Qualifications. All authorizations, approvals or permits, if any, of any governmental authority or regulatory body of the United States or of any state that are required in connection with the lawful issuance and sale of the Shares pursuant to this Agreement shall be obtained and effective as of the Closing.
Appears in 102 contracts
Samples: Stock Purchase Agreement (China Tel Group Inc), Preferred Stock Purchase Agreement (Anterios Inc), Stock Purchase Agreement (China Tel Group Inc)
Qualifications. All authorizations, approvals or permits, if any, of any governmental authority or regulatory body of the United States or of any state that are required in connection with the lawful issuance and sale of the Shares Securities pursuant to this Agreement shall be obtained and effective as of the Closing.
Appears in 79 contracts
Samples: Securities Purchase Agreement (AeroGrow International, Inc.), Convertible Note Purchase Agreement (AgeX Therapeutics, Inc.), Security Agreement (Mechanical Technology Inc)
Qualifications. All authorizations, approvals or permits, if any, of any governmental authority or regulatory body of the United States or of any state that are required in connection with the lawful issuance and sale of the Shares pursuant to this Agreement shall be obtained and effective as of the such Closing.
Appears in 75 contracts
Samples: Preferred Stock Purchase Agreement (Aeroflex Inc), Stock Purchase Agreement (Eleison Pharmaceuticals Inc), Preferred Stock Purchase Agreement (Arrowhead Research Corp)
Qualifications. All authorizations, approvals or permits, if any, of any governmental authority or regulatory body of the United States or of any state that are required in connection with the lawful issuance and sale of the Shares Stock pursuant to this Agreement shall be obtained and effective as of the Closing.
Appears in 48 contracts
Samples: Stock Purchase Agreement (Arrowhead Research Corp), Series C Preferred Stock Purchase Agreement (Fulcrum Bioenergy Inc), Common Stock Purchase Agreement (Acorn Energy, Inc.)
Qualifications. All authorizations, approvals or permits, if any, of any governmental authority or regulatory body of the United States or of any state that are required in connection with the lawful issuance and sale of the Shares Share pursuant to this Agreement shall be obtained and effective as of the Closing.
Appears in 25 contracts
Samples: Series D Preferred Stock Purchase Agreement (International Stem Cell CORP), Stock Purchase Agreement (China Tel Group Inc), Series B Preferred Stock Purchase Agreement (Anterios Inc)
Qualifications. All authorizations, approvals or permits, if any, of any governmental authority or regulatory body of the United States or of any state that are required in connection with the lawful issuance and sale of the Shares Securities pursuant to this Agreement shall be duly obtained and effective as of the Closing.
Appears in 24 contracts
Samples: Stock and Warrant Purchase Agreement (California Micro Devices Corp), Preferred Stock Purchase Agreement (Sports Club Co Inc), Securities Purchase Agreement (Sun BioPharma, Inc.)
Qualifications. All authorizations, approvals approvals, or permits, if -------------- any, of any governmental authority or regulatory body of the United States or of any state that are required in connection with the lawful issuance and sale of the Shares Securities pursuant to this Agreement shall be duly obtained and effective as of the Closing.
Appears in 21 contracts
Samples: License Agreement (Intertrust Technologies Corp), Common Stock Purchase Agreement (Motive Communications Inc), License Agreement (Intertrust Technologies Corp)
Qualifications. All authorizations, approvals or permits, if -------------- any, of any governmental authority or regulatory body of the United States or of any state that are required in connection with the lawful issuance and sale of the Shares Stock pursuant to this Agreement shall be obtained and effective as of the Closing.
Appears in 18 contracts
Samples: Preferred Stock Purchase Agreement (Avantgo Inc), Preferred Stock Purchase Agreement (Avantgo Inc), Common Stock Purchase Agreement (Chemdex Corp)
Qualifications. All authorizations, approvals or permits, if any, of any governmental authority or regulatory body of the United States or of any state that are required in connection with the lawful issuance and sale of the Shares Common Stock pursuant to this Agreement shall be duly obtained and effective as of the Closing.
Appears in 11 contracts
Samples: Securities Purchase Agreement (Fiberstars Inc /Ca/), Common Stock Purchase Agreement (Faxsav Inc), Common Stock and Warrant Purchase Agreement (Hydrogen Burner Technology Inc)
Qualifications. All authorizations, approvals approvals, or permits, if any, of any governmental authority or regulatory body of the United States or of any state that are required in connection with the lawful issuance and sale of the Shares pursuant to Securities and the other transactions contemplated by this Agreement shall be duly obtained and effective as of the Closing.
Appears in 10 contracts
Samples: Series C Convertible Preferred Stock Purchase Agreement (Selway Partners LLC), Convertible Preferred Stock Purchase Agreement (ClearStory Systems, Inc.), Series C Preferred Stock Purchase Agreement (SCP Private Equity Partners Ii Lp)
Qualifications. All authorizations, approvals approvals, or permits, if any, of any governmental authority or regulatory body of the United States or of any state of the United States that are required in connection with the lawful issuance and sale of the Shares Securities to the Investors pursuant to this Agreement shall be have been duly obtained and shall be effective on and as of the Closing.
Appears in 10 contracts
Samples: Common Stock and Warrant Purchase Agreement (Axonyx Inc), Securities Purchase Agreement (Xenomics Inc), Securities Purchase Agreement (Callisto Pharmaceuticals Inc)
Qualifications. All authorizations, approvals or permits, if any, of any governmental authority or regulatory body of the United States or of any state that are required in connection with the lawful issuance and sale of the Shares Securities pursuant to this Agreement shall be obtained and effective as of the such Closing.
Appears in 10 contracts
Samples: Securities Purchase Agreement (AeroGrow International, Inc.), Securities Purchase Agreement (MDNA Life Sciences, Inc.), Stock and Warrant Purchase Agreement (CannaVEST Corp.)
Qualifications. All authorizations, approvals or permits, if any, of any governmental authority or regulatory body of the United States or of any state that are required in connection with the lawful issuance and sale of the Shares Notes pursuant to this Agreement shall be obtained and effective as of the Closing.
