Additional Defined Terms. For the purposes of this Agreement, the following terms have the meanings specified in the indicated Section in this Agreement: Defined Terms Section “Accounting Arbitrator” 2.4(c) “Agreement” Introduction “Ancillary Documents” 3.1(a) “APBO” 5.6(d)(iv)(B) “Applicable Employees” 5.6(a) “Assignment and Assumption Agreement” 7.2(a) “Balance Sheet” 3.5(b) “Balance Sheet Date” 3.5(b) “Bankruptcy and Equity Exceptions” 3.1(b) “Closing” 7.1 “Closing Date” 7.1 “Closing End Date” 9.1(b) “Company” Introduction “Company Indemnified Agents” 5.11(a) “Company Lease” 3.10(d) “Condemnation Proceeding” 5.15(a) “Continuing Employees” 5.6(c)(ii) “Continuing Support Obligation” 5.13(d) “D&O Indemnifying Person” 5.11(a) “Dispute Notice” 2.4(b) “EDPL” 5.15(a) “Estimated Closing Capital Expenditures” 2.3 “Estimated Closing Cash” 2.3 “Estimated Closing Indebtedness” 2.3 “Estimated Closing Net Working Capital” 2.3 “Estimated Closing Transaction Expenses” 2.3 “Estimated Purchase Price” 2.2 “Final Closing Statement” 2.4(a) “Final Purchase Price” 2.4(a) “Financial Statements” 3.5(a) “Finalization Date” 2.4(e) “Leased Real Property” 3.10(d) “Material Contracts” 3.11(a) “Mt. Ebo Sewage” Introduction “NYWSC Pension Plan” 5.6(d)(i)(A) “Owned Real Property” 3.10(c) “Parties” Introduction “Payoff Letters” 7.2(d) “Permit” 3.8(a) “Preliminary Closing Statement” 2.3 “Purchase Price” 2.4(g) “Purchaser” Introduction “Purchaser Plans” 5.6(c)(iv) “Purchaser’s Pension Plan” 5.6(d)(i)(B) “Savings Plan” 5.6(d)(iii) “Section 338 Allocation Schedule” 8.7(a) “Section 338 Elections” 8.7(a) “Section 338 Regulations” 8.7(a) “Seller” Introduction “Seller Marks” 5.17 “Seller Pre-Closing Communications” 11.18 “Seller Retiree Welfare Plan” 5.6(d)(iv)(A) “Seller’s Pension Plan” 5.6(d)(i)(B) “Seller’s VEBAs” 5.6(d)(iv)(B)
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Samples: Stock Purchase Agreement (American Water Works Company, Inc.), Stock Purchase Agreement
Additional Defined Terms. For the purposes of this AgreementAgreement and the Ancillary Agreements, the following terms have the meanings specified in the indicated Section in of this Agreement: Defined Terms Term Section “Accounting Arbitrator” 2.4(cAccounts Receivable 2.1(b)(ii) “Agreement” Introduction “Ancillary Documents” 3.1(aAccrued Payroll and Benefits 2.4(e) “APBO” 5.6(d)(iv)(BAcquired Company Intellectual Property 3.10 Acquired Company Leased Real Property 3.9(b) “Applicable Employees” 5.6(aAcquired Company Real Property 3.9(a) “Adjustment Calculation 2.6(a) Adjustment Notice 2.6(a) Affiliate Indemnified Party 5.12 Agreement Preamble Approval Notification 11.4(f) Approval Order Defined Term Section Approval Order 5.3(a) Artek Preamble Assignment and Assumption Agreement” 7.2(aAgreement 2.9(a)(ii) “Balance Sheet” 3.5(bAssumed Liabilities 2.3 Aterian Preamble Bankruptcy Avoidance Actions 2.2(m) “Balance Sheet Date” 3.5(bBidding Procedures Order 5.3(a) “Bankruptcy and Equity Exceptions” 3.1(bXxxx of Sale 2.9(a)(i) “Closing” 7.1 “Bonus Payments 10.1(e) Business Information 5.9(b) Business Intellectual Property Rights 3.10 Calculation Principles 2.6(a) Chosen Court 12.13 Ciba Environmental Indemnity Assignment 2.9(a)(xiii) Claim Notice 8.3(a) Closing Date” 7.1 “2.8 Closing End Date” 9.1(bAllocation Schedule 2.7 Closing Date 2.8 Commitment Letters 4.7 Confidentiality Agreement 5.9(a) “Company” Introduction “Company Indemnified Agents” 5.11(aContinuation Period 10.1(c) “Company Lease” 3.10(dControlling Party 8.3(d) “Condemnation Proceeding” 5.15(aControl Notice 11.4(b) “Continuing Employees” 5.6(c)(iiDeposit Agent 2.5(b)(i) “Continuing Support Obligation” 5.13(dDeposit Amount 2.5(b)(i) “D&O Indemnifying Person” 5.11(aDispute Notice 2.6(c)(ii) “Dispute Notice” 2.4(bEnvironmental Authorizations 3.15(a) “EDPL” 5.15(aEuropean Trade Accounts Payable 2.4(c) “Estimated Closing Capital Expenditures” 2.3 “Estimated Closing Cash” 2.3 “Estimated Closing Indebtedness” 2.3 “Estimated Excluded Assets 2.2 Excluded Intellectual Property 2.2(h) Excluded Liabilities 2.4 Final Cash Consideration 2.5(a) Final Closing Net Working Capital” 2.3 “Estimated Closing Transaction Expenses” 2.3 “Estimated Purchase Price” 2.2 “Final Closing Statement” 2.4(aCapital 2.6(a) “Final Purchase Price” 2.4(aFinancial Statements 3.5 German GAAP Financial Statements 5.22(b) “Financial Statements” 3.5(aGovernmental Antitrust Authority 5.5(a) “Finalization Date” 2.4(eInitial Allocation Schedule 2.7 Included Contracts 2.1(b)(iii) “Leased Real Property” 3.10(dIncome Statement 3.5 Indemnified Party 8.3(a) “Indemnifying Party 8.3(a) Independent Accounting Firm 2.6(f) Independent Consultant 11.4(g) Initial Allocation Schedule 2.7 Initial Cash Consideration 2.5(a) Inventory 2.1(b)(i) Inventory Cap 2.6(b) Defined Term Section IP Assignments 2.9(a)(v) IP License Agreement 2.9(a)(v) Isopetronate HL-44 Toll Manufacturing Agreement 5.21 Latin American Purchased Assets 2.10(d) Lease 3.9(b) Loss Compensation Claim 5.22(b) Marked Assets 5.15(b) Material Contracts” Contracts 3.11(a) “Mt. Ebo Sewage” Introduction “NYWSC Pension Plan” 5.6(d)(i)(ANew Defined Benefit Plan 10.2(a) “Non-Controlling Party 8.3(d) Off-Site Liabilities 2.4(k) Other Purchased Assets 2.10(a) Owned Real Property” 3.10(cProperty 2.1(b)(v) “Parties” Introduction “Payoff Letters” 7.2(dPension Plan 10.2(a) “Permit” 3.8(aPlan Assets Amount 10.2(b) “Preliminary Closing Statement” 2.3 “Profit Transfer Claim 2009 5.22(b) Purchase Price” 2.4(gPrice 2.5(a) “Purchaser” Introduction “Purchased Assets 2.1(b) Purchased Intellectual Property 2.1(b)(vi) Purchaser Plans” 5.6(c)(ivPreamble Purchaser Indemnified Parties 8.1 Regulation 3.22 Sale Motion 5.3(a) “Purchaser’s Pension Plan” 5.6(d)(i)(BSavings Plan 10.3(a) “Savings Plan” 5.6(d)(iiiSeller Preamble Seller Disclosure Schedule Article 3 Seller Indemnified Parties 8.2 Seller Information 5.15(f) “Section 338 Allocation Schedule” 8.7(aSeller Marks 5.15(a) “Section 338 Elections” 8.7(aSeptember ’09 Net Assets Statement 3.5 Share Transfer Agreement 2.9(a)(iii) “Section 338 Regulations” 8.7(aShared Accounts Payable 2.4(d) “Seller” Introduction “Seller Marks” 5.17 “Seller Pre-Closing Communications” 11.18 “Seller Retiree TBT Supply Agreement 2.9(a)(x) TOT Supply Agreement 2.9(a)(xi) TNPP Supply Agreement 5.21(a) TPP/LPE Supply Agreement 2.9(a)(xii) Third Party Claim 8.3(b) Threshold 8.5(a)(ii) Trade Accounts Payable 2.4(b) Transferred Employee 10.1(b) Transfer Taxes 9.1(e) Transferred Employee 10.1(b) Transition Services Agreement 2.9(a)(ix) Welfare Plan” 5.6(d)(iv)(A) “Seller’s Pension Plan” 5.6(d)(i)(B) “Seller’s VEBAs” 5.6(d)(iv)(B)Plan 10.4 Weston 705 Supply Agreement 5.21
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Additional Defined Terms. For The following capitalized terms shall have the purposes respective meanings set forth in the respective Sections of this Agreement, the following terms have the meanings specified in the indicated Section in this AgreementAgreement set forth opposite each such respective term below: Defined Index of Terms Section “Accounting Arbitrator” 2.4(cAgreement Preamble Assumed Accounts Payable 1.5(a) “Agreement” Introduction “Ancillary Documents” 3.1(aAsset Purchase Recitals Assumed Liabilities 1.5(a) “APBO” 5.6(d)(iv)(BAssumed Warranty Claims 1.5(a) “Applicable Employees” 5.6(aBasket Amount 7.2(b) “Assignment and Assumption Agreement” Bill of Sale 1.7(c)(2) Business Authorizatixxx 2.17 Buyer Parent Preamble Buyer Party(ies) Preamble Buyer Preamble Index of Terms Section Cash Amount 1.7(a) Cap 7.3(c) Charter Documents 2.1 Closing 1.6 Closing Date 1.6 Confidentiality Agreement 5.2 Conflict 2.4 Consultant Proprietary Information Agreement 2.9(q) Contract(s) 2.4 Counsel 5.1(c) Disclosure Schedule Article II Escrow Agreement 7.3(a) Escrow Amount 7.3(a) Escrow Fund 7.3(a) Escrow Period 7.3(b) Employee Proprietary Information Agreement 2.9(q) Excluded Assets 1.4 GAAP 2.11 Inbound-Licenses 2.9(j) Indemnified Parties 7.2(a) “Balance Sheet” 3.5(bIndemnifying Parties 7.2(a) “Balance Sheet Date” 3.5(bIP Contracts 2.9(k) “Bankruptcy and Equity Exceptions” 3.1(bIP Recordation Agreements 1.7(c)(ii) “Closing” 7.1 “Closing Date” 7.1 “Closing End Date” 9.1(bKey Employee Employment Agreement 1.5(c) “Company” Introduction “Company Indemnified Agents” 5.11(aLease Agreements 2.8(a) “Company Lease” 3.10(d) “Condemnation Proceeding” 5.15(a) “Continuing Employees” 5.6(c)(ii) “Continuing Support Obligation” 5.13(d) “D&O Indemnifying Person” 5.11(a) “Dispute Notice” 2.4(b) “EDPL” 5.15(a) “Estimated Closing Capital Expenditures” 2.3 “Estimated Closing Cash” 2.3 “Estimated Closing Indebtedness” 2.3 “Estimated Closing Net Working Capital” 2.3 “Estimated Closing Transaction Expenses” 2.3 “Estimated Purchase Price” 2.2 “Final Closing Statement” 2.4(a) “Final Purchase Price” 2.4(a) “Financial Statements” 3.5(a) “Finalization Date” 2.4(e) “Leased Real Property” 3.10(dProperty 2.8(a) “Loss(es) 7.2(a) Material Contracts” 3.11(aContracts 2.10(a) “Mt. Ebo Sewage” Introduction “NYWSC Pension Plan” 5.6(d)(i)(AMalware 2.9(w) “Owned Real Property” 3.10(cNon-Assignable Asset 5.1(e) “Parties” Introduction “Payoff Letters” 7.2(dNon-Paying Party 5.5(b)(iii) “Permit” 3.8(aObjection Notice 7.4(a) “Preliminary Closing Statement” 2.3 “Purchase Price” 2.4(gOfficer’s Certificate 7.4(a) “Purchaser” Introduction “Purchaser Plans” 5.6(c)(ivOpen Source License 1.1 Other Tax Controversy 7.4(c) “Purchaser’s Pension Plan” 5.6(d)(i)(BOutbound-Licenses 2.9(j) “Savings Plan” 5.6(d)(iiiPaying Party 5.5(b)(iii) “Section 338 Allocation Schedule” 8.7(aParent Plan 5.7(e) “Section 338 Elections” 8.7(a) “Section 338 Regulations” 8.7(a) “Seller” Introduction “Seller Marks” 5.17 “Seller Pre-Closing Communications” 11.18 “Tax Controversy 7.4(c) Projections 2.11 Purchase Price 1.7(a) Purchased Assets 1.3(h) Regular Quarterly Financial Information 2.11 Retained Liabilities 1.5(b) Returns 2.6(b) Index of Terms Section Seller Retiree Welfare Plan” 5.6(d)(iv)(APreamble Seller Parties Preamble Seller Secretary Certificate 6.2(f) “Seller’s Pension Plan” 5.6(d)(i)(BSeller Sub Preamble Special Representations 7.1 Straddle Period Tax 5.5(b)(iii) “Seller’s VEBAs” 5.6(d)(iv)(BSurvival Date 7.1 Tax(es) 2.6(a) Third Party Claim 7.4(b) Third Party Expenses 5.3 Transferred Employees 5.7(a) Transfer Taxes 5.5(a) WARN 2.21(e)
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Additional Defined Terms. For the purposes of this Agreement, the following terms shall have the meanings specified in the Sections indicated Section in this Agreementbelow: Defined Terms Term Section “Accounting ArbitratorAcquisition Proposal” 2.4(c) Section 5.14 “Agreement” Introduction Preamble “Ancillary DocumentsApproved Inventory Purchase” 3.1(aSection 5.16(a) “APBOAsset Acquisition Statement” 5.6(d)(iv)(BSection 5.3(b) “Applicable EmployeesAssumed Accounts Payable” 5.6(aSection 5.16(a) “Assignment and Assumption AgreementAssumed Liabilities” 7.2(aSection 2.4 “Bulk Sales Laws” Section 2.7(c) “Balance SheetBusiness” 3.5(bRecital A “Business Marks” Section 5.8(a) “Balance Sheet DateBuyer” 3.5(bPreamble “Buyer Common Stock Market Price” Section 2.3(e) “Bankruptcy and Equity ExceptionsBuyer Legal Opinion” 3.1(bSection 7.2(c) “Closing” 7.1 Section 7.3 “Closing Date” 7.1 Section 7.3 “Closing End Collateral Agreements” Recital D “Common Stock” Section 2.3(e) “Competing Portion” Section 5.9(b) “Confidential Information” ARTICLE VI “Contract Notice” Section 1.1 “Conversion Rate” Section 2.3(e) “Delivery Date” 9.1(bSection 2.3(c) “CompanyDisclosing Party” Introduction ARTICLE VI “Company Indemnified AgentsEscrow Agent” Section 2.3(b) “Escrow Amount” Section 2.3(b) “Excluded Assets” Section 2.2 “Excluded Liabilities” Section 2.5 “Excluded Representations” Section 9.1 “Export Control License” Section 5.11(a) “Company LeaseFinal Share Delivery Date” 3.10(d) “Condemnation Proceeding” 5.15(a) “Continuing Employees” 5.6(c)(ii) “Continuing Support Obligation” 5.13(d) “D&O Indemnifying Person” 5.11(a) “Dispute Notice” 2.4(b) “EDPL” 5.15(a) “Estimated Closing Capital Expenditures” 2.3 “Estimated Closing Cash” 2.3 “Estimated Closing Indebtedness” 2.3 “Estimated Closing Net Working Capital” 2.3 “Estimated Closing Transaction Expenses” 2.3 “Estimated Purchase Price” 2.2 “Final Closing Statement” 2.4(aSection 2.3(c) “Final Purchase PriceStock Payment” 2.4(aSection 2.3(c) “Financial StatementsInbound License” 3.5(aSection 5.13(c) “Finalization Income Taxes” Section 3.12(a) “Indemnified Party” Section 9.2(a) “Indemnifying Party” Section 9.3(a) “Initial Share Delivery Date” 2.4(eSection 2.3(c) “Leased Real PropertyInitial Stock Payment” 3.10(dSection 2.3(c) “Material ContractsLosses” 3.11(aSection 9.2(a) “Mt. Ebo SewageMarked Instrumentalities” Introduction “NYWSC Pension Plan” 5.6(d)(i)(ASection 5.8(b) “Owned Real PropertyNT$” 3.10(cSection 2.3(c) “PartiesNewco” Introduction Section 5.12 “Payoff LettersNonassignable Assets” 7.2(dSection 2.6(c) “PermitPayable Reduction” 3.8(aSection 5.16(a) “Preliminary Permitted Licensee” Section 5.13 “Permitted Licensee Rights” Section 5.13(c) “Pre-Closing StatementEmployment Related Liabilities” 2.3 Section 5.5(a) “PTO” Section 3.10(a) “Purchase Price” 2.4(gSection 2.3 “Purchased Assets” Section 2.1 “Purpose” ARTICLE VI “Receiving Party” ARTICLE VI “Representatives” ARTICLE VI “Required Consents” Section 3.3(b) “PurchaserReturned Inventory” Introduction “Purchaser Plans” 5.6(c)(ivSection 5.16(b) “Purchaser’s Pension PlanSales Taxes” 5.6(d)(i)(B) “Savings Plan” 5.6(d)(iiiSection 2.7(a) “Section 338 Allocation Schedule5.5 Employees” 8.7(aSection 5.5(a) “Securities” Section 338 Elections” 8.7(a2.3(b) “Securities Act” Section 338 Regulations” 8.7(a3.18(a) “Seller” Introduction Preamble “Seller MarksLegal Opinion” 5.17 “Seller Pre-Closing Communications” 11.18 “Seller Retiree Welfare Plan” 5.6(d)(iv)(ASection 7.1(c) “Seller’s Pension PlanShares” 5.6(d)(i)(BSection 2.3(b) “Seller’s VEBAsSubsidiary” 5.6(d)(iv)(B)or “Subsidiaries” Section 3.1 “Survival Period” Section 9.1 “TSE Approval” Section 2.3(b) “Third Party Claim” Section 9.3(a) “Transferred Employees” Section 5.5 “Transition Period” Section 5.4 “Taiwan Approvals” Section 4.5 “U.S.” Section 3.18(c) “Works of Authorship” Section 1.1
