Principal Business. 9.8 The T3IB shall be responsible for ensuring that all of its accounts which contain its principal business are operated in compliance with applicable law and SRO Requirements.
Appears in 2 contracts
Samples: Broker Agreement, Broker Agreement
Principal Business. 9.8 The T3IB T4IB shall be responsible for ensuring that all of its accounts which contain its principal business are operated in compliance with applicable law and SRO Requirements.
Appears in 2 contracts
Samples: Broker Agreement, Broker Agreement
Principal Business. 9.8 The T3IB 9.8The T4IB shall be responsible for ensuring that all of its accounts which contain its principal business are operated in compliance with applicable law and SRO Requirements.
Appears in 1 contract
Samples: iiac.ca
Principal Business. 9.8 The 9.8The T3IB shall be responsible for ensuring that all of its accounts which contain its principal business are operated in compliance with applicable law and SRO Requirements.
Appears in 1 contract
Samples: Broker Agreement