Appears in 10 contracts
Samples: Convertible Note Purchase Agreement (Marrone Bio Innovations Inc), Convertible Promissory Note (Evolus, Inc.), Form of Note Purchase Agreement (Kingscrowd LLC)
Qualifications. All authorizations, approvals or permits, if any, of any governmental authority or regulatory body of the United States or of any state that are required in connection with the lawful issuance and sale of the Shares pursuant to this Agreement shall be duly obtained and effective as of the Closing.
Appears in 9 contracts
Samples: Common Stock Purchase Agreement (Spatializer Audio Laboratories Inc), Subscription Agreement (Navitrak International CORP), Subscription Agreement (Navitrak International CORP)
Qualifications. All authorizations, approvals or permits, if any, of any governmental authority or regulatory body of the United States or of any state that are required in connection with the lawful issuance and sale of the Shares Units pursuant to this Agreement shall be obtained and effective as of the Closing.
Appears in 9 contracts
Samples: Unit Purchase Agreement, Preferred Unit Purchase Agreement (Learn SPAC HoldCo, Inc.), Equity Purchase Agreement (MVB Financial Corp)
Qualifications. All authorizationsmaterial notices, approvals registrations, qualifications, designations, declarations, or permitsfilings with, if anyConsents or Permits of, of or any governmental authority or regulatory body action by any Governmental Entity of the United States or of any state other jurisdiction that are required prior to the Closing in connection with the lawful issuance and sale of the Acquired Shares pursuant to this Agreement shall be duly obtained and effective as of the Closing.
Appears in 8 contracts
Samples: Securities Purchase Agreement (Grover Vikram P), Securities Purchase Agreement (Grover Vikram P), Securities Purchase Agreement (2050 Motors, Inc.)
Qualifications. All authorizations, approvals or permits, if any, of any governmental authority or regulatory body of the United States or of any state that are required in connection with the lawful issuance and sale of the Shares pursuant to this Agreement shall be duly obtained and effective as effective, other than such authorizations, approvals or permits or other filings which may be timely made after such issuance and sale of the ClosingShares.
Appears in 8 contracts
Samples: Adoption Agreement (Arrowhead Research Corp), Subscription Agreement (Arrowhead Research Corp), Subscription Agreement (Arrowhead Research Corp)
Qualifications. All other authorizations, approvals or permits, permits if any, of any governmental authority or regulatory body of the United States or of any state that are required prior to and in connection with the lawful issuance and sale of the Shares pursuant to this Agreement shall be obtained effective on and effective as of the ClosingClosing Date.
Appears in 8 contracts
Samples: Stock Purchase Agreement (Nitromed Inc), Common Stock Purchase and Registration Rights Agreement (Archemix Corp.), Stock Purchase Agreement (Archemix Corp.)
Qualifications. All authorizations, approvals or permits, if any, of any governmental authority or regulatory body of the United States or of any state that are required in connection with the lawful issuance and sale of the Shares Note pursuant to this Agreement shall be obtained and effective as of the Closing.
Appears in 7 contracts
Samples: Note Purchase Agreement (Marrone Bio Innovations Inc), Note Purchase Agreement (Marrone Bio Innovations Inc), Convertible Note Purchase Agreement (Marrone Bio Innovations Inc)
Qualifications. All authorizations, approvals or permits, if any, of any governmental authority or regulatory body of the United States or of any state that are required in connection with the lawful issuance and sale of the Shares pursuant to this Agreement shall be have been duly obtained and shall be effective on and as of the Closing.
Appears in 7 contracts
Samples: Common Stock Purchase Agreement (Intrexon Corp), Management Subscription and Stock Purchase Agreement (Simmons Co), Subscription and Stock Purchase Agreement (National Waterworks Inc)
Qualifications. All authorizations, approvals approvals, or permits, if any, of any governmental authority or regulatory body of the United States or of any state that are required in connection with the lawful issuance and sale of the Shares Securities pursuant to this Agreement shall be have been duly obtained and effective as of the Closing.
Appears in 7 contracts
Samples: Purchase Agreement (Pluristem Life Systems Inc), Purchase Agreement (Pluristem Life Systems Inc), Common Stock and Warrant Purchase Agreement (Pluristem Life Systems Inc)
Qualifications. All authorizations, approvals or permits, if any, of any governmental authority or regulatory body of the United States or of any state that are required in connection with the lawful issuance and sale of the Shares and Warrants pursuant to this Agreement shall be obtained and effective as of the Closing.
Appears in 6 contracts
Samples: Preferred Stock and Warrant Purchase Agreement (Glori Energy Inc.), Preferred Stock and Warrant Purchase Agreement (Glori Acquisition Corp.), Preferred Stock and Warrant Purchase Agreement (Glori Energy Inc.)
Qualifications. All authorizations, consents, approvals or permits, if any, of any governmental authority or regulatory body of the United States or of any state that are required in connection with the lawful issuance and sale of the Shares shares of Common Stock pursuant to this Agreement shall be obtained and effective as of the Closing.
Appears in 5 contracts
Samples: Debt Conversion Agreement (Ediets Com Inc), Debt Conversion Agreement (Prides Capital Partners, LLC), Debt Conversion Agreement (CleanTech Innovations, Inc.)
Qualifications. All authorizations, approvals or permits, if any, of any governmental authority or regulatory body of the United States or of any state that are required in connection with the lawful issuance and sale of the Shares Notes and Warrants pursuant to this Agreement shall will be duly obtained and effective as of the applicable Closing.
Appears in 5 contracts
Samples: Note and Warrant Purchase Agreement (Duska Therapeutics, Inc.), Note and Warrant Purchase Agreement (Duska Therapeutics, Inc.), Notes and Warrant Purchase Agreement (Hydrodynex, Inc.)
Qualifications. All authorizations, approvals approvals, or permits, if any, of any governmental authority or regulatory body of the United States or of any state that are required in connection with the lawful issuance and sale purchase of the Purchased Shares pursuant to this Agreement shall be duly obtained and effective as of the Closing.
Appears in 5 contracts
Samples: Purchase Agreement (Springer Timothy A), Purchase Agreement (TechTarget Inc), Purchase Agreement (Springer Timothy A)
Qualifications. All authorizations, approvals approvals, or permits, if any, of any governmental authority or regulatory body of the United States or of any state that are required in connection with the lawful issuance and sale of the Shares Securities being issued and sold at the Closing pursuant to this Agreement shall be duly obtained and effective as of the Closing.