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Additional Defined Terms. For the purposes of In this Agreement, the following terms shall have the meanings specified or referred to in the indicated Section in this Agreement: set forth below and shall be equally applicable to both the singular and plural forms. Index of Defined Terms Section “Accounting Arbitrator” 2.4(c) “Agreement” Introduction “Ancillary Documents” 3.1(a) “APBO” 5.6(d)(iv)(B) “Applicable Employees” 5.6(a) “Assignment and Assumption Agreement” Accountants 2.11 Acquisition Proposal 7.2(a) “Balance Sheet” 3.5(bAgreement Preamble Allocation Schedule 2.9 Authorized Action 11.15(b) “Benefits Continuation Period 8.3(a) Business Recitals BAA 5.23(i) CARES Funds 5.5(k) Certificate of Merger 2.3(b) Certificates 2.8(b) Closing 2.3(a) Closing Date 2.3(a) Closing Statement 2.12 Company Preamble Company Representative 7.2(a) Company Transfer Agent 2.8(b) Continuing Employees 8.3(a) Customer Contract Forms 5.12(e) D&O Indemnified Parties 8.4(a) Data Room 1.3(a) Designated Courts 11.4(a) Dissenting Shares 2.17 Effective Time 2.3(a) Employees 5.16(a) Enforceability Exception 4.1 Equityholder Materials 7.6(a) Equityholder Notice 7.6(b) Equityholder Representative Preamble Escrow Fund 2.7(b) Estimated Merger Consideration 2.10 Exchange Agent 2.8(a) Exchange Agent Agreement 2.8(a) Financial Statements 5.5(a) Independent Contractors 5.16(b) Identified Information 5.23(j) Interim Balance Sheet Date” 3.5(b5.5(a) “Bankruptcy and Equity Exceptions” 3.1(bIT Systems 5.23(f) “Closing” 7.1 “Closing Date” 7.1 “Closing End Date” 9.1(b) “Company” Introduction “Company Indemnified Agents” 5.11(a) “Company Lease” 3.10(d) “Condemnation Proceeding” 5.15(a) “Continuing Employees” 5.6(c)(ii) “Continuing Support Obligation” 5.13(d) “D&O Indemnifying Person” 5.11(a) “Dispute Notice” 2.4(b) “EDPL” 5.15(a) “Estimated Closing Capital Expenditures” 2.3 “Estimated Closing Cash” 2.3 “Estimated Closing Indebtedness” 2.3 “Estimated Closing Net Working Capital” 2.3 “Estimated Closing Transaction Expenses” 2.3 “Estimated Purchase Price” 2.2 “Final Closing Statement” 2.4(a) “Final Purchase Price” 2.4(a) “Financial Statements” 3.5(a) “Finalization Date” 2.4(e) “Leased Real Property” 3.10(dProperty 5.14(b) “Leases 5.14(b) Letter of Transmittal 2.8(b) Licenses 5.10(b) Material Contracts” 3.11(aContracts 5.12(a) “Mt. Ebo Sewage” Introduction “NYWSC Pension Plan” 5.6(d)(i)(AMerger Recitals Merger Sub Preamble Negative Adjustment 2.11(a)(ii) “Owned Real Property” 3.10(cNon-Competition Period 8.6 Non Party Affiliates 11.17 Non-Solicitation Period 8.7(b) “Parties” Introduction “Payoff Letters” 7.2(dObjections Statement 2.12 Outside Date 10.1(b)(i) “Permit” 3.8(aParties Preamble Party Preamble Preliminary Statement 2.10 Purchaser Preamble Purchaser Benefit Plans 8.3(b) “Preliminary Closing Statement” 2.3 “Purchase Price” 2.4(gPurchaser RSUs 8.3(d) “Purchaser” Introduction “Purchaser Plans” 5.6(c)(ivReleased Claims 8.12(a) “Purchaser’s Pension Plan” 5.6(d)(i)(BReleased Parties 8.12(a) “Savings Plan” 5.6(d)(iiiReleasors 8.12(a) “Section 338 Allocation Schedule” 8.7(aRepresentative Losses 11.15(d) “Section 338 Elections” 8.7(aRequisite Vote 5.3(c) “Section 338 Regulations” 8.7(aRetention Pool 8.3(d) “Seller” Introduction “Seller Marks” 5.17 “Seller Pre-Closing Communications” 11.18 “Seller Retiree Welfare Plan” 5.6(d)(iv)(ASEC 2.6(b) “Seller’s Pension Plan” 5.6(d)(i)(BSpecified Individuals 8.7(b) “Seller’s VEBAs” 5.6(d)(iv)(BSubcontractor BAA 5.23(i) Surviving Corporation 2.1 Tail Insurance Policy 8.4(b) Third Party Intellectual Property 5.13(b) Transfer Taxes 8.2(d) TriNet PEO 5.16(a) Unexercised Securities 2.8(b) Vested Optionholder 2.11(b) Work Interference 5.16(d)
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Additional Defined Terms. For the purposes of this Agreement, the following terms have the meanings specified in the indicated Section in of this Agreement: . Defined Terms Term Section “Accounting Arbitrator” 2.4(c"Acceptable Confidentiality Agreement" Section 6.05(a) “"Agreement” Introduction “Ancillary Documents” 3.1(a" Preamble "Alternative Acquisition Agreement" Section 6.05(c) “APBO” 5.6(d)(iv)(B"Approval" Section 4.06(b) “Applicable Employees” 5.6(a"Base Price" Section 2.07(a) “Assignment and Assumption Agreement” 7.2(a"Certificate of Merger" Section 2.03 "Certificate" Section 2.06(f) “Balance Sheet” 3.5(b"Change in Recommendation" Section 6.03(b) “Balance Sheet Date” 3.5(b) “Bankruptcy and Equity Exceptions” 3.1(b) “Closing” 7.1 “"Closing Date” 7.1 “Closing " Section 2.02 "Closing" Section 2.02 "Copyrights" Section 1.01, definition of "Intellectual Property" "Confidentiality Agreement" Section 6.04(c) "Continuing Employee" Section 7.02(a) "D&O Insurance" Section 7.04(a) "Dai-ichi Disclosure Letter" Article V "Dai-ichi" Preamble "Dissenting Shares" Section 2.06(c) "DOJ" Section 7.01(b) "Effective Time" Section 2.03 "End Date” 9.1(b" Section 9.01(b)(i) “Company” Introduction “Company "Exchange Agent" Section 3.01(a) "Exchange Fund" Section 3.01(b) "Excluded Shares" Section 2.06(b) "Filing" Section 4.06(b) "FINRA Rules" Section 4.31(b) "FTC" Section 7.01(b) "GAAP" Section 4.07(b) "Golden Gate Contracts" Section 4.32(a) "Indemnified Agents” 5.11(aPersons" Section 7.04(a) “Company Lease” 3.10(d"Insurance Reserves" Section 4.24(a) “Condemnation Proceeding” 5.15(a"In-the-Money SAR" Section 2.07(a) “Continuing Employees” 5.6(c)(ii"Investment Assets" Section 4.29(a) “Continuing Support Obligation” 5.13(d"Investment Guidelines" Section 4.29(a) “D&O Indemnifying Person” 5.11(a"Maximum Annual Premium" Section 7.04(a) “Dispute Notice” 2.4(b"Merger Consideration" Section 2.06(a) “EDPL” 5.15(a"Merger Sub" Preamble "Merger" Recitals "No Shop Period Start Date" Section 6.05(a) “Estimated Closing Capital Expenditures” 2.3 “Estimated Closing Cash” 2.3 “Estimated Closing Indebtedness” 2.3 “Estimated Closing Net Working Capital” 2.3 “Estimated Closing Transaction Expenses” 2.3 “Estimated Purchase Price” 2.2 “Final Closing "Parties" Preamble Defined Term Section "Party" Preamble "Per Share Merger Consideration" Section 2.06(a) "Performance Share Consideration" Section 2.07(c) "Performance Share" Section 2.07(c) "Protective Actuarial Analyses" Section 4.24(b) "Protective Contracts" Section 4.18(b) "Protective Disclosure Letter" Article IV "Protective Financial Advisor" Section 4.33 "Protective Insurance Subsidiary" Section 4.21(a) "Protective Reinsurance Contracts" Section 4.23 "Protective Statutory Statements" Section 4.22(a) "Protective Subsidiary" Section 4.02(a) "Protective" Preamble "Proxy Statement” 2.4(a" Section 4.09 "Recommendation" Section 6.03(b) “Final Purchase Price” 2.4(a"Representatives" Section 6.04(a) “Financial Statements” 3.5(a"Restraints" Section 8.01(d) “Finalization Date” 2.4(e"RSU Consideration" Section 2.07(b) “Leased Real "RSU" Section 2.07(b) "SAR Consideration" Section 2.07(a) "SAR" Section 2.07(a) "SEC Documents" Section 4.07(a) "SEC" Section 1.03 "Solicitation and Early Signing Period" Section 6.05(a) "Software" Section 1.01, definition of "Intellectual Property” 3.10(d" "Stockholder Approval" Section 4.04(d) “Material Contracts” 3.11(a"Stockholders Meeting" Section 6.03(a) “Mt. Ebo Sewage” Introduction “NYWSC Pension Plan” 5.6(d)(i)(A"Surviving Corporation Certificate of Incorporation" Section 2.04 "Surviving Corporation Plans" Section 7.02(b) “Owned Real "Surviving Corporation" Section 2.01 "Takeover Law" Section 4.05 "Trade Secrets" Section 1.01, definition of "Intellectual Property” 3.10(c) “Parties” Introduction “Payoff Letters” 7.2(d) “Permit” 3.8(a) “Preliminary Closing Statement” 2.3 “Purchase Price” 2.4(g) “Purchaser” Introduction “Purchaser Plans” 5.6(c)(iv) “Purchaser’s Pension Plan” 5.6(d)(i)(B) “Savings Plan” 5.6(d)(iii) “" "Trademarks" Section 338 Allocation Schedule” 8.7(a) “Section 338 Elections” 8.7(a) “Section 338 Regulations” 8.7(a) “Seller” Introduction “Seller Marks” 5.17 “Seller Pre-Closing Communications” 11.18 “Seller Retiree Welfare Plan” 5.6(d)(iv)(A) “Seller’s Pension Plan” 5.6(d)(i)(B) “Seller’s VEBAs” 5.6(d)(iv)(B)1.01, definition of "Intellectual Property"
Appears in 1 contract
Samples: Agreement and Plan of Merger (Protective Life Corp)
Additional Defined Terms. For Other terms defined are in the purposes other parts of this Agreement, the following terms have the meanings specified in the Agreement indicated Section in this Agreementbelow: Defined Terms Section “Accounting ArbitratorAccountants” 2.4(c5.17(d) “Acquired Assets” 2.1 “Additional Third Party Generic License” 5.14(c) “Additional Third Party Patent License” 5.14(d) “Agreement” Introduction Preamble “Ancillary DocumentsAllocation Schedule” 3.1(a5.4(d) “APBOAppraiser” 5.6(d)(iv)(B) “Applicable Employees” 5.6(a5.17(d) “Assignment and Assumption Agreement” 7.2(a2.3(a) “Assumed Contractor Claims” 2.3(d) “Assumed Contracts” 2.1(c) “Assumed Liabilities” 2.3(a) “Assumed Material Contracts 3.15(b) “Assumed Payment Obligations” 2.3(d) “Assumed Trade Payables” 2.3(c) “Audit” 5.17(a) “Audit Notice” 5.17(a) “Average Trading Price” 2.5(a) “Balance Sheet” 3.5(b3.6(a) “Balance Sheet Date” 3.5(b3.5 “Business Property” 2.1(h) “Bankruptcy and Equity ExceptionsBuyer” 3.1(bPreamble “Buyer Indemnitees” 6.1 “Chiltern” 2.8(m) “Claimant” 6.5(a) “Claim Certificate” 6.5(a) “Closing” 7.1 2.6 “Closing Consideration” 2.5 “Closing Date” 7.1 2.6 “Closing End DateDate Balance Sheet” 9.1(b5.10(b) “CompanyClosing Shares” Introduction “Company Indemnified Agents” 5.11(a2.5(a) “Company LeaseCommercialization Milestone Event” 3.10(d5.13(a) “Condemnation ProceedingCommercialization Milestone Payment” 5.15(a5.13(a) “Continuing EmployeesCommon Stock” 5.6(c)(ii2.5(a) “Continuing Support ObligationCompetitive Business Activity” 5.13(d5.5(a) “D&O Indemnifying PersonConfidential Information” 5.11(a5.2(b) “Confidentiality Agreement” 5.2(a) “Contractor” 2.3(d) “Contractor Release” 2.3(d) “Contractor Services” 2.3(d) “Damage Claims” 2.3(d) “Disclaimed Information” 3.24 “Dispute Notice” 2.4(b5.17(d) “EDPLDisputed Item” 5.15(a5.17(d) “Estimated Closing Capital ExpendituresEarn-Out Cap” 2.3 5.14(a) “Estimated Closing CashEarn-Out Commencement Date” 2.3 5.14(a) “Estimated Closing IndebtednessEarn-Out Payments” 2.3 5.14(b) “Estimated Closing Net Working CapitalEffective Date” 2.3 Preamble “Estimated Closing Transaction ExpensesEscrow Agent” 2.3 2.5(b) “Estimated Purchase PriceEscrow Agreement” 2.5(b) “Escrow Shares” 2.5(b) “Exchange Act” 5.5(a) “Excluded Assets” 2.2 “Final Closing StatementExcluded Contracts” 2.4(a2.2(a) “Final Purchase PriceExcluded Liabilities” 2.4(a2.4 “Existing Lease” 2.7(c) “Financial Statements” 3.5(a3.5 “Generic Earn-Out Payments” 5.14(a) “Finalization DateGeneric Earn-Out Period” 2.4(e5.14(a) “General Product Failure” 5.16 “Holder” 5.19(d) “Inbound Licenses” 5.19(d) “IP Rights” 5.14(c) “IRCA” 3.9(e) “Lawsuit” 2.3(d) “Leased Real PropertyPremises” 3.10(dDefinition of Lease “License/Transfer Payment” 5.15(a) “Material Contracts” 3.11(a3.15(a) “Mt. Ebo SewageNonassignable Assets” Introduction “NYWSC Pension Plan” 5.6(d)(i)(A5.6(a) “Owned Real PropertyNet Insurance Repayment” 3.10(c6.4(b) “Oxford” 2.8(o) “Party” or “Parties” Introduction Preamble “Payoff LettersPatented Earn-Out Payments” 7.2(d5.14(b) “PermitPatented Earn-Out Period” 5.14(b) “PEO” 3.8(a) “Preliminary Closing PEO Agreement” 3.8(a) “Progress Report” 5.12(a) “Property Taxes” 5.4(f) “Public Company” 5.5(a) “Purchase Consideration” 2.5 “Registrable Securities” 5.19(e) “Registration Expenses 5.19(c) “Registration Statement” 2.3 “Purchase Price” 2.4(g5.19(f) “PurchaserRegulatory Permits” Introduction “Purchaser Plans” 5.6(c)(iv3.18(a) “Purchaser’s Pension PlanRelease” 5.6(d)(i)(B2.3(d) “Savings PlanRequired Consents” 5.6(d)(iii3.4(a) “Section 338 Allocation ScheduleRequired Vote” 8.7(a3.3(b) “Section 338 ElectionsRespondent” 8.7(a6.5(a) “Section 338 RegulationsRestricted Period” 8.7(a5.5(a) “Restricted Persons” 5.5(a) “Restricted Territory” 5.5(a) “SEC” 4.5 “SEC Documents” 4.5 “Seller” Introduction Preamble “Seller MarksIndemnitees” 5.17 6.2 “Seller Pre-Closing CommunicationsShelf Registration” 11.18 “Seller Retiree Welfare Plan” 5.6(d)(iv)(A5.19(a) “Seller’s Pension PlanShelf Registration Period” 5.6(d)(i)(B5.19(b) “Seller’s VEBAsSubcontractors” 5.6(d)(iv)(B2.3(d) “Successor Entity” 5.12(a) “Termination Date” 7.1(b) “Third Party (Sub)Licensee” 5.12(c) “Transfer Taxes” 5.4(a) “Transferred Worker” 5.7(a) “WARN Act” 3.9(c) “Written Agreement” 5.12(c)
Appears in 1 contract
Samples: Asset Purchase Agreement (Cytori Therapeutics, Inc.)
