract
Samples: Agreement and Plan of Merger (Spice Entertaiment Companies Inc)
TABLE OF DEFINED TERMS. The following terms are defined Term Cross-Reference in the section Agreement Page 8-K Section 2.29(a) 40 Accounts Receivable Section 2.15(a) 28 Agreement Preamble 1 Ancillary Agreements Section 2.3(a) 10 Applicable Law Section 2.21 37 Articles of this Merger Section 1.3 3 ASA Section 2.6(g) 14 ASA Indemnity Matters Section 7.2(e) 63 ASA License Agreement set forth after such term below: Acceptable Confidentiality Agreement SECTION 7.05(bSection 2.6(g) accredited investor SECTION 2.03(d14 ASA Proceeding Section 2.6(g) Acquisition Proposal SECTION 7.05(a14 Base Trading Period Section 1.2 2 Base Trading Price Section 1.2 2 Buyer Indemnified Parties Section 7.2 61 Cash Consideration Section 1.6(a) Action SECTION 4.10 Agreement PREAMBLE Anti-takeover Laws SECTION 4.04(b3 Cash Percentage Allocation Section 1.6(a)(ii) Appointment Time SECTION 7.03(a) Blue Sky Laws SECTION 4.05(b) Board RECITALS Burdensome Condition SECTION 7.08(d) 4 Certificate of Merger SECTION 3.02 Section 1.3 2 Certificates SECTION 3.11(bSection 1.8(a) Change in Board Recommendation SECTION 7.05(c6 Certifying Organization Section 2.13 27 Closing Section 1.2 2 Closing Date Section 1.2 2 COBRA Section 2.20(a)(i) 31 Code Recitals 1 Company Preamble 1 Company Affiliates Section 5.11(a) 53 Company Agent Preamble 1 Company Authorizations Section 2.13 27 Company Common Parent SECTION 4.16(kStock Recitals 1 Company Intellectual Property Section 2.10(a) 22 Company PREAMBLE Material Adverse Effect Section 2.1(b) 8 Company 2007 Form 10-K SECTION 4.08(bOptions Section 2.2(c) 9 Company Leases SECTION 4.14(cPlan Section 2.20(a)(ii) 31 Company Stock Option SECTION 3.07 Prepared Returns Section 7.9(a) 69 Company Stock Option Plans SECTION 3.07 Products Section 2.6(q) 15 Company Subleases SECTION 4.14(cRepresentative Section 4.2 48 Company Shareholder Approval Section 5.1 49 Confidential Information Section 5.3 50 Conflict Section 2.3(e)(i) Confidentiality Agreement SECTION 7.04(b11 Consent Section 2.3(f) covered employees SECTION 4.11(i11 Continued Employees Section 5.14 54 Continued Employer Section 5.14 54 Copyrights Section 2.10(a) Deal Expenses SECTION 9.03(b22 CSV Life Insurance Policy Section 2.6(f) definitive material agreement SECTION 4.19(a13 Current Balance Sheet Section 2.4 12 DGCL Section 1.1 2 Different ASA Standards Section 7.2(e) DGCL RECITALS 63 Disclosure Schedule ARTICLE IV Dissenting Shares SECTION 3.10(aLetter Section 2.1(a) 8 DLLCA Section 1.1 2 DOL Section 2.20(c)(vi) 33 Effective Time SECTION 3.02 Section 1.3 3 Employee Section 2.20(a)(iii) 31 Employee Agreement Section 2.20(a)(iv) 31 Environmental Claim Section 2.18(b) 30 Environmental Laws Section 2.18(b) 30 ERISA SECTION 4.11(aSection 2.20(a)(vi) 31 ERISA Affiliate SECTION 1.01 ESPP SECTION 3.09 excess parachute payments SECTION 4.11(dSection 2.20(a)(v) Exchange Act SECTION 2.01(a31 Escrow Account Section 1.7(a) Expiration 5 Escrow Agent Section 7.8(a) 69 Escrow Agreement Section 7.8(a) 69 Escrow Amount Section 1.7(a) 5 Excluded Taxes Section 7.2(c) 62 Existing ASA Standards Section 7.2(e) 62 Financial Statements Section 2.4 12 First Base Period Close Date SECTION 2.01(bSection 1.2 2 FMLA Section 2.20(a)(vii) Fairness Opinion SECTION 2.02(a31 GAAP Section 2.4 12 Governmental Entity Section 2.3(f) Fully Diluted Basis SECTION 1.01 GAAP SECTION 4.07(b11 Hazardous Substance Section 2.18(b) Governmental Authority SECTION 4.05(b30 Honduras Agreement Section 2.34 41 Incentive Bonuses Section 2.6(x) Hazardous Substances SECTION 1.01 16 Indemnified Party Section 7.4(a) 64 Indemnitor Section 7.4(a) 65 Inspection Documents Section 5.15 55 Inspection Period Section 5.15 55 Intellectual Property Section 2.10(a) 22 International Company Plan Section 2.20(a)(viii) 31 Investigations Section 5.15 55 IP Assignments Section 2.10(c) 23 IRS Section 2.20(a)(ix) 31 Leases Section 2.9(c)(i) 22 Liens Section 2.2(b) 9 Losses Section 7.2 61 Marks Section 2.10(a) 22 Material Contracts Section 2.11(a) 25 Merger Recitals 1 Merger Consideration Section 1.6 3 Merger LLC Preamble 1 Minority Share Purchase Agreements Section 2.35 41 Multiemployer Plan Section 2.20(a)(x) 32 New ASA Standards Section 2.16(c) 29 Non-Competition Agreement Recitals 1 Non-Operating Assets Section 2.6(f) 13 Non-Stock Consideration Section 1.6(a)(v) 4 NYSE Section 1.2 2 Operating Plan Section 4.1 45 Other Interests Section 2.1(c) 9 Parent Preamble 1 Parent Common Stock Recitals 1 Parent Financial Statements Section 3.5 43 Parent Material Adverse Effect Section 3.7(b) 44 Parent SEC Reports Section 3.5 43 Patents Section 2.10(a) 22 Pension Plan Section 2.20(a)(xi) 32 Permitted Liens Section 2.9(a) 20 Price Delay Notice Section 1.2 2 Prospectus Section 2.29(a) 40 Purchase Price Section 1.6 3 Real Property Section 2.9(b) 20 Requisite Consents Section 2.11(b) 26 S-4 Section 2.29(a) 40 Seller Indemnified Parties SECTION 7.07(bSection 7.3 64 Shareholder Preamble 1 Shareholder Accounts Section 2.6(f) Independent Directors SECTION 7.03(c13 Shareholder Notes Section 2.6(f) Insurance Policies SECTION 4.20 Intellectual Property SECTION 1.01 IP Contracts SECTION 1.0113 Shareholders Preamble 1 SOX Section 3.7(c) 44 Stock Consideration Section 1.6(a) 3 Stock Percentage Allocation Section 1.6(a)(i) 4 Straddle Period Section 7.2(c)(ii) 61 Subsidiaries Section 2.1(a) 8 Subsidiary Section 2.1(a) 8 Successful Section 7.2 63 Supplement Section 5.9(a) 52 Surviving Company Section 1.1 2 Tax(es) Section 2.7(a)(i) 16 Tax Return Section 2.7(a)(ii) 17 TBCA Section 1.1 2 Third Party Expenses Section 2.36 42 Title Commitments Section 2.9(a) 20 Trade Secrets Section 2.10(a) 22 x Transactions Section 5.3 50 Treasury Regulations Section 1.14 7 Value of Stock Consideration Section 1.6(a)(v) 4 WARN Act Section 2.20(b)(iii) 33 Warranty Obligations Section 2.22(a) 37 Worth Honduras Section 2.34 41 Year-End Bonuses Section 2.6(x) 16 AGREEMENT AND PLAN OF MERGER AND REORGANIZATION This AGREEMENT AND PLAN OF MERGER AND REORGANIZATION (the “Agreement”) is made and entered into as of September 16, 2003 by and among K2 Inc., a Delaware corporation (“Parent”), Woca Acquisition LLC, a Delaware limited liability company wholly-owned by Parent (“Merger LLC”), Worth, Inc., a Tennessee corporation (the “Company”), each of the shareholders of the Company (individually a “Shareholder” and collectively, the “Shareholders”) and Xxxxxx X. Xxxxxx in his capacity as the agent of the Company (the “Company Agent”).
Appears in 1 contract
Samples: Agreement and Plan of Merger and Reorganization (K2 Inc)
TABLE OF DEFINED TERMS. The following terms are defined Cross Reference Terms in the section of this Agreement set forth after such term below: Acceptable Confidentiality Agreement SECTION 7.05(b) accredited investor SECTION 2.03(d----- --------------- Accountants Section 1.3(d) Acquisition Proposal SECTION 7.05(aSection 6.3(a) Action SECTION 4.10 Agreement PREAMBLE Anti-takeover Laws SECTION 4.04(bPreamble Benefit Arrangement Section 3.14(a) Appointment Time SECTION 7.03(a"best knowledge" Section 9.3 Budget Section 6.1 Class A Consideration Section 1.3(a) Blue Sky Laws SECTION 4.05(bClass B Consideration Section 1.3(a) Board RECITALS Burdensome Condition SECTION 7.08(dClosing Section 1.2 Closing Date Section 1.2 Closing Schedule Section 1.3(c) Certificate of Merger SECTION 3.02 Certificates SECTION 3.11(bCode Section 3.7(g) Change in Board Recommendation SECTION 7.05(c) Common Parent SECTION 4.16(k) Company PREAMBLE Company 2007 Form 10-K SECTION 4.08(b) Company Leases SECTION 4.14(c) Company Stock Option SECTION 3.07 Company Stock Option Plans SECTION 3.07 Company Subleases SECTION 4.14(c) Colony III Preamble Confidentiality Agreement SECTION 7.04(bSection 6.6 Determination Date Section 1.3(b) covered employees SECTION 4.11(iEmployee Plans Section 3.14(a) Deal Expenses SECTION 9.03(b) definitive material agreement SECTION 4.19(a) DGCL RECITALS Disclosure Schedule ARTICLE IV Dissenting Shares SECTION 3.10(a) Effective Time SECTION 3.02 Environmental Condition Section 3.13 Environmental Laws Section 3.13 Environmental Liabilities and Costs Section 3.13 ERISA SECTION 4.11(aSection 3.14(a) ERISA Affiliate SECTION 1.01 ESPP SECTION 3.09 excess parachute payments SECTION 4.11(dSection 3.14(a) Exchange Act SECTION 2.01(aSection 3.4(a) Expiration Date SECTION 2.01(bForeign Plan Section 3.14(a) Fairness Opinion SECTION 2.02(a) Fully Diluted Basis SECTION 1.01 GAAP SECTION 4.07(bSection 3.4(b) Governmental Authority SECTION 4.05(bApprovals Section 6.7(a) Hazardous Substances SECTION 1.01 Governmental Entity Section 3.3(c) Xxxxxx'x Preamble Xxxxxx'x Disclosure Schedule Article V Xxxxxx'x Gaming Laws Section 5.6(b) Xxxxxx'x Material Adverse Effect Section 5.1 Xxxxxx'x Permits Section 5.6(a) Harveys Preamble Harveys Balance Sheet Section 3.4(b) Harveys Class A Section 3.2(a) Harveys Class B Section 3.2(a) Harveys Common Stock Section 3.2(a) Harveys Disclosure Schedule Article III Harveys Gaming Laws Section 3.15(b) Harveys Leased Property Section 3.8(a) Harveys Material Adverse Effect Section 3.1 Harveys Material Contracts Section 3.11(a) Harveys Owned Property Section 3.8(a) Harveys Permits Section 3.15(a) Harveys Preferred Stock Section 3.2(a) Harveys Real Property Section 3.8(a) Harveys SEC Reports Section 3.4(a) Harveys Stock Option Plan Section 2.1 HSR Act Section 3.3(c) Indebtedness Section 3.11(a) Indemnified Parties SECTION 7.07(bSection 6.9(a) Independent Directors SECTION 7.03(cInformation Statement Section 3.16 Iowa West Letter of Credit Section 1.3(b) Insurance Policies SECTION 4.20 Intellectual Property SECTION 1.01 IP Contracts SECTION 1.01IRS Section 3.7(h) Joinder Section 6.13 Lease Documents Section 3.8(c) Multiemployer Plan Section 3.14(a) Net Working Capital Section 1.3(b) Notifying Party Section 6.7(a) NRS Section 3.19
Appears in 1 contract
TABLE OF DEFINED TERMS. The following terms are defined in the section of this Agreement set forth after such term below: Acceptable Term Section “Agreement” Preamble “Alternative Transaction Proposal” Section 8.05(a) “Amended 2020 Convertible Notes” Section 8.12 “Amended 2021 Convertible Notes” Section 8.12 “Amended and Restated Warrant Agreement” Section 8.08 “Business Combination Deadline” Section 8.04 “Cayman Companies Act” Recitals “CBA” Section 4.12(a)(v) “Closing” Section 3.02 “Closing Company Audited Financial Statements” Section 6.06 “Closing Date” Section 3.02 “Closing Press Release” Section 8.07(c) “Company” Preamble “Company Benefit Plan” Section 4.13(a) “Company Board” Recitals “Company Employees” Section 4.13(a) “Company Extraordinary General Meeting” Section 8.11(a) “Company Financial Statements” Section 4.08(a) “Company Meeting Change” Section 8.11(b) “Company Permits” Section 4.11 “Company Post-Closing Group” Section 11.18(a) “Company Real Property” Section 4.17(b) “Company Shareholder Voting Agreement” Recitals “Company Termination Payment Amount” Section 10.02(a) “Company Transaction Expense Statement” Section 3.10 “Confidentiality Agreement SECTION 7.05(bAgreement” Section 11.09 “Continental” Section 8.08 “D&O Indemnitees” Section 7.01(a) accredited investor SECTION 2.03(d“D&O Tail” Section 7.01(b) Acquisition Proposal SECTION 7.05(a“Designated Person” Section 11.17(a) Action SECTION 4.10 Agreement PREAMBLE Anti-takeover Laws SECTION 4.04(b“Effective Time” Section 3.02 “Enforceability Exceptions” Section 4.03 “Equity Plan” Recitals “Equity Pledge Registration” Section 2.02(b) Appointment Time SECTION 7.03(a“ERISA” Section 4.13(a) Blue Sky Laws SECTION 4.05(b“Exchanged Key Executive Options” Section 2.02(b) Board RECITALS Burdensome Condition SECTION 7.08(d) Certificate of Merger SECTION 3.02 Certificates SECTION 3.11(b) Change in Board Recommendation SECTION 7.05(c) Common Parent SECTION 4.16(k) Company PREAMBLE Company 2007 Form 10-K SECTION 4.08(b) Company Leases SECTION 4.14(c) Company Stock Option SECTION 3.07 Company Stock Option Plans SECTION 3.07 Company Subleases SECTION 4.14(c) Confidentiality Agreement SECTION 7.04(b) covered employees SECTION 4.11(i) Deal Expenses SECTION 9.03(b) definitive material agreement SECTION 4.19(a) DGCL RECITALS Disclosure Schedule ARTICLE IV Dissenting Shares SECTION 3.10(a) Effective Time SECTION 3.02 ERISA SECTION 4.11(a) ERISA Affiliate SECTION 1.01 ESPP SECTION 3.09 excess parachute payments SECTION 4.11(d) Exchange Act SECTION 2.01(a) Expiration Date SECTION 2.01(b) Fairness Opinion SECTION “Exchanged Options” Section 2.02(a) Fully Diluted Basis SECTION 1.01 GAAP SECTION 4.07(b“Excluded Share” Section 3.08(e) Governmental Authority SECTION 4.05(b“Existing D&O Arrangements” Section 7.01(a) Hazardous Substances SECTION 1.01 Indemnified Parties SECTION 7.07(b“Existing Representation” Section 11.17(a) Independent Directors SECTION 7.03(c“Extension Proposal” Section 8.04 “Extension Proxy Statement” Section 8.04 “Federal Securities Laws” Section 5.08(a) Insurance Policies SECTION 4.20 Intellectual Property SECTION 1.01 IP Contracts SECTION 1.01“Financial Statements” Section 4.08(a) “Interim Financial Statements” Section 4.08(a) Term Section “Interim Period” Section 6.01 “Leased Company Real Property” Section 4.17(b) “Leases” Section 4.17(b) “Listing A&R M&AA” Recitals “Merger Consideration” Section 3.08(c) “Merger” Recitals “Merger Sub” Preamble “Merger Sub Shares” Section 3.08(e) “Most Recent Balance Sheet” Section 4.08(a) “Non-Recourse Party” Section 11.14 “Officers” Section 8.10(a) “Party” Preamble “Plan of Merger” Section 3.03 “PIIA” Section 4.13(c) “Post-Closing Group” Section 11.17(a) “Post-Closing Matters” Section 11.17(a) “Post-Closing Representations” Section 11.17(a) “Pre-Closing Designated Persons” Section 11.17(b) “Pre-Closing Privileges” Section 11.17(b) “Prior Counsel” Section 11.17(a) “Privileged Materials” Section 11.17(c) “Proxy Statement” Section 8.02(a) “Proxy Statement/Prospectus” Section 8.02(a) “Recapitalization” Section 2.01(f) “Registration Rights Agreement” Recitals “Rollover Key Executive RSU” Section 2.02(d) “Rollover RSU” Section 2.02(c) “Xxxxxxxx-Xxxxx Act” Section 5.08(a) “SEC Reports” Section 5.08(a) “Share Subdivision” Section 2.01(c) “SPAC” Preamble “SPAC Board” Recitals “SPAC Board Recommendation” Section 5.02(c) “SPAC Class B Conversion” Section 3.08(a) “SPAC Extraordinary General Meeting” Section 8.03(a) “SPAC Impairment Effect” Section 5.01 “SPAC Meeting Change” Section 8.03(b) “SPAC Permits” Section 5.09 “SPAC Related Party” Section 5.15 “SPAC Termination Statement” Section 10.02(a) “SPAC Transaction Expense Statement” Section 3.10 “Specified Contracts” Section 4.12(a) “Specified Company Representations” Section 9.02(a)(i) “Specified SPAC Representations” Section 9.03(a)(i) Term Section “Sponsor Designated Person” Section 11.18(a) “Sponsor Existing Representation” Section 11.18(a) “Sponsor Lock-Up and Support Agreement” Recitals “Sponsor Post-Closing Matter” Section 11.18(a) “Sponsor Post-Closing Representation” Section 11.18(a) “Sponsor Pre-Closing Designated Persons” Section 11.18(b) “Sponsor Pre-Closing Privileges” Section 11.18(b) “Sponsor Prior Counsel” Section 11.18(a) “Sponsor Privileged Materials” Section 11.18(c) “Surviving Company” Section 3.01 “Surviving Company Shares” Section 3.08(e) “Surviving Provisions” Section 10.02 “Tax Covenants” Section 8.06(a) “Termination Date” Section 10.02(a)(i) “Transaction Expense Statement” Section 3.10 “Transaction Filings” Section 8.02(a) “Transaction Financing” Section 8.09 “Transaction Financing Investors” Section 8.09 “Transaction Financing Agreement” Section 8.09 “Transaction Litigation” Section 8.01(d) “Transactions” Recitals “Transfer Agent” Section 3.09(a) “Trust Account” Section 5.06 “Unit Separation” Section 3.08(b) “Unanimous Written Consent” Section 8.11(a)
Appears in 1 contract
Samples: Agreement and Plan of Merger (Magnum Opus Acquisition LTD)
TABLE OF DEFINED TERMS. The following Additional Mortgage Section 7.12(b) Agent-Related Persons Section 10.2 Agreement Preamble Annual Budget Section 7.1(a)(iii) Anti-Terrorism Laws Section 5.22 Collateral Agent Preamble Company Preamble Company Historical Financial Statements Section 5.12(a) Compliance Certificate Section 7.2 Cured Default Section 1.1(e) Default Rate Section 9.1 Deferral Notice Section 7.18(b)(viii)(B) Deferral Period Section 7.18(b)(viii) Disposition Section 8.3 Eligible Issuance Section 7.16 Environmental Permits Section 5.13 Evanston Prepayment Section 8.3 Evanston Sale Section 8.3 Evanston Seller Notes Section 8.3 Event of Default Section 9.1 Executive Order Section 5.22 Existing Agreement Recitals Existing Defaults Section 3.3 First Agreement Recitals First Amendment and Restatement Recitals Indemnified Liabilities Section 10.7 Indemnitee Section 11.18 Initial Borrower Preamble Initial Borrowers Preamble Investments Section 8.5 Last Audited Financial Statements Section 5.12(a) Last Unaudited Financial Statements Section 5.12(a) Material Event Section 7.18(b)(viii) New Subsidiary Section 7.12(a) OFAC Section 5.22 Originating Holder Section 11.3(a) Other Payments Section 9.1 Participant Section 11.3(a) Participant Register Section 11.3 Patriot Act Section 11.19 Permitted Liens Section 8.1 Refinancing Indebtedness Section 8.2 Registration Rights Indemnified Party Section 7.18(f)(iii) Registration Rights Indemnifying Party Section 7.18(f)(iii) Regulatory Disclosure Requirement Section 7.17 Second Amendment and Restatement Recitals Securities Section 11.9(a) Top-Up Rights Section 7.16 U.S. Tax Compliance Certificate Section 11.2(f)(ii)(B)(3) Accounting Principles. Calculations and determinations of financial and accounting terms used and not otherwise specifically defined under this Agreement (including the Exhibits hereto) shall be made and determined, both as to classification of items and as to amount, in accordance with GAAP or IFRS, as applicable. If any changes in accounting principles or practices from GAAP or IFRS, as applicable, are defined occasioned by the promulgation of rules, regulations, pronouncements and opinions by or required by the Financial Accounting Standards Board or the American Institute of Certified Public Accountants (or any successor thereto or agencies with similar functions) with respect to GAAP, and the International Accounting Standards Board with respect to IFRS, which results in a change in the section method of accounting in the calculation of financial covenants, standards or terms contained in this Agreement set forth or any other Operative Document, the parties hereto agree to enter into negotiations to amend such provisions so as equitably to reflect such changes to the end that the criteria for evaluating financial and other covenants, financial condition and performance will be the same after such term below: Acceptable Confidentiality Agreement SECTION 7.05(b) accredited investor SECTION 2.03(d) Acquisition Proposal SECTION 7.05(a) Action SECTION 4.10 Agreement PREAMBLE Anti-takeover Laws SECTION 4.04(b) Appointment Time SECTION 7.03(a) Blue Sky Laws SECTION 4.05(b) Board RECITALS Burdensome Condition SECTION 7.08(d) Certificate changes as they were before such changes; and if the parties fail to agree on the amendment of Merger SECTION 3.02 Certificates SECTION 3.11(b) Change such provisions, Credit Parties shall continue to provide calculations for all financial covenants, perform all financial covenants and otherwise observe all financial standards and terms in Board Recommendation SECTION 7.05(c) Common Parent SECTION 4.16(k) Company PREAMBLE Company 2007 Form 10-K SECTION 4.08(b) Company Leases SECTION 4.14(c) Company Stock Option SECTION 3.07 Company Stock Option Plans SECTION 3.07 Company Subleases SECTION 4.14(c) Confidentiality Agreement SECTION 7.04(b) covered employees SECTION 4.11(i) Deal Expenses SECTION 9.03(b) definitive material agreement SECTION 4.19(a) DGCL RECITALS Disclosure Schedule ARTICLE IV Dissenting Shares SECTION 3.10(a) Effective Time SECTION 3.02 ERISA SECTION 4.11(a) ERISA Affiliate SECTION 1.01 ESPP SECTION 3.09 excess parachute payments SECTION 4.11(d) Exchange Act SECTION 2.01(a) Expiration Date SECTION 2.01(b) Fairness Opinion SECTION 2.02(a) Fully Diluted Basis SECTION 1.01 the Operative Documents in accordance with GAAP SECTION 4.07(b) Governmental Authority SECTION 4.05(b) Hazardous Substances SECTION 1.01 Indemnified Parties SECTION 7.07(b) Independent Directors SECTION 7.03(c) Insurance Policies SECTION 4.20 Intellectual Property SECTION 1.01 IP Contracts SECTION 1.01or IFRS, as applicable, as in effect immediately prior to such changes.
