Common use of Personal ID Clause in Contracts

Personal ID. For Norwegian citizens 11-digit “Fødsel- og personnummer”. For foreign citizens: Date of birth Enclosure 3: Self Certification (FATCA/CRS) – Legal Entity NRP Finans AS is required to collect a self-certification when establishing new reportable accounts under rules implementing Norway’s obligations pursuant to the Foreign Account Tax Compliance Act (FATCA) and OECD’s Common Reporting Standard (CRS). The purpose is to obtain information about where the Client and beneficial owners is resident for tax purposes etc. Name of entity (“Client”) Company Registration No Part I All countries in which Client is resident for tax purposes: Country Taxpayer Identification Number («TIN») Does not issue TIN/equivalent Country Taxpayer Identification Number («TIN») Does not issue TIN/equivalent Part II Client is (choose one of the alternatives A-C below): A Financial Institution (Including Investment Entity) Provide GIIN-Number: In case the Client does not have a GIIN-Number, the Client must contact NRP Finans. B Active NFE (Active Non-Financial Entity) as the Client is: (i) A Governmental Entity, an International Organisation, a Central Bank, or an Entity wholly owned by one or more of the foregoing, (ii) a company which shares/interests are regularly traded on one or more established securities markets or the entity is a related entity of an entity the stock of which is regularly traded an established securities market, or (iii) a different type of Active NFE than mentioned in subsection (i) and (ii), and is not classified as a Nonparticipating Financial Institution. C Passive NFE (Passive Non-Financial Entity). If checked here, information about all Beneficial Owners given in Enclosure 1 AML-statement will be used. Part III Signature and confirmation The Client hereby confirms that: 1. the information provided in this self-certification form is complete and correct per date, and 2. that the Client will immediately contact the Company and provide up to date information if changes occur with respect to information provided herein. The information provided in this self-certification may be reported according to Norwegian legislation, and to the extent it is necessary for the Company to comply with its obligations. The Client hereby undertakes to: 1. provide the Company (or a representative appointed by the Company) any information and documentation necessary for the Company to fulfil its obligations pursuant to FATCA and CRS, and 2. inform the persons about whom personal data has been provided, about the purpose and possibility to report personal data, and also the right to demand access to the registered information. Place and date Place and date Authorised signatory Authorised signatory Name in block letters Name in block letters Explanation, instruction and concepts The Company is legally required to collect and report information about the Client’s tax residence/domicile to Norwegian tax authorities. The Company is further required to identify clients that are United States citizens or tax residents. If the Client is tax resident outside Norway and in a country that has signed CRS or FATCA, the Company is required to provide information to Norwegian tax authorities and to report information about the Client’s financial accounts as client. In case this self-certification form is not sufficient to verify the entity’s CRS/FATCA status, the Company will ask for additional information/documentation. Below, additional information about the terms which are used in this form is provided. Please contact the Company if in case of questions. The Company does not have the opportunity to provide tax advice, nor determine where the Client is tax resident. If there are questions to how tax residence is determined, please contact a tax consultant or local tax collector’s office. CRS "Common Reporting Standard", is an international framework for automatic exchange of financial information between tax authorities. The Company is subject to such rules under the Norwegian Tax Administration Act. FATCA “Foreign Account Tax Compliance Act”, is a U.S. law that aims to identify U.S. citizens or entities that have financial assets outside the U.S. Norway and the U.S have entered into an “IGA-agreement” in order to implement FACTA regulations into Norwegian legislation, and the Company is subject to such rules through the Tax Administration Act. Client Client is the legal entity that invests through NRP Finans. For FATCA/CRS purposes, “Client” corresponds in most instances to the term “Account Holder” used in FATCA/CRS language. Financial Institution Financial undertaking (bank, insurance company, payment service providers, e- money company, etc.), investment firm, etc. Investment Entity Mutual fund, alternative investment fund, and any other: 1. entity that has more than 50 % of gross income from the three previous financial years from one or more of the following activities or operations for or on behalf of a customer a. Trading in money market instruments (cheques, bills, certificates of deposit, derivatives, etc.), foreign exchange, exchange, interest rate and index instruments, transferable securities or commodity futures trading, b. Individual and collective portfolio management, or c. Otherwise investing, administering, or managing financial assets or money on behalf of other persons. 