Common use of Prospectus Delivery Requirement Clause in Contracts

Prospectus Delivery Requirement. Selected Dealer shall furnish a copy of any revised preliminary Prospectus to each person to whom it has furnished a copy of any previous preliminary Prospectus, and further agrees that it will mail or otherwise deliver all preliminary and final Prospectuses required for compliance with the provisions of Rule 15c2-8 under the Exchange Act.

Appears in 12 contracts

Sources: Selected Dealer Agreement (Carey Credit Income Fund 2017 T), Selected Dealer Agreement (Carey Credit Income Fund 2016 T), Selected Dealer Agreement (Carey Credit Income Fund 2016 T)

Prospectus Delivery Requirement. Selected Soliciting Dealer shall furnish a copy of any revised preliminary Prospectus to each person to whom it has furnished a copy of any previous preliminary Prospectus, and further agrees that it will mail or otherwise deliver all preliminary and final Prospectuses required for compliance with the provisions of Rule 15c2-8 under the Exchange Act.

Appears in 8 contracts

Sources: Soliciting Dealer Agreement (GWG Holdings, Inc.), Dealer Manager Agreement (Preferred Apartment Communities Inc), Soliciting Dealer Agreement (GWG Life, LLC)

Prospectus Delivery Requirement. Selected Dealer shall furnish a copy of the current Prospectus, which may include any revised preliminary Prospectus to each person to whom it has furnished a copy of any previous preliminary Prospectus, if applicable, and further agrees that it will mail or otherwise deliver all preliminary and final the Prospectuses required for compliance with the provisions of Rule 15c2-8 under the Exchange Act.

Appears in 3 contracts

Sources: Selected Dealer Agreement, Selected Dealer Agreement (Guggenheim Credit Income Fund 2021), Selected Dealer Agreement (Guggenheim Credit Income Fund 2019)

Prospectus Delivery Requirement. Selected Dealer shall furnish a copy of the current Prospectus, which may include any revised preliminary Prospectus to each person to whom it has furnished a copy of any previous preliminary Prospectus, if applicable, and further agrees that it will mail or otherwise deliver all preliminary and final the Prospectuses required for compliance with the provisions of Rule 15c2-8 under the Exchange Act.. ▇▇▇▇▇ Financial, LLC 4 Selected Dealer Agreement

Appears in 2 contracts

Sources: Dealer Manager Agreement (Carey Credit Income Fund 2016 T), Selected Dealer Agreement (Carey Credit Income Fund 2016 T)