Reimbursement Policy. The Company, the Sales Agent and any agents of either, including any wholesalers, shall comply with Ameriprise's wholesaler reimbursement policy as communicated to the Sales Agent, as amended from time to time in Ameriprise's sole discretion provided such policy complies with the rules and regulations of the NASD.
Appears in 2 contracts
Samples: Dealer Agreement (Corporate Property Associates 16 Global Inc), Corporate Property Associates 16 Global Inc
Reimbursement Policy. The Company, the Sales Agent Managing Dealer and any agents of either, including any wholesalers, shall comply with Ameriprise's ’s wholesaler reimbursement policy as communicated to the Sales AgentManaging Dealer, as amended from time to time in Ameriprise's ’s sole discretion provided such policy complies with the rules and regulations of the NASD.
Appears in 1 contract
Samples: Soliciting Dealer Agreement (CNL Income Properties Inc)
Reimbursement Policy. The Company, the Sales Agent Dealer Manager and any agents of either, including any wholesalers, shall comply with Ameriprise's ’s wholesaler reimbursement policy as communicated to the Sales AgentDealer Manager, as amended from time to time in Ameriprise's ’s sole discretion provided such policy complies with the rules and regulations of the NASD.
Appears in 1 contract
Samples: Inland American (Inland American Real Estate Trust, Inc.)
