COMPLIANCE WITH LAW; TRADING IN SECURITIES. The Investor’s trading activities with respect to shares of Common Stock will be in compliance with all applicable state and federal securities laws and regulations and the rules and regulations of FINRA and the Principal Market.
Appears in 112 contracts
Samples: Equity Purchase Agreement (Lytus Technologies Holdings PTV. Ltd.), Common Stock Purchase Agreement (Zoomcar Holdings, Inc.), Equity Purchase Agreement (AIM ImmunoTech Inc.)
COMPLIANCE WITH LAW; TRADING IN SECURITIES. The Investor’s 's trading activities with respect to shares of Common Stock will be in compliance with all applicable state and federal securities laws and regulations and the rules and regulations of FINRA and the Principal Market.
Appears in 35 contracts
Samples: Equity Commitment Agreement (Marquie Group, Inc.), Equity Commitment Agreement (Marquie Group, Inc.), Equity Commitment Agreement (Better for You Wellness, Inc.)
COMPLIANCE WITH LAW; TRADING IN SECURITIES. The Investor’s trading activities with respect to shares of Common Stock will be in compliance with all applicable state and federal securities laws and regulations and the rules and regulations of FINRA and the Principal Market.
Appears in 9 contracts
Samples: Common Stock Purchase Agreement (Presto Automation Inc.), Purchase Agreement (Phio Pharmaceuticals Corp.), Purchase Agreement (INVO Bioscience, Inc.)
COMPLIANCE WITH LAW; TRADING IN SECURITIES. The Investor’s 's trading activities with respect to shares of the Common Stock will be in compliance with all applicable state and federal securities laws laws, rules and regulations and the rules and regulations of FINRA and the Principal MarketMarket on which the Common Stock is listed or quoted.
Appears in 7 contracts
Samples: Equity Purchase Agreement (Futureland Corp.), Equity Purchase Agreement (EMAV Holdings, Inc.), Equity Credit Agreement (Sauer Energy, Inc.)
COMPLIANCE WITH LAW; TRADING IN SECURITIES. The Each Investor’s 's trading activities with respect to shares of the Common Stock will be in compliance with all applicable state and U.S. federal securities laws laws, rules and regulations regulations, and the rules and regulations of FINRA and the Principal MarketMarket on which the Common Stock is listed or quoted.
Appears in 3 contracts
Samples: Securities Purchase Agreement (ULURU Inc.), Securities Purchase Agreement (ULURU Inc.), Securities Purchase Agreement (ULURU Inc.)
COMPLIANCE WITH LAW; TRADING IN SECURITIES. The Investor’s trading activities with respect to shares of Common Stock Ordinary Shares will be in compliance with all applicable state and federal securities laws and regulations and the rules and regulations of FINRA and the Principal Market.
Appears in 2 contracts
Samples: Equity Purchase Agreement (Globavend Holdings LTD), Equity Purchase Agreement (AGBA Group Holding Ltd.)
COMPLIANCE WITH LAW; TRADING IN SECURITIES. The Investor’s trading activities with respect to shares of the Common Stock will be in compliance with all applicable state and federal securities laws and regulations and the rules and regulations of FINRA and the Principal Market.
Appears in 2 contracts
Samples: Closing Agreement (Asset Entities Inc.), Closing Agreement (Asset Entities Inc.)
COMPLIANCE WITH LAW; TRADING IN SECURITIES. The Investor’s trading activities with respect to shares of the Common Stock will be in compliance with all applicable state and federal securities laws laws, rules and regulations and the rules and regulations of FINRA and the Principal MarketMarket on which the Common Stock is listed or quoted.
Appears in 1 contract
Samples: Equity Credit Agreement (CURAXIS PHARMACEUTICAL Corp)
COMPLIANCE WITH LAW; TRADING IN SECURITIES. The Investor’s trading activities with respect to shares of Common Stock Ordinary Shares and American Depositary Shares will be in compliance with all applicable state and federal securities laws and regulations and the rules and regulations of FINRA and the Principal Market.
Appears in 1 contract
Samples: Ordinary Share Purchase Agreement (Molecular Data Inc.)
COMPLIANCE WITH LAW; TRADING IN SECURITIES. The Investor’s trading activities with respect to shares of Common Stock will be in compliance with all applicable state and federal securities laws and regulations and the rules and regulations of FINRA and the Principal Market..
Appears in 1 contract
Samples: Equity Purchase Agreement (Digital Brands Group, Inc.)
COMPLIANCE WITH LAW; TRADING IN SECURITIES. The Each Investor covenants, severally, that the Investor’s trading activities with respect to shares of Common Stock will be in compliance with all applicable state and federal securities laws and regulations and the rules and regulations of FINRA and the Principal Market.
Appears in 1 contract
Samples: Equity Purchase Agreement (Capital Park Holdings Corp.)
COMPLIANCE WITH LAW; TRADING IN SECURITIES. The Investor’s 's trading activities with respect to shares of the Common Stock will be in compliance with all applicable state and federal securities laws laws, rules and regulations and the rules and regulations of FINRA the NASD and the Principal Market.Market on which the Common stock is listed or quoted..
Appears in 1 contract
Samples: Private Equity Credit Agreement (Amedia Networks, Inc.)
COMPLIANCE WITH LAW; TRADING IN SECURITIES. The Investor’s trading activities with respect to shares of Common Stock Units will be in compliance with all applicable state and federal securities laws and regulations and the rules and regulations of FINRA and the Principal Market.
Appears in 1 contract
COMPLIANCE WITH LAW; TRADING IN SECURITIES. The Investor’s trading activities with respect to shares of Common Stock will be in compliance with all applicable state and federal securities laws and regulations and the rules and regulations of FINRA and the Principal Market.
Appears in 1 contract