Appears in 1 contract
Samples: Securities Purchase Agreement (MedMen Enterprises, Inc.)
TABLE OF DEFINED TERMS. The following terms are defined in the section of this Agreement set forth after such term below: Acceptable Confidentiality Agreement SECTION 7.05(b) accredited investor SECTION 2.03(dCROSS REFERENCE TERMS IN AGREEMENT ----- ------------ Accountants Section 1.3(d) Acquisition Proposal SECTION 7.05(aSection 6.3(a) Action SECTION 4.10 Agreement PREAMBLE Anti-takeover Laws SECTION 4.04(bPreamble Benefit Arrangement Section 3.14(a) Appointment Time SECTION 7.03(a"best knowledge" Section 9.3 Budget Section 6.1 Class A Consideration Section 1.3(a) Blue Sky Laws SECTION 4.05(bClass B Consideration Section 1.3(a) Board RECITALS Burdensome Condition SECTION 7.08(dClosing Section 1.2 Closing Date Section 1.2 Closing Schedule Section 1.3(c) Certificate of Merger SECTION 3.02 Certificates SECTION 3.11(bCode Section 3.7(g) Change in Board Recommendation SECTION 7.05(c) Common Parent SECTION 4.16(k) Company PREAMBLE Company 2007 Form 10-K SECTION 4.08(b) Company Leases SECTION 4.14(c) Company Stock Option SECTION 3.07 Company Stock Option Plans SECTION 3.07 Company Subleases SECTION 4.14(c) Colony III Preamble Confidentiality Agreement SECTION 7.04(bSection 6.6 Determination Date Section 1.3(b) covered employees SECTION 4.11(iEmployee Plans Section 3.14(a) Deal Expenses SECTION 9.03(b) definitive material agreement SECTION 4.19(a) DGCL RECITALS Disclosure Schedule ARTICLE IV Dissenting Shares SECTION 3.10(a) Effective Time SECTION 3.02 Environmental Condition Section 3.13 Environmental Laws Section 3.13 Environmental Liabilities and Costs Section 3.13 ERISA SECTION 4.11(aSection 3.14(a) ERISA Affiliate SECTION 1.01 ESPP SECTION 3.09 excess parachute payments SECTION 4.11(dSection 3.14(a) Exchange Act SECTION 2.01(aSection 3.4(a) Expiration Date SECTION 2.01(bForeign Plan Section 3.14(a) Fairness Opinion SECTION 2.02(a) Fully Diluted Basis SECTION 1.01 GAAP SECTION 4.07(bSection 3.4(b) Governmental Authority SECTION 4.05(bApprovals Section 6.7(a) Hazardous Substances SECTION 1.01 Indemnified Parties SECTION 7.07(bGovernmental Entity Section 3.3(c) Independent Directors SECTION 7.03(cXxxxxx'x Preamble Xxxxxx'x Disclosure Schedule Article V Xxxxxx'x Gaming Laws Section 5.6(b) Insurance Policies SECTION 4.20 Intellectual Xxxxxx'x Material Adverse Effect Section 5.1 Xxxxxx'x Permits Section 5.6(a) Harveys Preamble Harveys Balance Sheet Section 3.4(b) Harveys Class A Section 3.2(a) Harveys Class B Section 3.2(a) Harveys Common Stock Section 3.2(a) Harveys Disclosure Schedule Article III Harveys Gaming Laws Section 3.15(b) Harveys Leased Property SECTION 1.01 IP Section 3.8(a) Harveys Material Adverse Effect Section 3.1 Harveys Material Contracts SECTION 1.01Section 3.11(a)
Appears in 1 contract
Samples: Stock Purchase Agreement (Harrahs Entertainment Inc)
TABLE OF DEFINED TERMS. The following terms are defined in the section of this 2005 Balance Sheet Section 4.07(a) 12 2005 Statements Section 4.07(a) 12 AAA Section 10.10(a) 47 Agreement set forth after such term below: Acceptable Confidentiality Agreement SECTION Preamble 1 Annual Statements Section 4.07(a) 12 Asset Allocation Section 7.05(b) accredited investor SECTION 2.03(d34 Assets Section 4.17(b) Acquisition Proposal SECTION 21 Business Preamble 1 Buyer Indemnitees Section 9.01(a) 40 Buyer Preamble 1 Closing Date Adjustment Section 2.02(b) 5 Closing Date Section 2.03(a) 5 Closing Section 2.03(a) 5 Common Stock Preamble 1 Companies Preamble 1 Company Intellectual Property Section 4.17(a) 21 Company Persons Section 7.04 34 Company Preamble 1 Consulting Stock Preamble 1 Consulting Preamble 1 Contest Section 7.05(g) 36 Deductible Section 9.01(d) 41 Deferred Payments Section 2.02(e) 5 Disputing Parties Section 10.10(a) 47 Disputing Party Section 10.10(a) 47 Employee Plans Section 4.15(a) 19 Employment and Consulting Agreement Section 8.01(c) 37 Encumbrances Section 4.09(a) 14 Equity Securities Section 4.03(b) 11 ERISA Affiliate Section 4.15(a) 19 Estimated Net Working Capital Section 2.02(a) 4 Final Net Working Capital Section 2.04 7 Financial Statements Section 4.07(a) 12 First Choice Section 2.04 7 First Xxxxxx Agreement Section 7.06 37 Form 8023 Section 7.05(a) Action SECTION 4.10 34 Fundamental Representations Section 9.01(d) 41 Intellectual Property Agreements Section 4.17(g) 23 Interim Statements Section 4.07(a) 12 Leased Real Property Section 4.09(d) 14 Limited Stock Preamble 1 Limited Preamble 1 Noncompetition Agreements Section 8.01(d) 38 OTS Software Section 4.17(g) 23 Owned Intellectual Property Section 4.17(b) 21 Owned Real Property Section 4.09(c) 14 Xxxxxxx Agreement PREAMBLE Anti-takeover Laws SECTION 4.04(bSection 7.06 37 Permits Section 4.13(a) Appointment Time SECTION 7.03(a18 Privacy Statement Section 4.17(m) Blue Sky Laws SECTION 4.05(b25 Proceedings Section 4.11 16 Proposed Net Working Capital Calculation Section 2.04 6 Purchase Price Section 2.01(a) Board RECITALS Burdensome Condition SECTION 7.08(d4 Xxxxxxx Employment Agreement Section 2.05(b) Certificate of Merger SECTION 3.02 Certificates SECTION 3.11(b8 Real Property Leases Section 4.09(d) Change in Board Recommendation SECTION 14 Real Property Section 4.09(d) 14 Related Party Section 4.10(a) 15 Required Consents Section 4.13(b) 18 Required Governmental Approval Section 4.13(b) 18 Rules Section 10.10(a) 47 S Corporation Return Section 7.05(c) Common Parent SECTION 4.16(k35 Scheduled Contracts Section 4.12(a) Company PREAMBLE Company 2007 Form 10-K SECTION 4.08(b16 SDNs Section 4.26 30 Second Xxxxxx Agreement Section 7.06 37 Section 338 Allocation Section 7.05(b) Company Leases SECTION 4.14(c34 Section 338(h)(10) Company Stock Option SECTION 3.07 Company Stock Option Plans SECTION 3.07 Company Subleases SECTION 4.14(cElection Section 7.05(a) Confidentiality 34 Selected Firm Section 2.04 7 Settlement Agreement SECTION 7.04(bSection 8.01(m) covered employees SECTION 4.11(i39 Share Encumbrances Section 3.01 8 Shareholder Indemnitees Section 9.01(b) Deal Expenses SECTION 9.03(b) definitive material agreement SECTION 4.19(a) DGCL RECITALS Disclosure Schedule ARTICLE IV Dissenting Shares SECTION 3.10(a) Effective Time SECTION 3.02 ERISA SECTION 4.11(a) ERISA Affiliate SECTION 1.01 ESPP SECTION 3.09 excess parachute payments SECTION 4.11(d) Exchange Act SECTION 2.01(a) Expiration Date SECTION 2.01(b) Fairness Opinion SECTION 2.02(a) Fully Diluted Basis SECTION 1.01 GAAP SECTION 4.07(b) Governmental Authority SECTION 4.05(b) Hazardous Substances SECTION 1.01 Indemnified Parties SECTION 7.07(b) Independent Directors SECTION 7.03(c) Insurance Policies SECTION 4.20 40 Shareholder Intellectual Property SECTION 1.01 IP Contracts SECTION 1.01Agreement Section 4.17(g) 23 Shareholder Preamble 1 Shareholders Preamble 1 Shares Preamble 1 Target Working Capital Section 2.02(b) 4 Trade Secrets Section 4.17(c) 21 Trademarks Section 4.17(d) 22 True-Up Amount Section 2.05(a) 7 Xxxxxx Section 7.06 37 USRPHC Section 4.21(d) 27 ARTICLE II
Appears in 1 contract
Samples: Stock and Asset Purchase Agreement (Korn Ferry International)
TABLE OF DEFINED TERMS. The following terms are defined Cross-Reference Term in the section of this Agreement set forth after such term below: Acceptable Confidentiality Page Acquisition Preamble 1 affiliate Section 8.8(a) 61 Agreement SECTION 7.05(bPreamble 1 business day Section 8.8(b) accredited investor SECTION 2.03(d61 capital stock Section 8.8(c) Acquisition Proposal SECTION 7.05(a) Action SECTION 4.10 Agreement PREAMBLE Anti-takeover Laws SECTION 4.04(b) Appointment Time SECTION 7.03(a) Blue Sky Laws SECTION 4.05(b) Board RECITALS Burdensome Condition SECTION 7.08(d) 62 Certificate of Merger SECTION 3.02 Section 2.2 10 Certificates SECTION 3.11(bSection 2.10(b) Change in 13 Closing Date Section 2.3 10 Closing Section 2.3 10 Code Preamble 1 Company 368 Opinion Annex A 1 Company Acquisition Section 7.3(a) 59 Company Affiliates Section 5.11(a) 54 Company Board Recommendation SECTION 7.05(cSection 1.2(a) 5 Company Common Parent SECTION 4.16(kStock Preamble 1 Company Financial Adviser Section 3.22 35 Company Insider Section 5.14 55 Company Intellectual Property Section 3.14(b) 28 Company PREAMBLE Permits Section 3.10 21 Company 2007 Form 10-K SECTION 4.08(bPlans Section 2.11(a) 15 Company Leases SECTION 4.14(cPreamble 1 Company Products Section 3.14(n) 30 Company SEC Reports Section 3.4(a) 18 Company Securities Section 3.2(a) 17 Company Stock Option SECTION 3.07 Option(s) Section 2.11(a) 14 Company Stock Option Plans SECTION 3.07 Company Subleases SECTION 4.14(cStockholder Approval Section 3.3(a) 18 Confidentiality Agreement SECTION 7.04(bAgreements Section 5.6(d) covered employees SECTION 4.11(i52 Contract Section 3.15(a) Deal Expenses SECTION 9.03(b32 Copyrights Section 3.14(a) definitive material agreement SECTION 4.19(a28 D&O Insurance Section 5.9(d) 54 DGCL RECITALS Preamble 1 Disclosure Schedule ARTICLE IV Letter Article 3 15 Dissenting Shares SECTION 3.10(a) Section 2.9 12 Effective Time SECTION 3.02 ERISA SECTION 4.11(aSection 2.2 10 Employee Plans Section 3.11(a) 22 Environmental Claim Section 3.12(b) 25 Environmental Laws Section 3.12(b) 25 ERISA Affiliate SECTION 1.01 ESPP SECTION 3.09 excess parachute payments SECTION 4.11(dSection 3.11(a) 22 ERISA Section 3.11(a) 22 Exchange Act SECTION 2.01(aSection 1.1(a) 2 Exchange Agent Section 2.10(a) 12 Exchange Agreement Section 7.1(d) 58 Exchange Fund Section 2.10(a) 12 Exchange Ratio Section 2.8(b) 11 Exchanging Holder(s) Section 7.1(d) 58 Expiration Date SECTION 2.01(bSection 1.1(b) Fairness Opinion SECTION 2.02(a2 Final Date Section 7.1(b) Fully 56 Financial Statements Section 3.4(a) 19 Fully-Diluted Basis SECTION 1.01 Shares Section 1.1(b) 2 GAAP SECTION 4.07(bSection 3.1(b) 16 Governmental Authority SECTION 4.05(b) Entity Section 3.6 19 Hazardous Substances SECTION 1.01 Section 3.12(b) 25 HSR Act Section 3.6 19 incentive stock options Section 2.11(a) 15 include or including Section 8.8(e) 62 Indemnified Parties SECTION 7.07(bLiabilities Section 5.9(a) 53 Indemnified Persons Section 5.9(a) 53 Independent Directors SECTION 7.03(cSection 1.5 9 Initial Expiration Date Section 1.1(b) Insurance Policies SECTION 4.20 2 Intellectual Property SECTION 1.01 IP Contracts SECTION 1.01Section 3.14(a) 28 IPO Lockup Agreements Section 3.33 37 IRS Section 3.11(a) 22 ISOs Section 2.11(a) 15 knowledge or known Section 8.8(d) 62 Lien Section 8.8(f) 62 Marks Section 3.14(a) 28 Material Adverse Effect on Parent Section 4.1(b) 38 Material Adverse Effect on the Company Section 3.1(b) 16 Material Contract(s) Section 3.15(a) 32 Merger Consideration Section 2.8(a) 11 Merger Preamble 1 Minimum Condition Section 1.1(b) 2 Multiemployer Plan Section 3.11(f) 23 Multiple Employer Plan Section 3.11(f) 23 NASDAQ Section 1.1(d) 3 Notice of Superior Proposal Section 5.4(d) 50 Offer Consideration Preamble 1 Offer Documents Section 1.1(f) 4 Offer Preamble 1 Other Interests Section 3.1(c) 17 Parent 368 Opinion Annex A 1 Parent Board Section 3.3(a) 39 Parent Common Stock Preamble 1 Parent Financial Statements Section 4.4 40 Parent Permits Section 4.8 41 Parent Preamble 1 Parent SEC Reports Section 4.4 40 Parent Securities Section 4.2(a) 39 Patents Section 3.14(a) 28 Permitted Liens Section 3.16(a) 34 person Section 8.8(g) 62 Prospectus Section 1.1(f) 4 Proxy Statement Section 1.3(a) 6 S-4 Section 1.1(f) 4 Schedule 14D-9 Section 1.2(b) 5 Schedule TO Section 1.1(f) 4 SEC Section 1.1(b) 2 Securities Act Section 1.1(f) 4 Share(s) Preamble 1 Stockholders Meeting Section 1.3(b) 7 Subsidiary Section 3.1(a) 16 Superior Proposal Section 5.4(a) 48 Surviving Company Section 2.1 10 Tax or Taxes Section 3.13(a)(i) 25 Tax Return Section 3.13(a)(ii) 26 Termination Fee Section 7.3(a) 59 Third Party Acquisition Section 5.4(a) 48 Third Party Section 5.4(a) 48 Top-Up Closing Section 1.4(c) 8 Top-Up Exercise Event Section 1.4(b) 7 Top-Up Exercise Notice Section 1.4(c) 8 Top-Up Notice Date Section 1.4(c) 8 Top-Up Option Section 1.4(a) 7 Top-Up Option Shares Section 1.4(a) 7 Top-Up Termination Date Section 1.4(b) 8 Trade Secrets Section 3.14(a) 28 Warranty Obligations Section 3.27(a) 36 AGREEMENT AND PLAN OF MERGER AND REORGANIZATION THIS AGREEMENT AND PLAN OF MERGER AND REORGANIZATION (this “Agreement”), dated as of August 10, 2005, is by and among Fastclick, Inc., a Delaware corporation (the “Company”), ValueClick, Inc., a Delaware corporation (“Parent”), and FC Acquisition Sub, Inc., a Delaware corporation and a direct wholly-owned subsidiary of Parent (“Acquisition”).