Appears in 5 contracts
Samples: Note Purchase Agreement (Orion Energy Systems, Inc.), Stock Purchase Agreement (Orion Energy Systems, Inc.), Stock Purchase Agreement (Orion Energy Systems, Inc.)
Qualifications. All authorizations, approvals approvals, or permits, if any, of any governmental authority or regulatory body of the United States or of any state that are required as of the Closing in connection with the lawful issuance and sale of the Shares pursuant to this Agreement shall be have been duly obtained and shall be effective as of the Closing.
Appears in 5 contracts
Samples: Common Stock Purchase Agreement (Triangle Pharmaceuticals Inc), Option and Wholesale Purchase Agreement (Ligand Pharmaceuticals Inc), Option and Wholesale Purchase Agreement (Ligand Pharmaceuticals Inc)
Qualifications. All authorizations, approvals or permits, if any, of any governmental authority or regulatory body of the United States or of any state that are required in connection with the lawful issuance and sale of the Acquisition Shares pursuant to this Agreement shall be obtained and effective as of the Closing.
Appears in 5 contracts
Samples: Stock Purchase Agreement (Veriteq), Stock Purchase Agreement (Blue Moon Energy Partners LLC), Stock Purchase Agreement (POSITIVEID Corp)
Qualifications. All authorizations, consents, approvals or permits, if any, of any governmental authority or regulatory body of the United States or of any state that are required in connection with the lawful issuance and sale of the Shares shares of Common Stock pursuant to this Agreement shall be obtained and effective as of the Closing.
Appears in 5 contracts
Samples: Debt Conversion Agreement (CleanTech Innovations, Inc.), Debt Conversion Agreement (Ediets Com Inc), Debt Conversion Agreement (Ediets Com Inc)
Qualifications. All authorizations, approvals or permits, if any, of any governmental authority or regulatory body of the United States or of any state that are required in connection with the lawful issuance and sale of the Shares Units pursuant to this Agreement shall be duly obtained and effective as of the Closing.
Appears in 5 contracts
Samples: Purchase and Contribution Agreement (FUND.COM Inc.), Purchase and Contribution Agreement (FUND.COM Inc.), Securities Purchase Agreement (Wildblue Communications Inc)
Qualifications. All authorizations, approvals or permits, if any, of any governmental authority or regulatory body of the United States or of any state foreign country that are required in connection with the lawful issuance and sale of the Shares shares of Common Stock pursuant to this Agreement shall be duly obtained and effective as of the ClosingClosing Date.
Appears in 5 contracts
Samples: Securities Purchase Agreement (Digital Power Corp), Securities Purchase Agreement (Digital Power Corp), Securities Purchase Agreement (Digital Power Corp)
Qualifications. All authorizations, approvals or permits, if any, of any governmental authority or regulatory body of the United States or of any state that are required in connection with the lawful issuance and sale purchase of the Purchased Shares pursuant to this Agreement shall be duly obtained and effective as of the Closing.
Appears in 5 contracts
Samples: Purchase Agreement (Springer Timothy A), Purchase Agreement (TechTarget Inc), Purchase Agreement (TCV v Lp)
Qualifications. All authorizations, approvals or permits, if any, of any governmental authority or regulatory body of the United States or of any state Governmental Authority that are required in connection with the lawful issuance and sale of the Shares pursuant to this Agreement shall be have been duly obtained and shall be effective on and as of the applicable Closing.
Appears in 5 contracts
Samples: Common Stock Purchase Agreement (XOMA Corp), Confidential Treatment Requested (Ultragenyx Pharmaceutical Inc.), Confidential Treatment Requested (Ultragenyx Pharmaceutical Inc.)
Qualifications. All authorizations, approvals approvals, or permits, if -------------- any, of any governmental authority or regulatory body of the United States or of any state that are required in connection with the lawful issuance and sale of the Shares Securities pursuant to this Agreement shall be duly obtained and effective as of the ClosingFunding.
Appears in 5 contracts
Samples: Preferred Stock Purchase Agreement (DSL Net Inc), Preferred Stock Purchase Agreement (DSL Net Inc), Preferred Stock Purchase Agreement (DSL Net Inc)
Qualifications. All authorizations, approvals or permits, if -------------- any, of any governmental authority or regulatory body of the United States or of any state or any Person that are required in connection with the consummation of the transactions contemplated by this Agreement, including the lawful issuance and sale of the Shares Securities pursuant to this Agreement Agreement, shall be duly obtained and effective as of the Closing.
Appears in 5 contracts
Samples: Preferred Stock Purchase Agreement (Inflow Inc), Preferred Stock Purchase Agreement (Inflow Inc), Preferred Stock Purchase Agreement (Inflow Inc)
Qualifications. All authorizations, approvals or permits, if any, of any governmental authority or regulatory body of the United States or of any state that are required in connection with the lawful issuance and sale of the Shares Securities pursuant to this Agreement shall be obtained and effective as of the applicable Closing.
Appears in 5 contracts
Samples: Convertible Note and Warrant Purchase Agreement (Hyperion Therapeutics Inc), Subordination Agreement (Syndax Pharmaceuticals Inc), Convertible Note and Warrant Purchase Agreement (Hyperion Therapeutics Inc)
Qualifications. All authorizations, approvals or permits, if any, of any governmental authority or regulatory body of the United States or of any state that are required in connection with the lawful issuance and sale of the Shares Notes and Warrants pursuant to this Agreement shall be obtained and effective as of the Closing.
Appears in 5 contracts
Samples: And Warrant Purchase Agreement (Coupon Express, Inc.), Common Stock and Note Purchase Agreement (Opgen Inc), And Warrant Purchase Agreement (Psi Corp)
Qualifications. All authorizations, approvals or permits, if any, of any governmental authority or regulatory body of the United States or of any state that are required in connection with the lawful issuance and sale of the Shares Stock pursuant to this Agreement shall be obtained and effective as of the Closing.
