Delivery of Preliminary Prospectus Sample Clauses

Delivery of Preliminary Prospectus. The Company will deliver to the Underwriter, without charge, as many copies of each Preliminary Prospectus filed with the Commission conforming to Item 501(a)(8) of Regulation S-B as may be required by the Underwriters. The Company consents to the use of such documents by the Underwriters and by dealers prior to the effective date of the Registration Statement. The Company will deliver at its expense such copies of the Preliminary Prospectus as the Underwriter may deem necessary in order to recirculate the Preliminary Prospectus and/or to permit compliance with the provisions of Rule 15c-2(8)(b) of the Commission. For purposes of the paragraph, the term "Preliminary Prospectus" shall be deemed to include after the effective date of the Registration Statement a Rule 430A subject to completion prospectus, and the Company will deliver to the Underwriter, after the effective date at its expense, such copies of the Rule 430A subject to completion prospectus the underwriter deems necessary in connection with the offering.
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Delivery of Preliminary Prospectus. The Company will cause to be delivered to Members of the Underwriting Group and to other broker-dealers, without charge, prior to the Effective Date as many copies of each Preliminary Prospectus filed with the Commission bearing in red ink the statement required by Item 501(c)(7) of Regulation S-B as may be required by the Representative. The Company consents to the use of such documents by Members of the Underwriting Group and by selected dealers prior to the Effective Date of the Registration Statement.
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Delivery of Preliminary Prospectus. (a) In connection with the offering of the Publicly Offered Notes, each Underwriter may prepare and provide to prospective investors Free Writing Prospectuses, or portions thereof, which the Company is required to file with the Commission in electronic format and will use reasonable efforts to provide to the Company such Free Writing Prospectuses, or portions thereof, in either Microsoft Word or Microsoft Excel format and not in a PDF, except to the extent that the Company, in its sole discretion, waives such requirements, subject to the following conditions (to which such conditions each Underwriter agrees):
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Delivery of Preliminary Prospectus. The Company shall deliver to each Underwriter listed on Schedule I without charge, prior to the Effective Date of the Registration Statement, as many copies of each Preliminary Prospectus filed with the Commission bearing in red ink the statement required by the Commission's Rule 430 as may be required by the written request of the Representative. The Company consents to the use of such documents by the Representative and by Selected Dealers, if any, as more fully defined in subsection 5.05 below, prior to the Effective Date of the Registration Statement.
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Delivery of Preliminary Prospectus. The Company will deliver to the Underwriter, without charge, prior to the effective date of the Registration Statement as many copies of each Preliminary Prospectus filed with the Commission bearing in red ink the statement required by the Commission's Rule 481(6)(2) as may be reasonably requested by the Underwriter. The Company consents to the use of such documents by the Underwriter and by dealers prior to the effective date of the Registration Statement. The Company will deliver, at its expense, such copies of the Preliminary Prospectus as may be reasonably necessary in order to recirculate the Preliminary Prospectus and/or to permit compliance with the provisions of Rule 15c2-8(b) under the 0000 Xxx.
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Delivery of Preliminary Prospectus. The Company will deliver to the Underwriter, at the Company's expense, prior to the effective date of the Registration Statement as many printed copies of the Preliminary Prospectus filed with the SEC bearing the red ink statement required by SEC Rule 501 (c) (8) as the Underwriter may require for the purposes contemplated by this Agreement. The Company consents to the lawful use of such documents by the Underwriter and by dealers prior to the effective date of the Registration Statement.
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Related to Delivery of Preliminary Prospectus

  • Delivery of Prospectus The Company shall furnish to the Warrant Agent sufficient copies of a prospectus meeting the requirements of the Securities Act of 1933, as amended, relating to the Warrant Securities deliverable upon exercise of the Warrants (the “Prospectus”), and the Warrant Agent agrees that upon the exercise of any Warrant, the Warrant Agent will deliver to the holder of the Warrant Certificate evidencing such Warrant, prior to or concurrently with the delivery of the Warrant Securities issued upon such exercise, a Prospectus. The Warrant Agent shall not, by reason of any such delivery, assume any responsibility for the accuracy or adequacy of such Prospectus.

  • Preliminary Prospectus No order preventing or suspending the use of any Preliminary Prospectus has been issued by the Commission, and each Preliminary Prospectus included in the Pricing Disclosure Package, at the time of filing thereof, complied in all material respects with the Securities Act, and no Preliminary Prospectus, at the time of filing thereof, contained any untrue statement of a material fact or omitted to state a material fact necessary in order to make the statements therein, in the light of the circumstances under which they were made, not misleading; provided that the Company makes no representation or warranty with respect to any statements or omissions made in reliance upon and in conformity with information relating to any Underwriter furnished to the Company in writing by such Underwriter through the Representatives expressly for use in any Preliminary Prospectus, it being understood and agreed that the only such information furnished by any Underwriter consists of the information described as such in Section 7(b) hereof.