Appears in 1 contract
Samples: Agreement and Plan of Merger and Reorganization (Fastclick Inc)
TABLE OF DEFINED TERMS. The following terms are defined in the section of this Additional Mortgage Section 7.12(b) Agent-Related Persons Section 10.2 Agreement set forth after such term below: Acceptable Confidentiality Agreement SECTION 7.05(bPreamble Annual Budget Section 7.1(a)(iii) accredited investor SECTION 2.03(d) Acquisition Proposal SECTION 7.05(a) Action SECTION 4.10 Agreement PREAMBLE Anti-takeover Terrorism Laws SECTION 4.04(bSection 5.22 Collateral Agent Preamble Company Preamble Company Historical Financial Statements Section 5.12(a) Appointment Time SECTION 7.03(aCompliance Certificate Section 7.2 Cured Default Section 1.1(e) Blue Sky Laws SECTION 4.05(bDefault Rate Section 9.1 Deferral Notice Section 7.18(b)(viii)(B) Board RECITALS Burdensome Condition SECTION 7.08(dDeferral Period Section 7.18(b)(viii) Disposition Section 8.3 Eligible Issuance Section 7.16 Environmental Permits Section 5.13 Evanston Prepayment Section 8.3 Evanston Sale Section 8.3 Evanston Seller Notes Section 8.3 Event of Default Section 9.1 Executive Order Section 5.22 Existing Agreement Recitals Existing Defaults Section 3.3 First Agreement Recitals First Amendment and Restatement Recitals Indemnified Liabilities Section 10.7 Indemnitee Section 11.18 Initial Borrower Preamble Initial Borrowers Preamble 32 Investments Section 8.5 Last Audited Financial Statements Section 5.12(a) Last Unaudited Financial Statements Section 5.12(a) Material Event Section 7.18(b)(viii) New Issuance Section 8.22 New Subsidiary Section 7.12(a) Newly Issued Securities Section 8.22 OFAC Section 5.22 Originating Holder Section 11.3(a) Other Payments Section 9.1 Participant Section 11.3(a) Participant Register Section 11.3 Patriot Act Section 11.19 Permitted Liens Section 8.1 Preemptive Rights Notice Section 8.22 Pro Rata Portion Section 8.22 Refinancing Indebtedness Section 8.2 Registration Rights Indemnified Party Section 7.18(f)(iii) Registration Rights Indemnifying Party Section 7.18(f)(iii) Regulatory Disclosure Requirement Section 7.17 Second Amendment and Restatement Recitals Securities Section 11.9(a) Top-Up Rights Section 7.16 Top-Up Warrants Section 7.16 U.S. Tax Compliance Certificate of Merger SECTION 3.02 Certificates SECTION 3.11(b) Change in Board Recommendation SECTION 7.05(c) Common Parent SECTION 4.16(k) Company PREAMBLE Company 2007 Form 10-K SECTION 4.08(b) Company Leases SECTION 4.14(c) Company Stock Option SECTION 3.07 Company Stock Option Plans SECTION 3.07 Company Subleases SECTION 4.14(c) Confidentiality Agreement SECTION 7.04(b) covered employees SECTION 4.11(i) Deal Expenses SECTION 9.03(b) definitive material agreement SECTION 4.19(a) DGCL RECITALS Disclosure Schedule ARTICLE IV Dissenting Shares SECTION 3.10(a) Effective Time SECTION 3.02 ERISA SECTION 4.11(a) ERISA Affiliate SECTION 1.01 ESPP SECTION 3.09 excess parachute payments SECTION 4.11(d) Exchange Act SECTION 2.01(a) Expiration Date SECTION 2.01(b) Fairness Opinion SECTION 2.02(a) Fully Diluted Basis SECTION 1.01 GAAP SECTION 4.07(b) Governmental Authority SECTION 4.05(b) Hazardous Substances SECTION 1.01 Indemnified Parties SECTION 7.07(b) Independent Directors SECTION 7.03(c) Insurance Policies SECTION 4.20 Intellectual Property SECTION 1.01 IP Contracts SECTION 1.01Section 11.2(f)(ii)(B)(3)
Appears in 1 contract
TABLE OF DEFINED TERMS. The following Additional Mortgage Section 7.12(c) Agent-Related Persons Section 10.2 Agreement Preamble Anti-Terrorism Laws Section 5.22 Collateral Agent Section 10.8, Preamble Company Preamble Company Historical Financial Statements Section 5.12(a) . Compliance Certificate Section 7.2(b) Debt Offering Section 7.16 Default Rate Section 9.1 Dilutive Interests Section 8.22(a) Dilutive Issuance Section 8.22(b) Disposition Section 8.3 Down Round Section 8.22(a) Down-Round Price Reset Section 8.22(a) Environmental Permits Section 5.13 Event of Default Section 9.1 Excluded Issuances Section 8.22(a) Executive Order Section 5.22 Existing Agreement Recitals, Recitals Indemnified Liabilities Section 10.7 Indemnitee Section 11.18 Initial Borrower Preamble Initial Borrowers Preamble Investments Section 8.5 Last Audited Financial Statements Section 5.12(a) Last Unaudited Financial Statements Section 5.12(a) New Subsidiary Section 7.12(a) Observer Section 7.18 OFAC Section 5 22 Original Agreement Recitals Originating Holder Section 11.3(a) Other Payments Section 9.1 Participant Section 11.3(a) Participant Register Section 11.3 Permitted Liens Section 8.1 Pre-Emptive Right Offer Section 8.22(b) Pro Forma Balance Sheet Section 5.12(d) Regulatory Disclosure Requirement Section 7.17 Reinvestment Period Section 8.3(D) Restricted Payments Section 8.10 Securities Section 11.9(a) Subsidiary Sales Section 8.3(B)(I) Turnaround Plan Section 7.21(b) USA Patriot Act Section 5.22 Accounting Principles. Calculations and determinations of financial and accounting terms used and not otherwise specifically defined under this Agreement (including the Exhibits hereto) shall be made and determined, both as to classification of items and as to amount, in accordance with GAAP or IFRS, as applicable. If any changes in accounting principles or practices from GAAP or IFRS, as applicable, are defined occasioned by the promulgation of rules, regulations, pronouncements and opinions by or required by the Financial Accounting Standards Board or the American Institute of Certified Public Accountants (or any successor thereto or agencies with similar functions) with respect to GAAP, and the International Accounting Standards Board with respect to IFRS, which results in a change in the section method of accounting in the calculation of financial covenants, standards or terms contained in this Agreement set forth or any other Operative Document, the parties hereto agree to enter into negotiations to amend such provisions so as equitably to reflect such changes to the end that the criteria for evaluating financial and other covenants, financial condition and performance will be the same after such term below: Acceptable Confidentiality Agreement SECTION 7.05(b) accredited investor SECTION 2.03(d) Acquisition Proposal SECTION 7.05(a) Action SECTION 4.10 Agreement PREAMBLE Anti-takeover Laws SECTION 4.04(b) Appointment Time SECTION 7.03(a) Blue Sky Laws SECTION 4.05(b) Board RECITALS Burdensome Condition SECTION 7.08(d) Certificate changes as they were before such changes; and if the parties fail to agree on the amendment of Merger SECTION 3.02 Certificates SECTION 3.11(b) Change such provisions, Credit Parties shall continue to provide calculations for all financial covenants, perform all financial covenants and otherwise observe all financial standards and terms in Board Recommendation SECTION 7.05(c) Common Parent SECTION 4.16(k) Company PREAMBLE Company 2007 Form 10-K SECTION 4.08(b) Company Leases SECTION 4.14(c) Company Stock Option SECTION 3.07 Company Stock Option Plans SECTION 3.07 Company Subleases SECTION 4.14(c) Confidentiality Agreement SECTION 7.04(b) covered employees SECTION 4.11(i) Deal Expenses SECTION 9.03(b) definitive material agreement SECTION 4.19(a) DGCL RECITALS Disclosure Schedule ARTICLE IV Dissenting Shares SECTION 3.10(a) Effective Time SECTION 3.02 ERISA SECTION 4.11(a) ERISA Affiliate SECTION 1.01 ESPP SECTION 3.09 excess parachute payments SECTION 4.11(d) Exchange Act SECTION 2.01(a) Expiration Date SECTION 2.01(b) Fairness Opinion SECTION 2.02(a) Fully Diluted Basis SECTION 1.01 the Operative Documents in accordance with GAAP SECTION 4.07(b) Governmental Authority SECTION 4.05(b) Hazardous Substances SECTION 1.01 Indemnified Parties SECTION 7.07(b) Independent Directors SECTION 7.03(c) Insurance Policies SECTION 4.20 Intellectual Property SECTION 1.01 IP Contracts SECTION 1.01or IFRS, as applicable, as in effect immediately prior to such changes.
Appears in 1 contract
Samples: Securities Purchase Agreement (MedMen Enterprises, Inc.)
TABLE OF DEFINED TERMS. The following terms are defined in the section of this Agreement set forth after such term below: Term Cross Reference Acceptable Confidentiality Agreement SECTION 7.05(b) accredited investor SECTION 2.03(dSection 6.7(a) Acquisition Proposal SECTION 7.05(aSection 6.7(f) Action SECTION 4.10 Acquisition Proposal Documentation Section 6.7(d) Alternative Committed Financing Section 6.12(a) Affected Employees Section 6.9(a) Affiliate Section 9.8(a) Affiliated Group Section 3.14(n) Agreement PREAMBLE Anti-takeover Preamble ANDA Section 6.13(a) Applicable Antitrust Laws SECTION 4.04(bSection 3.3(b) Appointment Time SECTION 7.03(aApplicable Law Section 3.3(a) Blue Sky Laws SECTION 4.05(bAssignee Section 9.14 Business Day Section 9.8(b) Board RECITALS Burdensome Condition SECTION 7.08(d) Certificate of Merger SECTION 3.02 Certificates SECTION 3.11(bSection 2.3(b) Change in of Recommendation Section 6.7(d) Claim Section 3.12(a) Closing Section 1.2 Closing Date Section 1.2 Code Section 2.3(h) Commitment Letter Section 4.7(b) Common Stock Section 2.1(b) Company Preamble Company Board Recommendation SECTION 7.05(c) Common Parent SECTION 4.16(kSection 3.2 Company Disclosure Letter Article III Company Intellectual Property Section 3.10(a) Company PREAMBLE Company 2007 Form 10-K SECTION 4.08(bMaterial Contracts Section 3.11(a) Company Leases SECTION 4.14(c) Company Stock Option SECTION 3.07 Company Stock Option Plans SECTION 3.07 Company Subleases SECTION 4.14(cSection 3.15(a) Confidentiality Agreement SECTION 7.04(bSection 6.4 Contract Section 3.3(a) covered employees SECTION 4.11(iCopyright Section 3.10(d) Deal Expenses SECTION 9.03(bD&O Indemnified Liabilities Section 6.10(a) definitive material agreement SECTION 4.19(aD&O Indemnified Parties Section 6.10(a) DEA Section 9.8(c) DGCL RECITALS Disclosure Schedule ARTICLE IV Section 1.1 Dissenting Shares SECTION 3.10(aSection 2.1(d) Effective Time SECTION 3.02 ERISA SECTION 4.11(aSection 1.3 EMEA Section 9.8(d) Environmental Claim Section 3.13(c) Environmental Laws Section 3.13(c) Environmental Permits Section 3.13(c) ERISA Affiliate SECTION 1.01 ESPP SECTION 3.09 excess parachute payments SECTION 4.11(dSection 3.15(a) Exchange Act SECTION 2.01(aSection 3.3(b) Expiration Date SECTION 2.01(bFDA Section 3.1(a) Fairness Opinion SECTION 2.02(aFinal Policy Section 3.22(j) Fully Diluted Basis SECTION 1.01 Financial Statements Section 3.5(b) Financing Section 4.7(b) Financing Documents Section 9.13(b) Financing Failure Section 9.8(e) Financing Sources Section 4.7(b) GAAP SECTION 4.07(bSection 3.5(b) Governmental Authority SECTION 4.05(bSection 3.3(b) Hazardous Substances SECTION 1.01 Indemnified Parties SECTION 7.07(bMaterials Section 3.13(c) Independent Directors SECTION 7.03(cHealthcare Regulatory Authority Section 9.8(f) Insurance Policies SECTION 4.20 Healthcare Regulatory Authorizations Section 9.8(g) HSR Act Section 3.3(b) Infringe Section 3.10(d) Intellectual Property SECTION 1.01 IP Contracts SECTION 1.01Section 3.10(d) Intervening Event Section 6.7(f) Intervening Event Termination Fee Section 8.3 IRS Section 3.15(a) Judgment Section 3.12(a) Knowledge of the Company Section 9.8(h) Leased Real Property Schedule Section 3.9(a) Liens Section 3.4(b) Marketing Period Section 9.8(i) Marks Section 3.10(d) Mask Works Section 3.10(d) Material Adverse Effect Section 3.1(a) Maximum Premium Section 6.10(b) Merger Recitals Merger Consideration Section 2.1(c) NDAs Section 3.22(k) Notice of Intervening Event Section 6.7(e)(ii) Notice of Superior Proposal Section 6.7(e)(i) Owned Real Property Section 3.9(b) Parent Preamble Parent Termination Fee Section 8.4(a) Patents Section 3.10(d) Paying Agent Section 2.3(a) Payment Fund Section 2.3(a) PBGC Section 3.15(c)(iii) Permits Section 3.12(b) Permitted Encumbrances Section 3.9(a) Person Section 9.8(j) Preferred Stock Section 3.4(a) Proxy Statement Section 6.1(b) Purchaser Preamble Purchaser Material Adverse Effect Section 4.1 Representatives Section 6.2 Required Information Section 6.12(b) SEC Section 3.3(b) SEC Documents Section 3.5(a) Securities Act Section 3.5(a) Share Section 2.1(b) Stock Plans Section 2.2(a) Stock Rights Payment Section 2.2(a) Stock Rights Section 2.2(a) Stockholders Meeting Section 6.1(a) Subsidiary Section 3.1(c) Superior Proposal Section 6.7(f) Surviving Corporation Section 1.1 Tax Return Section 3.14(n) Taxes Section 3.14(n) Termination Date Section 8.1(c) Termination Fee Section 8.3 Trade Secret Section 3.10(d) Voting Agreement Recitals AGREEMENT AND PLAN OF MERGER This AGREEMENT AND PLAN OF MERGER, dated as of August 26, 2013 (this “Agreement”), is by and between Akorn, Inc., a Louisiana corporation (“Parent”), Akorn Enterprises, Inc., a Delaware corporation and wholly owned subsidiary of Parent (“Purchaser”), on the one hand, and Hi-Tech Pharmacal Co., Inc., a Delaware corporation (the “Company”), on the other hand.
Appears in 1 contract
Samples: Agreement and Plan of Merger (Hi Tech Pharmacal Co Inc)
TABLE OF DEFINED TERMS. The following terms are defined in the section of this Agreement set forth after such term below: Acceptable Confidentiality Agreement SECTION 7.05(b) accredited investor SECTION 2.03(d) Acquisition Proposal SECTION 7.05(aSection 4.2(e) Action SECTION 4.10 Additional Payment Date Section 1.7(b) Affiliate Section 7.10(a) Agreement PREAMBLE Anti-takeover Laws SECTION 4.04(bRecitals Allocation Section 4.12(d) Appointment Time SECTION 7.03(aApportioned Obligations Section 4.12(b) Blue Sky Laws SECTION 4.05(bAssumed Boulder Leases Section 1.1(a) Board RECITALS Burdensome Condition SECTION 7.08(dAssumed Liabilities Section 1.4 Bankruptcy and Equity Exception Section 2.3(a) Certificate of Merger SECTION 3.02 Certificates SECTION 3.11(bBoulder Facilities Section 7.10(b) Change in Board Recommendation SECTION 7.05(cBoulder Lease Section 2.15(a) Common Parent SECTION 4.16(kBusiness Day Section 7.10(c) Company PREAMBLE Company 2007 Form 10-K SECTION 4.08(b) Company Leases SECTION 4.14(c) Company Stock Option SECTION 3.07 Company Stock Option Plans SECTION 3.07 Company Subleases SECTION 4.14(cCode Section 1.10 Confidential Information Section 7.10(d) Confidentiality Agreement SECTION 7.04(bSection 4.2(b) covered employees SECTION 4.11(iContracts Section 7.10(e) Deal Expenses SECTION 9.03(bEnd Date Section 6.1(b)(i) definitive material agreement SECTION 4.19(aEnvironmental Laws Section 2.13(f)(i) DGCL RECITALS ERISA Section 2.11(a) ERISA Affiliate Section 2.11(a) Event Section 7.10(aa) Exchange Act Section 2.4 Excluded Assets Section 1.3 Excluded Products Section 7.10(f) FDA Section 7.10(g) Financial Advisor Section 2.18 First Closing Assets Section 1.2 First Closing Section 1.6(a) First Closing Date Section 1.6(a) First Closing Purchase Price Section 1.7(a) First Closing Transactions Section 1.6(a) GAAP Section 7.10(h) Governmental Authority Section 7.10(i) Hazardous Materials Section 2.13(f)(ii) HSR Act Section 7.10(j) Indebtedness Section 7.10(k) Intellectual Property Rights Section 7.10(l) IPLEX™ EAP Section 7.10(m) Key Products Section 7.10(n) Key Products Employees Section 2.10(a) Key Products IP Contracts Section 7.10(o) Key Products IP Rights Section 1.1(d) Key Products Registered IP Section 2.16(b) Knowledge Section 7.10(p) Laws Section 2.8 Lease Security Section 4.16 Leased Real Property Section 2.15(a) Liability Section 7.10(q) Lien Section 7.10(r) Loss Section 1.4 Material Contracts Section 2.14(a) Nasdaq Section 2.4 Organizational Documents Section 2.1(b) Parent Recitals Parent Indemnified Parties Section 1.5(b) Parent Plans Section 4.9(d) Parent Severance Plan Section 4.9(e) Permits Section 2.8 Permitted Liens Section 7.10(s) Person Section 7.10(t) Post Closing Period Section 1.9(a) Primary Boulder Facilities Section 7.10(u) Primary Boulder Leases Section 2.15(a) Purchase Price Section 1.8 Purchased Assets Section 1.1 Purchased Assets Permits Section 2.8 Purchased Assets Regulatory Documentation Section 1.1(f) Purchased Contracts Section 1.1(l) Purchased Inventory Section 1.1(j) Purchaser Recitals Purchaser Material Adverse Effect Section 3.1 Regulatory Authority Section 7.10(v) Release Section 2.13(f)(iii) Representatives Section 4.2(a) Repurchase Right Section 6.4(a) Restraints Section 5.1(a) Retained Liabilities Section 1.5 SEC Section 7.10(w) Second Closing Assets Section 1.2 Second Closing Section 1.6(b) Second Closing Date Section 1.6(b) Second Closing Purchase Price Section 1.8 Second Closing Transactions Section 1.6(b) Secondary Boulder Facilities Section 7.10(x) Secondary Boulder Leases Section 2.15(a) Securities Act Section 2.4 Seller Recitals Seller Account Section 1.7(a) Seller Common Stock Section 2.4 Seller Confidential Information Section 7.10(y) Seller Convertible Notes Section 7.10(z) Seller Disclosure Schedule ARTICLE IV Dissenting Shares SECTION 3.10(aII Seller Material Adverse Effect Section 7.10(aa) Effective Time SECTION 3.02 ERISA SECTION 4.11(aSeller Payment Event Section 6.3(a) ERISA Affiliate SECTION 1.01 ESPP SECTION 3.09 excess parachute payments SECTION 4.11(dSeller Plans Section 2.11(a) Exchange Act SECTION 2.01(aSeller SEC Documents Section 2.5(a) Expiration Date SECTION 2.01(bSeller Securities Section 4.1(b)(i) Fairness Opinion SECTION 2.02(aSeller Termination Fee Section 6.3(a) Fully Diluted Basis SECTION 1.01 GAAP SECTION 4.07(bSolvent Section 7.10(bb) Governmental Authority SECTION 4.05(bSubsidiary Section 7.10(cc) Hazardous Substances SECTION 1.01 Indemnified Parties SECTION 7.07(bSuperior Proposal Section 4.2(e) Independent Directors SECTION 7.03(cTaxes Section 2.9 Tax Return Section 2.9 Third Party Supplier Section 2.17(d) Insurance Policies SECTION 4.20 Intellectual Property SECTION 1.01 IP Contracts SECTION 1.01Trademark Section 7.10(dd) Trade Secret Section 7.10(ee) Transactions Section 7.10(ff) Transfer Taxes Section 4.12(a) Transferred Employee Section 4.9(a) VSCA Section 2.3(b) Work Plan Section 1.6(a) ASSET PURCHASE AGREEMENT This ASSET PURCHASE AGREEMENT, dated as of February 12, 2009 (this “Agreement”), is among PROTEIN TRANSACTION, LLC, a Delaware limited liability company and a wholly-owned subsidiary of Parent (“Purchaser”), INSMED INCORPORATED, a Virginia corporation (the “Seller”), and MERCK & CO., INC., a New Jersey corporation (“Parent”).
