Prospectus Delivery Requirement. Selected Dealer shall furnish a copy of any revised preliminary Prospectus to each person to whom it has furnished a copy of any previous preliminary Prospectus, and further agrees that it will mail or otherwise deliver all preliminary and final Prospectuses required for compliance with the provisions of Rule 15c2-8 under the Exchange Act.
Appears in 12 contracts
Samples: The Selected Dealer Agreement (Carey Credit Income Fund 2017 T), Dealer Agreement (Carey Credit Income Fund 2016 T), Selected Dealer Agreement (Carey Credit Income Fund 2016 T)
Prospectus Delivery Requirement. Selected Soliciting Dealer shall furnish a copy of any revised preliminary Prospectus to each person to whom it has furnished a copy of any previous preliminary Prospectus, and further agrees that it will mail or otherwise deliver all preliminary and final Prospectuses required for compliance with the provisions of Rule 15c2-8 under the Exchange Act.
Appears in 8 contracts
Samples: Soliciting Dealer Agreement (GWG Holdings, Inc.), Soliciting Dealer Agreement (Preferred Apartment Communities Inc), Soliciting Dealer Agreement (GWG Life, LLC)
Prospectus Delivery Requirement. Selected Dealer shall furnish a copy of the current Prospectus, which may include any revised preliminary Prospectus to each person to whom it has furnished a copy of any previous preliminary Prospectus, if applicable, and further agrees that it will mail or otherwise deliver all preliminary and final the Prospectuses required for compliance with the provisions of Rule 15c2-8 under the Exchange Act.
Appears in 3 contracts
Samples: Selected Dealer Agreement (Guggenheim Credit Income Fund 2021), Selected Dealer Agreement (Guggenheim Credit Income Fund 2019), www.sec.gov
Prospectus Delivery Requirement. Selected Dealer shall furnish a copy of the current Prospectus, which may include any revised preliminary Prospectus to each person to whom it has furnished a copy of any previous preliminary Prospectus, if applicable, and further agrees that it will mail or otherwise deliver all preliminary and final the Prospectuses required for compliance with the provisions of Rule 15c2-8 under the Exchange Act.. Xxxxx Financial, LLC 4 Selected Dealer Agreement
Appears in 2 contracts
Samples: Dealer Manager Agreement (Carey Credit Income Fund 2016 T), Selected Dealer Agreement (Carey Credit Income Fund 2016 T)