Additional Defined Terms. For In addition to the purposes of this Agreementterms defined in Section 1.1, the following additional defined terms used herein shall have the respective meanings specified assigned thereto in the Sections indicated below. Defined Term Section in this Agreement: Defined Terms Section “Accounting Arbitrator” 2.4(cAcquisition Financials 6.24 Additional Pay 6.8(a) “Agreement” Introduction “Ancillary Documents” Affected Assets 6.12 Agreed Claims 8.6(e) Agreement Preamble Allocation 3.3 Appraisal Value 6.12(b)(iii) Arbitrator 3.2(c)(i) Assumed Liabilities 2.3 Bifurcated Purchase Price 2.7(b) Business Permits 2.1(e) Carved-Out Assets 2.7(b) Carved-Out Assets and Liabilities 2.7(b) Casualty Loss 6.12 CCCL 10.11(c) Claim Certificate 8.6(a) Closing 3.4(a) Closing Date 3.4(a) Closing Statement 3.2(a) COBRA 6.8(f) Collateral Source 8.5(a) Combined Historical Summary 4.17(b) Comparable Position 6.8(a) Consent Decree Modification 6.3(m) Conveyance Documents 3.4(b)(iii) Conveyed Entity Contracts 4.6 Covered Assets and Persons 6.13(a) Disputed Amounts 3.2(c) Divestiture 6.3(e) Employee Benefit Plans 4.9(a) End Date 9.1(b)(ii) Environmental Losses 8.8(b) Environmental Release 8.8(b) ERISA 4.9(a) Estimated Closing Purchased St. Lucia HydrocarbonInventory Value 3.1(a) “APBO” 5.6(d)(iv)(B) “Applicable Employees” 5.6(a) “Assignment and Assumption Agreement” 7.2(a) “Balance Sheet” 3.5(b) “Balance Sheet Date” 3.5(b) “Bankruptcy and Equity Exceptions” 3.1(b) “Closing” 7.1 “Closing Date” 7.1 “Closing End Date” 9.1(b) “Company” Introduction “Company Indemnified Agents” 5.11(a) “Company Lease” 3.10(d) “Condemnation Proceeding” 5.15(a) “Continuing Employees” 5.6(c)(ii) “Continuing Support Obligation” 5.13(d) “D&O Indemnifying Person” 5.11(a) “Dispute Notice” 2.4(b) “EDPL” 5.15(a) “Estimated Closing St. Lucia Working Capital Expenditures” 2.3 “3.1(a) Estimated Closing Cash” 2.3 “Estimated Closing Indebtedness” 2.3 “Estimated Closing Net Working Capital” 2.3 “Estimated Closing Transaction Expenses” 2.3 “Estimated Purchase Price” Statement 3.1(a) Excluded Assets 2.2 “Final Closing Statement” 2.4(aExcluded Liabilities 2.4 Field Inspector 6.21(a) “Final Purchase Price” 2.4(aPrice 3.2(d) “Financial Statements” 3.5(aFinal Purchase Price Adjustment 3.2(d) “Finalization Date” 2.4(eHess Foundation Parcel 6.23(b) “Leased Real Property” 3.10(dIndemnified Party 8.6(a) “Material Contracts” 3.11(aIndemnifying Party 8.6(a) “Mt. Ebo Sewage” Introduction “NYWSC Pension Plan” 5.6(d)(i)(AKnowledge of Purchaser 1.5 Knowledge of Seller 1.5 Leftover Product 6.21(c) “Notice of Objection 3.2(b) Owned Real Property” 3.10(cProperty 4.5(a) “Parties” Introduction “Payoff Letters” 7.2(d) “Permit” 3.8(a) “Preliminary Closing Statement” 2.3 “Purchase Price” 2.4(g) “Purchaser” Introduction “Purchaser Plans” 5.6(c)(iv) “Purchaser’s Pension Plan” 5.6(d)(i)(B) “Savings Plan” 5.6(d)(iii) “Section 338 Allocation Schedule” 8.7(a) “Section 338 Elections” 8.7(a) “Section 338 Regulations” 8.7(a) “Seller” Introduction “Seller Marks” 5.17 “Seller Pre-Closing Communications” 11.18 “Seller Retiree Welfare Plan” 5.6(d)(iv)(A) “Seller’s Pension Plan” 5.6(d)(i)(B) “Seller’s VEBAs” 5.6(d)(iv)(B)Permits 4.15 Port Reading Decommissioning 6.19
Appears in 1 contract
Samples: Purchase and Sale Agreement
Additional Defined Terms. For the purposes of this AgreementAgreement and the Transaction Documents, the following terms have the meanings specified in the indicated Section in of this Agreement: Defined Terms Term Section “Accounting Arbitrator” 2.4(c) “Agreement” Introduction “Ancillary Documents” 3.1(a) “APBO” 5.6(d)(iv)(B) “Applicable Employees” 5.6(a) “Assignment and Assumption Agreement” 7.2(a) “Balance Sheet” 3.5(b) “Agreement Preamble Algeria Cash Consideration 2.4 Asset Transfer Agreements 2.3 Balance Sheet Date” 3.5(b3.6(a)(ii) “Balance Sheet Date 3.6(a)(ii) Bankruptcy and Equity Exceptions” 3.1(bException 3.2(a) “Closing” 7.1 “Business Intellectual Property 3.10 Business Leased Real Property 3.9(a) Cash Consideration 2.4 Claim Notice 8.3(a) Closing Date” 7.1 “2.7(a) 428928/HOUDMS Closing End Date” 9.1(bDate 2.7(a) “Company” Introduction “Company Indemnified Agents” 5.11(aClosing Time 2.7(a) “Company Lease” 3.10(dControlling Party 8.3(d) “Condemnation Proceeding” 5.15(aDeductible 8.5(a) “Continuing Employees” 5.6(c)(iiDeposit 2.4(a) “Continuing Support Obligation” 5.13(dDispute Notice 2.5(b) “D&O Indemnifying Person” 5.11(aDispute Representatives 11.11(a) “Dispute Notice” 2.4(bEmployees List 3.13(a) “EDPL” 5.15(aEscrow Agent 2.4(a) “Estimated Escrow Agreement 2.4(a) Excluded Liabilities 2.2 Final Allocation 2.6 Final Closing Capital Expenditures” 2.3 “Estimated Closing Cash” 2.3 “Estimated Closing Indebtedness” 2.3 “Estimated Net Cash 2.5(c) Final Closing Net Working Capital” Capital 2.5(c) Financial Statements 3.6(a) Financing Commitments 4.7 ICC 11.11(b) Indemnified Party 8.3(a) Indemnifying Party 8.3(a) Independent Accounting Firm 2.5(c) Independent Contractors List 3.13(a) Initial Closing 2.7(b) Initial Closing Date 2.7(b) Initial End Date 7.1(f) KOC 5.16 Kuwait Cash Consideration 2.4 Net Working Capital and Net Cash Calculation 2.5(a) Non-controlling Party 8.3(d) Party Preamble PD Cyprus/Joint Venture Indemnified Party Section 5.8 Purchase Price 2.4 Purchaser Preamble Purchaser Disclosure Schedule Article 4 Purchaser Indemnified Parties 8.1 Recipient 9.3(a) Relevant Amount Section 5.11 Restructuring 5.15 Restructuring Plan 5.15 Rig Capital Expenditure Program 5.2(b) Rules 11.11(b) Seller Preamble Seller Disclosure Schedule Article 3 Seller Guarantees Section 5.11 Seller Indemnified Parties 8.2 Subsequent Closing 2.7(b) Subsequent Closing Date 2.7(b) Subsequent End Date 7.1(i) Target Net Working Capital Amount 2.5(d) Team Source 3.13(a) Third Party Claim 8.3(b) Transfer Agreements 2.3 “Estimated Closing Transaction Expenses” 2.3 “Estimated Purchase Price” 2.2 “Final Closing Statement” 2.4(a) “Final Purchase Price” 2.4(a) “Financial Statements” 3.5(a) “Finalization Date” 2.4(e) “Leased Real Property” 3.10(d) “Material Contracts” 3.11(a) “Mt. Ebo Sewage” Introduction “NYWSC Pension Plan” 5.6(d)(i)(A) “Owned Real Property” 3.10(c) “Parties” Introduction “Payoff Letters” 7.2(d) “Permit” 3.8(a) “Preliminary Closing Statement” 2.3 “Purchase Price” 2.4(g) “Purchaser” Introduction “Purchaser Plans” 5.6(c)(iv) “Purchaser’s Pension Plan” 5.6(d)(i)(B) “Savings Plan” 5.6(d)(iii) “Section 338 Allocation Schedule” 8.7(a) “Section 338 Elections” 8.7(a) “Section 338 Regulations” 8.7(a) “Seller” Introduction “Seller Marks” 5.17 “Seller Pre-Closing Communications” 11.18 “Seller Retiree Welfare Plan” 5.6(d)(iv)(A) “Seller’s Pension Plan” 5.6(d)(i)(B) “Seller’s VEBAs” 5.6(d)(iv)(B)428928/HOUDMS
Appears in 1 contract
Samples: Sale and Purchase Agreement (Weatherford International PLC)
Additional Defined Terms. For In addition to the purposes of this Agreementterms defined in Section 1.1, the following additional defined terms used herein shall have the respective meanings specified assigned thereto in the Sections indicated below. Defined Term Section in this Agreement: Defined Terms Section “Accounting Arbitrator” 2.4(cAcquisition Financials 6.24 Additional Pay 6.8(a) “Agreement” Introduction “Ancillary Documents” Affected Assets 6.12 Agreed Claims 8.6(e) Agreement Preamble Allocation 3.3 Appraisal Value 6.12(b)(iii) Arbitrator 3.2(c)(i) Assumed Liabilities 2.3 Bifurcated Purchase Price 2.7(b) Business Permits 2.1(e) Carved-Out Assets 2.7(b) Carved-Out Assets and Liabilities 2.7(b) Casualty Loss 6.12 CCCL 10.11(c) Claim Certificate 8.6(a) Closing 3.4(a) Closing Date 3.4(a) Closing Statement 3.2(a) COBRA 6.8(f) Collateral Source 8.5(a) Combined Historical Summary 4.17(b) Comparable Position 6.8(a) Consent Decree Modification 6.3(m) Conveyance Documents 3.4(b)(iii) Conveyed Entity Contracts 4.6 Covered Assets and Persons 6.13(a) Disputed Amounts 3.2(c) Divestiture 6.3(e) Employee Benefit Plans 4.9(a) End Date 9.1(b)(ii) Environmental Losses 8.8(b) Environmental Release 8.8(b) ERISA 4.9(a) Estimated Closing Purchased St. Lucia Hydrocarbon Inventory Value 3.1(a) “APBO” 5.6(d)(iv)(B) “Applicable Employees” 5.6(a) “Assignment and Assumption Agreement” 7.2(a) “Balance Sheet” 3.5(b) “Balance Sheet Date” 3.5(b) “Bankruptcy and Equity Exceptions” 3.1(b) “Closing” 7.1 “Closing Date” 7.1 “Closing End Date” 9.1(b) “Company” Introduction “Company Indemnified Agents” 5.11(a) “Company Lease” 3.10(d) “Condemnation Proceeding” 5.15(a) “Continuing Employees” 5.6(c)(ii) “Continuing Support Obligation” 5.13(d) “D&O Indemnifying Person” 5.11(a) “Dispute Notice” 2.4(b) “EDPL” 5.15(a) “Estimated Closing St. Lucia Working Capital Expenditures” 2.3 “3.1(a) Estimated Closing Cash” 2.3 “Estimated Closing Indebtedness” 2.3 “Estimated Closing Net Working Capital” 2.3 “Estimated Closing Transaction Expenses” 2.3 “Estimated Purchase Price” Statement 3.1(a) Excluded Assets 2.2 “Final Closing Statement” 2.4(aExcluded Liabilities 2.4 Field Inspector 6.21(a) “Final Purchase Price” 2.4(aPrice 3.2(d) “Financial Statements” 3.5(aFinal Purchase Price Adjustment 3.2(d) “Finalization Date” 2.4(eHess Foundation Parcel 6.23(b) “Leased Real Property” 3.10(dIndemnified Party 8.6(a) “Material Contracts” 3.11(aIndemnifying Party 8.6(a) “Mt. Ebo Sewage” Introduction “NYWSC Pension Plan” 5.6(d)(i)(AKnowledge of Purchaser 1.5 Knowledge of Seller 1.5 Leftover Product 6.21(c) “Notice of Objection 3.2(b) Owned Real Property” 3.10(cProperty 4.5(a) “Parties” Introduction “Payoff Letters” 7.2(d) “Permit” 3.8(a) “Preliminary Closing Statement” 2.3 “Purchase Price” 2.4(g) “Purchaser” Introduction “Purchaser Plans” 5.6(c)(iv) “Purchaser’s Pension Plan” 5.6(d)(i)(B) “Savings Plan” 5.6(d)(iii) “Section 338 Allocation Schedule” 8.7(a) “Section 338 Elections” 8.7(a) “Section 338 Regulations” 8.7(a) “Seller” Introduction “Seller Marks” 5.17 “Seller Pre-Closing Communications” 11.18 “Seller Retiree Welfare Plan” 5.6(d)(iv)(A) “Seller’s Pension Plan” 5.6(d)(i)(B) “Seller’s VEBAs” 5.6(d)(iv)(B)Permits 4.15 Port Reading Decommissioning 6.19
Appears in 1 contract
Samples: Purchase and Sale Agreement (Buckeye Partners, L.P.)