Appears in 1 contract
TABLE OF DEFINED TERMS. The following terms are defined in the section Term Section “$” Section 1.3(o) “401(k) Plan” Section 1.1 “Accounting Firm” Section 2.5(d) “Acquisition Proposal” Section 5.6 “Affiliate” Section 1.1 “Agreed Amount” Section 13.3(d) “Agreement” Preamble “Allocation Notice of this Agreement set forth after such term below: Acceptable Objection” Section 2.6(a) “Amended and Restated Confidentiality Agreement SECTION 7.05(bAgreement” Section 1.1 “Ancillary Agreements” Section 1.1 “Antitrust Laws” Section 1.1 “Articles” Section 1.3(m) accredited investor SECTION 2.03(d“Asset Acquisition Statement” Section 2.6(a) Acquisition Proposal SECTION 7.05(a“Assumed Liabilities” Section 2.3(a) Action SECTION 4.10 Agreement PREAMBLE Anti-takeover Laws SECTION 4.04(b“Xxxx of Sale and Assignment and Assumption Agreement” Section 10.2(a)(i) Appointment Time SECTION 7.03(a“Boost Business” Section 1.1 “Business” Section 1.1 “Business Confidential Information” Section 12.1(c) Blue Sky Laws SECTION 4.05(b“Business Day” Section 1.1 “Business Employee” Section 6.1 “Buyer” Preamble “Buyer 401(k) Board RECITALS Burdensome Condition SECTION 7.08(dPlan” Section 6.6 “Buyer Cure Period” Section 11.1(c)(i) Certificate of Merger SECTION 3.02 Certificates SECTION 3.11(b“Buyer Fundamental Representations” Section 13.4 “Buyer Indemnified Parties” Section 13.1 “Buyer Material Adverse Effect” Section 4.3 “Buyer Plans” Section 6.4 “Claim Notice” Section 1.1 “Claimed Amount” Section 1.1 “Closing Date” Section 10.1 “Closing” Section 10.1 “Code” Section 1.1 “Company” Recitals “Confidential Information” Section 12.1(b) Change in Board Recommendation SECTION 7.05(c“Consent” Section 5.3(a) Common Parent SECTION 4.16(k) Company PREAMBLE Company 2007 Form 10-K SECTION 4.08(b) Company Leases SECTION 4.14(c) Company Stock Option SECTION 3.07 Company Stock Option Plans SECTION 3.07 Company Subleases SECTION 4.14(c) Confidentiality Agreement SECTION 7.04(b) covered employees SECTION 4.11(i) Deal Expenses SECTION 9.03(b) definitive material agreement SECTION 4.19(a) DGCL RECITALS “Contract” Section 1.1 “Controlling Party” Section 1.1 A-1 Term Section “Counsel Communications” Section 14.16 “Covered Taxes” Section 7.3 “Deductible Amount” Section 13.6 “Disclosure Schedule ARTICLE IV Dissenting Shares SECTION 3.10(a) Effective Time SECTION 3.02 ERISA SECTION 4.11(a) ERISA Affiliate SECTION 1.01 ESPP SECTION 3.09 excess parachute payments SECTION 4.11(d) Exchange Act SECTION 2.01(a) Expiration Date SECTION 2.01(b) Fairness Opinion SECTION 2.02(a) Fully Diluted Basis SECTION 1.01 GAAP SECTION 4.07(b) Governmental Authority SECTION 4.05(b) Hazardous Substances SECTION 1.01 Indemnified Parties SECTION 7.07(b) Independent Directors SECTION 7.03(c) Insurance Policies SECTION 4.20 Intellectual Property SECTION 1.01 IP Contracts SECTION 1.01Schedules” Article 3 “DOJ” Section 1.1 “DOJ Consent” Section 1.1
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TABLE OF DEFINED TERMS. The following terms are defined Terms Reference in the section of this Agreement set forth after such term below: Acceptable Confidentiality Agreement SECTION 7.05(b) accredited investor SECTION 2.03(d) Acquisition Proposal SECTION 7.05(a) Action SECTION 4.10 Agreement PREAMBLE Anti-takeover Laws SECTION 4.04(b) Appointment Time SECTION 7.03(a) Blue Sky Laws SECTION 4.05(b) Board RECITALS Burdensome Condition SECTION 7.08(d) Certificate of Merger SECTION 3.02 Certificates SECTION 3.11(b) Change in Board Recommendation SECTION 7.05(c) Common Parent SECTION 4.16(k) Company PREAMBLE Company 2007 Form 10-K SECTION 4.08(b) Company Leases SECTION 4.14(c) Company Stock Option SECTION 3.07 Company Stock Option Plans SECTION 3.07 Company Subleases SECTION 4.14(c) Confidentiality Agreement SECTION 7.04(b) covered employees SECTION 4.11(i) Deal Expenses SECTION 9.03(b) definitive material agreement SECTION 4.19(aDissenting Shares Section 2.4(a) DGCL RECITALS Disclosure Schedule ARTICLE IV Dissenting Shares SECTION 3.10(a) Section 1.1 Effective Time SECTION 3.02 Section 1.2 Employee Benefit Plan Section 3.14(a) Environmental Law Section 3.13(b) Equity Commitment Letter Section 4.7(a) Equity Financing Section 4.7(a) ERISA SECTION 4.11(aSection 3.14(a) ERISA Affiliate SECTION 1.01 ESPP SECTION 3.09 excess parachute payments SECTION 4.11(dSection 3.14(a) Exchange Act SECTION 2.01(aSection 3.4(c) Expiration Date SECTION 2.01(bExchange Agent Section 2.2(a) Fairness Opinion SECTION 2.02(aExchange Fund Section 2.2(a) Fully Diluted Basis SECTION 1.01 Existing Company Debt Section 5.4(d) Expense Reimbursement Section 8.3(c) Filed Company SEC Reports Article III Financing Section 4.7(a) Financing Information Section 5.4(e)(ii) Financing Sources Section 4.7(a) GAAP SECTION 4.07(bSection 3.5(b) Governmental Authority SECTION 4.05(bEntity Section 3.4(b) Guarantee Section 4.9 Hazardous Substances SECTION 1.01 Substance Section 3.13(c) HSR Act Section 3.4(c) Indemnified Parties SECTION 7.07(bSection 6.8(a) Independent Directors SECTION 7.03(cInvestor Section 4.7(a) Insurance Policies SECTION 4.20 Intellectual Property SECTION 1.01 IP Contracts SECTION 1.01Section 3.10(a) IRS Section 3.14(b) Laws Section 3.15 Leased Real Property Section 3.9(b) LGP Section 4.7(a) LGP CA Section 5.2 Liens Section 3.9(a) Marketing Material Section 5.4(e)(iii) Marketing Period Section 1.3 Maximum Premium Section 6.8(c) Merger Section 1.1 Merger Consideration Section 2.1(c) Option Consideration Section 2.3(c) Ordinary Course of Business Section 3.2(f) Outside Date Section 8.1(b) Owned Real Property Section 3.9(a) Permits Section 3.16 Permitted Liens Section 3.9(a) Pre-Closing Period Section 5.1 Proxy Statement Section 3.5(c) Real Property Section 3.9(b) Required Company Stockholder Vote Section 3.4(d) Representatives Section 6.1(a) Restricted Share Section 2.3(a) Table of Contents
Appears in 1 contract
Samples: Agreement and Plan of Merger (BJS Wholesale Club Inc)
TABLE OF DEFINED TERMS. The following terms are defined in the section of this Term Section A&R AoA Recitals Additional Financial Statements Section 6.10(d) Agreement set forth after such term below: Acceptable Confidentiality Preamble Alternative Transaction Proposal Section 8.03(a) Amended and Restated Warrant Agreement SECTION 7.05(bSection 8.06 Audited Financial Statements Section 4.08(a) accredited investor SECTION 2.03(dAudited Financial Statements Date Section 4.08(e) Acquisition Proposal SECTION 7.05(aAuthorization Notice Section 2.02(b)(i) Action SECTION 4.10 Agreement PREAMBLE Anti-takeover Laws SECTION 4.04(bCayman Companies Law Recitals CBA Section 4.12(a)(xiii) Appointment Time SECTION 7.03(aClosing Section 3.02(a) Blue Sky Laws SECTION 4.05(bClosing Date Section 3.02(a) Closing Date Cash Section 3.02(b) Closing Date Indebtedness Section 3.02(b) Closing Press Release Section 8.05(c) Closing Statement Section 3.02(b) COBRA Section 4.13(d) Company Preamble Company Benefit Plan Section 4.13(a) Company Board RECITALS Burdensome Condition SECTION 7.08(d) Certificate of Merger SECTION 3.02 Certificates SECTION 3.11(b) Change in Recitals Company Board Recommendation SECTION 7.05(c) Common Parent SECTION 4.16(kRecitals Company Disclosure Letter Article IV Company Permits Section 4.11(b) Company PREAMBLE Company 2007 Form 10-K SECTION 4.08(bService Provider Section 4.13(g) Company Leases SECTION 4.14(c) Shareholder Lock-Up and Support Agreement Recitals Company Stock Option SECTION 3.07 Company Stock Option Plans SECTION 3.07 Company Subleases SECTION 4.14(cSoftware Section 4.17(e) Confidentiality Agreement SECTION 7.04(bSection 11.08 Continental Section 8.06 Creator Section 4.17(a) covered employees SECTION 4.11(iD&O Indemnitee Section 6.09(a) Deal Expenses SECTION 9.03(bD&O Tail Section 6.09(b) definitive material agreement SECTION 4.19(aEnforceability Exceptions Section 4.03(a) DGCL RECITALS Disclosure Schedule ARTICLE IV Dissenting Shares SECTION 3.10(aExchange Agent Section 3.03(a) Exchange Agent Agreement Section 3.03(a) Excluded Share Section 3.01(f) Existing D&O Arrangements Section 6.09(a) Extension Proposal Section 7.07 Extension Proxy Statement Section 7.07 Extension Recommendation Section 7.07 Federal Securities Laws Section 5.08(a) Financial Statements Section 4.08(a) Effective Time SECTION 3.02 ERISA SECTION 4.11(aSection 2.03 Merger Recitals Plan of Merger Section 2.03 Intended Tax Treatment Recitals Interim Period Section 6.01 Material Contracts Section 4.12(a) ERISA Affiliate SECTION 1.01 ESPP SECTION 3.09 excess parachute payments SECTION 4.11(dMediagene Financial Statement Section 4.08(b) Exchange Act SECTION 2.01(aMerger Consideration Section 3.01(c) Expiration Date SECTION 2.01(bMerger Sub Preamble Merger Recitals Most Recent Balance Sheet Section 4.08(a) Fairness Opinion SECTION 2.02(aNon-Recourse Party Section 11.14 Party Preamble PIPE Financing Section 8.08 Proxy Statement Section 8.02(a)(i) Fully Diluted Basis SECTION 1.01 GAAP SECTION 4.07(bProxy Statement/Prospectus Section 8.02(a)(i) Governmental Authority SECTION 4.05(b) Hazardous Substances SECTION 1.01 Indemnified Parties SECTION 7.07(b) Independent Directors SECTION 7.03(c) Insurance Policies SECTION 4.20 Recapitalization Section 2.01 Registered Intellectual Property SECTION Section 4.17(a) Registration Rights Agreement Recitals Reverse Share Split Section 2.01 Xxxxxxxx-Xxxxx Act Section 5.08(a) SEC Reports Section 5.08(a) Share Redesignation Section 2.01 SIAC Section 11.11 SPAC Preamble SPAC Alternative Transaction Section 8.03(b) SPAC Board Recitals SPAC Board Recommendation Recitals SPAC Class B Conversion Section 3.01 SPAC Disclosure Letter Article V SPAC Extraordinary General Meeting Section 8.02(b) SPAC Impairment Effect Section 5.01 SPAC Permits Section 5.08 SPAC Preference Shares Section 5.12(a) SPAC Related Party Section 5.15 SPAC Shareholder Extension Approval Section 7.07 Specified Representations Section 9.02(a)(i) Specified SPAC Representations Section 9.03(a)(i) Sponsor Lock-Up and Support Agreement Recitals Surviving Entity Recitals Surviving Provisions Section 10.02 Termination Date Section 10.01(c) Transaction Filings Section 8.02(a)(i) Transaction Litigation Section 8.01(c) Transactions Recitals Trust Account Section 5.06 Trustee Section 1.01 IP Contracts SECTION 1.01Unaudited Financial Statements Section 4.08(a) Unit Separation Section 3.01(b) Virtual Data Room Section 1.02(f) Written Objection Section 2.02(b)
Appears in 1 contract
Samples: Agreement and Plan of Merger (Blue Ocean Acquisition Corp)
TABLE OF DEFINED TERMS. The following terms are defined in the section of this Agreement set forth after such term below: Defined Term Location Acceptable Confidentiality Agreement SECTION 7.05(b) accredited investor SECTION 2.03(dSection 5.2(b) Acquisition Section 1.1 Acquisition Agreement Section 5.2(d) Defined Term Location Acquisition Proposal SECTION 7.05(aSection 5.2(f) Action SECTION 4.10 Affiliates Section 5.1(n) Agreement PREAMBLE Anti-takeover Laws SECTION 4.04(bPreamble Annual Report Purposes Section 5.3(b) Appointment Time SECTION 7.03(aAudited Financial Statements Section 6.3(v) Blue Sky Laws SECTION 4.05(bBusiness Preamble Business Day Section 9.5(d)(i) Board RECITALS Burdensome Condition SECTION 7.08(dCash Consideration Section 1.2(a) Certificate of Merger SECTION 3.02 Certificates SECTION 3.11(bCERCLA Section 2.17(a) Change in Board Recommendation SECTION 7.05(cClaim Section 9.5(d)(ii) Common Parent SECTION 4.16(kCleanup Section 9.5(d)(iii) Closing Section 1.7 Closing Date Section 1.7 Closing Net Working Capital Amount Section 1.5(a) Closing Statement Section 1.5(a) COBRA Section 2.14(j) Code Section 9.5(d)(iv) Commercially Reasonable Efforts Section 9.5(d)(v) Company PREAMBLE Preamble Company 2007 Form 10-K SECTION 4.08(b401(k) Plan Section 5.9(b) Company Leases SECTION 4.14(cBoard Preamble Company Common Stock Preamble Company Credit Agreement Section 9.5(d)(vi) Company Stock Option SECTION 3.07 Employee Benefit Plan Section 2.14(a) Company IP Section 9.5(d)(vii) Company Material Contract Section 2.12(a) Company Series A Preferred Preamble Company Shares Preamble Company Stock Option Plans SECTION 3.07 Section 2.14(o) Company Subleases SECTION 4.14(cSubsidiary/Subsidiaries Section 2.1(b) Confidentiality Agreement SECTION 7.04(bSection 7.2 Continuing Employees Section 5.9(a) covered employees SECTION 4.11(iCurrent Assets Section 1.4(b) Deal Expenses SECTION 9.03(bCurrent Liabilities Section 1.4(c) definitive material agreement SECTION 4.19(aDefault Date Section 1.3.2 Disclosure Update Section 5.19 DGCL Section 5.11 DOL Section 2.14(c) DGCL RECITALS Disclosure Schedule ARTICLE IV Dissenting Shares SECTION 3.10(aEmployment and Withholding Taxes Section 9.5(d)(viii) Effective Time SECTION 3.02 Environmental Laws Section 2.17(a) Environmental Permits Section 2.17(b) Environmental Reports Section 2.17(i) ERISA SECTION 4.11(aSection 2.14(a) ERISA Affiliate SECTION 1.01 ESPP SECTION 3.09 excess parachute payments SECTION 4.11(dSection 2.14(b) Exchange Act SECTION 2.01(a) Expiration Date SECTION 2.01(b) Fairness Opinion SECTION 2.02(a) Fully Diluted Basis SECTION 1.01 GAAP SECTION 4.07(b) Governmental Authority SECTION 4.05(b) Hazardous Substances SECTION 1.01 Indemnified Parties SECTION 7.07(b) Independent Directors SECTION 7.03(c) Insurance Policies SECTION 4.20 Intellectual Property SECTION 1.01 IP Contracts SECTION 1.01Escrow Agent Section 1.3.1(b)
Appears in 1 contract
Samples: Stock Purchase Agreement (Perma Fix Environmental Services Inc)
TABLE OF DEFINED TERMS. The following terms are defined in the section of this Agreement set forth after such term below: Acceptable Confidentiality Term Acceptance Date Section 1.1(a) Act Section 9.12(a) Affiliate Section 9.12(b) Agreement SECTION 7.05(bRecitals Antitrust Laws Section 6.5(a) accredited investor SECTION 2.03(dArticles of Merger Section 2.3 Bankruptcy and Equity Exception Section 4.4(a) Acquisition Proposal SECTION 7.05(aBusiness Section 9.12(c) Action SECTION 4.10 Agreement PREAMBLE Anti-takeover Laws SECTION 4.04(b) Appointment Time SECTION 7.03(a) Blue Sky Laws SECTION 4.05(b) Board RECITALS Burdensome Condition SECTION 7.08(dbusiness day Section 9.12(d) Certificate of Merger SECTION 3.02 Certificates SECTION 3.11(bSection 3.1(c) Change in Board Parent Recommendation SECTION 7.05(cSection 6.2 Closing Section 2.2 Closing Date Section 2.2 Code Section 3.2(g) Common Parent SECTION 4.16(kCollaboration Agreements Section 9.12(e) Company PREAMBLE Recitals Company 2007 Form 10-K SECTION 4.08(bAdverse Recommendation Change Section 6.4(a) Company Leases SECTION 4.14(cAffiliates Section 4.22(a) Company Common Stock Option SECTION 3.07 Recitals Company Stock Option Plans SECTION 3.07 Confidential Information Section 9.12(f) Company Subleases SECTION 4.14(cCopyrights Section 9.12(g) Confidentiality Agreement SECTION 7.04(bCompany Disclosure Documents Section 4.10(a) covered employees SECTION 4.11(i) Deal Expenses SECTION 9.03(b) definitive material agreement SECTION 4.19(a) DGCL RECITALS Company Disclosure Schedule ARTICLE IV Dissenting Company Employee Section 6.12 Company Hedge Option Section 4.2(a) Company Hedge Option Confirmations Section 4.2(a) Company Material Adverse Effect Section 4.1(a) Company Patents Section 9.12(h) Company Payment Event Section 8.3(a) Company Plans Section 4.12(a) Company Preferred Stock Section 4.2(a) Company Proxy Statement Section 4.10(a) Company SEC Documents Section 4.6(a) Company Securities Section 4.2(a) Company Shareholder Approval Section 4.4(e) Company Shareholders Meeting Section 6.1(a) Company Stock Plan Section 9.12(i) Company Technology Section 9.12(j) Company Trademarks Section 9.12(k) Table of Contents Term Company Trade Secrets Section 9.12(l) Compensation Actions Section 4.12(k) Compensation Committee Section 1.2(c) Confidential Information Section 9.12(m) Confidentiality Agreement Section 6.4(b) Continuing Indemnitees Section 6.10(c) Contract Section 4.4(c) Convertible Notes Section 4.2(a) Copyright Section 9.12(n) Dissenters’ Shares SECTION 3.10(aSection 3.4 Drug Approval Application Section 9.12(o) Effect Section 4.1(a) Effective Time SECTION 3.02 Section 2.3 Environmental Laws Section 4.14(f)(i) ERISA SECTION 4.11(aSection 4.12(a) ERISA Affiliate SECTION 1.01 ESPP SECTION 3.09 excess parachute payments SECTION 4.11(dSection 4.12(a) Exchange Act SECTION 2.01(a) Section 4.5 Expiration Date SECTION 2.01(bAnnex I FDA Section 9.12(p) Fairness Opinion SECTION 2.02(aFDA Requirements Section 4.18(f) Fully Diluted Basis SECTION 1.01 Financial Advisors Section 4.19 Forward Confirmation Section 4.2(a) Forward Transaction Section 4.2(a) fully-diluted basis Annex I GAAP SECTION 4.07(bSection 9.12(q) Governmental Authority SECTION 4.05(bSection 9.12(r) Grant Date Section 4.12(i) Hazardous Substances SECTION 1.01 Indemnified Parties SECTION 7.07(bMaterials Section 4.14(f)(ii) Independent Directors SECTION 7.03(cHSR Act Section 9.12(s) Insurance Policies SECTION 4.20 Intellectual IND Section 9.12(t) Indemnitee Section 6.10(a) Indenture Section 4.2(a) IRS Section 4.12(b) Key Product Section 9.12(u) Know-How Section 9.12(v) Knowledge Section 9.12(w) Laws Section 4.9 Leased Real Property SECTION 1.01 IP Section 4.16(b) Lien Section 9.12(x) Marketing Approval Section 9.12(y) Material Contracts SECTION 1.01Section 4.15(a) Merger Recitals Merger Consideration Section 3.1(c) Merger Recommendation Section 4.4(b) Table of Contents Term Merger Sub Recitals Merger Sub Common Stock Section 3.1 Xxxxxxx Warrants Section 4.2(a) Nasdaq Section 4.5 NDA Section 9.12(z) Non-Competition Agreements Section 4.17(o)
Appears in 1 contract
Samples: Agreement of Merger (New River Pharmaceuticals Inc)
TABLE OF DEFINED TERMS. The following terms are defined Term Cross Reference in the section of this Agreement set forth after such term below: Acceptable Confidentiality Page 3(a)(10) Permit Section 5.8, 53 Accounts Receivable Section 2.16, 31 Actual Knowledge Section 9.11, 71 Adjustment Event Section 1.6, 5 Affiliate Agreement SECTION 7.05(b) accredited investor SECTION 2.03(d) Acquisition Proposal SECTION 7.05(a) Action SECTION 4.10 Agreement PREAMBLE Anti-takeover Laws SECTION 4.04(b) Appointment Time SECTION 7.03(a) Blue Sky Laws SECTION 4.05(b) Board RECITALS Burdensome Condition SECTION 7.08(d) Section 5.8, 54 Affiliate Section 5.8, 54 Ancillary Agreements Section 2.4, 15 Applicable Law Section 2.21, 38 Average Closing Price Section 1.6, 3, 4 business day Section 9.11, 71 California Commissioner Section 5.8, 53 capital stock Section 9.11, 71 Cash Consideration Section 1.6, 4 Certificate of Merger SECTION 3.02 Section 1.3, 2 Certificates SECTION 3.11(b) Change Section 1.9, 9 CGCL Section 1.1, 2 Closing Date Working Capital Calculation Section 1.6, 6 Closing Price Section 1.6, 7 Closing Section 1.2, 2 COBRA Section 2.20, 32 Code Section 1.15, 11 Common Stock Amount Section 1.6, 4 Company Affiliates Section 4.4(c), 54 Company Authorizations Section 2.14, 30 Company Common Stock Recitals, 1 Company Employee Plan Section 2.20, 32 Company Financials Section 2.5, 16 Company Intellectual Property Section 2.11, 23 Company Material Adverse Effect Section 2.7, 18 Company Options Recitals, 1 Company Plans Section 2.2(c), 13 Company Preamble, 1 Company Products Section 2.11, 23 Company Representative Section 4.3, 48 Company Schedule Article II, 11 Company Warrants Recitals, 1 Confidential Information Section 5.2, 50 Conflict Section 2.4, 16 Term Cross Reference in Board Recommendation SECTION 7.05(c) Common Parent SECTION 4.16(k) Company PREAMBLE Company 2007 Form 10-K SECTION 4.08(b) Company Leases SECTION 4.14(c) Company Stock Option SECTION 3.07 Company Stock Option Plans SECTION 3.07 Company Subleases SECTION 4.14(c) Confidentiality Agreement SECTION 7.04(b) covered employees SECTION 4.11(i) Deal Expenses SECTION 9.03(b) definitive material agreement SECTION 4.19(a) Page Contract Section 2.12, 29 Copyrights Section 2.11, 23 Current Balance Sheet Section 2.5, 16 Designs Section 2.11, 23 DGCL RECITALS Disclosure Schedule ARTICLE IV Section 1.1, 2 Dissenting Shares SECTION 3.10(a) Section 1.7, 8 DOL Section 2.20, 35 Effective Time SECTION 3.02 ERISA SECTION 4.11(a) Section 1.3, 2 Employee Agreement Section 2.20, 33 Employee Section 2.20, 33 Environmental Permits Section 2.18, 31 Equipment Section 2.10, 22 ERISA Affiliate SECTION 1.01 ESPP SECTION 3.09 excess parachute payments SECTION 4.11(d) Section 2.20, 33 ERISA Section 2.20, 33 Escrow Agent Section 7.2, 60 Escrow Amount Section 1.8, 9 Escrow Fund Claims Section 7.2, 63 Escrow Fund Section 1.8, 9 Exchange Act SECTION 2.01(a) Expiration Date SECTION 2.01(b) Section 3.4, 43 Exchange Agent Section 1.9, 9 Exchange Ratio Section 1.6, 4 Fairness Opinion SECTION 2.02(a) Fully Diluted Basis SECTION 1.01 Hearing Section 5.8, 53 Final Working Capital Amount Section 1.6, 7 Final Working Capital Calculation Section 1.6, 6 FMLA Section 2.20, 33 Founder Section 5.6, 52 GAAP SECTION 4.07(b) Section 1.6, 6 Governmental Authority SECTION 4.05(b) Entity Section 2.4, 16 Hazardous Substances SECTION 1.01 Indemnified Parties SECTION 7.07(b) Independent Directors SECTION 7.03(c) Insurance Policies SECTION 4.20 Material Activities Section 2.18, 31 Hazardous Material Section 2.18, 31 HSR Act Section 2.4, 16 Indemnitee Section 7.2, 59 Information Statement Section 5.8, 53 Infringement Claim Section 5.6, 52 Intellectual Property SECTION 1.01 Rights Section 2.11, 23 International Employee Plan Section 2.20, 33 IP Assignment Section 5.6, 52 IRS Section 2.20, 33 ISO Section 2.2, 13 IT Section 5.1, 50 Key Employees Section 6.3, 57 Knowledge or Known Section 9.11, 71 Liens Section 2.2(b), 13 Lockup Agreement Recitals 2 Losses Section 7.2, 59 Term Cross Reference in Agreement Page Material Contracts SECTION 1.01Section 2.12, 28 Meeting Section 5.9, 54 Merger Consideration Section 1.6, 3 Merger Recitals, 1 Merger Sub Preamble, 1 Multiemployer Plan Section 2.20, 33 Non-Competition Agreement Recitals, 2 Non-Stock Consideration Section 1.6, 7 Notice of Dispute Section 7.2, 62 Officer’s Certificate Section 7.2, 61 Operating Plan Section 4.1, 45 Parent Common Stock Recitals, 1 Parent Preamble, 1 Parent SEC Reports Section 3.4, 43 Patents Section 2.11, 23 Pension Plan Section 2.20, 33 person Section 9.11, 71 Pre-Closing Taxes Section 7.2, 64 Preference Amount Section 1.6, 4 Preferred Share Amount Section 1.6, 4 Preliminary Working Capital Calculation Section 1.6, 6 Pro Rata Amount Section 1.6, 6 Proportionate Interests Section 1.8, 9 proposed to be conducted Section 9.11, 71 PTO Section 2.11, 23 Purchase Price Section 1.6, 3 Required Vote Section 2.4, 15 Requisite Consents Section 2.12, 30 Securities Act Section 3.4, 43 Series A Per Share Amount Section 1.6, 4 Series A Preferred Recitals, 1 Series A-1 Preferred Recitals, 1 Series A-2 Preferred Recitals, 1 Stock Consideration Section 1.6, 4 Stockholder Agent Section 7.2, 63 Stockholder Section 1.6, 4 Straddle Periods Section 7.2, 65 subsidiary or subsidiaries Section 9.11, 72 Surviving Entity Section 1.1, 2 Tax Return Section 2.8, 19 Tax Section 2.8, 19 Taxes Section 2.8, 19 Termination Date Section 7.2, 67 Third Party Expenses Section 8.3, 67 Threshold Section 7.2(l), 65 Term Cross Reference in Agreement Page Trade Secrets Section 2.11, 23 Trademarks Section 2.11, 23 Value of Stock Consideration Section 1.6, 7 Voting Agreement Recitals, 2 WARN Act Section 2.20, 34 Warranty Obligations Section 2.22, 39 Working Capital Deficit Section 1.6, 6 Working Capital Section 1.6, 6 AGREEMENT AND PLAN OF MERGER AND REORGANIZATION This AGREEMENT AND PLAN OF MERGER AND REORGANIZATION (the “Agreement”) is made and entered into as of October 9, 2003 by and among ValueClick, Inc., a Delaware corporation (“Parent”), NCJ Acquisition Corp., a Delaware corporation and a wholly-owned subsidiary of Parent (“Merger Sub”), Commission Junction, Inc., a Delaware corporation (the “Company”) and idealab, a California corporation, in its capacity as Stockholder Agent (as defined in Section 7.2(h)).