  • Preliminary Prospectuses Each preliminary prospectus filed as part of the registration statement as originally filed or as part of any amendment thereto, or filed pursuant to Rule 424 under the Securities Act, complied when so filed in all material respects with the Securities Act and the applicable rules and regulations of the Commission thereunder.

  • Delivery of Prospectuses The Company has delivered to each Underwriter, without charge, as many copies of each preliminary prospectus as such Underwriter reasonably requested, and the Company hereby consents to the use of such copies for purposes permitted by the 1933 Act. The Company will furnish to each Underwriter, without charge, during the period when a prospectus relating to the Securities is (or, but for the exception afforded by Rule 172, would be) required to be delivered under the 1933 Act, such number of copies of the Prospectus (as amended or supplemented) as such Underwriter may reasonably request. The Prospectus and any amendments or supplements thereto furnished to the Underwriters will be identical to the electronically transmitted copies thereof filed with the Commission pursuant to XXXXX, except to the extent permitted by Regulation S-T.

  • Summary Prospectus Should the Fund and the Company desire to distribute the prospectuses of the funds within the Fund pursuant to Rule 498 of the Securities Act of 1933, as amended, (“Rule 498”), the roles and responsibilities of the Parties to the Agreement (the “Parties”), for complying with Rule 498 and other applicable laws, are set forth as follows:

  • Delivery of Prospectus; Subsequent Changes During any period in which a Prospectus relating to the Placement Shares is required to be delivered by the Agent under the Securities Act with respect to the offer and sale of the Placement Shares, (including in circumstances where such requirement may be satisfied pursuant to Rule 172 under the Securities Act or similar rule), the Company will comply with all requirements imposed upon it by the Securities Act, as from time to time in force, and to file on or before their respective due dates all reports and any definitive proxy or information statements required to be filed by the Company with the Commission pursuant to Sections 13(a), 13(c), 14, 15(d) or any other provision of or under the Exchange Act. If the Company has omitted any information from the Registration Statement pursuant to Rule 430B under the Securities Act, it will use its best efforts to comply with the provisions of and make all requisite filings with the Commission pursuant to said Rule 430B and to notify the Agent promptly of all such filings. If during such period any event occurs as a result of which the Prospectus as then amended or supplemented would include an untrue statement of a material fact or omit to state a material fact necessary to make the statements therein, in the light of the circumstances then existing, not misleading, or if during such period it is necessary to amend or supplement the Registration Statement or Prospectus to comply with the Securities Act, the Company will promptly notify the Agent to suspend the offering of Placement Shares during such period and the Company will promptly amend or supplement the Registration Statement or Prospectus (at the expense of the Company) so as to correct such statement or omission or effect such compliance.

  • Preparation of Prospectus Immediately following the execution of this Agreement, the Company will, subject to Section 3(b) hereof, prepare the Prospectus, which shall contain the selling terms of the Securities, the plan of distribution thereof and such other information as may be required by the 1933 Act or the 1933 Act Regulations or as the Representatives and the Company may deem appropriate, and, if requested by the Representatives, will prepare an Issuer Free Writing Prospectus containing the information set forth in Schedule II hereto and such other information as may be required by Rule 433 or as the Representatives and the Company may deem appropriate, and will file or transmit for filing with the Commission, the Prospectus in accordance with the provisions of Rule 430B and in the manner and within the time period required by Rule 424(b) (without reliance on Rule 424(b)(8)) and, if applicable, Rule 433(d), the Prospectus and any such Issuer Free Writing Prospectus.

  • Offering by Underwriters; Free Writing Prospectuses; Preliminary Prospectus and Corrected Supplement (a) It is understood that the Underwriters propose to offer the Registered Certificates for sale to the public, including, without limitation, in and from the State of New York, as set forth in this Agreement, the Time of Sale Information and the Prospectus. It is further understood that the Depositor, in reliance upon an exemption from the Attorney General of the State of New York to be granted pursuant to Policy Statement 104 and 105, has not and will not file the offering pursuant to Section 352-e of the General Business Law of the State of New York with respect to the Registered Certificates.

  • Delivery of Prospectus to the Underwriters Not later than 12:00 p.m. on the second business day following the date the Common Shares are first released by the Underwriters for sale to the public, the Company shall deliver or cause to be delivered, copies of the Prospectus in such quantities and at such places as the Representatives shall request.

  • Prospectus The prospectus included in a Registration Statement, as amended or supplemented by any prospectus supplement and by all other amendments thereto, including post-effective amendments, and all material incorporated by reference into such Prospectus.

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