2. entity the gross income of which is primarily attributable to investing, reinvesting, or trading in financial assets where the entity is administered or managed by another entity that meets the criteria mentioned in letter a to c, or a Financial Institution. Active NFE An Active NFE (“Non-Financial Entity”) is an entity that is not a Financial Institution, and meets any of the following criteria: 1. less than 50 % of the entity’s gross income for the preceding calendar year or other appropriate reporting period is passive income and less than 50% of the assets held by the entity during the preceding calendar year were capital investments, 2. its shares are regularly traded on an established securities market or the entity is a related entity of an entity the stock of which is regularly traded on an established securities market, 3. it is a governmental entity, 4. the activities consist of financial services to, one or more subsidiaries that engage in trades or businesses other than the business of a Financial Institution, except when the purpose is to acquire or fund companies and then hold interests in those companies as capital assets for investment purposes, 5. is not yet an operating business and has no prior operating history, but is investing capital into assets with the intent to operate a business other than that of a Financial Institution, 6. was not a Financial Institution in the five past years, and is in the process of liquidating its assets or is reorganising with the intent to continue or recommence operations in a business other than that of a Financial Institution, 7. the NFE primarily engages in financing and hedging transactions with, or for, related entities that are not Financial Institutions, and does not provide financing or hedging services to any entity that is not a related entity, provided that the group of any such related entities is primarily engaged in a business other than that of a Financial Institution, or 8. is a non-profit organisation. Passive NFE A «Passive Non-Financial Entity» is any entity that is not a Financial Institution or an Active NFE. Passive income Passive income is typically dividend, interest income, etc. Beneficial Owner Physical person(s) who control more than 25% of the company/entity from ownership, voting rights or through other means. FATCA Jurisdiction Country that has entered into an agreement with the U.S. concerning exchange of information pursuant to FATCA. CRS Jurisdiction Country that has signed CRS. GIIN Number Global Intermediary Identification Numbers (GIIN) is a number issued by the US Internal Revenue Service in accordance FATCA Institutions and entities assigned a GIIN can use it to identify themselves to withholding agents and tax administrators for FATCA reporting purposes. Non-Participating FFI A Financial Institution located outside a FACTA Jurisdiction that has not entered into an agreement with the Internal Revenue Service (“IRS”) for FACTA purposes. Tax Residence Entities A legal entity has its tax residence in Norway if the effective management is situated in Norway. Entities incorporated or registered outside of Norway can be determined as tax residents in Norway if the management of these entities are situated in Norway. Branches A branch is generally considered to have tax residence in the jurisdiction the entity in which the branch is associated, has residence. When is an entity tax resident in another country? National legislation stipulates the terms for determining tax residence. Different types of association to a country may incur tax liability in that country under its domestic legislation. For questions concerning how to determine whether an entity is tax resident in the jurisdiction, please contact your tax adviser or local tax collector’s office. An Entity may be tax resident of more than one country.

Personal ID. For Norwegian citizens 11-digit “Fødsel- og personnummer”. For foreign citizens: Date of birth Enclosure 3: Self Certification (FATCA/CRS) – Legal Entity NRP Finans AS PF is required to collect a self-certification when establishing new reportable accounts under rules implementing Norway’s obligations pursuant to the Foreign Account Tax Compliance Act (FATCA) and OECD’s Common Reporting Standard (CRS). The purpose is to obtain information about where the Client and beneficial owners is is/are resident for tax purposes etc. Name of entity (“Client”) Company Registration No Part I All countries in which Client is resident for tax purposes: Country Taxpayer Identification Number («TIN») Does not issue TIN/equivalent Country Taxpayer Identification Number («TIN») Does not issue TIN/equivalent Part II Client is (choose one of the alternatives A-C below): A Financial Institution (Including Investment Entity) Provide GIIN-Number: In case the Client does not have a GIIN-Number, the Client must contact NRP FinansPF. B Active NFE (Active Non-Financial Entity) as the Client is: (i) A Governmental Entity, an International Organisation, a Central Bank, or an Entity wholly owned by one or more of the foregoing, (ii) a company which shares/interests are regularly traded on one or more established securities markets or the entity is a related entity of an entity the stock of which is regularly traded an established securities market, or (iii) a different type of Active NFE than mentioned in subsection (i) and (ii), and is not classified as a Nonparticipating Financial Institution. C Passive NFE (Passive Non-Financial Entity). If checked here, information about all Beneficial Owners given in Enclosure 1 AML-statement will be used. Part III Signature and confirmation The Client hereby confirms that: 1. the information provided in this self-certification form is complete and correct per date, and 2. that the Client will immediately contact the Company and provide up to date information if changes occur with respect to information provided herein. The information provided in this self-certification may be reported according to Norwegian legislation, and to the extent it is necessary for the Company to comply with its obligations. The Client hereby undertakes to: 1. provide the Company (or a representative appointed by the Company) any information and documentation necessary for the Company to fulfil its obligations pursuant to FATCA and CRS, and 2. inform the persons about whom personal data has been provided, about the purpose and possibility to report personal data, and also the right to demand access to the registered information. Place and date Place and date Authorised signatory Authorised signatory Name in block letters Name in block letters Explanation, instruction and concepts The Company is legally required to collect and report information about the Client’s tax residence/domicile to Norwegian tax authorities. The Company is further required to identify clients that are United States citizens or tax residents. If