Appears in 1 contract
Samples: Agreement and Plan of Merger and Reorganization (Valueclick Inc/Ca)
TABLE OF DEFINED TERMS. The following terms are defined Terms Reference in the section of this Agreement set forth after such term below: Acceptable Confidentiality Agreement SECTION 7.05(b) accredited investor SECTION 2.03(d) Acquisition Proposal SECTION 7.05(aSection 6.1(f) Action SECTION 4.10 Adverse Recommendation Change Section 6.1(b)(iii) Affiliate Section 3.5(c) Agreement PREAMBLE Anti-takeover Preamble Alternative Acquisition Agreement Section 6.1(b) Antitrust Laws SECTION 4.04(bSection 6.6(b) Appointment Time SECTION 7.03(aAntitrust Order Section 6.6(b) Blue Sky Laws SECTION 4.05(bBankruptcy and Equity Exception Section 3.4(a) Board RECITALS Burdensome Condition SECTION 7.08(dBusiness Day Section 1.3 Buyer Preamble Buyer Disclosure Letter Article IV Buyer Employee Plan Section 6.11(a) Buyer Material Adverse Effect Section 4.1 Buyer Related Parties Section 8.3(d) Buyer Termination Fee Section 8.3(d) Certificate Section 2.2(b) Certificate of Merger SECTION 3.02 Certificates SECTION 3.11(bSection 1.2 Closing Section 1.3 Closing Date Section 1.3 Code Section 2.2(f) Change in Board Recommendation SECTION 7.05(c) Common Parent SECTION 4.16(kCommitment Letters Section 4.7(a) Company PREAMBLE Preamble Company 2007 Form 10-K SECTION 4.08(bBalance Sheet Section 3.5(b) Company Board Section 3.4(a) Company Common Stock Section 2.1(b) Company Disclosure Letter Article III Company Employee Plans Section 3.14(a) Company Intellectual Property Section 3.10(b) Company Leases SECTION 4.14(cSection 3.9(b) Company Material Adverse Effect Section 3.1 Company Material Contracts Section 3.11(a) Company Meeting Section 3.4(d) Company Permits Section 3.16 Company Preferred Stock Section 3.2(a) Company Related Parties Section 8.3(c) Company SEC Reports Section 3.5(a) Company Stock Option SECTION 3.07 Options Section 2.3(b)(i) Company Stock Option Plans SECTION 3.07 Section 2.3(b)(i) Company Subleases SECTION 4.14(cStockholder Agreement Preamble Company Termination Fee Section 8.3(b) Company Voting Proposal Section 3.4(a) Company’s Knowledge Section 9.13 Compliant Section 1.3 Confidentiality Agreement SECTION 7.04(bAgreements Section 5.2 Continuing Employees Section 6.11 CVC Section 4.7(a) covered employees SECTION 4.11(iDebt Commitment Letters Section 4.7(a) Deal Expenses SECTION 9.03(bDebt Financing Section 4.7(a) definitive material agreement SECTION 4.19(aDebt Financing Documents Section 5.4(e)(i) DGCL RECITALS Disclosure Schedule ARTICLE IV Dissenting Shares SECTION 3.10(a) Effective Time SECTION 3.02 ERISA SECTION 4.11(a) ERISA Affiliate SECTION 1.01 ESPP SECTION 3.09 excess parachute payments SECTION 4.11(d) Exchange Act SECTION 2.01(a) Expiration Date SECTION 2.01(b) Fairness Opinion SECTION 2.02(a) Fully Diluted Basis SECTION 1.01 GAAP SECTION 4.07(b) Governmental Authority SECTION 4.05(b) Hazardous Substances SECTION 1.01 Indemnified Parties SECTION 7.07(b) Independent Directors SECTION 7.03(c) Insurance Policies SECTION 4.20 Intellectual Property SECTION 1.01 IP Contracts SECTION 1.01Table of Contents
Appears in 1 contract
Samples: Agreement and Plan of Merger (BJS Wholesale Club Inc)
TABLE OF DEFINED TERMS. The following terms are defined Terms Reference in the section of this Agreement set forth after such term below: Acceptable Confidentiality Agreement SECTION 7.05(b) accredited investor SECTION 2.03(d) Acquisition Proposal SECTION 7.05(aSection 6.1(h) Action SECTION 4.10 Affiliate Section 3.2(c) Agreement PREAMBLE Anti-takeover Preamble Alternative Acquisition Agreement Section 6.1(c)(ii) Antitrust Laws SECTION 4.04(bSection 6.6(b) Appointment Time SECTION 7.03(aAntitrust Order Section 6.6(b) Blue Sky Laws SECTION 4.05(bBankruptcy and Equity Exception Section 3.4(a) Board RECITALS Burdensome Condition SECTION 7.08(dBusiness Day Section 1.3 Certificate Section 2.1(c) Certificate of Merger SECTION 3.02 Certificates SECTION 3.11(bSection 1.2 Closing Section 1.3 Closing Date Section 1.3 Code Section 2.2(f) Company Preamble Company Adverse Recommendation Change in Section 6.1(c)(i) Company Balance Sheet Section 3.5(b) Company Board Recitals Company Board Recommendation SECTION 7.05(c) Common Parent SECTION 4.16(kSection 3.4(a) Company PREAMBLE Common Stock Section 2.1 Company 2007 Form 10-K SECTION 4.08(bDisclosure Letter Article III Company Employee Plans Section 3.14(b) Company ESPP Section 2.3(e) Company ESPP Rights Section 2.3(e) Company Intellectual Property Section 3.10(b) Company Leases SECTION 4.14(cSection 3.9(b) Company Material Adverse Effect Section 3.1 Company Material Contracts Section 3.11(a) Company Meeting Section 3.4(d) Company Permits Section 3.16 Company Preferred Stock Section 3.2(a) Company Products Section 3.15(b) Company Related Parties Section 8.3(c) Company Rights Plan Section 3.2(c) Company SEC Reports Section 3.5(a) Company Specified Representations Section 7.2(a) Company Stock Option SECTION 3.07 Options Section 2.3(b)(i) Company Stock Plans Section 2.3(b)(i) Company Stockholder Approval Section 3.4(a) Company Voting Proposal Section 3.4(a) Company Warrants Recitals Company’s Knowledge Section 9.14 Confidentiality Agreement Section 5.2 Terms Reference in Agreement Continuing Employees Section 6.11 Contract Section 3.4(b) Credit Facility Section 4.7 Debt Financing Section 8.4 DGCL Recitals Dissenting Shares Section 2.4(a) Divestiture Action Section 6.6(c) DOL Section 3.14(c) Effective Time Section 1.2 Employee Benefit Plan Section 3.14(b) Environmental Law Section 3.13(d) ERISA Section 3.14(b) ERISA Affiliate Section 3.14(b) Exchange Act Section 3.4(c) Exchange Agent Section 2.2(a) Exchange Fund Section 2.2(a) FDA Section 3.1(h) Filed Company SEC Reports Article III Financing Sources Section 8.4 GAAP Section 3.5(b) Government Contract Section 3.19 Governmental Entity Section 3.4(b) Hazardous Substance Section 3.13(e) HSR Act Section 3.4(c) In-the-Money Company Stock Option Plans SECTION 3.07 Company Subleases SECTION 4.14(cSection 2.3(b)(ii) Confidentiality Agreement SECTION 7.04(bIndebtedness Section 3.11(a)(vii) covered employees SECTION 4.11(iIndemnified Parties Section 6.8(a) Deal Expenses SECTION 9.03(b) definitive material agreement SECTION 4.19(a) DGCL RECITALS Disclosure Schedule ARTICLE IV Dissenting Shares SECTION Intellectual Property Section 3.10(a) Effective IRS Section 3.14(c) Laws Section 3.15(a) Legal Proceeding Section 3.12 Liens Section 3.4(b) MAE Burdensome Condition Section 6.6(c) Maximum Premium Section 6.8(c) Merger Section 1.1 Merger Consideration Section 2.1(c) Merger Sub Preamble Merger Sub Stockholder Approval Section 4.2(a) Notice of Acquisition Proposal Section 6.1(e) Option Consideration Section 2.3(c) Order Section 3.12 Ordinary Course of Business Section 3.6 Outside Date Section 8.1(b) Terms Reference in Agreement Parent Preamble Parent Disclosure Letter Article IV Parent Employee Plan Section 6.11 Parent Material Adverse Effect Section 4.1 Parent Related Parties Section 8.3(c) Parent Specified Representations Section 7.3(a) Person Section 2.2(b) Pre-Closing Period Section 5.1 Proxy Statement Section 3.5(e) Required Company Stockholder Vote Section 3.4(d) Representatives Section 6.1(a) Restricted Share Section 2.3(a) Revolving Credit Agreement Section 5.1(g) Xxxxxxxx-Xxxxx Act Section 3.5(c) SEC Section 1.3 Securities Act Section 3.2(c) Specified Time SECTION 3.02 ERISA SECTION 4.11(aSection 6.1(a) ERISA Affiliate SECTION 1.01 ESPP SECTION 3.09 excess parachute payments SECTION 4.11(dSubsidiary Section 3.3(a) Exchange Act SECTION 2.01(aSuperior Proposal Section 6.1(h) Expiration Date SECTION 2.01(bSurviving Corporation Section 1.4 Tax Returns Section 3.8(m) Fairness Opinion SECTION 2.02(aTaxes Section 3.8(m) Fully Diluted Basis SECTION 1.01 GAAP SECTION 4.07(bTermination Fee Section 8.3(b) Governmental Authority SECTION 4.05(b) Hazardous Substances SECTION 1.01 Indemnified Parties SECTION 7.07(b) Independent Directors SECTION 7.03(c) Insurance Policies SECTION 4.20 Third Party Intellectual Property SECTION 1.01 IP Contracts SECTION 1.01Section 3.10(b) Uncertificated Shares Section 2.1(c) Warrant Letters Recitals AGREEMENT AND PLAN OF MERGER THIS AGREEMENT AND PLAN OF MERGER (this “Agreement”) is entered into as of March 26, 2012, by and among Bausch & Lomb Incorporated, a New York corporation (the “Parent”), Inga Acquisition Corporation, a Delaware corporation and a wholly-owned subsidiary of the Parent (“Merger Sub”), and ISTA Pharmaceuticals, Inc., a Delaware corporation (the “Company”).
Appears in 1 contract
Samples: Agreement and Plan of Merger (Ista Pharmaceuticals Inc)
TABLE OF DEFINED TERMS. The following terms are defined in the section of this Section Acceptance Time Section 1.3(a) Affiliate Exhibit A Agreement set forth after such term below: Acceptable Confidentiality Agreement SECTION 7.05(bOpening Paragraph Appraisal Shares Section 2.6 Balance Sheet Date Section 3.5(b) accredited investor SECTION 2.03(dBankruptcy and Equity Exception Section 3.3(a) Acquisition Proposal SECTION 7.05(a) Action SECTION 4.10 Agreement PREAMBLE AntiBlue-takeover Laws SECTION 4.04(b) Appointment Time SECTION 7.03(a) Blue Sky Laws SECTION 4.05(bSection 3.3(c) Board RECITALS Recommendation Section 1.2(a) Book-Entry Shares Section 2.7(b) Burdensome Condition SECTION 7.08(dAction Section 6.5 Certificate Section 2.7(b) Certificate of Merger SECTION 3.02 Certificates SECTION 3.11(bSection 2.2(b) Closing Section 2.2(a) Closing Date Section 2.2(a) Code Exhibit A Company Opening Paragraph Company Adverse Recommendation Change in Board Recommendation SECTION 7.05(c) Common Parent SECTION 4.16(kSection 6.8(c) Company PREAMBLE Available Net Cash Exhibit A Company 2007 Form 10-K SECTION 4.08(bBoard Section 1.2(a) Company Leases SECTION 4.14(cCharter Documents Section 3.1(b) Company Common Stock Option SECTION 3.07 Introduction Company Disclosure Letter Opening Paragraph of Article 3 Company Employee Benefit Plan Exhibit A Company ERISA Affiliate Exhibit A Company Financial Advisor Section 3.11 Company Financial Statements Section 3.5(b) Company Intellectual Property Rights Exhibit A Company Material Adverse Effect Exhibit A Company Preferred Stock Option Plans SECTION 3.07 Section 3.2(a) Company Subleases SECTION 4.14(cSEC Reports Section 3.5(a) Company Software Section 3.15(i) Company Stockholders Meeting Section 6.1(b) Company Subsidiaries Section 3.4(a) Company Subsidiary Section 3.4(a) Confidentiality Agreement SECTION 7.04(bSection 6.7(b) covered employees SECTION 4.11(iConstituent Corporations Section 2.1 Continuing Employee Section 6.2(a) Deal Expenses SECTION 9.03(b) definitive material agreement SECTION 4.19(aContract Exhibit A Copyrights Exhibit A D&O Insurance Section 6.9(c) DGCL RECITALS Disclosure Schedule ARTICLE IV Dissenting Shares SECTION 3.10(aIntroduction Effective Date Section 2.2(b) Effective Time SECTION 3.02 Section 2.2(b) Employee Benefit Plan Exhibit A Environmental Laws Exhibit A ERISA SECTION 4.11(aExhibit A Table of Defined Terms (continued) ERISA Affiliate SECTION 1.01 ESPP SECTION 3.09 excess parachute payments SECTION 4.11(dSection Exchange Act Section 1.1(a) Exchange Act SECTION 2.01(aAgent Section 2.7(a) Expiration Date SECTION 2.01(bExchange Fund Section 2.7(a) Export Approvals Section 3.14(a) Fairness Opinion SECTION 2.02(aSection 3.11 FCPA Section 3.25(a) Fully Diluted Basis SECTION 1.01 GAAP SECTION 4.07(bSection 3.5(b) Governmental Authority SECTION 4.05(bSection 2.7(e) Hazardous Substances SECTION 1.01 Exhibit A In-Licenses Section 3.15(a) Indemnified Parties SECTION 7.07(bParty Section 6.9(a) Independent Directors SECTION 7.03(cSection 1.3(a) Insurance Policies SECTION 4.20 Information Statement Section 3.3(c) Intellectual Property SECTION 1.01 IP Contracts SECTION 1.01Exhibit A Intellectual Property Agreements Exhibit A Involuntary Bankruptcy Exhibit A Judgment Section 3.7 Knowledge Exhibit A Law Section 3.3(b) Lease Section 3.18(a)(C) Lien Exhibit A Marks Exhibit A Material Contract Section 3.18(a) Maximum Annual Premium Section 6.9(c) Merger Introduction Merger Consideration Section 2.5(a) Merger Sub Opening Paragraph Minimum Tender Condition Annex A Nasdaq Section 1.1(b) Offer Introduction Offer Documents Section 1.1(e) Offer Price Introduction Open Source Software Exhibit A Option Consideration Exhibit A Options Exhibit A Out-Licenses Section 3.15(d) Parent Opening Paragraph Parent Material Adverse Effect Exhibit A Patents Exhibit A Permits Section 3.1(a) Permitted Liens Exhibit A Person Exhibit A Policies Section 3.17 Pre-Closing Tax Period Exhibit A Proxy Statement Section 3.3(c) Table of Defined Terms (continued) Section Representatives Section 6.1(a) Registered Intellectual Property Section 3.15(a) Required Company Stockholder Vote Section 3.3(a) Restricted Stock Exhibit A Xxxxxxxx-Xxxxx Act Section 3.5(a) Schedule 14D-9 Section 1.2(b) SEC Section 1.1(a) Section 262 Section 2.6 Section 721 Section 3.3(c) Securities Act Section 1.4 Share Introduction Shares Introduction Significant Customer Section 3.19(a) Significant Supplier Section 3.19(b) Software Exhibit A Stock Plans Exhibit A Subsequent Offering Period Section 1.1(c) Subsidiary Documents Section 3.1(b) Superior Proposal Exhibit A Superior Proposal Notice Section 9.1(d)(ii)(C) Surviving Corporation Section 2.1 Systems Section 3.15(j) Takeover Proposal Exhibit A Tax Exhibit A Tax Authority Exhibit A Tax Return Exhibit A Taxes Exhibit A Taxing Authority Exhibit A Tender and Support Agreement Introduction Tender Offer Conditions Section 1.1(a) Termination Fee Section 9.3(a) Top-Up Option Section 1.4 Top-Up Option Shares Section 1.4 Trade Secrets Exhibit A Transactions Section 1.2(a) Voluntary Bankruptcy Exhibit A Walk Away Date Section 9.1(b)(i) Agreement and Plan of Merger (this “Agreement”), dated as of December 20, 2010, among ASSA ABLOY Inc., an Oregon corporation (“Parent”), American Alligator Acquisition Corp., a Delaware corporation and wholly-owned subsidiary of Parent (“Merger Sub”), and LaserCard Corporation, a Delaware corporation (the “Company”).