Appears in 4 contracts
Samples: Stock Repurchase Agreement (Nu Skin Enterprises Inc), Stock Repurchase Agreement (Nu Skin Enterprises Inc), Stock Purchase Agreement (Nu Skin Enterprises Inc)
Qualifications. All authorizations, approvals or permits, if any, of any governmental authority or regulatory body of the United States or of any state that are required in connection with the lawful issuance and sale of the Shares shares of Common Stock pursuant to this Agreement shall be obtained and effective as of the Closing.
Appears in 4 contracts
Samples: Debt Conversion Agreement (Isecuretrac Corp), Debt Conversion Agreement (Isecuretrac Corp), Debt Conversion Agreement (Isecuretrac Corp)
Qualifications. All authorizations, approvals or permits, if any, of any governmental authority or regulatory body of the United States or of any state that are required in connection with the lawful issuance and sale of the Shares Securities in the Closing pursuant to this Agreement shall be duly obtained and effective as of the Closing, other than such authorizations, approvals or permits or other filings which may be timely made after the Closing.
Appears in 4 contracts
Samples: Series B Preferred Stock Purchase Agreement (Arrowhead Research Corp), Series a Preferred Stock Purchase Agreement (Arrowhead Research Corp), Subscription Agreement (Arrowhead Research Corp)
Qualifications. All authorizations, approvals or permits, if -------------- any, of any governmental authority or regulatory body of the United States or of any state that are required in connection with the lawful issuance and sale of the Shares Securities pursuant to this Agreement shall be duly obtained and effective as of the Closing.
Appears in 4 contracts
Samples: Common Stock Purchase Agreement (Agile Software Corp), Common Stock Purchase Agreement (Agile Software Corp), Series E Preferred Stock Purchase Agreement (Agile Software Corp)
Qualifications. All authorizations, approvals or permits, if any, of any governmental authority or regulatory body of the United States or of any state that are required in connection with the lawful issuance and sale of the Shares pursuant to this Agreement shall be obtained and effective as of the Closing.
Appears in 4 contracts
Samples: Preferred Stock Purchase Agreement (Capstone Therapeutics Corp.), Series a Preferred Stock Purchase Agreement (IntelliHome, Inc.), Series a Preferred Stock Purchase Agreement (IntelliHome, Inc.)
Qualifications. All authorizations, approvals or permits, if any, of any governmental authority or regulatory body of the United States or of any state Governmental Authority that are required in connection with the lawful issuance and sale of the Shares Securities pursuant to this Agreement shall be obtained and effective as of the Closing.
Appears in 4 contracts
Samples: Securities Purchase Agreement (American Electric Technologies Inc), Junior Secured Convertible Note Purchase Agreement (Determine, Inc.), Convertible Note Purchase Agreement (Protagenic Therapeutics, Inc.\new)
Qualifications. All authorizations, approvals approvals, or permits, if any, of any governmental authority or regulatory body of the United States or of any state that are required in connection with the lawful issuance and sale of the Shares Securities at the applicable Closing pursuant to this Agreement shall be duly obtained and effective as of the such Closing.
Appears in 4 contracts
Samples: Series D Preferred Stock Purchase Agreement (Niku Corp), Investor Rights Agreement (Niku Corp), Stock Purchase Agreement (Niku Corp)
Qualifications. All authorizations, approvals or permits, if any, of any governmental authority or regulatory body of the United States or of any state that are required in connection with the lawful issuance and sale of the Shares Notes pursuant to this Agreement shall be obtained and effective as of the Closingeach Closing Date.
Appears in 4 contracts
Samples: Convertible Notes Purchase Agreement (Uber Technologies, Inc), Convertible Notes Purchase Agreement (Uber Technologies, Inc), Convertible Notes Purchase Agreement (Uber Technologies, Inc)
Qualifications. All authorizations, approvals or permits, if any, of any governmental authority or regulatory body of the United States or of country or any state that are required in connection with the lawful issuance and sale of the Shares Securities pursuant to this Agreement shall be obtained and effective as of the Closing.
Appears in 4 contracts
Samples: Stock Purchase Agreement (Kranem Corp), Confidential Treatment Requested (Kranem Corp), Stock Purchase Agreement (Kranem Corp)
Qualifications. All authorizations, approvals approvals, or permits, if any, of any governmental authority or regulatory body of the United States or of any state of the United States that are required in connection with the lawful issuance and sale of the Shares to the Investors pursuant to this Agreement shall be have been duly obtained and shall be effective on and as of the Closing.
Appears in 4 contracts
Samples: Securities Purchase Agreement (Tao Minerals Ltd.), Common Stock Purchase Agreement (Callisto Pharmaceuticals Inc), Common Stock Purchase Agreement (Callisto Pharmaceuticals Inc)
Qualifications. All authorizations, approvals or permits, if any, of any governmental authority Governmental Authority or regulatory body of the United States or of any state that are required in connection with the lawful issuance and sale of the Shares pursuant to this Agreement shall be obtained and effective as of the Closing.
Appears in 4 contracts
Samples: Share Purchase Agreement (Biolife Solutions Inc), Common Stock Purchase Agreement (Arcellx, Inc.), Common Stock Purchase Agreement (Arcellx, Inc.)
Qualifications. All authorizations, approvals or permits, if any, of any governmental authority or regulatory body of the United States or of any state that are required in connection with the lawful issuance and sale of the Shares pursuant to this Agreement shall be obtained and effective as of the Initial Closing.
Appears in 4 contracts
Samples: Series a Preferred Stock Purchase Agreement (Immunome Inc.), Stock Purchase Agreement (TomoTherapy Inc), Series B Preferred Stock Purchase Agreement (Anterios Inc)
Qualifications. All authorizations, approvals or permits, if any, of any governmental authority or regulatory body of the United States or of any state Governmental Entity that are required in connection with the lawful issuance and sale of the Purchase Shares and the Warrants pursuant to this Agreement shall be duly obtained and effective as of the Closing.
Appears in 4 contracts
Samples: Securities Purchase Agreement (China Jo-Jo Drugstores Holdings, Inc.), Securities Purchase Agreement (China Jo-Jo Drugstores Holdings, Inc.), Securities Purchase Agreement (China Jo-Jo Drugstores Holdings, Inc.)