Additional Defined Terms. For the purposes of this AgreementAgreement and the Ancillary Agreements, the following terms have the meanings specified in the indicated Section in of this Agreement: Defined Terms Term Section “Accounting Arbitrator” 2.4(cAAP Assets 2.6(a) “Agreement” Introduction “Ancillary Documents” 3.1(aAdjustment Calculation 2.4(a) “APBO” 5.6(d)(iv)(BAdjustment Notice 2.4(a) “Applicable Employees” 5.6(aAGIP First Paragraph AGIP Sellers Preamble Agreement First Paragraph Balance Sheet 3.5(a) “Cap 7.6(a) Certain Nations 3.19(f) Claim Amount 7.6(a) Claim Notice 7.3(a) Class A Shares 3.4(a) Class B Shares 3.4(a) Closing 2.5 Closing Balance Sheet 2.4(a) Closing Date 2.5 Company First Paragraph Company Intellectual Property 3.12(a) Competing Activity 5.3(a) Confidential Information 5.2(a) Confidentiality Agreement 5.2(a) Controlling Party 7.4(f) Convertible Debt Assignment and Assumption Agreement” 7.2(aTransfer Documents 2.6(a) “Balance Sheet” 3.5(bCovered Claims Schedule G Disputed Amount 7.7(c) “Dispute Notice 2.4(b) [***] = Confidential Treatment requested for redacted portion; redacted portion has been filed separately with the Commission. Earnout Amount Schedule C Earnout Participants Schedule C Employee IP Assignment and Release Agreements 2.6(a) Employment Agreements 2.6(a) Equity Interests Preamble Equity Transfer Documents 2.6(a) Escrow Agent 2.6(a) Escrow Agreement 2.6(a) Escrow Amount 2.6(c) Escrow Fund 2.7 Estimated Closing Balance Sheet Date” 3.5(b) “Bankruptcy and Equity Exceptions” 3.1(b) “Closing” 7.1 “Closing Date” 7.1 “Closing End Date” 9.1(b) “Company” Introduction “Company Indemnified Agents” 5.11(a) “Company Lease” 3.10(d) “Condemnation Proceeding” 5.15(a) “Continuing Employees” 5.6(c)(ii) “Continuing Support Obligation” 5.13(d) “D&O Indemnifying Person” 5.11(a) “Dispute Notice” 2.4(b) “EDPL” 5.15(a) “Estimated Closing Capital Expenditures” 2.3 “Estimated Closing Cash” 2.3 “Estimated Closing Indebtedness” 2.3 “Estimated Closing Net Working Capital” 2.3 “Estimated Closing Transaction Expenses” 2.3 “Estimated Purchase Price” 2.2 “Final Closing Statement” [***] 2.4(a) “Final Purchase Price” 2.4(a) “Financial Statements” Statements 3.5(a) “Finalization Date” 2.4(eIndemnified Party 7.3(a) “Indemnifying Party 7.3(a) Indemnity Determination Date 7.3(h) Indemnity Final Determination 7.3(h) Indemnity Interest Amount 7.7(b) Independent Accounting Firm 2.4(d) Initial Purchase Price 2.2 Interim Balance Sheet 3.5(a) Key Employees 3.9(j) Leased Real Property” 3.10(dProperty 3.11(b) “Material Contracts” 3.11(aMembership Interests Preamble Non-Controlling Party 7.4(f) “Mt. Ebo Sewage” Introduction “NYWSC Pension Plan” 5.6(d)(i)(AObjection Notice 7.3(b) “Owned Real Property” 3.10(cOption Cancellation Agreements 2.6(a) “Parties” Introduction “Payoff Letters” 7.2(d) “Permit” 3.8(a) “Preliminary Closing Statement” 2.3 “Purchase Price” 2.4(g) “Purchaser” Introduction “Purchaser Plans” 5.6(c)(iv) “Purchaser’s Pension Plan” 5.6(d)(i)(B) “Savings Plan” 5.6(d)(iii) “Section 338 Allocation Schedule” 8.7(a) “Section 338 Elections” 8.7(a) “Section 338 Regulations” 8.7(a) “Seller” Introduction “Seller Marks” 5.17 “Seller Pre-Closing Communications” 11.18 “Seller Retiree Welfare Plan” 5.6(d)(iv)(A) “Seller’s Pension Plan” 5.6(d)(i)(B) “Seller’s VEBAs” 5.6(d)(iv)(BOption Share Transfer Documents 2.6(a)
Appears in 1 contract
Additional Defined Terms. For the purposes of this Agreement, the The following terms shall have the meanings specified defined for such terms in the indicated Section in of this AgreementAgreement set forth: Defined Terms Term Section “Accounting ArbitratorFirm” 2.4(c1.6(d) “Acquisition Transaction” 5.8(a) “Act” 1.5 “Agreement” Introduction Recitals “Ancillary DocumentsAllocation Schedule” 3.1(a1.8 “Alternative Financing” 5.2(a) “APBOAssets” 5.6(d)(iv)(B3.12 “Audited Company Financials” 5.15(b) “Applicable EmployeesAudited 2006 Company Financials” 5.6(a5.15(b) “Assignment and Assumption AgreementAudited 2007 Company Financials” 7.2(a5.15(a) “Audited 2008 Stub Company Financials” 5.15(b) “Base Balance Sheet” 3.5(b3.6(a) “Balance Sheet DateBuyer Indemnified Parties” 3.5(b9.2(a) “Bankruptcy and Equity ExceptionsBuyer Indemnified Party” 3.1(b9.2(a) “Buyer Warranty Claim” 9.2(a)(i) “Buyer Warranty Claims” 9.2(a)(i) “Buyer” Recitals “Canadian Assets” 5.14 “Canadian Sub” 5.14 “Cap” 9.3(b) “Certificate of Formation” 3.1 “Certificate of Merger” 1.5 “Change in Control Payments” 3.19(d) “Closing” 7.1 1.5 “Closing Cash Payment” 1.4(b)(i) “Closing Date” 7.1 1.5 “Closing End DateIndebtedness” 9.1(b1.4(b)(iii) “Closing Statement” 1.6(b) “Company” Introduction Recitals “Company Indemnified AgentsCopyrights” 5.11(a3.15(a) “Company LeaseIntellectual Property Assets” 3.10(d3.15(b)(i) “Condemnation ProceedingCompany Marks” 5.15(a3.15(a) “Continuing EmployeesCompany Membership Interests” 5.6(c)(iiRecitals “Company Patents” 3.15(a) “Continuing Support ObligationCompany Trade Secrets” 5.13(d3.15(a)(xii) “D&O Indemnifying PersonContemplated Transactions” 5.11(a2.1 “Copyrights” 3.15(b)(ii)(C) “CPR” 11.6(a) “Customers” 3.23 “Debt Letters” 4.5 “Deductible” 9.3(a) “Defending Party” 9.4(d) Term Section “Dispute Notice” 2.4(b1.6(c) “EDPLDistributors” 5.15(a3.23 “Earnout Dispute Notice” 1.7(c) “Estimated Closing Capital ExpendituresEarnout Items of Dispute” 2.3 1.7(c) “Estimated Closing CashEarnout Payment” 2.3 1.7(a) “Estimated Closing IndebtednessEarnout Period” 2.3 1.7(a) “Estimated Closing Net Working Capital” 2.3 “Estimated Closing Transaction Expenses” 2.3 “Estimated Purchase Price” 2.2 “Final Closing Earnout Statement” 2.4(a1.7(c) “Final Purchase PriceEffective Time” 2.4(a) “Financial Statements” 3.5(a) “Finalization Date” 2.4(e) “Leased Real Property” 3.10(d) “Material Contracts” 3.11(a) “Mt. Ebo Sewage” Introduction “NYWSC Pension Plan” 5.6(d)(i)(A) “Owned Real Property” 3.10(c) “Parties” Introduction “Payoff Letters” 7.2(d) “Permit” 3.8(a) “Preliminary Closing Statement” 2.3 “Purchase Price” 2.4(g) “Purchaser” Introduction “Purchaser Plans” 5.6(c)(iv) “Purchaser’s Pension Plan” 5.6(d)(i)(B) “Savings Plan” 5.6(d)(iii) “Section 338 Allocation Schedule” 8.7(a) “Section 338 Elections” 8.7(a) “Section 338 Regulations” 8.7(a) “Seller” Introduction “Seller Marks” 5.17 “Seller Pre-Closing Communications” 11.18 “Seller Retiree Welfare Plan” 5.6(d)(iv)(A) “Seller’s Pension Plan” 5.6(d)(i)(B) “Seller’s VEBAs” 5.6(d)(iv)(B)1.5
Appears in 1 contract
Samples: Merger Agreement (Utstarcom Inc)
Additional Defined Terms. For the purposes of this AgreementAgreement and the Ancillary Agreements, the following terms have the meanings specified in the indicated Section in of this Agreement: Defined Terms Term Section “Accounting Arbitrator” 2.4(cAction 10.13(a) “Agreement” Introduction “Ancillary Documents” 3.1(a) “APBO” 5.6(d)(iv)(B) “Applicable Employees” 5.6(a) “Agreement Preamble Assignment and Assumption Agreement” 7.2(aAgreement 2.9(a)(iii) “Balance Sheet” 3.5(b) “Assumed Liabilities 2.3 Balance Sheet Date” 3.5(b3.5(a)(ii) “Bankruptcy Bxxx of Sale 2.9(a)(ii) Business Rules 3.8 Claim Notice 9.3(a) Claiming Party 10.13(a) Closing 2.8 Closing Date 2.8 Closing Statement 2.9(a)(xii) COBRA 3.16(c) Confidentiality Agreement 8.4(a) Consumer Loans 3.8 Consumer Loans, Documents and Equity Exceptions” 3.1(bFiles 3.8 Defined Term Section Controlling Party 9.4(c) “Closing” 7.1 “Closing Date” 7.1 “Closing End Date” 9.1(bCustomer Transaction Documents 3.8 Dispute Notice 2.6(g) “Company” Introduction “Company Indemnified Agents” 5.11(aEscrow Agreement 2.9(a)(i) “Company Lease” 3.10(dExcluded Assets 2.2 Excluded Liabilities 2.4 Fifth Measurement Date 2.6(e) “Condemnation Proceeding” 5.15(aFifth Supplemental Payment 2.6(e) “Continuing Employees” 5.6(c)(ii) “Continuing Support Obligation” 5.13(d) “D&O Indemnifying Person” 5.11(a) “Dispute Notice” 2.4(b) “EDPL” 5.15(a) “Estimated Closing Capital Expenditures” 2.3 “Estimated Closing Cash” 2.3 “Estimated Closing Indebtedness” 2.3 “Estimated Closing Net Working Capital” 2.3 “Estimated Closing Transaction Expenses” 2.3 “Estimated Purchase Price” 2.2 “Final Closing Statement” 2.4(a) “Final Purchase Price” 2.4(a) “Financial Statements” Statements 3.5(a) “Finalization Date” 2.4(eFirst Measurement Date 2.6(a) “First Supplemental Payment 2.6(a) Fourth Measurement Date 2.6(d) Fourth Supplemental Payment 2.6(d) Google 3.14(a)(xi) HSR Act 5.3(b) Human Resources Agreement 2.9(a)(x) Improvements 3.12(d) Indemnified Party 9.3(a) Indemnifying Party 9.3(a) Independent Accounting Firm 2.6(g) Interim Balance Sheet 3.5(a)(iii) IP Assignments 2.9(a)(v) Lease Assignments 2.9(a)(iv) Leased Real Property” 3.10(dProperty 2.1(e) “Material Contracts” 3.11(aMembers Preamble Noncompetition Agreements 2.9(a)(vii) “Mt. Ebo Sewage” Introduction “NYWSC Pension Plan” 5.6(d)(i)(ANoncontrolling Party 9.4(c) “Non-Claiming Party 10.13(a) Objection Notice 9.3(b)(ii) Online Advertisers 3.14(a)(xi) Owned Real Property” 3.10(cIntellectual Property 3.13(a) “Parties” Introduction “Payoff Letters” 7.2(d) “Permit” 3.8(a) “Preliminary Closing Statement” 2.3 “Purchase Price” 2.4(g) “Purchaser” Introduction “Purchaser Plans” 5.6(c)(iv) “Purchaser’s Pension Plan” 5.6(d)(i)(B) “Savings Plan” 5.6(d)(iii) “Section 338 Allocation Schedule” 8.7(a) “Section 338 Elections” 8.7(a) “Section 338 Regulations” 8.7(a) “Seller” Introduction “Seller Marks” 5.17 “Seller Pre-Closing Communications” 11.18 “Seller Retiree Welfare Plan” 5.6(d)(iv)(AAction Notice 10.13(a) “Seller’s Pension Plan” 5.6(d)(i)(BPurchase Price 2.5(a) “Seller’s VEBAs” 5.6(d)(iv)(BPurchased Assets 2.1 Purchased Intellectual Property 2.1(f) Purchaser Preamble Purchaser Indemnified Parties 9.1 Restricted Persons 8.4(b) Returned Items 2.1(b) Second Measurement Date 2.6(b) Second Supplemental Payment 2.6(b) Sellers Preamble Sellers’ Representative 10.1(a) Shares 2.6(f) Subsidiary Preamble Supplemental Payments 2.6(f) Tangible Personal Property 2.1(d) TCG Preamble Third Measurement Date 2.6(c) Third Party Intellectual Property 3.13(b) Third Supplemental Payment 2.6(c) Transfer Taxes 8.1(a)
Appears in 1 contract
Samples: Asset Purchase Agreement (Cash America International Inc)
Additional Defined Terms. For the purposes of this AgreementAgreement and the Ancillary Agreements, the following terms have the meanings specified in the indicated Section in of this Agreement: Defined Terms Term Section “Accounting Arbitrator” 2.4(cAggregate Remaining Value 9.6(d) “Agreement” Introduction “Ancillary Documents” 3.1(a) “APBO” 5.6(d)(iv)(B) “Applicable Employees” 5.6(a) “Agreement Preamble Assignment and Assumption Agreement” 7.2(aAgreement 2.9(a)(ii) “Balance Sheet” 3.5(b) “Assumed Liabilities 2.3 Balance Sheet Date” 3.5(b3.5(a)(i) “Bankruptcy Xxxx of Sale 2.9(a)(i) Budget 8.16(c) Business Rules 3.8 Claim Notice 9.3(a) Closing 2.8 Closing Date 2.8 Closing Statement 2.9(a)(xiv) COBRA 3.16 Confidentiality Agreement 8.4(a) Defined Term Section Consumer Loans 3.8 Consumer Loans, Documents and Equity Exceptions” 3.1(bFiles 3.8 Controlling Party 9.4(c) “Closing” 7.1 “Closing Date” 7.1 “Closing End Date” 9.1(bCornerstone Assignment 2.10(b) “Company” Introduction “Company Indemnified Agents” 5.11(aCustomer Transaction Documents 3.8 Dispute Notice 2.6(g) “Company Lease” 3.10(dDRE Seller 2.9(a)(ix) “Condemnation Proceeding” 5.15(aEffectiveness Period 2.5(b)(i) “Continuing Employees” 5.6(c)(ii) “Continuing Support Obligation” 5.13(d) “D&O Indemnifying Person” 5.11(a) “Dispute Notice” 2.4(b) “EDPL” 5.15(a) “Estimated Closing Capital Expenditures” 2.3 “Estimated Closing Cash” 2.3 “Estimated Closing Indebtedness” 2.3 “Estimated Closing Net Working Capital” 2.3 “Estimated Closing Transaction Expenses” 2.3 “Estimated Purchase Price” Excluded Assets 2.2 “Final Closing Statement” 2.4(a) “Final Purchase Price” 2.4(a) “Excluded Liabilities 2.4 EZCORP Preamble Financial Statements” Statements 3.5(a) “Finalization Date” 2.4(eFirst Budget 8.16(c) “First Measurement Date 2.6(b) First Supplemental Earn-out Payment 2.6(b) Fourth Measurement Date 2.6(e) Fourth Supplemental Earn-out Payment 2.6(e) Freeware 3.13(p) Guaranteed Supplemental Payment 2.6(a) HIP Preamble Hire Date 8.13(a) Hired Employees 8.13(a) Holders 2.5(b) HSR Act 5.3(b) Improvements 3.12(d) Indemnified Party 9.3(a) Indemnifying Party 9.3(a) Independent Accounting Firm 2.6(g) Interim Balance Sheet 3.5(a)(ii) IP Assignments 2.9(a)(iv) Lease Assignments 2.9(a)(iii) Leased Real Property” 3.10(dProperty 2.1(f) “Material Contracts” 3.11(aLoan Management System 3.13(e) “Mt. Ebo Sewage” Introduction “NYWSC Pension Plan” 5.6(d)(i)(ANonassignable Assets 2.10(a) “Noncompetition Agreements 2.9(a)(v) Noncontrolling Party 9.4(e) Objection Notice 9.3(b)(ii) Online Advertisers 3.14(a)(xi) Online Business 8.16(a) Oral Contract 3.14(c) Owned Real Property” 3.10(cIntellectual Property 3.13(a) “Parties” Introduction “Payoff Letters” 7.2(dPost-Closing Business Unit 8.16(a) “Permit” 3.8(aPotential Employees 8.13(a) “Preliminary Closing Statement” 2.3 “Purchase Price” 2.4(g) “Purchaser” Introduction “Purchaser Plans” 5.6(c)(iv) “Purchaser’s Pension Plan” 5.6(d)(i)(B) “Savings Plan” 5.6(d)(iii) “Section 338 Allocation Schedule” 8.7(a) “Section 338 Elections” 8.7(a) “Section 338 Regulations” 8.7(a) “Seller” Introduction “Seller Marks” 5.17 “Seller Pre-Closing Communications” 11.18 “Action Notice 10.13(a) Purchase Price 2.5(a) Purchased Assets 2.1 Purchased Intellectual Property 2.1(g) Purchaser Preamble Purchaser Indemnified Parties 9.1 Purchaser Material Adverse Effect 6.2(a) Defined Term Section Regarded Entity Sellers 2.9(a)(vii) Registrable Shares 2.5(b) Registration Statement 2.5(b) Remaining Value 9.6(d) Restricted Persons 8.4(a) Returned Items 2.1(b) SEC Documents 4.8(a) Schedule Supplement 5.4 Second Measurement Date 2.6(c) Second Supplemental Earn-out Payment 2.6(c) Seller Retiree Welfare Plan” 5.6(d)(iv)(AIndemnified Parties 9.2 Seller Prepaid Debit Card Assets 2.10(b) “Seller’s Pension Plan” 5.6(d)(i)(BSeller Prepaid Debit Card Business 2.10(b) “Seller’s VEBAs” 5.6(d)(iv)(BSellers Preamble Sellers’ Representative 10.1(a) Subsidiary Preamble Supplemental Earn-out Payments 2.6(f) Supplemental Payments 2.6(f) Successor Company 8.16(g) Tangible Personal Property 2.1(e) Third Measurement Date 2.6(d) Third Party Intellectual Property 3.13(b) Third Supplemental Earn-out Payment 2.6(d) Transfer Taxes 8.1(a) Transition Period 2.10(b) WKSI 2.5(b)(iii)