Appears in 1 contract
TABLE OF DEFINED TERMS. The following terms are defined Terms Reference in the section of this Agreement set forth after such term below: Acceptable Confidentiality Agreement SECTION 7.05(b) accredited investor SECTION 2.03(d) Acquisition Proposal SECTION 7.05(a) Action SECTION 4.10 Agreement PREAMBLE Anti-takeover Laws SECTION 4.04(b) Appointment Time SECTION 7.03(a) Blue Sky Laws SECTION 4.05(b) Board RECITALS Burdensome Condition SECTION 7.08(d) Certificate of Merger SECTION 3.02 Certificates SECTION 3.11(b) Change in Board Recommendation SECTION 7.05(c) Common Parent SECTION 4.16(k) Company PREAMBLE Company 2007 Form 10-K SECTION 4.08(b) Company Leases SECTION 4.14(c) Company Stock Option SECTION 3.07 Company Stock Option Plans SECTION 3.07 Company Subleases SECTION 4.14(c) Confidentiality Agreement SECTION 7.04(b) covered employees SECTION 4.11(i) Deal Expenses SECTION 9.03(b) definitive material agreement SECTION 4.19(a) DGCL RECITALS Disclosure Schedule ARTICLE IV Dissenting Shares SECTION 3.10(a) Section 1.1 Edgewater Section 3.18 Effective Time SECTION 3.02 Section 1.2 Employee Benefit Plan Section 3.14(a) Environmental Law Section 3.13(b) Equity Commitment Letter Section 4.7(a) Equity Financing Section 4.7(a) ERISA SECTION 4.11(aSection 3.14(a) ERISA Affiliate SECTION 1.01 ESPP SECTION 3.09 excess parachute payments SECTION 4.11(dSection 3.14(a) Exchange Act SECTION 2.01(aSection 3.4(c) Expiration Date SECTION 2.01(bExchange Agent Section 2.2(a) Fairness Opinion SECTION 2.02(aExchange Fund Section 2.2(a) Fully Diluted Basis SECTION 1.01 Excluded Party Section 6.1(e) Exclusivity Period Section 6.1(b) Existing Company Debt Section 5.4(e) Filed Company SEC Reports Article III Financing Section 4.7(a) Financing Information Section 5.4(g)(ii) Financing Sources Section 4.7(a) GAAP SECTION 4.07(bSection 3.5(b) Governmental Authority SECTION 4.05(bEntity Section 3.4(b) Xxxxxxxxx Section 3.19 Grant Date Section 3.2(g) Guarantee Section 4.9 Hazardous Substances SECTION 1.01 Substance Section 3.13(c) HSR Act Section 3.4(c) Indemnified Parties SECTION 7.07(bSection 6.8(a) Independent Directors SECTION 7.03(c) Insurance Policies SECTION 4.20 Intellectual Property SECTION 1.01 Section 3.10(a) Investor Section 4.7(a) IRS Section 3.14(b) Laws Section 3.15 Leased Real Property Section 3.9(b) Liens Section 3.9(a) Marketing Material Section 5.4(g)(iii) Marketing Period Section 5.4(g)(iv) Material IP Contracts SECTION 1.01Agreements Section 3.10(c) Maximum Premium Section 6.8(c) Merger Section 1.1 Merger Consideration Section 2.1(c) Non-Exclusivity Period Section 6.1(a) Option Consideration Section 2.3(c) Ordinary Course of Business Section 3.2(f) Outside Date Section 8.1(b) Owned Real Property Section 3.9(a) Permitted Alternative Agreement Section 8.1(f) Permitted Liens Section 3.9(a)(i) Pre-Closing Period Section 5.1 Proxy Statement Section 3.5(c) Representatives Section 6.1(a)
Appears in 1 contract
Samples: Agreement and Plan of Merger (American Dental Partners Inc)
TABLE OF DEFINED TERMS. The following terms are defined in the section of this Term Cross Reference Page 100% cap Section 6.1(c) 37 20% cap Section 6.1(a) 37 60% Limit Section 1.10(b) 7 75% Limit Section 1.10(a)(i) 6 Acquired Assets Section 1.2(c) 2 Acquired Corporation Article IX 46 Affiliate Article IX 46 Agreement set forth after such term below: Acceptable Confidentiality Preamble 1 Ancillary Agreements Article IX 46 Approvals Article IX 46 Attaining Entity Section 1.10(a) 6 Average Parent Common Stock Price Section 1.5(b) 3 Best Efforts Effective Date Section 4.6(d) 24 Business Article IX 46 Business Day Article IX 46 California Permit Section 1.9 5 Capital Stock Article IX 48 Xxxxxxx Preamble 1 Xxxxxxx Employment Agreement SECTION 7.05(bPreamble 1 Xxxxxxxxxx Preamble 1 Xxxxxxxxxx Consulting Agreement Preamble 1 Clinical IP Article IX 48 Closing Section 1.3 2 Closing Date Section 1.3 2 Closing Shares Section 1.5(b) accredited investor SECTION 2.03(d3 Columbia License Section 4.25(a) Acquisition Proposal SECTION 7.05(a) Action SECTION 4.10 33 Columbia License Amount Article IX 47 Company Preamble 1 Company Affiliate Agreement PREAMBLE Anti-takeover Laws SECTION 4.04(b) Appointment Time SECTION 7.03(a) Blue Sky Laws SECTION 4.05(b) Board RECITALS Burdensome Condition SECTION 7.08(d) Certificate of Merger SECTION 3.02 Certificates SECTION 3.11(b) Change in Board Recommendation SECTION 7.05(c) Common Parent SECTION 4.16(k) Section 4.20 31 Company PREAMBLE affiliates Section 4.20 31 Company 2007 Form 10-K SECTION 4.08(b) Company Leases SECTION 4.14(c) Company Stock Option SECTION 3.07 Company Stock Option Plans SECTION 3.07 Company Subleases SECTION 4.14(c) Confidentiality Agreement SECTION 7.04(b) covered employees SECTION 4.11(i) Deal Expenses SECTION 9.03(b) definitive material agreement SECTION 4.19(a) DGCL RECITALS Disclosure Schedule ARTICLE IV Dissenting Article II 9 Company IP Article IX 47 Company Permits Section 2.9 11 Company Products Article IX 47 Company Registered IP Article IX 47 Company Shares SECTION 3.10(aPreamble 1 Company Transaction Expenses Section 4.11 29 Competing Proposed Transaction Section 4.2 21 Confidential Information Section 4.10 28 Contingent Consideration Section 1.10(a) 6 Contingent Payments Section 1.10(a) 6 Contingent Shares Section 1.10(a) 6 Contract Section 2.11(a) 14 Deferral Section 4.6(c) 22 TABLE OF DEFINED TERMS (continued) Term Cross Reference Page Earnout Notice Section 1.10(c)(i)(B) 8 Effective Time SECTION 3.02 ERISA SECTION 4.11(aPeriod Section 4.2 19 Escrow Agent Article IX 47 Escrow Shares Section 1.6 4 Excess Amount Section 1.8(d) ERISA Affiliate SECTION 1.01 ESPP SECTION 3.09 excess parachute payments SECTION 4.11(d) 5 Exchange Act SECTION 2.01(aSection 3.3 18 Exchange Ratio Section 1.5(b) Expiration 3 Experts Section 1.8(a) 5 Fairness Hearing Section 1.9 5 FDA Article IX 47 FDC Act Article IX 47 Field of Use Article IX 47 Filing Date SECTION 2.01(bSection 4.6(a) Fairness Opinion SECTION 2.02(a21 Final Allocation Section 1.5(c) Fully Diluted Basis SECTION 1.01 GAAP SECTION 4.07(b3 GLP Article IX 49 GLP Toxicology Studies Article IX 47 Governmental or Regulatory Authority Section 2.5 10 In Vivo Efficacy Section 4.13 29 In Vivo Efficacy Study Preamble 1 Inbound Licenses Section 2.10(f) Governmental Authority SECTION 4.05(b12 include Article IX 49 including Article IX 49 Income Tax Article IX 49 IND Article IX 49 Indemnified Party Section 6.3 38 Indemnifying Party Section 6.3 38 Initial Purchase Price Section 1.5(b) Hazardous Substances SECTION 1.01 Indemnified Parties SECTION 7.07(b) Independent Directors SECTION 7.03(c) Insurance Policies SECTION 4.20 3 Intellectual Property SECTION 1.01 IP Contracts SECTION 1.01Article IX 48 Invention Agreement Section 5.3(f)(iv) 35 Investor Questionnaire Section 4.3(b) 22 Xxxxxx Preamble 1 JAMS Section 8.4 45 Know-How Article IX 50 Knowledge Article IX 48 known Article IX 48 Lab Preamble 1 Law Article IX 50 Laws Article IX 50 Lien Article IX 49 Loss Article IX 49 Material Adverse Effect Article IX 49 Materials Preamble 1 NDA Article IX 51 NDA Submission Package Article IX 51 Net Sales Article IX 50
Appears in 1 contract
TABLE OF DEFINED TERMS. The following terms are defined Cross Reference in the section of this Agreement set forth after such term below: Acceptable Confidentiality Agreement SECTION 7.05(bConfidential Information Section 5.2 Continuing Employees Section 5.17 Copyrights Section 2.11(a) accredited investor SECTION 2.03(d) Acquisition Proposal SECTION 7.05(a) Action SECTION 4.10 Agreement PREAMBLE Anti-takeover Laws SECTION 4.04(b) Appointment Time SECTION 7.03(a) Blue Sky Laws SECTION 4.05(b) Board RECITALS Burdensome Condition SECTION 7.08(d) Certificate of Merger SECTION 3.02 Certificates SECTION 3.11(b) Change in Board Recommendation SECTION 7.05(c) Common Parent SECTION 4.16(k) Company PREAMBLE Company 2007 Form 10-K SECTION 4.08(b) Company Leases SECTION 4.14(c) Company Stock Option SECTION 3.07 Company Stock Option Plans SECTION 3.07 Company Subleases SECTION 4.14(c) Confidentiality Agreement SECTION 7.04(b) covered employees SECTION 4.11(i) Deal Expenses SECTION 9.03(b) definitive material agreement SECTION 4.19(a) D&O Tail Policy Section 5.15 Designated Employee Recitals Designated Employees Recitals DGCL RECITALS Disclosure Schedule ARTICLE IV Section 1.1 Dissenting Shares SECTION 3.10(aSection 1.7(a) Effective Time SECTION 3.02 ERISA SECTION 4.11(aSection 1.3 Employee Agreement Section 2.20(a) Environmental Law Section 2.18(a) Environmental Permits Section 2.18(c) Equipment Section 2.10(c) Equityholder Agent Reimbursement Set-Aside Section 1.8 Equityholder Agent Section 7.2(h)(i) Equityholder Allocation List Section 1.6(a)(v) Equityholder Majority Section 7.2(h)(i) Equityholders Merger Consideration Section 1.6(a)(vi)(E) Equityholders Section 1.6(a)(vi)(F) ERISA Affiliate SECTION 1.01 ESPP SECTION 3.09 excess parachute payments SECTION 4.11(dSection 2.20(a) ERISA Section 2.20(a) Escrow Agent Section 7.2(b) Escrow Agreement Section 7.2(b) Escrow Amount Section 1.8 Escrow Fund Section 1.8 Exchange Act SECTION 2.01(aSection 3.5 Final Date Section 8.1(b) Expiration Date SECTION 2.01(bFMLA Section 2.20(a) Fairness Opinion SECTION 2.02(a) Fully Diluted Basis SECTION 1.01 GAAP SECTION 4.07(bSection 1.6(f) Governmental Authority SECTION 4.05(bEntity Section 2.4(d) Hazardous Substances SECTION 1.01 Material Section 2.18(a) HSR Act Section 2.4(d) Indemnified Parties SECTION 7.07(b) Independent Directors SECTION 7.03(c) Insurance Policies SECTION 4.20 D&O Persons Section 5.15 Information Statement Section 4.5 Intellectual Property SECTION 1.01 IP Contracts SECTION 1.01Rights Section 2.11(a) International Employee Plan Section 2.20(a) IRS Section 2.20(a) ISOs Section 2.2(c) IT Section 5.1(b) Joint Written Instruction Section 7.2(g)(i) knowledge Section 9.11(c) known Section 9.11(c) Liens Section 2.2(b) Lock-up Agreements Recitals
Appears in 1 contract
TABLE OF DEFINED TERMS. The following terms are defined Terms Reference in the section of this Agreement set forth after such term below: Acceptable Confidentiality Agreement SECTION 7.05(b) accredited investor SECTION 2.03(d) Acquisition Proposal SECTION 7.05(aSection 6.1(f) Action SECTION 4.10 Affiliate Section 3.2(c) Agreement PREAMBLE Anti-takeover Preamble Alternative Acquisition Agreement Section 6.1(b)(ii) Antitrust Laws SECTION 4.04(bSection 6.6(c) Appointment Time SECTION 7.03(aApplicable Privacy Laws Section 3.16(e) Blue Sky Laws SECTION 4.05(bArticles of Merger Section 1.1 Balance Sheet Date Section 3.5(b) Board RECITALS Burdensome Condition SECTION 7.08(dBankruptcy and Equity Exception Section 3.4(a) Business Associate Section 3.16(a) Business Day Section 1.2 Buyer Preamble Buyer Disclosure Letter Article IV Buyer Employee Plan Section 6.12(a) Certificate of Merger SECTION 3.02 Certificates SECTION 3.11(bSection 2.1(c) Change in Closing Section 1.2 Closing Date Section 1.2 COBRA Section 3.14(l) Code Section 2.2(f) Company Preamble Company Balance Sheet Section 3.5(b) Company Board Section 3.4(a) Company Board Recommendation SECTION 7.05(c) Common Parent SECTION 4.16(kSection 3.4(a) Company PREAMBLE Charter Documents Section 3.3(c) Company 2007 Form 10-K SECTION 4.08(bCommon Stock Section 2.1(b) Company Disclosure Letter Article III Company Intellectual Property Section 3.10(m) Company Leases SECTION 4.14(cSection 3.9(c) Company Licensed Intellectual Property Section 3.10(m) Company Material Adverse Effect Section 3.1 Company Material Contract Section 3.11(a) Company Meeting Section 6.5 Company Owned Intellectual Property Section 3.10(m) Company Permits Section 3.17 Company Plans Section 3.14(a) Company Preferred Stock Section 3.2(a) Company SEC Reports Section 3.5(a) Company Software Section 3.10(d) Company Stock Option SECTION 3.07 Section 2.3(a) Company Stock Option Plans SECTION 3.07 Section 2.3(a) Company Subleases SECTION 4.14(cShareholder Approval Section 3.4(a) Company Web Sites Section 3.10(l) Confidentiality Agreement SECTION 7.04(bSection 5.2 Continuing Employees Section 6.10 Contract Section 3.4(b) covered employees SECTION 4.11(iCopyrights Section 3.10(m) Deal Expenses SECTION 9.03(bCovered Entity Section 3.16(a) definitive material agreement SECTION 4.19(aCurrent Plan Period Section 2.3(b) DGCL RECITALS Disclosure Schedule ARTICLE IV Customer Software Section 3.10(m) Terms Reference in Agreement D&O Insurance Section 6.8(b) Data Subjects Section 3.16(f) Derivative Work Section 3.10(m) Dissenting Shares SECTION 3.10(aSection 2.4(a) Effective Time SECTION 3.02 Section 1.1 Employees Section 3.14(a) Engagement Letters Section 3.22 Environmental Law Section 3.13(g)(i) Environmental Permit Section 3.13(a)(iv) ERISA SECTION 4.11(aSection 3.14(a) ERISA Affiliate SECTION 1.01 ESPP SECTION 3.09 excess parachute payments SECTION 4.11(dSection 3.14(e) Exchange Act SECTION 2.01(aSection 3.4(c) Expiration Date SECTION 2.01(bExchange Agent Section 2.2(a) Fairness Opinion SECTION 2.02(aExchange Fund Section 2.2(a) Fully Diluted Basis SECTION 1.01 Export Control Requirements Section 3.12 FCPA Section 3.5(f) FDA Section 3.25(g) Federal Health Care Programs Section 3.25(b) Filed Company SEC Report Section 3.5(a) Financial Control Weakness Section 3.5(d) GAAP SECTION 4.07(bSection 3.5(b) Government Contract Section 3.23(i) Government Subcontract Section 3.23(i) Governmental Authority SECTION 4.05(bDamages Section 3.15(a) Governmental Entity Section 3.4(c) Governmental Investigation Section 3.12 Hazardous Substances SECTION 1.01 Indemnified Parties SECTION 7.07(bSubstance Section 3.13(g)(iii) Independent Directors SECTION 7.03(cHIPAA Section 3.16(a) Insurance Policies SECTION 4.20 HIPAA Commitments Section 3.16(b) HSR Act Section 3.4(c) Import Control Requirements Section 3.12 Improper Payment Laws Section 3.12 Indemnitees Section 6.8(a) Intellectual Property SECTION 1.01 IP Contracts SECTION 1.01Section 3.10(m) IRS Section 3.8(b) Knowledge Section 3.5(a) Laws Section 3.15(a) Licensed Software Section 3.10(m) Liens Section 3.4(b) Loss Contract Section 3.11(c) Medical Reimbursement Programs Section 3.25(b) Merger Preamble Merger Consideration Section 2.1(c) Notice Section 6.1(b)(iii) Open Source Software Section 3.10(m) Opinion Section 3.20 Option Consideration Section 2.3(a) Outside Date Section 8.1(b) Owned Software Section 3.10(b) Patents Section 3.10(m) Person Section 2.2(b) Terms Reference in Agreement Personal Data Section 3.16(e) Policies Section 3.19(a) Pre-Closing Period Section 5.1 Proxy Statement Section 3.5(c) PSV Policies Section 6.11 Real Estate Section 3.9(a) Release Section 3.13(g)(iv) Representatives Section 6.1(a) Required Company Shareholder Vote Section 3.4(d) Restraints Section 7.1(c) SEC Section 3.4(c) Secret Information Section 3.10(m) Securities Act Section 3.2(c) Shareholder Agreement Preamble Software Section 3.10(m) SOxA Section 3.5(d) Specified Company SEC Report Section 3.3(a) Subsidiary Section 3.5(a) Subsidiary Documents Section 3.3(c) Superior Proposal Section 6.1(f) Surviving Corporation Section 1.3 Tax Returns Section 3.8(a) Taxes Section 3.8(a) Termination Fee Section 8.3(b) Third Party Software Section 3.10(m) Trademarks Section 3.10(m) Transitory Subsidiary Preamble VBCA Preamble Web Section 3.10(l) AGREEMENT AND PLAN OF MERGER THIS AGREEMENT AND PLAN OF MERGER (this “Agreement”) is entered into as of September 28, 2005, by and among General Electric Company, a New York corporation (the “Buyer”), Igloo Acquisition Corporation, a Delaware corporation and a wholly owned subsidiary of the Buyer (the “Transitory Subsidiary”), and IDX Systems Corporation, a Vermont corporation (the “Company”).