Qualifications. All authorizations, approvals or permits, if any, of any governmental authority or regulatory body of the United States or of any state that are required in connection with the lawful issuance and sale of the Shares Securities pursuant to this Agreement shall be obtained and effective as of the each Closing.
Appears in 4 contracts
Samples: Subscription Agreement (Blue Earth, Inc.), Stock and Note Purchase Agreement (Hemobiotech, Inc.), Note and Warrant Purchase Agreement (Strategic Gaming Investments, Inc.)
Qualifications. All authorizations, approvals or permits, if any, of any governmental authority or regulatory body of the United States or of any state that are required in connection with the lawful issuance and sale of the Shares Securities pursuant to this Agreement shall be obtained and effective as of the Initial Closing.
Appears in 4 contracts
Samples: Convertible Note and Warrant Purchase Agreement (Hyperion Therapeutics Inc), Convertible Note and Warrant Purchase Agreement (Hyperion Therapeutics Inc), Note Purchase Agreement (Colonnade Acquisition Corp. II)
Qualifications. All authorizations, approvals approvals, or permits, if any, of any governmental authority or regulatory body of the United States or of any state that are required in connection with the lawful issuance and sale of the Shares Notes pursuant to this Agreement shall be duly obtained and effective as of the Closing.
Appears in 4 contracts
Samples: Note Purchase Agreement (Positron Corp), Note Purchase Agreement (Positron Corp), Note Purchase Agreement (Positron Corp)
Qualifications. All authorizations, approvals approvals, or permits, if any, of any governmental authority or regulatory body of the United States or of any state that are required in connection with the lawful issuance and sale of the Shares pursuant to this Agreement shall be duly obtained and effective as of the Closing.
Appears in 4 contracts
Samples: Share Redemption and Exchange Agreement (Manning & Napier, Inc.), Share Redemption and Exchange Agreement (Manning & Napier, Inc.), Share Redemption and Exchange Agreement (Manning & Napier, Inc.)
Qualifications. All authorizations, approvals approvals, or permits, if any, of any governmental authority or regulatory body of the United States or of any state that are required in connection with the lawful issuance and sale of the Notes, the Warrants, the Conversion Shares pursuant to this Agreement and the Shares shall be duly obtained and effective as of the each Closing.
Appears in 4 contracts
Samples: Note and Warrant Purchase Agreement (PARTS iD, Inc.), Note and Warrant Purchase Agreement (PARTS iD, Inc.), Note and Warrant Purchase Agreement (PARTS iD, Inc.)
Qualifications. All authorizations, approvals or permits, if any, of any governmental authority or regulatory body of the United States or of any state that are required in connection with the lawful issuance and sale of the Shares shares of Common Stock pursuant to this Agreement shall be obtained and effective as of the Closing.
Appears in 4 contracts
Samples: Debt Conversion Agreement (Isecuretrac Corp), Debt Conversion Agreement (Isecuretrac Corp), Debt Conversion Agreement (Isecuretrac Corp)
Qualifications. All authorizations, approvals or permits, if any, of any governmental authority or regulatory body of the United States or of any state that are required in connection with the lawful issuance and sale of the Shares Debentures and underlying shares of common stock pursuant to this Agreement shall be obtained and effective as of the Closing.
Appears in 4 contracts
Samples: Convertible Debenture Purchase Agreement (Vycor Medical Inc), Convertible Debenture Purchase Agreement (Vycor Medical Inc), Convertible Debenture Purchase Agreement (Vycor Medical Inc)
Qualifications. All authorizations, approvals or permits, if any, -------------- of any governmental authority or regulatory body of the United States or of any state that are required in connection with the lawful issuance and sale of the Shares Securities pursuant to this Agreement shall be obtained and effective as of the Closing.
Appears in 4 contracts
Samples: Securities Purchase Agreement (Pointe Communications Corp), Securities Purchase Agreement (Pointe Communications Corp), Note and Warrant Purchase Agreement (Preview Travel Inc)
Qualifications. All authorizations, approvals approvals, or permits, if any, of any governmental authority or regulatory body of the United States or of any state that are required in connection with the lawful issuance and sale of the Note, the Warrant, the Conversion Shares pursuant to this Agreement and the Shares shall be duly obtained and effective as of the each Closing.
Appears in 4 contracts
Samples: Note and Warrant Purchase Agreement (PARTS iD, Inc.), Note and Warrant Purchase Agreement (PARTS iD, Inc.), Note and Warrant Purchase Agreement (PARTS iD, Inc.)
Qualifications. All authorizations, approvals approvals, or permits, if any, of any governmental authority or regulatory body of the United States or of any state that are required in connection with the lawful issuance and sale of the Shares Securities pursuant to this Agreement shall be duly obtained and effective as of the such Closing.
Appears in 3 contracts
Samples: Convertible Note Purchase Agreement (Ceres, Inc.), Convertible Note Purchase Agreement (Ceres, Inc.), Series D Preferred Stock and Warrant Purchase Agreement (Great Basin Scientific, Inc.)
Qualifications. All authorizations, approvals or permits, if -------------- any, of any governmental authority or regulatory body of the United States or of any state that are required in connection with the lawful issuance and sale of the Shares Securities pursuant to this Agreement shall be obtained and effective as of the Closing.
Appears in 3 contracts
Samples: Preferred Stock Purchase Agreement (Petopia Com Inc), Preferred Stock Purchase Agreement (Petopia Com Inc), Preferred Stock Purchase Agreement (Petopia Com Inc)
Qualifications. All authorizations, approvals approvals, or permits, if any, of any governmental authority or regulatory body of the United States or of any state that are required to be made prior to the Closing in connection with the lawful issuance and sale of the Shares Securities pursuant to this Agreement shall be duly obtained and effective as of the Closing.
Appears in 3 contracts
Samples: Confidential Treatment Requested (Vitae Pharmaceuticals, Inc), Research Collaboration and License Agreement (Vitae Pharmaceuticals, Inc), Confidential Treatment Requested (Vitae Pharmaceuticals, Inc)
Qualifications. All authorizations, approvals or permits, if any, of any governmental authority or regulatory body of the United States or of any state that are required in connection with the lawful issuance and sale of the Shares Securities pursuant to this Agreement shall be obtained by the Company and be effective as of the Closing.