the Client is tax resident outside Norway and in a country that has signed CRS or FATCA, the Company is required to provide information to Norwegian tax authorities and to report information about the Client’s financial accounts as client. In case this self-certification form is not sufficient to verify the entity’s CRS/FATCA status, the Company will ask for additional information/documentation. Below, additional information about the terms which are used in this form is provided. Please contact the Company if in case of questions. The Company does not have the opportunity to provide tax advice, nor determine where the Client is tax resident. If there are questions to how tax residence is determined, please contact a tax consultant or local tax collector’s office. CRS "Common Reporting Standard", is an international framework for automatic exchange of financial information between tax authorities. The Company is subject to such rules under the Norwegian Tax Administration Act. FATCA “Foreign Account Tax Compliance Act”, is a U.S. law that aims to identify U.S. citizens or entities that have financial assets outside the U.S. Norway and the U.S have entered into an “IGA-agreement” in order to implement FACTA regulations into Norwegian legislation, and the Company is subject to such rules through the Tax Administration Act. Client Client is the legal entity that invests through NRP FinansPF. For FATCA/CRS purposes, “Client” corresponds in most instances to the term “Account Holder” used in FATCA/CRS language. Financial Institution Financial undertaking (bank, insurance company, payment service providers, e- money company, etc.), investment firm, etc. Investment Entity Mutual fund, alternative investment fund, and any other: 1. entity that has more than 50 % of gross income from the three previous financial years from one or more of the following activities or operations for or on behalf of a customer a. Trading in money market instruments (cheques, bills, certificates of deposit, derivatives, etc.), foreign exchange, exchange, interest rate and index instruments, transferable securities or commodity futures trading, b. Individual and collective portfolio management, or c. Otherwise investing, administering, or managing financial assets or money on behalf of other persons. 2. entity the gross income of which is primarily attributable to investing, reinvesting, or trading in financial assets where the entity is administered or managed by another entity that meets the criteria mentioned in letter a to c, or a Financial Institution. Active NFE An Active NFE (“Non-Financial Entity”) is an entity that is not a Financial Institution, and meets any of the following criteria: 1. less than 50 % of the entity’s gross income for the preceding calendar year or other appropriate reporting period is passive income and less than 50% of the assets held by the entity during the preceding calendar year were capital investments, 2. its shares are regularly traded on an established securities market or the entity is a related entity of an entity the stock of which is regularly traded on an established securities market, 3. it is a governmental entity, 4. the activities consist of financial services to, one or more subsidiaries that engage in trades or businesses other than the business of a Financial Institution, except when the purpose is to acquire or fund companies and then hold interests in those companies as capital assets for investment purposes, 5. is not yet an operating business and has no prior operating history, but is investing capital into assets with the intent to operate a business other than that of a Financial Institution, 6. was not a Financial Institution in the five past years, and is in the process of liquidating its assets or is reorganising with the intent to continue or recommence operations in a business other than that of a Financial Institution, 7. the NFE primarily engages in financing and hedging transactions with, or for, related entities that are not Financial Institutions, and does not provide financing or hedging services to any entity that is not a related entity, provided that the group of any such related entities is primarily engaged in a business other than that of a Financial Institution, or 8. is a non-profit organisation. Passive NFE A «Passive Non-Financial Entity» is any entity that is not a Financial Institution or an Active NFE. Passive income Passive income is typically dividend, interest income, etc. Beneficial Owner Physical person(s) who control more than 25% of the company/entity from ownership, voting rights or through other means. FATCA Jurisdiction Country that has entered into an agreement with the U.S. concerning exchange of information pursuant to FATCA. CRS Jurisdiction Country that has signed CRS. GIIN Number Global Intermediary Identification Numbers (GIIN) is a number issued by the US Internal Revenue Service in accordance FATCA Institutions and entities assigned a GIIN can use it to identify themselves to withholding agents and tax administrators for FATCA reporting purposes. Non-Participating FFI A Financial Institution located outside a FACTA Jurisdiction that has not entered into an agreement with the Internal Revenue Service (“IRS”) for FACTA purposes. Tax Residence Entities A legal entity has its tax residence in Norway if the effective management is situated in Norway. Entities incorporated or registered outside of Norway can be determined as tax residents in Norway if the management of these entities are situated in Norway. Branches A branch is generally considered to have tax residence in the jurisdiction the entity in which the branch is associated, has residence. When is an entity tax resident in another country? National legislation stipulates the terms for determining tax residence. Different types of association to a country may incur tax liability in that country under its domestic legislation. For questions concerning how to determine whether an entity is tax resident in the jurisdiction, please contact your tax adviser or local tax collector’s office. An Entity may be tax resident of more than one country.