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TABLE OF DEFINED TERMS. The following terms are defined Term Cross Reference in the section of this Agreement set forth after such term below: Acceptable Confidentiality Acquisition Agreement SECTION 7.05(b) accredited investor SECTION 2.03(dSection 5.2(e) Acquisition Proposal SECTION 7.05(aPreamble Agreement Preamble Assertion Section 5.15 Certificates Section 2.2(a) Action SECTION 4.10 Agreement PREAMBLE Anti-takeover Laws SECTION 4.04(b) Appointment Time SECTION 7.03(a) Blue Sky Laws SECTION 4.05(b) Board RECITALS Burdensome Condition SECTION 7.08(d) Certificate of Merger SECTION 3.02 Certificates SECTION 3.11(b) Change in Board Recommendation SECTION 7.05(c) Class A Common Parent SECTION 4.16(kStock Preamble Class B Common Stock Preamble Closing Date Section 1.2 Code Section 3.11(a) Company PREAMBLE Common Stock Preamble Company 2007 Form 10-K SECTION 4.08(bDisclosure Schedule Article III Company Employees Section 5.11(a) Company Leases SECTION 4.14(cFinancial Adviser Section 3.16 Company Letter of Transmittal Section 2.2(a) Company Material Adverse Effect Section 3.1(b) Company Permits Section 3.10(a) Company Preamble Company SEC Reports Section 3.4 Company Securities Section 3.2(a) Company Stock Option SECTION 3.07 Option(s) Section 2.3 Company Stock Option Plans SECTION 3.07 Company Subleases SECTION 4.14(c) Confidentiality Agreement SECTION 7.04(b) covered employees SECTION 4.11(i) Deal Expenses SECTION 9.03(b) definitive material agreement SECTION 4.19(a) DGCL RECITALS Disclosure Schedule ARTICLE IV Dissenting Shares SECTION 3.10(a) Stockholders’ Meeting Section 3.5 Effective Time SECTION 3.02 Section 1.3 Employee Plans Section 3.11(a) Environmental Laws Section 3.12 ERISA SECTION 4.11(aAffiliate Section 3.11(f) ERISA Affiliate SECTION 1.01 ESPP SECTION 3.09 excess parachute payments SECTION 4.11(dSection 3.11(a) Exchange Act SECTION 2.01(aSection 3.2(c) Expiration Exchange Agent Section 2.2(b) Excluded Shares Section 2.1(a)(i) Expenses Section 7.5(b) FDA Permits Section 3.10(a) FDA Section 3.10(a) FDCA Section 3.10(a) Financing Letters Section 4.5 Financings Section 4.5 Governmental Approvals Section 5.12 Governmental Entity Section 3.6 HSR Act Section 3.6 Income Tax Section 3.13(a)(i) Indemnifiable Matter Section 5.15 Indemnified Liabilities Section 5.8(b) Indemnified Persons Section 5.8(b) Indemnitee Section 5.15 IP Rights Section 3.14(a) J-Sub Minority Shares Section 5.13 Lien Section 3.2(b) Material Contract Section 3.6 Material Respect Section 8.3(c) Merger Consideration Section 2.1(a)(i) Merger Preamble Xxxxxx Xxxxxxx Section 3.16 NRS Preamble Order Section 6.1(e) Outside Date SECTION 2.01(bSection 7.1(e) Fairness Opinion SECTION 2.02(aParent Benefit Plans Section 5.11(a) Fully Diluted Basis SECTION 1.01 GAAP SECTION 4.07(bParent Disclosure Schedule Article IV Parent Material Adverse Effect Section 4.1(b) Governmental Authority SECTION 4.05(bParent Preamble Potential Acquiror Section 5.2(b) Hazardous Substances SECTION 1.01 Indemnified Parties SECTION 7.07(bProxy Statement Section 3.5 Schedule 13E-3 Section 5.3(d) Independent Directors SECTION 7.03(cSEC Section 3.4 Securities Act Section 3.4 Senior Lender Section 4.5 Series A Preferred Stock Section 3.2(a) Insurance Policies SECTION 4.20 Intellectual Property SECTION 1.01 IP Contracts SECTION 1.01Significant Subsidiary Section 8.3(f) Special Committee Preamble Stock Option Plan Section 2.3 Stockholder Approval Preamble Superior Proposal Section 5.2(d) Surviving Corporation Section 1.1 Takeover Proposal Section 5.2(a) Tax Return Section 3.13(a)(iii) Tax Section 3.13(a)(ii) Termination Fee Section 7.5(a) UBSW Section 4.5 AGREEMENT AND PLAN OF MERGER AGREEMENT AND PLAN OF MERGER dated as of April 10, 2002 (this “Agreement”), by and among WH Holdings (Cayman Islands) Ltd., a Cayman Islands corporation (“Parent”), WH Acquisition Corp., a Nevada corporation and a wholly-owned subsidiary of Parent (“Acquisition”), and Herbalife International, Inc., a Nevada corporation (the “Company”).
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Samples: Agreement and Plan of Merger (Wh Holdings Cayman Islands LTD)
TABLE OF DEFINED TERMS. The following (continued) Term Cross Reference Page Net Sales Earnout Section 1.10(b) 7 Net Sales Earnout Consideration Section 1.10(b) 7 Net Sales Earnout Payments Section 1.10(b) 7 Net Sales Earnout Shares Section 1.10(b) 7 Non-Competition Agreement Preamble 1 Notice of Objection Section 1.10(c)(ii) 8 Outbound Licenses Section 2.10(e) 12 Parent Preamble 1 Parent Common Shares Section 1.5(b) 3 Parent Xxxxxxx Xxxxxxx Policy Section 4.14 30 Parent Paid Expenses Preamble 1 Parent’s Proposed Allocation Section 1.5(c) 3 Patent Rights Article IX 50 Permit Application Section 2.15 15 Person Article IX 50 Phase II Trial Article IX 50 Phase III Trial Article IX 50 Product Article IX 50 Purchase Price Section 1.5 3 Qualifying Request ARTICLE IX 52 Registrable Securities Section 4.6(a) 23 Registration Statement Section 4.6(a) 23 Release Agreement Section 7.3(c) 41 Representatives Section 2.16 15 Research Loan Preamble 1 Research Plan Article IX 52 Rights in Materials Section 4.13(a) 31 SAB Section 1.8(a)(i) 4 SEC Section 2A.6(a) 16 SEC Documents Section 3.6 17 Securities Act Section 2.2 10 Seller Agent Preamble 1 Seller’s Percentage Section 1.5(a) 3 Seller’s Proposed Allocation Section 1.5(c) 3 Sellers Preamble 1 Share Termination Fee Section 7.3(a) 41 Shares Section 2A.6(a) 16 Xxxx Preamble 1 Xxxx Note Section 1.11 9 Sirna Enabled Data Article IX 52 Standard SAB Agreement Article IX 52 Stock Restriction Agreement Section 4.12 29 Stockholder Expense Amount Section 4.11 30 Subsidiaries Article IX 51 Subsidiary Article IX 51 TABLE OF DEFINED TERMS (continued) Term Cross Reference Page Suspension Event Section 4.7 28 Tax Article IX 51 Tax Return Article IX 51 Taxes Article IX 51 Transaction Consideration ARTICLE IX(qq) 53 Unreimbursed Losses Article IX 51 Valid Claim Article IX 53 SALE AGREEMENT THIS SALE AGREEMENT (this “Agreement”), dated as of October 12, 2004, is by and among Skinetics Biosciences, Inc., a Delaware corporation (the “Company”), Sirna Therapeutics, Inc., a Delaware corporation (“Parent”), and Dr. Xxxxxx Xxxxxxx (“Xxxxxxx”), Xx. Xxxxxx X. Christiano (“Xxxxxxxxxx”), Xx. Xxxxx Xxxxxx (“Xxxxxx”) and Mr. Xxxxx Xxxx (“Xxxx”), each a natural person, collectively, as “Sellers”; and, solely with respect to Article VI and Article VIII, Xxxx, as agent for the Sellers (in such capacity, the “Seller Agent”). Capitalized terms are defined used in the section of this Agreement set forth after such term below: Acceptable Confidentiality Agreement SECTION 7.05(b) accredited investor SECTION 2.03(d) Acquisition Proposal SECTION 7.05(a) Action SECTION 4.10 Agreement PREAMBLE Anti-takeover Laws SECTION 4.04(b) Appointment Time SECTION 7.03(a) Blue Sky Laws SECTION 4.05(b) Board RECITALS Burdensome Condition SECTION 7.08(d) Certificate of Merger SECTION 3.02 Certificates SECTION 3.11(b) Change and not defined herein shall have the meanings ascribed to them in Board Recommendation SECTION 7.05(c) Common Parent SECTION 4.16(k) Company PREAMBLE Company 2007 Form 10-K SECTION 4.08(b) Company Leases SECTION 4.14(c) Company Stock Option SECTION 3.07 Company Stock Option Plans SECTION 3.07 Company Subleases SECTION 4.14(c) Confidentiality Agreement SECTION 7.04(b) covered employees SECTION 4.11(i) Deal Expenses SECTION 9.03(b) definitive material agreement SECTION 4.19(a) DGCL RECITALS Disclosure Schedule ARTICLE IV Dissenting Shares SECTION 3.10(a) Effective Time SECTION 3.02 ERISA SECTION 4.11(a) ERISA Affiliate SECTION 1.01 ESPP SECTION 3.09 excess parachute payments SECTION 4.11(d) Exchange Act SECTION 2.01(a) Expiration Date SECTION 2.01(b) Fairness Opinion SECTION 2.02(a) Fully Diluted Basis SECTION 1.01 GAAP SECTION 4.07(b) Governmental Authority SECTION 4.05(b) Hazardous Substances SECTION 1.01 Indemnified Parties SECTION 7.07(b) Independent Directors SECTION 7.03(c) Insurance Policies SECTION 4.20 Intellectual Property SECTION 1.01 IP Contracts SECTION 1.01Article IX.
Appears in 1 contract
TABLE OF DEFINED TERMS. The following Additional Mortgage Section 7.12(c) Agent-Related Persons Section 10.2 Agreement Preamble Anti-Terrorism Laws Section 5.22 Collateral Agent Section 10.8, Preamble Commitment Period Section 2.2(f)(i) Committed Amount Section 2.2(f)(i) Company Preamble Company Historical Financial Statements Section 5.12(a) Compliance Certificate Section 7.2(b) Debt Offering Section 7.16 Default Rate Section 9.1 Dilutive Interests Section 8.22(a) Dilutive Issuance Section 8.22(b) Disposition Section 8.3 Down Round Section 8.22(a) Down-Round Price Reset Section 8.22(a) Environmental Permits Section 5.13 Event of Default Section 9.1 Excluded Issuances Section 8.22(a) Executive Order Section 5.22 Incremental Purchasers Section 2.2(f)(i) Indemnitee Section 11.18 Initial Borrower Preamble Initial Borrowers Preamble Initial Commitment Period Section 2.2(f)(i) Investments Section 8.5 Last Audited Financial Statements Section 5.12(a) Last Unaudited Financial Statements Section 5.12(a) New Subsidiary Section 7.12(a) Observer Section 7.18 OFAC Section 5.22 Original Agreement Recitals Originating Holder Section 11.3(a) Other Payments Section 9.1 Outside Incremental Funding Date Section 2.2(f)(i) Participant Section 11.3(a) Participant Register Section 11.3 Permitted Liens Section 8.1 Pre-Emptive Right Offer Section 8.22(b) Pro Forma Balance Sheet Section 5.12(d) Regulatory Disclosure Requirement Section 7.17 Reinvestment Period Section 8.3(D) Restricted Account Section 4.4(k) Restricted Payments Section 8.10 Securities Section 11.9(a) Standstill Period Section 4.2(h)(3) Subsidiary Sales Section 8.3(B)(i) Turnaround Plan Section 7.21(b) USA Patriot Act Section 5.22 Accounting Principles. Calculations and determinations of financial and accounting terms used and not otherwise specifically defined under this Agreement (including the Exhibits hereto) shall be made and determined, both as to classification of items and as to amount, in accordance with GAAP or IFRS, as applicable. If any changes in accounting principles or practices from GAAP or IFRS, as applicable, are defined occasioned by the promulgation of rules, regulations, pronouncements and opinions by or required by the Financial Accounting Standards Board or the American Institute of Certified Public Accountants (or any successor thereto or agencies with similar functions) with respect to GAAP, and the International Accounting Standards Board with respect to IFRS, which results in a change in the section method of accounting in the calculation of financial covenants, standards or terms contained in this Agreement set forth or any other Operative Document, the parties hereto agree to enter into negotiations to amend such provisions so as equitably to reflect such changes to the end that the criteria for evaluating financial and other covenants, financial condition and performance will be the same after such term below: Acceptable Confidentiality Agreement SECTION 7.05(b) accredited investor SECTION 2.03(d) Acquisition Proposal SECTION 7.05(a) Action SECTION 4.10 Agreement PREAMBLE Anti-takeover Laws SECTION 4.04(b) Appointment Time SECTION 7.03(a) Blue Sky Laws SECTION 4.05(b) Board RECITALS Burdensome Condition SECTION 7.08(d) Certificate changes as they were before such changes; and if the parties fail to agree on the amendment of Merger SECTION 3.02 Certificates SECTION 3.11(b) Change such provisions, Credit Parties shall continue to provide calculations for all financial covenants, perform all financial covenants and otherwise observe all financial standards and terms in Board Recommendation SECTION 7.05(c) Common Parent SECTION 4.16(k) Company PREAMBLE Company 2007 Form 10-K SECTION 4.08(b) Company Leases SECTION 4.14(c) Company Stock Option SECTION 3.07 Company Stock Option Plans SECTION 3.07 Company Subleases SECTION 4.14(c) Confidentiality Agreement SECTION 7.04(b) covered employees SECTION 4.11(i) Deal Expenses SECTION 9.03(b) definitive material agreement SECTION 4.19(a) DGCL RECITALS Disclosure Schedule ARTICLE IV Dissenting Shares SECTION 3.10(a) Effective Time SECTION 3.02 ERISA SECTION 4.11(a) ERISA Affiliate SECTION 1.01 ESPP SECTION 3.09 excess parachute payments SECTION 4.11(d) Exchange Act SECTION 2.01(a) Expiration Date SECTION 2.01(b) Fairness Opinion SECTION 2.02(a) Fully Diluted Basis SECTION 1.01 the Operative Documents in accordance with GAAP SECTION 4.07(b) Governmental Authority SECTION 4.05(b) Hazardous Substances SECTION 1.01 Indemnified Parties SECTION 7.07(b) Independent Directors SECTION 7.03(c) Insurance Policies SECTION 4.20 Intellectual Property SECTION 1.01 IP Contracts SECTION 1.01or IFRS, as applicable, as in effect immediately prior to such changes.
Appears in 1 contract
Samples: Securities Purchase Agreement (MedMen Enterprises, Inc.)
TABLE OF DEFINED TERMS. The following terms are defined Cross Reference in the section Agreement Losses Section 7.2(a) Material Contracts Section 2.12(a) Merger Consideration Section 1.6 Merger Recitals Merger Sub I Preamble Merger Sub Preamble Mergers Recitals Minimum Loss Amount Section 7.2(c)(ii) Multiemployer Plan Section 2.20(a) Non-Accredited Investor Section 1.6(a)(vi) Non-Employee Options Section 1.6(a)(iv) Non-Stock Consideration Section 1.15 Notice of this Dispute Section 7.2(f) NPI Section 2.11(v) Offer Letters Recitals Officer's Certificate Section 7.2(e) Option Amount Section 1.6(a)(vi)(G) Option Exchange Ratio Section 1.6(a)(vi)(B) Order Section 2.9 Parent Common Stock Recitals Parent Material Adverse Effect Section 6.2(a) Parent Plans Section 5.17 Parent Preamble Parent SEC Reports Section 3.5 Participation Amount Section 1.6(a)(vi)(A) Patents Section 2.11(a) Pension Plan Section 2.20(a) Per Share Preference Amount Section 1.6(a)(vi)(D) person Section 9.11(d) Post-Closing Tax Period Section 2.8(a)(i) Pre-Closing Tax Period Section 2.8(a)(ii) Pre-Closing Taxes Section 9.11(e) Preference Amount Section 1.6(a)(vi)C) Pro Rata Portion Section 7.2(c)(ii) Proportionate Interests Section 1.8 PTO Section 2.11(a) Registration Rights Agreement set forth after such term below: Acceptable Confidentiality Section 5.11 Related Party Section 2.13 Requisite Consents Section 5.4 Restricted Share Consideration Section 1.6(h) Second Merger Recitals Section 102 Options Section 1.6(a)(iv) TABLE OF DEFINED TERMS Cross Reference in Agreement SECTION 7.05(bSecurities Act Section 3.5 Special Losses Section 7.1 Stock Consideration Cap Section 1.15 Stock Consideration Section 1.6 Stock Consideration Shares Section 1.6(a)(v) accredited investor SECTION 2.03(dStockholder Approval Section 2.4(b) Acquisition Proposal SECTION 7.05(aStockholder Section 1.6(a)(v) Action SECTION 4.10 Agreement PREAMBLE Anti-takeover Laws SECTION 4.04(bStraddle Period Section 2.8(a)(ii) Appointment Time SECTION 7.03(aStraddle Periods Section 9.11(e) Blue Sky Laws SECTION 4.05(bsubsidiarie Section 9.11(f) Board RECITALS Burdensome Condition SECTION 7.08(dsubsidiary Section 9.11(f) Certificate of Merger SECTION 3.02 Certificates SECTION 3.11(bSurviving Corporation Section 1.1 Tax Period Section 2.8(a)(iv) Change in Board Recommendation SECTION 7.05(cTax Return Section 2.8(a)(v) Common Parent SECTION 4.16(kTax Section 2.8(a)(iii); Taxes Section 2.8(a)(iii); Testing Price Section 1.15 Third Party Claim Section 7.3 Third Party Expenses Section 8.3 Threshold Section 7.2(c)(ii) Company PREAMBLE Company 2007 Form 10-K SECTION 4.08(bTrade Secrets Section 2.11(a) Company Leases SECTION 4.14(cTrademarks Section 2.11(a) Company Stock Option SECTION 3.07 Company Stock Option Plans SECTION 3.07 Company Subleases SECTION 4.14(cUpdated Capitalization Schedule Section 6.3(l) Confidentiality Agreement SECTION 7.04(b) covered employees SECTION 4.11(i) Deal Expenses SECTION 9.03(b) definitive material agreement SECTION 4.19(a) DGCL RECITALS Disclosure Schedule ARTICLE IV Dissenting Shares SECTION 3.10(a) Effective Time SECTION 3.02 ERISA SECTION 4.11(a) ERISA Affiliate SECTION 1.01 ESPP SECTION 3.09 excess parachute payments SECTION 4.11(d) Exchange Act SECTION 2.01(a) Expiration Valuation Date SECTION 2.01(b) Fairness Opinion SECTION 2.02(a) Fully Diluted Basis SECTION 1.01 GAAP SECTION 4.07(b) Governmental Authority SECTION 4.05(b) Hazardous Substances SECTION 1.01 Indemnified Parties SECTION 7.07(b) Independent Directors SECTION 7.03(c) Insurance Policies SECTION 4.20 Intellectual Property SECTION 1.01 IP Contracts SECTION 1.01Section 1.15
Appears in 1 contract
TABLE OF DEFINED TERMS. The following terms are defined in the section of this Agreement set forth after such term below: Acceptable Confidentiality Agreement SECTION 7.05(b) accredited investor SECTION 2.03(d) Acquisition Proposal SECTION 7.05(aSection 4.2(e) Action SECTION 4.10 Additional Payment Date Section 1.7(b) Affiliate Section 7.10(a) Agreement PREAMBLE Anti-takeover Laws SECTION 4.04(bRecitals Allocation Section 4.12(d) Appointment Time SECTION 7.03(aApportioned Obligations Section 4.12(b) Blue Sky Laws SECTION 4.05(bAssumed Boulder Leases Section 1.1(a) Board RECITALS Burdensome Condition SECTION 7.08(dAssumed Liabilities Section 1.4 Bankruptcy and Equity Exception Section 2.3(a) Certificate of Merger SECTION 3.02 Certificates SECTION 3.11(bBoulder Facilities Section 7.10(b) Change in Board Recommendation SECTION 7.05(cBoulder Lease Section 2.15(a) Common Parent SECTION 4.16(kBusiness Day Section 7.10(c) Company PREAMBLE Company 2007 Form 10-K SECTION 4.08(b) Company Leases SECTION 4.14(c) Company Stock Option SECTION 3.07 Company Stock Option Plans SECTION 3.07 Company Subleases SECTION 4.14(cCode Section 1.10 Confidential Information Section 7.10(d) Confidentiality Agreement SECTION 7.04(bSection 4.2(b) covered employees SECTION 4.11(iContracts Section 7.10(e) Deal Expenses SECTION 9.03(bEnd Date Section 6.1(b)(i) definitive material agreement SECTION 4.19(aEnvironmental Laws Section 2.13(f)(i) DGCL RECITALS Disclosure Schedule ARTICLE IV Dissenting Shares SECTION 3.10(a) Effective Time SECTION 3.02 ERISA SECTION 4.11(aSection 2.11(a) ERISA Affiliate SECTION 1.01 ESPP SECTION 3.09 excess parachute payments SECTION 4.11(dSection 2.11(a) Event Section 7.10(aa) Exchange Act SECTION 2.01(aSection 2.4 Excluded Assets Section 1.3 Excluded Products Section 7.10(f) Expiration FDA Section 7.10(g) Financial Advisor Section 2.18 First Closing Assets Section 1.2 First Closing Section 1.6(a) First Closing Date SECTION 2.01(bSection 1.6(a) Fairness Opinion SECTION 2.02(aFirst Closing Purchase Price Section 1.7(a) Fully Diluted Basis SECTION 1.01 First Closing Transactions Section 1.6(a) GAAP SECTION 4.07(bSection 7.10(h) Governmental Authority SECTION 4.05(bSection 7.10(i) Hazardous Substances SECTION 1.01 Materials Section 2.13(f)(ii) HSR Act Section 7.10(j) Indebtedness Section 7.10(k) Intellectual Property Rights Section 7.10(l) IPLEX™ EAP Section 7.10(m) Key Products Section 7.10(n) Key Products Employees Section 2.10(a) Key Products IP Contracts Section 7.10(o) Key Products IP Rights Section 1.1(d) Key Products Registered IP Section 2.16(b) Knowledge Section 7.10(p) Laws Section 2.8 Lease Security Section 4.16 Leased Real Property Section 2.15(a) Liability Section 7.10(q) Lien Section 7.10(r) Loss Section 1.4 Material Contracts Section 2.14(a) Nasdaq Section 2.4 Organizational Documents Section 2.1(b) Parent Recitals Parent Indemnified Parties SECTION 7.07(bSection 1.5(b) Independent Directors SECTION 7.03(cParent Plans Section 4.9(d) Insurance Policies SECTION 4.20 Intellectual Property SECTION 1.01 IP Contracts SECTION 1.01Parent Severance Plan Section 4.9(e) Permits Section 2.8 Permitted Liens Section 7.10(s) Person Section 7.10(t) Post Closing Period Section 1.9(a) Primary Boulder Facilities Section 7.10(u) Primary Boulder Leases Section 2.15(a) Purchase Price Section 1.8 Purchased Assets Section 1.1 Purchased Assets Permits Section 2.8
Appears in 1 contract
Samples: Asset Purchase Agreement
TABLE OF DEFINED TERMS. The following terms are have the meaning defined for such terms in the section of Sections set forth below. All other capitalized terms in this Agreement have the meanings set forth after such term below: Acceptable Confidentiality in Section 11.1. Defined Term Section Accounting Arbitrator Section 1.3(d) Agreement SECTION 7.05(bPreamble Allocation Section 1.6 Assignment Section 1.4(j) accredited investor SECTION 2.03(dAssigned Purchase Orders Section 6.12(c) Acquisition Proposal SECTION 7.05(aBenefits Schedule Section 6.5(a) Action SECTION 4.10 Agreement PREAMBLE Anti-takeover Laws SECTION 4.04(bBig Xxxxx Compression Expansion Section 6.13 Buyer Preamble Buyer Closing Statement Section 1.3(d) Appointment Time SECTION 7.03(aBuyer Damages Section 9.2(a) Blue Sky Laws SECTION 4.05(bBuyer Fundamental Representations Section 9.1 Buyer Indemnitees Section 9.2(a) Board RECITALS Burdensome Condition SECTION 7.08(dBuyer Master Agreements Section 6.12(c) Certificate of Merger SECTION 3.02 Certificates SECTION 3.11(bBuyer Material Adverse Effect Section 4.1 Buyer Review Period Section 1.3(d) Change in Board Recommendation SECTION 7.05(cClaim Section 9.4 Closing Section 1.2 Closing Adjustment Section 1.3(b) Common Parent SECTION 4.16(kClosing Date Section 1.2 Compensation Schedule Section 2.10(b) Company PREAMBLE Company 2007 Form 10-K SECTION 4.08(bConveyances Section 1.4(h) Company Leases SECTION 4.14(c) Company Stock Option SECTION 3.07 Company Stock Option Plans SECTION 3.07 Company Subleases SECTION 4.14(c) Confidentiality Agreement SECTION 7.04(b) covered employees SECTION 4.11(i) Deal Expenses SECTION 9.03(b) definitive material agreement SECTION 4.19(a) DGCL RECITALS Disclosure Schedule Preamble Engineering Firm Section 6.13 EQT Processing Facilities Section 1.8(c) EQT Processing Facilities Agreement Section 1.8(c) Estimated Closing Adjustment Section 1.3(b) February 0000 Xxxxxx Xxxxxxx 2.4(h) Gas Processing Agreement Section 1.4(d) Hired Employees Section 6.5 HSR Approval Section 7.1 Indemnification Ceiling Section 9.2(b)(i) Indemnification Deductible Section 9.2(b)(i) Indemnified Party Section 9.4(a) Indemnifying Party Section 9.4(a) Xxxxxxx Plant 3 Section 6.13 Xxxxxxx Site Development Plans Section 6.13 Defined Term Section NGL Exchange Agreement Section 1.4(g) Nonassignable Asset Section 1.7(a) Nuisance Proceeding Section 6.10 Omnibus Amendment Section 1.4(h) Operating Employees Section 2.10(b) Permits Section 2.8 Propak Section 6.12(d) Purchase Price Section 1.1 Real Property Agreements Section 2.4(c) Real Property Consents Section 2.3(b) Retained Master Agreements Section 6.12(c) Seller Preamble Seller Closing Statement Section 1.3(d) Seller Damages Section 9.3(a) Seller Fundamental Representations Section 9.1 Seller Indemnitees Section 9.3(a) Seller Material Adverse Effect Section 2.1 Seller Policies Section 6.7 Seller Tax Representation Section 9.1 Survival Period Section 9.1 Tax Audit Section 5.4(a) Tax Indemnified Person Section 5.4(a) Tax Indemnifying Person Section 5.4(a) Tax Items Section 5.4(c) Termination Date Section 8.1(d) Transfer Taxes Section 5.8 Transition IT System Section 6.12(b) Unadjusted Purchase Price Section 1.1 PURCHASE AND SALE AGREEMENT This PURCHASE AND SALE AGREEMENT (this “Agreement”) is dated as of January 3, 2011, by and between EQT Gathering, LLC, a Delaware limited liability company (“Seller”) and MarkWest Energy Appalachia, L.L.C., a Delaware limited liability company (“Buyer”). Seller and Buyer are referred to herein as the “Parties” and individually as a “Party.” Capitalized terms used but not otherwise defined elsewhere in this Agreement shall have the respective meanings given to such terms in ARTICLE IV Dissenting Shares SECTION 3.10(a) Effective Time SECTION 3.02 ERISA SECTION 4.11(a) ERISA Affiliate SECTION 1.01 ESPP SECTION 3.09 excess parachute payments SECTION 4.11(d) Exchange Act SECTION 2.01(a) Expiration Date SECTION 2.01(b) Fairness Opinion SECTION 2.02(a) Fully Diluted Basis SECTION 1.01 GAAP SECTION 4.07(b) Governmental Authority SECTION 4.05(b) Hazardous Substances SECTION 1.01 Indemnified Parties SECTION 7.07(b) Independent Directors SECTION 7.03(c) Insurance Policies SECTION 4.20 Intellectual Property SECTION 1.01 IP Contracts SECTION 1.01XI.