Appears in 3 contracts
Samples: Subordinated Note Purchase Agreement (Adamas One Corp.), Convertible Note Purchase Agreement (La Rosa Holdings Corp.), Purchase Agreement (Adamas One Corp.)
Qualifications. All authorizations, approvals approvals, or permits, if any, of -------------- any governmental authority or regulatory body of the United States or of any state that are required in connection with the lawful issuance and sale of the Shares Securities pursuant to this Agreement shall be duly obtained and effective as of the Closing.
Appears in 3 contracts
Samples: Stock Purchase Agreement (Planetrx Com), Preferred Stock and Warrant Purchase Agreement (DSL Net Inc), Stock and Warrant Purchase Agreement (Applied Imaging Corp)
Qualifications. All authorizations, approvals or permits, if any, of any governmental authority or regulatory body of the United States or of any state that are required in connection with the lawful issuance and sale of the Purchased Shares pursuant to this Agreement shall be duly obtained and effective as of the Closing.
Appears in 3 contracts
Samples: Stock Purchase Agreement (Contango ORE, Inc.), Stock Purchase Agreement (Contango ORE, Inc.), Stock Purchase Agreement (Contango ORE, Inc.)
Qualifications. All authorizations, approvals approvals, or permits, if any, of any governmental authority or regulatory body of the United States or of any state that are required to be made prior to the Closing in connection with the lawful issuance and sale of the Shares Securities pursuant to this Agreement shall be duly obtained and effective as of the Closing.
Appears in 3 contracts
Samples: Confidential Treatment Requested (Vitae Pharmaceuticals, Inc), Confidential Treatment Requested (Vitae Pharmaceuticals, Inc), Research Collaboration and License Agreement (Vitae Pharmaceuticals, Inc)
Qualifications. All authorizations, approvals or permits, if any, of any federal, state or local governmental authority, regulatory or self-regulatory authority or regulatory body of the United States or of any state other Person that are required in connection with the lawful issuance and sale of the Shares Securities pursuant to this Agreement the Transaction Documents shall be obtained and effective as of the Closing.
Appears in 3 contracts
Samples: And Warrant Purchase Agreement (Psi Corp), Senior Note and Warrant Purchase Agreement (Coupon Express, Inc.), And Warrant Purchase Agreement (Coupon Express, Inc.)
Qualifications. All authorizations, approvals or permits, if any, of any governmental authority or regulatory body of the United States or of any state Governmental Authority that are required in connection with the lawful issuance and sale of the Shares pursuant to this Agreement shall be obtained and effective as of the Closing.
Appears in 3 contracts
Samples: Common Stock Purchase Agreement (Arcellx, Inc.), Stock Purchase Agreement (Infinity Energy Resources, Inc), Common Stock Purchase Agreement (Arcellx, Inc.)
Qualifications. All authorizations, approvals or permits, if any, of any governmental authority or regulatory body of the United States or of any state that are required in connection with the lawful issuance and sale of the Shares Stock pursuant to this Agreement shall be obtained and effective as of the Closing.
Appears in 3 contracts
Samples: Voting Agreement (WhiteSmoke, Inc.), Preferred Stock Purchase Agreement (WhiteSmoke, Inc.), Preferred Stock Purchase Agreement (WhiteSmoke, Inc.)
Qualifications. All authorizations, approvals approvals, or permits, if any, of any governmental authority or regulatory body of the United States or of any state that are required in connection with the lawful issuance and sale of the Shares to the Investors pursuant to this Agreement shall be have been duly obtained and shall be effective on and as of the Closing other than those which are not required to be obtained before the Closing.
Appears in 3 contracts
Samples: Series C Convertible Preferred Stock Purchase Agreement (Exa Corp), Series E Convertible Preferred Stock Purchase Agreement (Exa Corp), Preferred Stock Purchase Agreement (Net Value Holdings Inc)
Qualifications. All authorizations, approvals or permits, if any, of any governmental authority or regulatory body of the United States or of any state that are required prior to and in connection with the lawful issuance and sale of the Shares Securities pursuant to this Agreement shall be have been duly obtained and shall be effective on and as of the Closing.
Appears in 3 contracts
Samples: Securities Purchase Agreement (Vcampus Corp), Securities Purchase Agreement (Vcampus Corp), Securities Purchase Agreement (Vcampus Corp)
Qualifications. All authorizations, approvals or permits, if any, of any governmental authority or regulatory body of the United States or of any state that are required in connection with the lawful issuance and sale of the Shares Notes and the Warrants pursuant to this Agreement shall be obtained and effective as of the Closing.
Appears in 3 contracts
Samples: Note and Warrant Purchase Agreement (Bioforce Nanosciences Holdings, Inc.), Note and Warrant Purchase Agreement (Bioforce Nanosciences Holdings, Inc.), Note and Warrant Purchase (Bioforce Nanosciences Holdings, Inc.)
Qualifications. All authorizations, approvals or permits, if any, of any governmental authority or regulatory body of the United States or of any state Governmental Entity that are required in connection with the lawful issuance and sale of the Purchase Shares pursuant to this Agreement shall be duly obtained and effective as of the Closing.
Appears in 3 contracts
Samples: Securities Purchase Agreement (Powerbridge Technologies Co., Ltd.), Common Stock Purchase Agreement (Utstarcom Inc), Common Stock Purchase Agreement (Utstarcom Inc)
Qualifications. All authorizations, approvals or permits, if any, of any governmental authority or regulatory body of the United States or of any state that are required in connection with the lawful issuance and sale of the Shares Units pursuant to this Agreement shall be obtained and effective as of the Closing.
Appears in 3 contracts
Samples: Membership Unit Purchase Agreement (Isun, Inc.), Securities Purchase Agreement (IntelliHome, Inc.), Securities Purchase Agreement (IntelliHome, Inc.)
Qualifications. All authorizations, approvals or permits, if any, of any governmental authority or regulatory body of the United States or of any state that are required in connection with the lawful issuance and sale of the Subscription Shares pursuant to this Agreement shall be obtained and effective as of the Closing.