Appears in 1 contract
Additional Defined Terms. For the purposes of this Agreement, the following terms have the meanings specified in the indicated Section in of this Agreement: Defined Terms Term Section “Accounting Arbitrator” 2.4(cAcquisition and Disposition Fee Shortfall 3.4(a)(i) “Agreement” Introduction “Ancillary Documents” 3.1(aActual Closing Balance Sheets 3.2(b) “APBO” 5.6(d)(iv)(BActual Closing Date Cash 3.2(b) “Applicable Employees” 5.6(aActual Closing Date Unpaid Indebtedness 3.2(b) “Assignment and Assumption Agreement” 7.2(aActual Closing Date Unpaid Transaction Expenses 3.2(b) “Balance Sheet” 3.5(bActual Closing Date Working Capital 3.2(b) “Balance Sheet Date” 3.5(bAdditional Indemnitor Preamble Additional Indemnitors Preamble Agreed Adjustments 3.2(d) “Bankruptcy and Equity Exceptions” 3.1(bAgreement Preamble AHI Preamble AHI Disclosure Letter 5 AHI Principals Preamble Assumed Liabilities 2.1(d) “Closing” 7.1 “Basket 11.4(a) Business Intellectual Property 5.15(a) Cap 11.4(a) Change of Recommendation 8.9 Claim 11.5(a) Closing Date” 7.1 “4.1 Closing End Date” 9.1(b) “Company” Introduction “Company Indemnified Agents” Contribution 3.1 Closing Date 4.1 Colony Preamble Consolidated Entities 5.11(a) “Company Lease” 3.10(dContributed Assets 2.1(b) “Condemnation Proceeding” 5.15(aCovered Persons 8.11(c) “Continuing Employees” 5.6(c)(iiCurrent Fee Participation Amount 3.4(a)(ii) “Continuing Support Obligation” 5.13(dTerm Section Current Fee Participation Payment 3.4(a)(iii) “D&O Indemnifying Person” Data Room 12.1(a) Dispute Period 3.4(f) DLA 12.1(a) Earnout Clawback 3.4(b) Earnout Consideration 3.4(b) Earnout Consideration Statement 3.4(e) Earnout Period 3.4(a)(iv) Estimated Closing Date Cash 3.2(a) Estimated Closing Date Unpaid Indebtedness 3.2(a) Estimated Closing Date Unpaid Transaction Expenses 3.2(a) Estimated Closing Date Working Capital 3.2(a) Estimated Closing Statement 3.2(a) Final Adjustment Amount 3.2(e) Final Closing Date Value 3.2(e) Financial Statements 5.11(a) “Dispute Notice” 2.4(bFirst Minimum Funding Date 3.4(c) “EDPL” 5.15(aXxxxxxxx Trust Preamble FLSA 5.10(j) “Estimated Closing Fund Carried Interest 3.4(a)(v) Fund Costs 3.4(a)(vi) Fund Management Fees 3.4(a)(vii) Fund Placement Fees 3.4(a)(viii) Fund Transaction Fee Adjustment 3.4(a)(ix) Fundamental Representations 11.1 XXXX III Preamble XXXX III Board Recitals XXXX III Capital Expenditures” 2.3 “Estimated Closing Cash” 2.3 “Estimated Closing Indebtedness” 2.3 “Estimated Closing Net Working Capital” 2.3 “Estimated Closing Transaction Expenses” 2.3 “Estimated Purchase Price” 2.2 “Final Closing Statement” 2.4(aContributions 3.4(a)(x) “Final Purchase Price” 2.4(aXXXX III Common Stock 7.5(a) “Financial Statements” 3.5(aXXXX III Indemnified Persons 11.3 XXXX III OP Preamble XXXX III Preferred Stock 7.5(a) “Finalization Date” 2.4(eXXXX IV Recitals XXXX IV OP Recitals XXXX Plans 8.15(b) “Leased Real Property” 3.10(dGovernment Entity 5.20(b) “Material Contracts” 3.11(aGP Claw-Back 3.4(a)(xi) “Mt. Ebo Sewage” Introduction “NYWSC Pension Plan” 5.6(d)(i)(AGP Indemnification Costs 3.4(a)(xii) “Owned Real Property” 3.10(c) “Parties” Introduction “Payoff Letters” 7.2(d) “Permit” 3.8(a) “Preliminary Closing Statement” 2.3 “Purchase Price” 2.4(g) “Purchaser” Introduction “Purchaser Plans” 5.6(c)(iv) “Purchaser’s Pension Plan” 5.6(d)(i)(B) “Savings Plan” 5.6(d)(iii) “Section 338 Allocation Schedule” 8.7(a) “Section 338 Elections” 8.7(a) “Section 338 Regulations” 8.7(a) “Seller” Introduction “Seller Marks” 5.17 “Seller Xxxxxxx Capital Preamble HoldCo Recitals HoldCo to NewCo Pre-Closing Communications” 11.18 “Seller Retiree Welfare Plan” 5.6(d)(iv)(AContributions 2.1(b) “Seller’s Pension Plan” 5.6(d)(i)(BImputed Fee Generation Amount 3.4(a)(xiii) “Seller’s VEBAs” 5.6(d)(iv)(BIndependent Directors 3.4(e) Leased Real Property 5.16(a) Material Contracts 5.13(a) Term Section Merger Agreement Recitals Merger Exchange Ratio Recitals Merger Sub Recitals NewCo Recitals NewCo Interests Recitals Notice of Disagreement 3.4(f) Objection 3.2(d) Objection Notice 3.2(c) OP Merger Recitals Offer Employee 8.15(a) Offer Letter 8.15(a) Personal Information 5.22 Post-Closing Statement 3.2(b) Post-Merger OP Operating Agreement Recitals Pre-Merger OP Operating Agreement Recitals Proxy Statement 8.8(a) Real Property Leases 5.16(a) Recommendation 7.2(b) REIT Merger Recitals Requisite XXXX III Stockholder Approval 7.2(a) Retained Assets 2.1(c) Retained Liabilities 2.1(e) Special Committee Recitals Sponsor Preamble Sponsor Indemnified Persons 11.2 Sponsor Indemnifying Parties 11.3 Sponsor Representative Agreement 12.4(b) Sponsor to HoldCo Pre-Closing Contributions 2.1(a) Sponsors Preamble Third Party Claim 11.6(a) Total Consideration 3.1 Transferred Books and Records 2.1(b)(iv) Unreturned XXXX III Capital Contributions 3.4(a)(xiv)
Appears in 1 contract
Samples: Contribution Agreement (Griffin-American Healthcare REIT III, Inc.)
Additional Defined Terms. For the purposes of this Agreement, the following terms have the meanings specified in the indicated Section in Clause of this Agreement: Defined Terms Section “Term Clause Accounting Arbitrator” 2.4(c) “Agreement” Introduction “Ancillary Documents” 3.1(a) “APBO” 5.6(d)(iv)(B) “Applicable Employees” 5.6(a) “Assignment and Assumption Agreement” 7.2(a) “Balance Sheet” 3.5(b) “Firm 3.2.4 Acquired Business 8.6.5 Acquired Competing Business 8.6.5 Additional Due Diligence 6.1.1 Agreement Preamble API Exclusivity Period 8.20.1 [ * * * ] [***] [ * * * ] [***] [ * * * ] [***] Assumed Liabilities 2.3 Balance Sheet Date” 3.5(b9.4.1(a) “Bankruptcy and Equity Exceptions” 3.1(bBeta-Lactam API Business 8.20.1 Business Balance Sheet 9.4.1(c) “Closing” CONFIDENTIAL TREATMENT [***] Indicates that text has been omitted which is the subject of a confidential treatment request. This text has been separately filed with the SEC. Business Employees 9.17.1 Business Employee Plan 9.16.1 Cash Consideration 3.1 Certain Nations 9.21.4 Claim Notice 11.3.1 Closing Date 7.1 “Closing Date” 7.1 “Closing End Date” 9.1(b) “Company” Introduction “Company Indemnified Agents” 5.11(a) “Company Lease” 3.10(d) “Condemnation Proceeding” 5.15(a) “Continuing Employees” 5.6(c)(ii) “Continuing Support Obligation” 5.13(d) “D&O Indemnifying Person” 5.11(a) “Dispute Notice” 2.4(b) “EDPL” 5.15(a) “Estimated Closing Capital Expenditures” 2.3 “Estimated Closing Cash” 2.3 “Estimated Closing Indebtedness” 2.3 “Estimated Closing Net Working Capital” 2.3 “Capital Statement 3.2.2 Competing Acquiring Persons 8.6.1 Confidential Information 13.1 Controlling Party 11.4.3 Deductible 11.6.1 Deeds 7.2.1(c) Dispute 14.2.1 Dispute Notice 14.2.1 Escrow Amount 7.3 Estimated Net Working Capital 3.2.1 Excluded Assets 2.2 Excluded Liabilities 2.4 Exclusivity Period 8.19.1 Field of Use 8.15.1 Final Statement of Closing Net Working Capital 3.2.5 Financial Statements 9.4.1 Goodwill 2.1.18 Gratuity Fund 4.4.1(c) Improvements 9.10.6 Indebtedness Contracts 9.14.1 Indemnified Party 11.3.1 Indemnifying Party 11.3.1 Interim Balance Sheet 9.4.1(b) Interim Business Balance Sheet 9.4.1(d) Inventory 2.1.1 IP Assignment 7.2.1(b) KRR Preamble Lease Deeds 7.2.1(c) Material Contracts 9.13.1 Material Purchased Software 9.12.1 Mixed Account 6.8.2 Mixed Contract 6.8.1 NOC 9.10.11 Non-controlling Party 11.4.3 Objection 3.2.3 Objection Notice 11.3.2(b) Owned Intellectual Property 9.11.1 Promoter Group Recital C Proposed Beta-Lactam API Transaction Expenses” 2.3 “Estimated 8.20.1 Proposed Beta-Lactam API Purchase Price” 2.2 “Final Closing Statement” 2.4(aConsideration 8.20.1 CONFIDENTIAL TREATMENT [***] Indicates that text has been omitted which is the subject of a confidential treatment request. This text has been separately filed with the SEC. Proposed Beta-Lactam API Transaction Notice 8.20.1 Proposed Transaction 8.19.1 Proposed Transaction Notice 8.19.1 Provident Fund 4.4.1(a) “Final Purchase Price” 2.4(a) “Financial Statements” 3.5(a) “Finalization Date” 2.4(e) “Leased Price 3.1 Purchased Intellectual Property 2.1.9 Purchased Software 2.1.11 Purchaser Preamble Purchaser Competing Activities 8.6.2 Purchaser Indemnified Parties 11.1 Purchaser Restricted Period 8.6.5 Real Property” 3.10(d) “Material Contracts” 3.11(a) “Mt. Ebo Sewage” Introduction “NYWSC Pension Plan” 5.6(d)(i)(A) “Property Permits 9.10.8 Registered Owned Real Property” 3.10(c) “Parties” Introduction “Payoff Letters” 7.2(d) “Permit” 3.8(a) “Preliminary Closing Statement” 2.3 “Purchase Price” 2.4(g) “Purchaser” Introduction “Purchaser Plans” 5.6(c)(iv) “Purchaser’s Pension Plan” 5.6(d)(i)(B) “Savings Plan” 5.6(d)(iii) “Section 338 Allocation Schedule” 8.7(a) “Section 338 Elections” 8.7(a) “Section 338 Regulations” 8.7(a) “Seller” Introduction “Seller Marks” 5.17 “Seller Pre-Closing Communications” 11.18 “Seller Retiree Welfare Plan” 5.6(d)(iv)(A) “Seller’s Pension Plan” 5.6(d)(i)(B) “Seller’s VEBAs” 5.6(d)(iv)(B)Intellectual Property 9.11.6 Release 5.1.10 Representatives 13.1 Research and Development Employees 8.21 Response 3.2.4 Restricted Period 8.6.1 Returns 8.10.1
Appears in 1 contract
Samples: Transfer Agreement (Hospira Inc)
Additional Defined Terms. For the purposes of this Agreement, the following terms have the meanings specified in the indicated Section in of this Agreement: Defined Terms Term Section “Accounting Arbitrator” 2.4(cFirm 3.2(d) “Agreement” Introduction “Ancillary Documents” 3.1(aAdditional Due Diligence 7.1(a) “APBO” 5.6(d)(iv)(BAgreement Preamble Amount of Accrued Leave Provision Entitlement 8.3(a) “Applicable Employees” 5.6(aAnnual Installment Payments 3.1(b)(v) “Assignment and Assumption Agreement” 7.2(aAssumed Liabilities 2.3 Audited Financial Statements 5.4(a)(i) “Balance Sheet” 3.5(b) “Balance Sheet Date” 3.5(b5.4(a)(i) “Bankruptcy and Equity Exceptions” 3.1(bBusiness Balance Sheet 5.4(a)(ii) “Closing” 7.1 “Business Employees 5.17(a) Business Employee Plan 5.16(a) Business Financial Statements 7.11(b) Cap 11.7(a)(iii) Cash Consideration 3.1 Certain Nations 5.21(c) Claim Notice 11.3(a) Closing Date” 7.1 “4.1 Closing End Date” 9.1(b) “Company” Introduction “Company Indemnified Agents” 5.11(a) “Company Lease” 3.10(d) “Condemnation Proceeding” 5.15(a) “Continuing Employees” 5.6(c)(ii) “Continuing Support Obligation” 5.13(d) “D&O Indemnifying Person” 5.11(a) “Dispute Notice” 2.4(b) “EDPL” 5.15(a) “Estimated Closing Capital Expenditures” 2.3 “Estimated Closing Cash” 2.3 “Estimated Closing Indebtedness” 2.3 “Estimated Date 4.1 Closing Net Working Capital” 2.3 “Capital Statement 3.2(b) Competing Acquiring Person 10.6(b) Confidential Information 13.1 Controlling Party 11.4(d) Deductible 11.7(a)(ii) Deed 4.2(a)(iii)(A) De Minimis Claims 11.7(a)(i) Divested Competing Business 10.6(b) Estimated Net Working Capital 3.2(a) Excluded Assets 2.2 Excluded Liabilities 2.4 Final Statement of Closing Net Working Capital 3.2(e) Financial Statements 5.4(a) First Annual Installment Payment 3.1(b)(ii) Fourth Annual Installment Payment 3.1(b)(v) Funds 8.4(b) Goodwill 2.1(c)(xxii) Government Officials 5.21(a)(i) Gratuity Fund 8.4(a)(iii) Guarantor Preamble Hedging Transaction Expenses” 2.3 “Estimated Purchase Price” 2.2 “Final Closing Statement” 2.4(a3.1(c) “Final Purchase Price” 2.4(aImprovements 5.10(f) “Indebtedness Contracts 5.14(a) Indemnified Party 11.3(a) Indemnifying Party 11.3(a) Initial Cash Consideration 3.1(b)(i) In-License Agreements 2.1(c)(viii) Inventory 2.1(c)(i) IP Assignments 4.2(a)(xi) IP License Agreements 4.2(a)(xii) Lease Deeds 4.2(a)(v) Mixed Accounts 7.8(b) Mixed Contract 7.8(a) NOC 5.10(j) Non-controlling Party 11.4(d) Objection 3.2(c) Objection Notice 11.3(b)(ii) Obligations 7.18(a) Off-Set Amount 11.5(a) Party Preamble Product Return Threshold Level 10.9(a) Promoter Group Preamble Provident Fund 8.4(a)(i) Purchased Intellectual Property 2.1(c)(xii) Purchased Software 2.1(c)(xiv) Purchaser Preamble Purchaser Competing Activities 10.6(c) Purchaser Indemnified Parties 11.1 Real Property Permits 5.10(h) Release 9.1(i) Representatives 13.1 Response 3.2(d) Retained Other Business Employees 10.6(f) Restricted Period 10.6(a) Returns 10.9(a) ROC Form 9.1(i) Second Annual Installment Payment 3.1(b)(iii) Seller Preamble Seller Indemnified Parties 11.2 Shareholder Approval 5.2 Special Claims 11.4(c) Superannuation Fund 8.4(a)(ii) Termination Date 12.1(b)(v) Third Annual Installment Payment 3.1(b)(iv) Third Party Claim 11.4(a) Third Party Intellectual Property 5.11(d) Transfer Taxes 10.1(a) Transferred Assets 2.1 Transferred Employee(s) 8.1(f) Transferred Employment Liabilities 8.5(c) TrueCare Transaction Documents 7.17(c) Unaudited Financial Statements” 3.5(a) “Finalization Date” 2.4(e) “Leased Real Property” 3.10(d) “Material Contracts” 3.11(a) “Mt. Ebo Sewage” Introduction “NYWSC Pension Plan” 5.6(d)(i)(A) “Owned Real Property” 3.10(c) “Parties” Introduction “Payoff Letters” 7.2(d) “Permit” 3.8(a) “Preliminary Closing Statement” 2.3 “Purchase Price” 2.4(g) “Purchaser” Introduction “Purchaser Plans” 5.6(c)(iv) “Purchaser’s Pension Plan” 5.6(d)(i)(B) “Savings Plan” 5.6(d)(iii) “Section 338 Allocation Schedule” 8.7(a) “Section 338 Elections” 8.7(a) “Section 338 Regulations” 8.7(a) “Seller” Introduction “Seller Marks” 5.17 “Seller Pre-Closing Communications” 11.18 “Seller Retiree Welfare Plan” 5.6(d)(iv)(A) “Seller’s Pension Plan” 5.6(d)(i)(B) “Seller’s VEBAs” 5.6(d)(iv)(BStatements 5.4(a)(ii)
