AMENDMENTS TO THE INVESTMENT MANAGEMENT AGREEMENT. With respect to Sections 1.01, 1.02, 1.03 and 1.04 below, Ramius, Alpine Cayman and CEAKSCH hereby agree that the Investment Management Agreement shall be amended as follows:
AMENDMENTS TO THE INVESTMENT MANAGEMENT AGREEMENT. (1) The Investment Guidelines attached as Exhibits B-1, B-2 and B-3 with respect to the Excess Account Portfolio, the Economic Account Portfolio and the Surplus Account Portfolio, respectively, and the related Exhibit B-4 (Weighted Average Rating Factor), Exhibit B-5 (Maximum Target Duration) and Exhibit C (Servicer Concentration Limits) shall be amended to reflect the following:
AMENDMENTS TO THE INVESTMENT MANAGEMENT AGREEMENT. The parenthetical phrase in the first sentence of Section 1(a) of the Investment Management Agreement is hereby amended by and replaced its entirety with the following: "(or shall cause (x) Xxxxx Credit Advisors, LLC or its Affiliates as investment advisor to the Investment Manager or (y) Guggenheim Partners Investment Management, LLC or its Affiliates as the investment sub-advisor of the Investment Manager or as the investment advisor of the Investment Manager, each an "Advisor" and collectively, the "Advisors", subject to Section 12(c))"