Appears in 3 contracts
Samples: Share Subscription Agreement (Sina Corp), Share Subscription Agreement (Sina Corp), Share Subscription Agreement (Sina Corp)
Qualifications. All authorizations, approvals or permits, if any, of any governmental authority or regulatory body of the United States or of any state that are required in connection with the lawful issuance and sale of the Shares Notes pursuant to this Agreement shall be obtained and effective as of the such Closing.
Appears in 3 contracts
Samples: Note Purchase Agreement (Bridgeline Digital, Inc.), Note Purchase Agreement (Super League Gaming, Inc.), Note Purchase Agreement (Super League Gaming, Inc.)
Qualifications. All authorizations, approvals approvals, or permits, if any, of any governmental authority or regulatory body of the United States or of any state of the United States that are required in connection with the lawful issuance and sale of the Shares Securities to the Investor pursuant to this Agreement shall be have been duly obtained and shall be effective on and as of the Closing.
Appears in 3 contracts
Samples: Common Stock and Warrant Purchase Agreement (United Energy Corp /Nv/), Common Stock and Warrant Purchase Agreement (United Energy Corp /Nv/), Common Stock and Warrant Purchase Agreement (United Energy Corp /Nv/)
Qualifications. All authorizations, approvals or permits, if any, of any governmental authority or regulatory body of the United States or of any state that are required in connection with the lawful issuance and sale of the Shares and Warrants pursuant to this Agreement shall be obtained and effective as of the such Closing.
Appears in 3 contracts
Samples: Series a Preferred Stock and Warrant Purchase Agreement (Farmstead Telephone Group Inc), Investors' Rights Agreement (Farmstead Telephone Group Inc), Series a Preferred Stock and Warrant Purchase Agreement (Farmstead Telephone Group Inc)
Qualifications. All authorizations, approvals or permits, if any, of any governmental authority or regulatory body of the United States or of any state that are required in connection with the lawful issuance and sale of the Shares pursuant to this Agreement shall be have been duly obtained and shall be effective on and as of the ClosingClosing Date.
Appears in 3 contracts
Samples: Fsi Merger (Donaldson Lufkin & Jenrette Inc /Ny/), Holmes Products Corp. Investors Subscription Agreement (Holmes Products Corp), Investors' Subscription Agreement (Lee Thomas H Equity Fund Iii L P)
Qualifications. All authorizations, approvals or permits, if any, of any federal or state governmental authority or regulatory body of the United States or of any state other person that are required in connection with the lawful issuance and sale of the Shares Note pursuant to this Agreement shall be obtained and effective as of the Closing.
Appears in 3 contracts
Samples: Convertible Notes and Warrant Purchase Agreement (Q&K INTERNATIONAL GROUP LTD), Convertible Notes and Warrant Purchase Agreement (Q&K INTERNATIONAL GROUP LTD), Convertible Notes and Warrant Purchase Agreement (Crescent Capital Investments Ltd.)
Qualifications. All authorizations, approvals or permits, if any, of any governmental authority Governmental Entity or regulatory body of the United States or of any state that are required in connection with the lawful issuance and sale of the Shares Securities at the Closing pursuant to this Agreement shall be obtained and effective as of the Closing.
Appears in 3 contracts
Samples: Series a Preferred Stock Purchase Agreement (KonaRed Corp), Series a Preferred Stock Purchase Agreement (Willsey Gregory Thomas), Series B Preferred Stock Purchase Agreement (KonaRed Corp)
Qualifications. All authorizations, approvals or permits, if any, of any governmental authority or regulatory body of the United States or of any state that are required in connection with the lawful issuance and sale of the Shares Notes pursuant to this Agreement shall be obtained and effective as of the applicable Closing.
Appears in 3 contracts
Samples: Secured Convertible Note Purchase Agreement (H-Cyte, Inc.), Secured Convertible Note and Warrant Purchase Agreement (FWHC Holdings, LLC), Secured Convertible Note and Warrant Purchase Agreement (H-Cyte, Inc.)
Qualifications. All authorizations, approvals or permits, if any, of any governmental authority or regulatory body of the United States or of any state Governmental Entity that are required in connection with the lawful issuance and sale of the Shares pursuant to this Agreement shall be obtained and effective as of the Closing.
Appears in 3 contracts
Samples: Preferred Stock Purchase Agreement (TypTap Insurance Group, Inc.), Preferred Stock Purchase Agreement (HCI Group, Inc.), Recapitalization and Exchange Agreement (Installed Building Products, Inc.)
Qualifications. All authorizations, approvals or permits, if any, of any governmental authority or regulatory body of the United States or of any state that are required in connection with the lawful issuance and sale of the Shares Notes pursuant to this Agreement shall be obtained and effective as of the ClosingInitial Closing Date.
Appears in 3 contracts
Samples: Convertible Notes Purchase Agreement (Uber Technologies, Inc), Convertible Notes Purchase Agreement (Uber Technologies, Inc), Convertible Notes Purchase Agreement (Uber Technologies, Inc)
Qualifications. All authorizations, approvals approvals, or permits, if any, of any governmental authority or regulatory body of the United States or of any state that are required in connection with the lawful issuance and sale of the Shares pursuant to this Agreement Note shall be duly obtained and effective as of the Closing.
Appears in 3 contracts
Samples: Note Purchase Agreement (PARTS iD, Inc.), Note Purchase Agreement (PARTS iD, Inc.), Note Purchase Agreement (PARTS iD, Inc.)
Qualifications. All authorizations, approvals approvals, or permits, -------------- if any, of any governmental authority or regulatory body of the United States or of any state that are required in connection with the lawful issuance and sale of the Shares Securities pursuant to this Agreement shall be duly obtained and effective as of the Closing.
Appears in 3 contracts
Samples: Stock Purchase Agreement (Applied Imaging Corp), Preferred Stock Purchase Agreement (Fogdog Inc), Stock Purchase Agreement (Cacheflow Inc)
Qualifications. All authorizations, approvals approvals, or permits, if any, of any governmental authority or regulatory body of the United States or of any state that are required in connection with the lawful issuance and sale of the Shares pursuant to this Agreement shall be duly obtained and effective as of the Closing.