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Additional Defined Terms. For In addition to the purposes terms defined in Section 1.1, additional defined terms used herein shall have the respective meanings assigned thereto in the Sections indicated below. Defined Term Section Accountants 3.2(b)(ii) Agreement Preamble Allocation 3.5(a) Alternative Financing 6.10(b) Alternative Financing Commitment Letter 6.10(b) Applicable Parties 9.3 Balance Sheet Date 4.5(c) Basket 8.5(b) Business Accounts Receivable 4.18 Cap 8.5(c) Closing 2.2(a) Closing Date 2.2(a) Closing Date Statement 3.2(b)(i) Company Recitals Damages 8.1 Debt Commitment Letter 5.4(b) Debt Financing 5.4(b) Debt Financing Documents 6.10(a) Debt Financing Proceeds 5.4(b) Debt Financing Source 5.4(b) Designated Reps 8.4 DHX Preamble End Date 9.1(b)(ii) Equity Issuance 6.10(a) ERISA 4.16 Estimated Working Capital 3.2(a)(i) Extension Condition 2.2(a) Financial Statements 4.5(a) Final Determination 8.7 Flow-Through Returns 6.7(b)(i) Fundamental Reps 8.4 Iconix Preamble Interests Recitals Interests Assignment 2.2(b)(i) Knowledge of the Purchaser 1.5 Knowledge of the Seller 1.5 Material Contract 4.11(a) Misdirected Payment 6.13 Non-Flow-Through Returns 6.7(b)(ii) Peanuts Adjustment 3.2(a)(ii) Purchase Recitals Purchaser Preamble *** Confidential treatment has been requested for redacted portions of this Agreement, exhibit. This copy omits the following terms have information subject to the meanings specified in confidentiality request. Omissions are designated as [***]. A complete version of this exhibit has been provided separately to the indicated Section in this Agreement: Defined Terms Section “Accounting Arbitrator” 2.4(cSecurities and Exchange Commission. Purchaser Disclosure Letter Article V Purchaser Indemnified Persons 8.1 Releasee 10.12 Releasor 10.12 Seller Preamble Seller Disclosure Letter Article IV Seller Indemnified Persons 8.3 Seller Software 4.13(j) “Agreement” Introduction “Ancillary Documents” 3.1(aSeller Tax Matter 6.7(b)(iii) “APBO” 5.6(d)(iv)(BTax Ruling 4.12(h) “Applicable Employees” 5.6(a) “Assignment and Assumption Agreement” 7.2(a) “Balance Sheet” 3.5(b) “Balance Sheet Date” 3.5(b) “Bankruptcy and Equity Exceptions” 3.1(b) “Closing” 7.1 “Closing Date” 7.1 “Closing End Date” 9.1(b) “Company” Introduction “Company Indemnified Agents” 5.11(a) “Company Lease” 3.10(d) “Condemnation Proceeding” 5.15(a) “Continuing Employees” 5.6(c)(ii) “Continuing Support Obligation” 5.13(d) “D&O Indemnifying Person” 5.11(a) “Dispute Notice” 2.4(b) “EDPL” 5.15(a) “Estimated Closing Capital Expenditures” 2.3 “Estimated Closing Cash” 2.3 “Estimated Closing Indebtedness” 2.3 “Estimated Closing Net Working Capital” 2.3 “Estimated Closing Transaction Expenses” 2.3 “Estimated Purchase Price” 2.2 “Final Closing Statement” 2.4(a) “Final Purchase Price” 2.4(a) “Financial Statements” 3.5(a) “Finalization Date” 2.4(e) “Leased Real Property” 3.10(d) “Material Contracts” 3.11(a) “Mt. Ebo Sewage” Introduction “NYWSC Pension Plan” 5.6(d)(i)(A) “Owned Real Property” 3.10(c) “Parties” Introduction “Payoff Letters” 7.2(d) “Permit” 3.8(a) “Preliminary Closing Statement” 2.3 “Purchase Price” 2.4(g) “Purchaser” Introduction “Purchaser Plans” 5.6(c)(iv) “Purchaser’s Pension Plan” 5.6(d)(i)(B) “Savings Plan” 5.6(d)(iii) “Section 338 Allocation Schedule” 8.7(a) “Section 338 Elections” 8.7(a) “Section 338 Regulations” 8.7(a) “Seller” Introduction “Seller Marks” 5.17 “Seller Pre-Closing Communications” 11.18 “Seller Retiree Welfare Plan” 5.6(d)(iv)(A) “Seller’s Pension Plan” 5.6(d)(i)(B) “Seller’s VEBAs” 5.6(d)(iv)(BTransfer Taxes 6.7(a)
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Samples: Membership Interest Purchase Agreement (Iconix Brand Group, Inc.)
Additional Defined Terms. For the purposes of this AgreementIn addition, the following terms have the meanings specified in the indicated Section in this Agreement: Defined Terms of the Agreement:1 Term Section “Accounting Arbitrator” 2.4(cPrinciples 2.10(a) “Agreement” Introduction “Ancillary Documents” 3.1(aAgreement Preamble Allocation Schedules 2.5(b)(i) “APBO” 5.6(d)(iv)(BAppraisal Withdrawal 2.12(b) “Applicable Employees” 5.6(aCertificate of Merger 2.1(b) “Assignment and Assumption Agreement” 7.2(aChosen Courts 13.14 Closing 2.5(a) “Balance Sheet” 3.5(bClosing Date 2.5(a) “Balance Sheet Date” 3.5(bClosing Growth Share Consideration 2.3(d) “Bankruptcy and Closing Merger Consideration 2.4 Closing Option Consideration 2.3(e)(i) Closing Statement 2.10(a) Closing Unvested Growth Share Consideration 2.3(d)(ii) Collective Bargaining Agreement 3.19(c) Company Preamble Company Disclosure Schedule Article III Company Share Certificate 2.8(b) Competing Transaction 5.4 D&O Indemnified Parties 6.2(a) Debt Commitment Letter 4.7(a) Debt Financing 4.7(a) Deficiency Amount 10.1(c) Direct Claim Notice 10.3(a) Dispute 2.10(b) Dispute Notice 2.10(b) Dispute Period 2.10(b) Earn-Out Dispute Notice 2.13(d) Earn-Out Financials 2.13(b)(ii) Earn-Out Item of Disagreement 2.13(d) Earn-Out Notice 2.13(b)(i) Earn-Out Objection Period 2.13(d) Earn-Out Payment 2.13(a) Earn-Out Statement 2.13(b)(ii) Effective Time 2.1(b) Equity Exceptions” 3.1(bCommitment Letter 4.7(a) “Closing” 7.1 “Closing Date” 7.1 “Closing End Date” 9.1(bEquity Financing 4.7(a) “Company” Introduction “Company Indemnified Agents” 5.11(aEquity Investors Recitals Escrow Agent 2.9(a) “Company Lease” 3.10(dEscrow Agreement 2.9(a) “Condemnation Proceeding” 5.15(a) “Continuing Employees” 5.6(c)(ii) “Continuing Support Obligation” 5.13(d) “D&O Indemnifying Person” 5.11(a) “Dispute Notice” 2.4(b) “EDPL” 5.15(a) “Estimated Closing Capital Expenditures” 2.3 “Merger Consideration 2.5(b)(i) 1 BM Note: Definitions and references subject to this Agreement to be updated. Annex A-19 Term Section Estimated Closing Cash” 2.3 “Estimated Closing Indebtedness” 2.3 “Estimated Closing Net Working Capital” 2.3 “Estimated Closing Transaction Expenses” 2.3 “Estimated Purchase Price” 2.2 “Statement 2.5(b)(i) Excess Amount 2.10(e) Exchange Documents 2.8(b) Excluded Share 2.3(b) Expense Fund 2.9(b) Expense Fund Amount 2.9(b) Final Closing Statement” 2.4(aMerger Consideration 2.10(e) “Final Purchase Price” 2.4(aFinancial Statements 3.7(a) “Growth Share Vesting Event 2.3(d)(ii) Guaranty or Guarantees Recitals HSR Act 3.4 Indemnifying Parties 10.1(a) Independent Expert 2.10(c) Interim Financial Statements” 3.5(aStatements 3.7(a) “Finalization Date” 2.4(e) “Leased Real Property” 3.10(dProperty 3.14(b) “Leases 3.14(b) Match Litigation Expenses 10.4(d) Match Litigation Period 10.4(f) Match Resolution Date 10.4(c) Material Contracts” 3.11(aAdvertisers 3.22 Material Aggregators 3.22 Material Consents 5.2 Material Contract 3.10(a) “Mt. Ebo Sewage” Introduction “NYWSC Pension Plan” 5.6(d)(i)(AMatch Indemnification Release Date Section 10.6(a) “Owned Real Property” 3.10(cMaterial Suppliers 3.22 Merger 2.1(a) “Parties” Introduction “Payoff Letters” 7.2(dMerger Application 2.1(b) “Permit” 3.8(aMerger Sub Preamble OFAC 3.13(b) “Preliminary Closing Statement” 2.3 “Purchase Price” 2.4(gOption Vesting Event 2.3(e)(ii) “Purchaser” Introduction “Purchaser Plans” 5.6(c)(ivOutside Date 11.1(b) “Purchaser’s Pension Plan” 5.6(d)(i)(BParent Preamble Parent Indemnified Parties 10.1(a) “Savings Plan” 5.6(d)(iiiParent Related Parties 11.2(c) “Section 338 Allocation Schedule” 8.7(aParty or Parties Preamble Payer 2.11 Paying Agent 2.8(a) “Section 338 Elections” 8.7(aPaying Agent Fund 2.8(a) “Section 338 Regulations” 8.7(a) “Seller” Introduction “Seller Marks” 5.17 “Seller Pre-Closing Communications” 11.18 “Restructuring 5.8 Pre-Closing Restructuring Documents 2.7(b)(v) Purchase Price Adjustment Escrow Account 2.9(a) Purchase Price Adjustment Escrow Amount 2.9(a) Quack Claim Section 10.3(a) Registrar 2.1(b) Representatives 5.4 Residual Expense Fund Amount 2.9(b) Residual Purchase Price Adjustment Escrow Amount 2.10(f) Residual Match Indemnification Holdback Amount 10.6(a) Annex A-20 Term Section Restrictive Covenant Agreement Recitals Rolled Company Share Value 2.8(a) Rollover 6.4 Rollover Equity 6.4 Rollover Participants Recitals Rollover Statement 2.5(c)(i) Sanctioned Persons 3.13(b) Seller Retiree Welfare Plan” 5.6(d)(iv)(ARelated Parties 11.2(c) “Seller’s Pension Plan” 5.6(d)(i)(BSeller Representative Preamble Seller Representative Expenses 12.2(f) “Seller’s VEBAs” 5.6(d)(iv)(BShareholder Approval 5.5(a) Shareholder Approval Matters 5.5(a) Shareholder Debt Instrument 3.23(c) Shortfall Amount 2.10(f) Specified Provisions 13.10 STB 13.16(a) Support Agreement Recitals Surviving Company 2.1(a) Tail Insurance Coverage 6.2(a) Terminated Option 2.3(e)(iii) Termination Fee 11.2(a) Third-Party Claim 10.3(b) Unvested Growth Share 2.3(d)(ii)
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Additional Defined Terms. For the purposes of this AgreementAgreement and the Ancillary Agreements, the following terms have the meanings specified in the indicated Section in of this Agreement: Defined Terms Term Section “Accounting Arbitrator” 2.4(c338(g) “Agreement” Introduction “Ancillary Documents” 3.1(aElection 8.13 Adjustment Calculation 2.4(a) “APBO” 5.6(d)(iv)(BAdjustment Notice 2.4(a) “Applicable Employees” 5.6(aAgreement Preamble Allocation Schedule 2.7(a) “Assignment and Assumption Agreement” 7.2(a) “Balance Sheet” 3.5(b) “Balance Sheet Date” 3.5(b3.5(a) “Bankruptcy and Equity Exceptions” 3.1(bBusiness Clients 5.11(c) “Closing” 7.1 “Cap 9.6(b) Cash Sweep 5.2(b) Claim Notice 9.3(a) Claims 5.12 Closing Date” 7.1 “2.5 Closing End Date” 9.1(bDate 2.5 Closing Balance Sheet 2.4(a) “Company” Introduction “Closing Date 2.5 Company Indemnified Agents” 5.11(aIntellectual Property 3.12(a) “Company Lease” 3.10(dConsolidated Returns 8.1(e) “Condemnation Proceeding” 5.15(aControlling Party 9.4(c) “Continuing Employees” 5.6(c)(ii) “Continuing Support Obligation” 5.13(d) “D&O Indemnifying Person” 5.11(a) “Dispute Notice” Notice 2.4(b) “EDPL” 5.15(aEngagements 10.1 Escrow Release 2.6(a) “Estimated Closing Capital Expenditures” 2.3 “Estimated Closing Cash” 2.3 “Estimated Closing Indebtedness” 2.3 “Balance Sheet 2.3(a) Estimated Closing Net Working Capital” 2.3 “Estimated Closing Transaction Expenses” 2.3 “Estimated Purchase Price” 2.2 “Capital 2.3(a) Final Closing Statement” Net Working Capital 2.4(a) “Final Purchase Price” 2.4(a) “Financial Statements” Statements 3.5(a) “Finalization Date” 2.4(eFinancing 5.14(a) “Fundamental Representations 9.6(a) Head of Terms 5.6(a) Indemnified Party 9.3(a) Indemnifying Party 9.3(a) Independent Accounting Firm 2.4(d) Initial Purchase Price 2.2 Insurance Policies 3.21(a) Interim Balance Sheet 3.5(a) KWS Preamble Leased Real Property” 3.10(dProperty 3.11(b) “Material Contracts” 3.11(aMultiemployer Plan 3.15(c) “Mt. Ebo Sewage” Introduction “NYWSC Pension Plan” 5.6(d)(i)(ANoncontrolling Party 9.4(c) “Objection Notice 9.3(b) Owned Real Property” 3.10(cIntellectual Property 3.12(a) “Parties” Introduction “Payoff Letters” 7.2(dParent Preamble Pro Forma Financial Statements 3.5(a) “Permit” 3.8(aPurchase Price 2.4(h) “Preliminary Closing Statement” 2.3 “Purchase Price” 2.4(gPurchaser Preamble Purchaser Disclosure Schedule Article 4 Purchaser Guaranteed Obligations 10.18(a) “Purchaser” Introduction “Purchaser Plans” 5.6(c)(ivIndemnified Parties 9.1 Qualified Plan 3.15(b) “Purchaser’s Pension Plan” 5.6(d)(i)(BReleased Parties 5.12 Representatives 5.1(a) “Savings Plan” 5.6(d)(iiiRestricted Business 5.11(a) “Restricted Period 5.11(a) Restricted Persons 5.6(b) Restricted Territory 5.11(a) Reorganization Documentation 2.6(a) Section 338 Allocation Schedule” 338(h)(10) Election 2.7(a) Securities Act 3.4(c) Self-Insurance Programs 3.21(c) Seller Preamble Seller Disclosure Schedule Article 3 Seller Guaranteed Obligations 10.17(a) Seller Indemnified Parties 9.2 Shares Recitals Special Claims 9.4(b) Specified Name 5.13 Indirect Staffing Agreement 2.6(a) Tax Claim 8.7(a) “Section 338 Elections” Tax Indemnified Person 8.7(a) “Section 338 Regulations” Tax Indemnitor 8.7(a) “Seller” Introduction “Seller Marks” 5.17 “Seller Pre-Closing Communications” 11.18 “Seller Retiree Welfare Plan” 5.6(d)(iv)(AThird Party Claim 9.4(a) “Seller’s Pension Plan” 5.6(d)(i)(BThird Party Intellectual Property 3.12(c) “Seller’s VEBAs” 5.6(d)(iv)(BTop Customers 5.10 Transition Services Agreement 2.6(a)
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Samples: Stock Purchase Agreement (Volt Information Sciences, Inc.)