Appears in 1 contract
Samples: Purchase and Sale Agreement (Markwest Energy Partners L P)
TABLE OF DEFINED TERMS. The following terms are defined Term Cross Reference in the section of this Agreement set forth after such term below: Acceptable Confidentiality Page Acquiring Person Section 2.25 31 Acquisition LLC Section 1.1 2 Acquisition Preamble 1 affiliate Section 7.8(a) 66 Agreement SECTION 7.05(bPreamble 1 Applicable Law Section 7.8(b) accredited investor SECTION 2.03(d66 business day Section 7.8(c) Acquisition Proposal SECTION 7.05(a66 capital stock Section 7.8(d) Action SECTION 4.10 Agreement PREAMBLE Anti-takeover Laws SECTION 4.04(b) Appointment Time SECTION 7.03(a) Blue Sky Laws SECTION 4.05(b) Board RECITALS Burdensome Condition SECTION 7.08(d) 66 Certificate of Merger SECTION 3.02 Section 1.2 2 Certificates SECTION 3.11(bSection 1.9(b) 4 Change in Control Plan Section 2.11(l) 19 Change in the Company Recommendation Section 4.2(b) 46 Closing Date Section 1.3 2 Closing Section 1.3 2 Code Preamble 1 Company Acquisition Proposal Section 7.8(e) 66 Company Affiliates Section 2.22 31 Company Board Section 2.3(a) 10 Company Disclosure Schedule Article 2 7 Company Employee Plan Section 2.11(a)(iii) 15 Company Fairness Opinion Section 2.23 31 Company Financial Advisor Section 2.23 31 Company Insider Section 4.18 56 Company IP Section 7.8(f) 66 Company Licensed IP Section 7.8(g) 66 Company Owned IP Section 7.8(h) 66 Company Participants Section 4.14(a) 55 Company Permits Section 2.10 15 Company Plans Section 1.10(a) 6 Company Preamble 1 Company Preferred Stock Section 2.2(a) 8 Company Recommendation SECTION 7.05(cSection 4.2(b) Common Parent SECTION 4.16(k46 Company Registered IP Section 7.8(i) 67 Company PREAMBLE Rights Agreement Section 2.2(a) 9 Company 2007 Form 10-K SECTION 4.08(bRights Section 2.2(a) 9 Company Leases SECTION 4.14(cSEC Reports Section 2.4(a) 10 Company Securities Section 2.2(a) 9 Company Stock Option SECTION 3.07 or Options Section 1.10(a) 6 Company Stockholder Approval Section 2.3(a) 10 Company Stockholders Meeting Section 2.3(a) 10 Company Voting Agreements Preamble 1 Contract Section 2.20(a) 28 DGCL Section 1.1 1 Distribution Date Section 2.25 32 DOL Section 2.11(b) 16 Effective Time Section 1.2 2 Employee Agreement Section 2.11(a)(v) 16 Employee Section 2.11(a)(iv) 15 Employment Agreements Preamble 1 End User Agreements Section 2.20(c)(ii) 30 Environmental Laws Section 2.13(a) 21 ERISA Affiliate Section 2.11(a)(ii) 15 ERISA Section 2.11(a)(i) 15 Exchange Act Section 2.2(b) 10 Exchange Agent Section 1.9(a) 4 Exchange Fund Section 1.9(a) 4 Exchange Ratio Section 1.8(b) 3 Final Date Section 6.1(b)(ii) 60 Financial Statements Section 2.4(a) 11 Governmental Entity Section 2.6 12 Hazardous Material Section 2.13(a) 21 HSR Act Section 2.6 12 incentive stock options Section 1.10(a) 6 include or including Section 7.8(l) 67 include, without limitation Section 7.8(l) 67 including, without limitation Section 7.8(l) 67 Indemnified Liabilities Section 4.9(a) 52 Indemnified Persons Section 4.9(a) 52 Insurance Policies Section 2.16 27 Insured Parties Section 4.9(c) 53 Intellectual Property Section 7.8(j) 67 IRS Section 2.11(a)(vi) 16 ISOs Section 1.10(a) 6 Joint Proxy Statement/Prospectus Section 2.5 12 knowledge or known Section 7.8(k) 67 Lease Documents Section 2.17(a) 28 License-In Agreement Section 2.15(b) 24 Lien Section 7.8(m) 67 Material Adverse Effect on Parent Section 7.8(o) 68 Material Adverse Effect on the Company Section 7.8(n) 67 Material Contract Section 2.20(a) 28 Material Contracts Section 2.20(a) 28 Merger Consideration Section 1.8(a) 3 Merger Section 1.1 1 Multiemployer Plan Section 2.11(a)(vii) 16 Multiple Employer Plan Section 2.11(a)(viii) 16 Nondisclosure Agreement Section 4.6(c) 51 Notice of Superior Proposal Section 4.3(b) 48 Other Interests Section 2.1(c) 8 Parent Benefit Plans Section 3.16(a) 39 Parent Board Section 3.3(a) 34 Parent Common Stock Option Plans SECTION 3.07 Company Subleases SECTION 4.14(cSection 1.8(a) Confidentiality Agreement SECTION 7.04(b) covered employees SECTION 4.11(i) Deal Expenses SECTION 9.03(b) definitive material agreement SECTION 4.19(a) DGCL RECITALS 3 Parent Disclosure Schedule ARTICLE IV Dissenting Shares SECTION 3.10(aArticle 3 32 Parent ESPP Section 4.14(b) Effective Time SECTION 3.02 ERISA SECTION 4.11(a) ERISA Affiliate SECTION 1.01 ESPP SECTION 3.09 excess parachute payments SECTION 4.11(d) Exchange Act SECTION 2.01(a) Expiration Date SECTION 2.01(b) 55 Parent Fairness Opinion SECTION 2.02(aSection 3.10 37 Parent Financial Advisor Section 3.10 37 Parent Permits Section 3.14 38 Parent Plans Section 3.2(a) Fully Diluted Basis SECTION 1.01 GAAP SECTION 4.07(b33 Parent Preamble 1 Parent Recommendation Section 4.2(c) Governmental Authority SECTION 4.05(b47 Parent Rights Agreement Section 3.2(a) Hazardous Substances SECTION 1.01 Indemnified Parties SECTION 7.07(b34 Parent Rights Section 3.2(a) Independent Directors SECTION 7.03(c33 Parent SEC Reports Section 3.5(a) Insurance Policies SECTION 4.20 35 Parent Securities Section 3.2(a) 34 Parent Stockholder Approval Section 3.3(a) 34 Parent Stockholders Meeting Section 3.3(a) 34 Parent Technology License Section 3.17 39 Parent Voting Agreements Preamble 1 Pension Plan Section 2.11(a)(ix) 16 person Section 7.8(p) 68 Proceeding Section 7.8(q) 68 Qualifying Amendment Section 7.8(r) 69 Registered Intellectual Property SECTION 1.01 IP Contracts SECTION 1.01Section 7.8(s) 69 Restricted Company Share Section 1.8(e) 4 Restricted Parent Shares Section 1.8(e) 4 S-4 Section 2.5 12 Sxxxxxxx-Xxxxx Act Section 2.4(c) 10 XXX Xxxxxxx 2.4(a) 10 Section 16 Information Section 4.18 56 Securities Act Section 2.2(a) 9 Share Section 1.8(a) 3 Shares Section 1.8(a) 3 Shrinkwrap Software Section 2.15(b) 24 Significant Parent Product Section 3.17 39 Subsidiary Section 2.1(a) 8 Superior Proposal Section 4.3(c) 49 Surviving Corporation Section 1.1 1 Tax or Taxes Section 2.14(a)(i) 22 Tax Return Section 2.14(a)(ii) 22 Third Party Acquisition Proposal Section 4.3(c) 49 Third Party Section 4.3(c) 49 Triggering Event Section 2.25 32 Welfare Plan Section 2.11(a)(x) 16 AGREEMENT AND PLAN OF MERGER THIS AGREEMENT AND PLAN OF MERGER (this “Agreement”) dated as of June 1, 2003, is by and among PeopleSoft, Inc., a Delaware corporation (“Parent”), J.X. Xxxxxxx & Company, a Delaware corporation (the “Company”), and Jersey Acquisition Corporation, a Delaware corporation and a wholly owned subsidiary of Parent (“Acquisition”).
Appears in 1 contract
TABLE OF DEFINED TERMS. The following terms are defined in the section Defined Term Section Knowledge of this Agreement set forth after such term below: Acceptable Confidentiality Agreement SECTION 7.05(bCCBI Section 8.10 Knowledge of Company Section 8.10 Law Section 8.10 Letter Agreements Recitals Letter of Transmittal Section 1.6(a) accredited investor SECTION 2.03(dLiens Section 3.2(b) Acquisition Proposal SECTION 7.05(aMaterial Adverse Change Section 8.10 Material Adverse Effect Section 8.10 Maximum Premium Section 5.8(b) Action SECTION 4.10 Agreement PREAMBLE AntiMBCA Section 1.1(a) MDAT Section 1.3 MDOC Section 3.3(b) Merger Section 1.1(a) Merger Consideration Section 1.4(c)(ii) MGCL Section 1.1(a) NASDAQ Section 1.4(c)(iii) NBA Section 2.1 New Certificates Section 1.4(c)(ii) Notice of Adverse Recommendation Section 4.2(d) OCC Section 8.10 Old Certificate Section 1.4(c)(ii) Order Section 8.10 OREO Section 2.15(b) Organizational Documents Section 3.3(a) OTC Markets Section 3.5(a) Owned Properties Section 3.16(a) Person Section 8.10 Proxy Statement / Prospectus Section 2.9 Regulation O Section 8.10 Regulation W Section 8.10 Related Person(s) Section 8.10 Representatives Section 4.2(a) Requisite Regulatory Approvals Section 5.5(a) Restricted Stock Award Section 3.2(a) Xxxxxxxx-takeover Laws SECTION 4.04(bXxxxx Act Section 2.8(b) Appointment Time SECTION 7.03(aSEC Section 5.1(f) Blue Sky Laws SECTION 4.05(bSecurities Act Section 8.10 Specified Requisite Regulatory Approval Section 8.10 St. Xxxxx Section 5.8(e) Board RECITALS Burdensome Condition SECTION 7.08(dState Takeover Approvals Section 2.4 Stock Consideration Section 1.4(c)(i)(B) Certificate of Merger SECTION 3.02 Certificates SECTION 3.11(b) Change in Board Recommendation SECTION 7.05(c) Common Parent SECTION 4.16(k) Company PREAMBLE Company 2007 Form 10-K SECTION 4.08(b) Company Leases SECTION 4.14(c) Company Stock Option SECTION 3.07 Company Stock Option Plans SECTION 3.07 Company Subleases SECTION 4.14(c) Confidentiality Agreement SECTION 7.04(b) covered employees SECTION 4.11(i) Deal Expenses SECTION 9.03(b) definitive material agreement SECTION 4.19(a) DGCL RECITALS Disclosure Schedule ARTICLE IV Dissenting Shares SECTION 3.10(a) Effective Time SECTION 3.02 ERISA SECTION 4.11(a) ERISA Affiliate SECTION 1.01 ESPP SECTION 3.09 excess parachute payments SECTION 4.11(d) Exchange Act SECTION 2.01(a) Expiration Date SECTION 2.01(b) Fairness Opinion SECTION 2.02(a) Fully Diluted Basis SECTION 1.01 GAAP SECTION 4.07(b) Governmental Authority SECTION 4.05(b) Hazardous Substances SECTION 1.01 Indemnified Parties SECTION 7.07(b) Independent Directors SECTION 7.03(c) Insurance Policies SECTION 4.20 Intellectual Property SECTION 1.01 IP Contracts SECTION 1.01Shareholder Meeting Section 5.2
Appears in 1 contract
Samples: Agreement and Plan of Merger (Citizens Community Bancorp Inc.)
TABLE OF DEFINED TERMS. The following terms are defined in the section of this Agreement set forth after such term below: Acceptable Confidentiality Agreement SECTION 7.05(b) accredited investor SECTION 2.03(d) Acquisition Proposal SECTION 7.05(a) Action SECTION 4.10 Agreement PREAMBLE Anti-takeover Laws SECTION 4.04(b) Appointment Time SECTION 7.03(a) Blue Sky Laws SECTION 4.05(b) Board RECITALS Burdensome Condition SECTION 7.08(d) Certificate of Merger SECTION 3.02 Certificates SECTION 3.11(b) Change in Board Recommendation SECTION 7.05(c) Common Parent SECTION 4.16(k) Company PREAMBLE Company 2007 Form 10-K SECTION 4.08(b) Company Leases SECTION 4.14(c) Company Stock Option SECTION 3.07 Company Stock Option Plans SECTION 3.07 Company Subleases SECTION 4.14(c) Confidentiality Agreement SECTION 7.04(b) covered employees SECTION 4.11(i) Deal Expenses SECTION 9.03(b) definitive material agreement SECTION 4.19(aDefined Term Section Determination Date Section 7.1(h) DGCL RECITALS Disclosure Schedule ARTICLE IV Section 1.1(a) Dissenting Shares SECTION 3.10(aSection 1.4(c)(iii) Dissenting Stockholder Section 1.4(c)(iii) Effective Time SECTION 3.02 Section 1.3 Election Section 1.6(a) Election Deadline Section 1.6(d) Election Form Section 1.6(b) Election Period Section 1.6(c)` Eligible Employee Section 5.11(c) Environmental Laws Section 3.13 ERISA SECTION 4.11(aSection 3.12(b) ERISA Affiliate SECTION 1.01 ESPP SECTION 3.09 excess parachute payments SECTION 4.11(dSection 3.12(a) Exchange Act SECTION 2.01(aSection 2.4 Exchange Agent Section 1.7 Exchange Fund Section 1.7 Exchange Ratio Section 1.4(c)(i)(B) Expiration Date SECTION 2.01(bFinal Index Price Section 7.1(h)(iv)(C) Fairness Opinion SECTION 2.02(aFIRPTA Section 2.12 Form S-4 Section 5.1(a) Fully Diluted Basis SECTION 1.01 GAAP SECTION 4.07(bSection 2.8(a) Governmental Authority SECTION 4.05(bEntity Section 2.4 GWB Articles of Incorporation Section 1.12(b)(iv) Hazardous Substances SECTION 1.01 Indemnified Parties SECTION 7.07(bGWBI Introduction GWBI Bank Recitals GWBI Bylaws Section 1.12(b)(iii) Independent Directors SECTION 7.03(cGWBI Certificate of Incorporation Section 1.1(c) Insurance Policies SECTION 4.20 GWBI Closing Price Section 1.4(c)(ii) GWBI Letter ARTICLE II GWBI Permits Section 2.11 GWBI Plan Section 5.11(b) GWBI Ratio Section 7.1(h)(iii) GWBI SEC Documents Section 2.8(a) GWBI Stock Plan Section 2.3 GWBI Market Value Section 7.1(h)(iv)(A) Holder Section 1.6 IBA Section 2.2(b) Index Section 7.1(h)(iii)(D) Index Ratio Section 7.1(h)(iii)(D) Initial GWBI Market Value Section 7.1(h)(iii)(E) Initial Index Price Section 7.1(h)(iii)(F) Intellectual Property SECTION 1.01 IP Contracts SECTION 1.01Rights Section 3.15(a) Interest Rate Instruments Section 3.20 TABLE OF DEFINED TERMS Defined Term Section Investments Section 3.19(a) IRS Section 3.9 Knowledge of Company Section 8.10 Knowledge of GWBI Section 8.10 Law Section 8.10 Letter of Transmittal Section 1.8(a) Liens Section 3.2(b) Material Adverse Change Section 8.10 Material Adverse Effect Section 8.10
Appears in 1 contract
Samples: Agreement and Plan of Merger (Great Western Bancorp, Inc.)