Appears in 3 contracts
Samples: Preferred Stock Purchase Agreement (Adknowledge Inc), Series E Preferred Stock Purchase Agreement (Concur Technologies Inc), Preferred Stock Purchase Agreement (Concur Technologies Inc)
Qualifications. All authorizations, approvals or permits, if any, of any governmental authority or regulatory body of the United States or of any state that are required in connection with the lawful issuance and sale of the Shares pursuant to this Agreement Notes at the Closing shall be obtained and effective as of the such Closing.
Appears in 3 contracts
Samples: Secured Convertible Note and Warrant Purchase Agreement (FWHC Holdings, LLC), Secured Convertible Note Purchase Agreement (H-Cyte, Inc.), Secured Convertible Note and Warrant Purchase Agreement (H-Cyte, Inc.)
Qualifications. All authorizations, approvals or permits, if any, of any federal or state governmental authority or regulatory body of the United States or of any state that are required in connection with the lawful issuance and sale of the Shares Note pursuant to this Agreement shall be obtained and effective as of the Closing.
Appears in 3 contracts
Samples: Convertible Notes and Warrant Purchase Agreement (Q&K INTERNATIONAL GROUP LTD), Convertible Notes and Warrant Purchase Agreement (Q&K INTERNATIONAL GROUP LTD), Convertible Notes and Warrant Purchase Agreement (Crescent Capital Investments Ltd.)
Qualifications. All authorizations, approvals or permits, if any, of any governmental authority or regulatory body of the United States or of any state State that are required in connection with the lawful issuance and sale of the Shares Units pursuant to this Agreement shall be obtained and effective as of the Closing.
Appears in 3 contracts
Samples: Securities Purchase Agreement (WESTMOUNTAIN Co), Securities Purchase Agreement (MDNA Life Sciences, Inc.), Securities Purchase Agreement (MDNA Life Sciences, Inc.)
Qualifications. All authorizations, approvals or permits, if any, of any governmental authority or regulatory body of the United States or of any state that are required in connection with the lawful issuance and sale of the Shares Securities pursuant to this Agreement shall be duly obtained and effective as of the such Closing.
Appears in 2 contracts
Samples: Stock Purchase Agreement (Motorsport Gaming Us LLC), Stock Purchase Agreement (Motorsport Gaming Us LLC)
Qualifications. All authorizations, approvals approvals, or permits, if any, of any governmental authority or regulatory body of the United States or of any state that are required in connection with prior to the lawful issuance and sale of the Shares to be issued pursuant to this Agreement shall be duly obtained and effective as of the Closing.
Appears in 2 contracts
Samples: Common Stock Purchase Agreement (Omneon Video Networks, Inc.), Preferred Stock Purchase Agreement (Omneon Video Networks, Inc.)
Qualifications. All authorizations, approvals or permits, if any, of any governmental authority or regulatory body of the United States or of any state or foreign jurisdiction that are required in connection with the lawful issuance and sale of the Shares Securities pursuant to this Agreement shall be duly obtained and effective as of the Closing.
Appears in 2 contracts
Samples: Convertible Promissory Note Purchase Agreement (Datakey Inc), Common Stock Purchase Agreement (Ppol Inc)
Qualifications. All authorizations, approvals or permits, if any, of any governmental authority or regulatory body of the United States or of any state that are required in connection with the lawful issuance and sale of the Shares Securities pursuant to this Agreement shall be obtained and effective as of the Closing.
Appears in 2 contracts
Samples: Warrant Exchange Agreement (Venrock Associates), Warrant Exchange Agreement (Sirna Therapeutics Inc)
Qualifications. All authorizations, approvals or -------------- permits, if any, of any governmental authority or regulatory body of the United States or of any state or any Person that are required in connection with the consummation of the transactions contemplated by this Agreement, including the lawful issuance and sale of the Shares Securities pursuant to this Agreement Agreement, shall be duly obtained and effective as of the Closing.
Appears in 2 contracts
Samples: Preferred Stock Purchase Agreement (Inflow Inc), Preferred Stock Purchase Agreement (Inflow Inc)
Qualifications. All authorizations, approvals or permits, if any, of any governmental authority or regulatory body of the United States or of any state that are required in connection with the lawful issuance and sale of the Shares pursuant to this Agreement Agreement, except for such as may be properly filed subsequent to Closing, shall be obtained and effective as of the Closing.
Appears in 2 contracts
Samples: Common Stock Purchase Agreement (Omniture, Inc.), Stock Purchase Agreement (OptimizeRx Corp)
Qualifications. All authorizations, approvals or permits, if any, of any governmental authority Governmental or regulatory body of the United States or of any state Regulatory Authority that are required in connection with the lawful issuance and sale of the Shares pursuant to this Agreement shall be obtained and effective as of the such Closing.
Appears in 2 contracts
Samples: Convertible Preferred Shares Purchase Agreement (Jupai Holdings LTD), Convertible Preferred Shares Purchase Agreement (Jupai Holdings LTD)
Qualifications. All authorizations, approvals or permits, if any, of any governmental authority or regulatory body of the United States or of any state or other self-regulatory body that are required to be in effect as of such Closing in connection with the lawful issuance and sale of the Shares pursuant to this Agreement shall be obtained and effective as of the such Closing.
Appears in 2 contracts
Samples: Stock Purchase Agreement (Genome Therapeutics Corp), Stock Purchase Agreement (Genome Therapeutics Corp)
Qualifications. All authorizations, approvals approvals, or permits, if any, of any governmental authority or regulatory body of the United States or of any state that are required in connection with the lawful issuance and sale of the Shares Stock pursuant to this Agreement shall be duly obtained and effective as of the Closing.
Appears in 2 contracts
Samples: Preferred Stock Purchase Agreement, Convertible Preferred Stock Purchase Agreement (Healthstream Inc)
Qualifications. All authorizations, approvals approvals, or permits, if any, of any governmental authority or regulatory body of the United States or of any state that are required in connection with the lawful issuance and sale of the Purchased Shares pursuant to this Agreement shall be will have been duly obtained and effective as of the Closing.
Appears in 2 contracts
Samples: Stock Purchase Agreement (Barrister Global Services Network Inc), Stock Purchase Agreement (Barrister Global Services Network Inc)