Additional Defined Terms. For the purposes of this AgreementAgreement and the Ancillary Agreements, the following terms have the meanings specified in the indicated Section in of this Agreement: Defined Terms Term Section “Additional Disclosure 10.8 Adjustment Calculation 2.6(a) Adjustment Notice 2.6(a) Agreement Preamble Business Leader 5.9(b) Cap 9.6(c) Certain Countries 3.19(g) Claim Notice 9.3(a) Closing 2.3(a) Closing Consideration 2.2 Closing Date 2.3(a) Company Preamble Company Intellectual Property 3.13(a) Consideration Shares 2.2 Controlling Party 9.4(d) Covered Matter 5.18 De Minimis Claims 9.6(a) Deductible 9.6(b) Dispute 10.11(a) Defined Term Section Dispute Meeting 10.11(a) Dispute Notice 2.6(b) Dresser-Rand Group Preamble Effective Date Preamble Employment Agreements 2.4(a) Expert 2.6(f) Escrow Agent 2.5 Escrow Agreement 2.5 Escrow Amount 2.5 Fespyme 5.14(b) Financial Statements 3.5(a) Foton 5.15(a) Foton Companies 5.15(a) Indemnified Party 9.3(a) Indemnifying Party 9.3(a) Indemnity Deriving from Arbitration 5.15(h) Independent Accounting Arbitrator” 2.4(cFirm 2.6(d) “Agreement” Introduction “Ancillary Documents” 3.1(aLeased Real Property 3.12(a) “APBO” 5.6(d)(iv)(BLong-Stop Date 7.1(g) “Applicable Employees” Member of Management 5.18 Noncontrolling Party 9.4(d) Objection Notice 9.3(b) Owned Intellectual Property 3.13(a) Owned Real Property 3.12(a) parties Preamble party Preamble Permitted Activities 5.15(e) Public Deed 2.3(c) Purchase Price 2.6(j) Purchaser Preamble Purchaser Disclosure Schedule Article 4 Purchaser Indemnified Parties 9.1 Restricted Period 5.7 Restricted Persons 5.6(a) “Assignment and Assumption Agreement” 7.2(aSEC Reports 4.7 Securities Act 3.28(a) “Balance Sheet” 3.5(b) “Balance Sheet Date” 3.5(b) “Bankruptcy and Equity Exceptions” 3.1(b) “Closing” 7.1 “Closing Date” 7.1 “Closing End Date” 9.1(b) “Company” Introduction “Company Indemnified Agents” 5.11(a) “Company Lease” 3.10(d) “Condemnation Proceeding” 5.15(a) “Continuing Employees” 5.6(c)(ii) “Continuing Support Obligation” 5.13(d) “D&O Indemnifying Person” 5.11(a) “Dispute Notice” 2.4(b) “EDPL” 5.15(a) “Estimated Closing Capital Expenditures” 2.3 “Estimated Closing Cash” 2.3 “Estimated Closing Indebtedness” 2.3 “Estimated Closing Net Working Capital” 2.3 “Estimated Closing Transaction Expenses” 2.3 “Estimated Purchase Price” 2.2 “Final Closing Statement” Seller Disclosure Schedule Article 3 Seller Releases 2.4(a) “Final Purchase Price” 2.4(aSeller Representative 10.1(a) “Financial Statements” 3.5(aSellers Preamble Shares Preamble Supplemental Disclosure 10.8 Special Claims 9.4(c) “Finalization Date” 2.4(eThird Party Claim 9.4(a) “Leased Real Property” 3.10(d) “Material Contracts” 3.11(a) “Mt. Ebo Sewage” Introduction “NYWSC Pension Plan” 5.6(d)(i)(A) “Owned Real Property” 3.10(c) “Parties” Introduction “Payoff Letters” 7.2(d) “Permit” 3.8(a) “Preliminary Closing Statement” 2.3 “Purchase Price” 2.4(g) “Purchaser” Introduction “Purchaser Plans” 5.6(c)(iv) “Purchaser’s Pension Plan” 5.6(d)(i)(B) “Savings Plan” 5.6(d)(iii) “Section 338 Allocation Schedule” 8.7(a) “Section 338 Elections” 8.7(a) “Section 338 Regulations” 8.7(a) “Seller” Introduction “Seller Marks” 5.17 “Seller Pre-Closing Communications” 11.18 “Seller Retiree Welfare Plan” 5.6(d)(iv)(A) “Seller’s Pension Plan” 5.6(d)(i)(B) “Seller’s VEBAs” 5.6(d)(iv)(BThird Party Intellectual Property 3.13(b)
Appears in 1 contract
Additional Defined Terms. For the purposes of this AgreementAgreement and the Ancillary Agreements, the following terms have the meanings specified in the indicated Section in of this Agreement: Defined Terms Term Section “Accounting Arbitrator” 2.4(cAccounts Receivable 2.1(b)(ii) “Agreement” Introduction “Ancillary Documents” 3.1(aAccrued Payroll and Benefits 2.4(e) “APBO” 5.6(d)(iv)(BAcquired Company Intellectual Property 3.10 Acquired Company Leased Real Property 3.9(b) “Applicable Employees” 5.6(aAcquired Company Real Property 3.9(a) “Adjustment Calculation 2.6(a) Adjustment Notice 2.6(a) Affiliate Indemnified Party 5.12 Agreement Preamble Approval Notification 11.4(f) Approval Order Defined Term Section Approval Order 5.3(a) Artek Preamble Assignment and Assumption Agreement” 7.2(aAgreement 2.9(a)(ii) “Balance Sheet” 3.5(bAssumed Liabilities 2.3 Aterian Preamble Bankruptcy Avoidance Actions 2.2(m) “Balance Sheet Date” 3.5(bBidding Procedures Order 5.3(a) “Bankruptcy and Equity Exceptions” 3.1(bBill of Sale 2.9(a)(i) “Closing” 7.1 “Bonus Payments 10.1(e) Business Information 5.9(b) Business Intellectual Property Rights 3.10 Calculation Principles 2.6(a) Chosen Court 12.13 Ciba Environmental Indemnity Assignment 2.9(a)(xiii) Claim Notice 8.3(a) Closing Date” 7.1 “2.8 Closing End Date” 9.1(bAllocation Schedule 2.7 Closing Date 2.8 Commitment Letters 4.7 Confidentiality Agreement 5.9(a) “Company” Introduction “Company Indemnified Agents” 5.11(aContinuation Period 10.1(c) “Company Lease” 3.10(dControlling Party 8.3(d) “Condemnation Proceeding” 5.15(aControl Notice 11.4(b) “Continuing Employees” 5.6(c)(iiDeposit Agent 2.5(b)(i) “Continuing Support Obligation” 5.13(dDeposit Amount 2.5(b)(i) “D&O Indemnifying Person” 5.11(aDispute Notice 2.6(c)(ii) “Dispute Notice” 2.4(bEnvironmental Authorizations 3.15(a) “EDPL” 5.15(aEuropean Trade Accounts Payable 2.4(c) “Estimated Closing Capital Expenditures” 2.3 “Estimated Closing Cash” 2.3 “Estimated Closing Indebtedness” 2.3 “Estimated Excluded Assets 2.2 Excluded Intellectual Property 2.2(h) Excluded Liabilities 2.4 Final Cash Consideration 2.5(a) Final Closing Net Working Capital” 2.3 “Estimated Closing Transaction Expenses” 2.3 “Estimated Purchase Price” 2.2 “Final Closing Statement” 2.4(aCapital 2.6(a) “Final Purchase Price” 2.4(aFinancial Statements 3.5 German GAAP Financial Statements 5.22(b) “Financial Statements” 3.5(aGovernmental Antitrust Authority 5.5(a) “Finalization Date” 2.4(eInitial Allocation Schedule 2.7 Included Contracts 2.1(b)(iii) “Leased Real Property” 3.10(dIncome Statement 3.5 Indemnified Party 8.3(a) “Indemnifying Party 8.3(a) Independent Accounting Firm 2.6(f) Independent Consultant 11.4(g) Initial Allocation Schedule 2.7 Initial Cash Consideration 2.5(a) Inventory 2.1(b)(i) Inventory Cap 2.6(b) Defined Term Section IP Assignments 2.9(a)(v) IP License Agreement 2.9(a)(v) Isopetronate HL-44 Toll Manufacturing Agreement 5.21 Latin American Purchased Assets 2.10(d) Lease 3.9(b) Loss Compensation Claim 5.22(b) Marked Assets 5.15(b) Material Contracts” Contracts 3.11(a) “Mt. Ebo Sewage” Introduction “NYWSC Pension Plan” 5.6(d)(i)(ANew Defined Benefit Plan 10.2(a) “Non-Controlling Party 8.3(d) Off-Site Liabilities 2.4(k) Other Purchased Assets 2.10(a) Owned Real Property” 3.10(cProperty 2.1(b)(v) “Parties” Introduction “Payoff Letters” 7.2(dPension Plan 10.2(a) “Permit” 3.8(aPlan Assets Amount 10.2(b) “Preliminary Closing Statement” 2.3 “Profit Transfer Claim 2009 5.22(b) Purchase Price” 2.4(gPrice 2.5(a) “Purchaser” Introduction “Purchased Assets 2.1(b) Purchased Intellectual Property 2.1(b)(vi) Purchaser Plans” 5.6(c)(ivPreamble Purchaser Indemnified Parties 8.1 Regulation 3.22 Sale Motion 5.3(a) “Purchaser’s Pension Plan” 5.6(d)(i)(BSavings Plan 10.3(a) “Savings Plan” 5.6(d)(iiiSeller Preamble Seller Disclosure Schedule Article 3 Seller Indemnified Parties 8.2 Seller Information 5.15(f) “Section 338 Allocation Schedule” 8.7(aSeller Marks 5.15(a) “Section 338 Elections” 8.7(aSeptember ’09 Net Assets Statement 3.5 Share Transfer Agreement 2.9(a)(iii) “Section 338 Regulations” 8.7(aShared Accounts Payable 2.4(d) “Seller” Introduction “Seller Marks” 5.17 “Seller Pre-Closing Communications” 11.18 “Seller Retiree TBT Supply Agreement 2.9(a)(x) TOT Supply Agreement 2.9(a)(xi) TNPP Supply Agreement 5.21(a) TPP/LPE Supply Agreement 2.9(a)(xii) Third Party Claim 8.3(b) Threshold 8.5(a)(ii) Trade Accounts Payable 2.4(b) Transferred Employee 10.1(b) Transfer Taxes 9.1(e) Transferred Employee 10.1(b) Transition Services Agreement 2.9(a)(ix) Welfare Plan” 5.6(d)(iv)(A) “Seller’s Pension Plan” 5.6(d)(i)(B) “Seller’s VEBAs” 5.6(d)(iv)(B)Plan 10.4 Weston 705 Supply Agreement 5.21
Appears in 1 contract
Samples: Share and Asset Purchase Agreement
Additional Defined Terms. For the purposes of this Agreement, the following terms shall have the meanings specified in the Sections indicated Section in this Agreementbelow: Defined Terms Term Section “Accounting ArbitratorAccrued Amounts” 2.4(c6.5(f) “Agreement” Introduction Preamble “Allocation” 6.4(b) “Ancillary DocumentsAgreements” 3.1(aRecital E “Asset Level Allocation Statement” 6.4(b) “APBOAssumed Liabilities” 5.6(d)(iv)(B2.3 “Bulk Sales Laws” 2.6 “Buyer Indemnitees” 9.1(d), 9.1(d) “Applicable Employees” 5.6(a) “Assignment and Assumption AgreementBuyer Proprietary Information” 7.2(a) “Balance SheetBuyer” 3.5(bPreamble “Claim Dispute Notice” 9.4(c) “Balance Sheet DateClaim” 3.5(b) “Bankruptcy and Equity Exceptions” 3.1(b) “Closing” 7.1 9.5 “Closing Date” 7.1 3.1 “Closing End DateEffective Time” 9.1(b3.2 “Closing” 3.1 “CMS” 4.18(i) “CompanyCOBRA” Introduction “Company Indemnified Agents” 5.11(a) “Company Lease” 3.10(d) “Condemnation Proceeding” 5.15(a) “Continuing Employees” 5.6(c)(ii) “Continuing Support Obligation” 5.13(d) “D&O Indemnifying Person” 5.11(a6.5(e) “Dispute NoticePeriod” 2.4(b9.4(c) “EDPL” 5.15(a) “Estimated Closing Capital Expenditures” 2.3 “Estimated Closing Cash” 2.3 “Estimated Closing Indebtedness” 2.3 “Estimated Closing Net Working Capital” 2.3 “Estimated Closing Transaction Expenses” 2.3 “Estimated Purchase PriceExcluded Assets” 2.2 “Excluded Liabilities” 2.4 “Final Closing StatementJudgment” 2.4(a9.4(e) “Final Purchase PriceHIPAA” 2.4(a1.1 “Joinder” 6.12(a) “Financial StatementsM&A qualified beneficiaries” 3.5(a) “Finalization Date” 2.4(e) “Leased Real Property” 3.10(d6.5(e) “Material ContractsContract” 3.11(a4.12(a) “Mt. Ebo SewageNonassignable Assets” Introduction “NYWSC Pension Plan” 5.6(d)(i)(A2.5(c) “Owned Real PropertyOFAC” 3.10(c1.1 “Offer Letters” Recital D “Officer’s Claim Certificate” 9.4(a) “PartiesOIG” Introduction “Payoff Letters” 7.2(d4.18(i) “PermitParty” 3.8(aPreamble “Property Taxes” 2.9(c) “Preliminary Closing StatementPublic Offering” 2.3 6.13 “Purchase PricePurchased Assets” 2.4(g2.1 “R&D Sponsor” 4.9(h) “PurchaserRecovery Costs” Introduction “Purchaser Plans” 5.6(c)(iv9.4(g) “Purchaser’s Pension PlanRecovery” 5.6(d)(i)(B9.4(g) “Savings PlanSEC” 5.6(d)(iii4.22(f) “Section 338 Allocation ScheduleSection” 8.7(a1.3(c) “Section 338 ElectionsSecurity Incident” 8.7(a4.10(b) “Section 338 RegulationsSeller Parent” 8.7(aPreamble “Seller Obligations” 10.15 “Seller Proprietary Information” 7.1(a) “Seller” Introduction Preamble “Seller MarksSettlement Memorandum” 5.17 “Seller Pre-Closing Communications” 11.18 “Seller Retiree Welfare Plan” 5.6(d)(iv)(A9.4(d) “Seller’s Pension PlanShares” 5.6(d)(i)(B4.22(a) “Seller’s VEBAsTermination Date” 5.6(d)(iv)(B11.1(e) “Top Customer” 4.16(a) “Top Supplier” 4.16(a) “Transfer Taxes” 2.9(b) “Transfer” 6.12(a) “Transferred Employee” 6.5(b) “Written Decision” 9.4(e)
Appears in 1 contract
Samples: Asset Purchase Agreement (Perspective Therapeutics, Inc.)
