Allocation Policy. The information in this Appendix II is provided in accordance with the requirements of the FSA. Under FSA rules, The Agent is obliged to inform an issuer of securities of the points set out below in relation to the allocation of securities of the issuer and the potential conflicts of interest that may exist. The Agent has in place systems, controls and procedures for identifying and managing such conflicts.
Appears in 3 contracts
Sources: Agency Agreement (Pathfinder Cell Therapy, Inc.), Agency Agreement (SyntheMed, Inc.), Agency Agreement (SyntheMed, Inc.)