Additional Defined Terms. For the purposes of this AgreementAgreement and the Ancillary Agreements, the following terms have the meanings specified in the indicated Section in of this Agreement: Defined Terms Term Section “Accounting Arbitrator” Adjustment Notice 2.4(a) Additional Consideration 2.3 Adverse Withholding Tax Consequence 2.4(b)(i) Agreement Preamble Balance Sheet 3.5(a) Claim Notice 9.3(a) Closing 2.5 Closing Consideration 2.2 Closing Date 2.5 Company Preamble Company Intellectual Property 3.13(a) Company Real Property 3.12(a) Competing Activity 5.8(A)(a) Confidentiality Agreement 5.7(a) Controlling Party 9.4(c) Disclosure Information 9.6(c) Dispute Notice 2.4(a) Earnout Payment 2.3(b) Escrow Agreements 2.4(a) Executive Agreements 2.6(a) Favorable Ruling 2.4(b)(i) Financial Statements 3.5 Included Acquisitions 2.3(b) Indemnified Party 9.3(a) Indemnifying Party 9.3(a) Indemnity Escrow Fund 2.4(c) “Agreement” Introduction “Ancillary Documents” 3.1(a) “APBO” 5.6(d)(iv)(B) “Applicable Employees” 5.6(a) “Assignment and Assumption Agreement” 7.2(a) “Interim Balance Sheet” Sheet 3.5(b) “Balance Sheet Date” 3.5(b***** ***** Leased Real Property 3.12(a) “Bankruptcy and Equity Exceptions” 3.1(bLiquidity Schemes 3.16(b) “Closing” 7.1 “Closing Date” 7.1 “Closing End Date” 9.1(bNoncontrolling Party 9.4(c) “Company” Introduction “Company Indemnified Agents” 5.11(aObjection Notice 9.3(b) “Company Lease” 3.10(d) “Condemnation Proceeding” 5.15(a) “Continuing Employees” 5.6(c)(ii) “Continuing Support Obligation” 5.13(d) “D&O Indemnifying Person” 5.11(a) “Dispute Notice” Old Reserve Escrow Fund 2.4(b) “EDPL” 5.15(a) “Estimated Closing Capital Expenditures” 2.3 “Estimated Closing Cash” 2.3 “Estimated Closing Indebtedness” 2.3 “Estimated Closing Net Working Capital” 2.3 “Estimated Closing Transaction Expenses” 2.3 “Estimated Purchase Price” 2.2 “Final Closing Statement” 2.4(a) “Final Purchase Price” 2.4(a) “Financial Statements” 3.5(a) “Finalization Date” 2.4(e) “Leased Real Property” 3.10(d) “Material Contracts” 3.11(a) “Mt. Ebo Sewage” Introduction “NYWSC Pension Plan” 5.6(d)(i)(A) “Owned Real Property” 3.10(cProperty 3.12(a) “Parties” Introduction “Payoff Letters” 7.2(dPreliminary Working Capital Adjustment 2.4(a)(i) “Permit” 3.8(aPurchaser Preamble Restricted Persons 5.7(b) “Preliminary Closing Statement” 2.3 “Purchase Price” 2.4(gSellers-IV 2.4 Sellers Preamble Sellers-IV Account 2.4(d) “Purchaser” Introduction “Purchaser Plans” 5.6(c)(ivTrued Up Working Capital Adjustment 2.4(a)(ii) “Purchaser’s Pension Plan” 5.6(d)(i)(B) “Savings Plan” 5.6(d)(iii) “Section 338 Allocation Schedule” 8.7(a) “Section 338 Elections” 8.7(a) “Section 338 Regulations” 8.7(a) “Seller” Introduction “Seller Marks” 5.17 “Seller Pre-Closing Communications” 11.18 “Seller Retiree Welfare Plan” 5.6(d)(iv)(A) “Seller’s Pension Plan” 5.6(d)(i)(B) “Seller’s VEBAs” 5.6(d)(iv)(BWorking Capital Escrow Fund 2.4(a)
Appears in 1 contract
Samples: Stock Purchase Agreement (Valeant Pharmaceuticals International, Inc.)
Additional Defined Terms. For the purposes of this Agreement, the The following terms have the meanings specified meaning assigned to such terms in the indicated Sections of the Agreement set forth below: Term Section in this Agreement: Defined Terms Section “Accounting Arbitrator” 2.4(cFirm 2.5 Acquired Assets 2.1(a) “Agreement” Introduction “Ancillary Documents” 3.1(aAgreement Preamble Allocation Schedule 2.7 Assumed Contracts 2.1(a)(i)(D) “APBO” 5.6(d)(iv)(B) “Applicable Employees” 5.6(a) “Assignment and Assumption Agreement” 7.2(aAgreement 2.8(b)(vi) “Balance Sheet” 3.5(bAssumed Liabilities 2.1(c) “Balance Sheet Date” 3.5(bBank 2.8(b)(xii) “Bankruptcy and Equity Exceptions” 3.1(bBenefit Plans 3.16(b) “Closing” 7.1 “Xxxx of Sale 2.8(b)(iv) Business Recitals Closing Date” 7.1 “2.8(a) Closing End Date” 9.1(bDate 2.8(a) “Closing Statement 2.3 Closing Working Capital 2.3 Company Preamble Company Employment-Related Liabilities 5.2(d) Company Owned Software 3.12(a) Company” Introduction “Company Indemnified Agents” 5.11(a’s Representations ARTICLE III Court Approval 2.8(a) “Company Lease” 3.10(dDomain Name 3.22(a) “Condemnation Proceeding” 5.15(aEquipment 2.1(a)(i)(B) “Continuing Employees” 5.6(c)(iiEscrow Agent 2.4 Escrow Agreement 2.4 Escrow Amount 2.4 Excluded Assets 2.1(b) “Continuing Support Obligation” 5.13(dExcluded Liability 2.1(d) “D&O Indemnifying Person” 5.11(aFinancial Statements 3.6(a) “Dispute Notice” 2.4(bHK Purchaser Preamble Indemnification Period 6.1 Intellectual Property Assignments 2.8(b)(viii) “EDPL” 5.15(aIntellectual Property Purchase Price 2.2(a) “Estimated Closing Capital Expenditures” 2.3 “Estimated Closing Cash” 2.3 “Estimated Closing Indebtedness” 2.3 “Estimated Closing Net Working Capital” 2.3 “Estimated Closing Transaction Expenses” 2.3 “Estimated Inventory 2.1(a)(i)(A) ITA 2.2(d)(i) ITA Tax Ruling 2.2(d)(i) Leased Premises 3.9(b) Material Contract 3.13(a) Material Customers 3.21(a) Material Suppliers 3.21(b) OCS Approval 2.8(a) Other Assets 2.1(a)(i) Other Assets Purchase Price” Price 2.2(a) Overlapping Entity 3.11(c) Overlapping Service Provider 3.11(c) Pakshi Purchaser Preamble Party or Parties Preamble Purchase Price 2.2 “Final Closing Statement” 2.4(aPurchaser Preamble Purchaser Employee 5.2(a) “Final Purchase Price” 2.4(aPurchaser Employment-Related Liabilities 5.2(e) “Financial Statements” 3.5(aQualified Withholding Certificate 2.2(d)(ii) “Finalization Date” 2.4(eRecords 2.1(a)(i)(H) “Leased Real Property” 3.10(dStatement of Objections 2.5 Tax Incentives 3.18(p) “Material Contracts” 3.11(a) “Mt. Ebo Sewage” Introduction “NYWSC Pension Plan” 5.6(d)(i)(A) “Owned Real Property” 3.10(c) “Parties” Introduction “Payoff Letters” 7.2(d) “Permit” 3.8(a) “Preliminary Closing Statement” 2.3 “Purchase Price” 2.4(g) “Purchaser” Introduction “Purchaser Plans” 5.6(c)(iv) “Purchaser’s Pension Plan” 5.6(d)(i)(B) “Savings Plan” 5.6(d)(iii) “Section 338 Allocation Schedule” 8.7(a) “Section 338 Elections” 8.7(a) “Section 338 Regulations” 8.7(a) “Seller” Introduction “Seller Marks” 5.17 “Seller Pre-Closing Communications” 11.18 “Seller Retiree Welfare Plan” 5.6(d)(iv)(A) “Seller’s Pension Plan” 5.6(d)(i)(B) “Seller’s VEBAs” 5.6(d)(iv)(BThreshold 6.3(b)
Appears in 1 contract
Samples: Asset Purchase Agreement (Clearone Communications Inc)
Additional Defined Terms. For In addition to the purposes terms defined in Section 1.1, each of this Agreement, the following terms have the meanings specified is defined in the indicated Section in this Agreementset forth opposite such term: Defined Terms Term Section “Accounting Arbitrator” 2.4(cActual Earnings 2.3(c)(i) “Agreement” Introduction “Ancillary Documents” 3.1(aAgreement Preamble Annual Financials 4.6(a) “APBO” 5.6(d)(iv)(BAnnual Period 2.3(c)(ii) “Applicable Employees” 5.6(aAudits 4.9(e) “Assignment and Assumption Agreement” 7.2(aXxxxx Preamble Burdensome Condition 6.3 Xxxxxxx Preamble Buyer Preamble Buyer Agreements 5.2 Buyer Disclosure Schedules Preamble to Article V Buyer Indemnitees 8.1 Buyer Losses 8.1 Cap Amount 8.5(c)(iii) “Balance Sheet” 3.5(bClaim Notice 8.3 Claims Period 8.5(a) “Balance Sheet Date” 3.5(bClosing 3.1 Closing Date 3.1 Closing Payment 2.2 Company Recitals Confidentiality 6.8 Cumulative Actual Earnings 2.3(c)(iii) “Bankruptcy and Equity Exceptions” 3.1(bCumulative Targeted Earnings 2.3(c)(iv) “Closing” 7.1 “Closing Date” 7.1 “Closing End Date” 9.1(bEarn-out Period 2.3(c)(v) “Company” Introduction “Company Indemnified Agents” 5.11(aExecution Date Preamble Final Loss 8.4(e) “Company Lease” 3.10(dFinancial Statements 4.6(a) “Condemnation Proceeding” 5.15(aFirst Annual Period 2.3(c)(ii) “Continuing Employees” 5.6(c)(ii) “Continuing Support Obligation” 5.13(d) “D&O Indemnifying Person” 5.11(a) “Dispute Notice” 2.4(b) “EDPL” 5.15(a) “Estimated Closing Capital Expenditures” 2.3 “Estimated Closing Cash” 2.3 “Estimated Closing Indebtedness” 2.3 “Estimated Closing Net Working Capital” 2.3 “Estimated Closing Transaction Expenses” 2.3 “Estimated Purchase Price” 2.2 “Final Closing Statement” First Preliminary Statement 2.4(a) “Final Purchase Price” 2.4(aFourth Annual Period 2.3(c)(ii) “Financial Statements” 3.5(a) “Finalization Date” 2.4(e) “HUD 4.19 Indemnified Party 8.3 Indemnifying Party 8.3 Leased Real Property” 3.10(dProperty 4.17(a)(i) “Losses 8.5(d) Material Contracts” 3.11(aContracts 4.17(a) “Mt. Ebo Sewage” Introduction “NYWSC Pension Plan” 5.6(d)(i)(AMeasurement Date 2.3(c)(vi) “Owned Real Property” 3.10(cXxXxxxxx Preamble Non-Competition, Non-Solicitation and Confidentiality Agreements 3.2(a)(i)(G) “Parties” Introduction “Payoff Letters” 7.2(dOutside Closing Date 9.1(b)(iii) “Permit” 3.8(aParties Preamble Personal Data 4.16(b) “Preliminary Closing Statement” 2.3 “Purchase Price” 2.4(g) “Purchaser” Introduction “Purchaser Plans” 5.6(c)(iv) “Purchaser’s Pension Plan” 5.6(d)(i)(B) “Savings Plan” 5.6(d)(iii) “Section 338 Allocation Schedule” 8.7(a) “Section 338 Elections” 8.7(a) “Section 338 Regulations” 8.7(a) “Seller” Introduction “Seller Marks” 5.17 “Seller Pre-Closing Communications” 11.18 “Tax Period 8.1(c) Preliminary Statement 2.4(c) Premium Earn-Out Payment 2.3(c)(vii) Premium Earn-Out Payment Date 2.3(c)(viii) Real Property Leases 4.17(a)(i) Related Person 4.8 Representatives 6.6(a) Response Period 8.4(a) Second Annual Period 2.3(c)(ii) Securities Act 5.6 Seller Retiree Welfare Plan” 5.6(d)(iv)(AAgreements 4.2 Seller Disclosure Schedules Preamble to Article IV Seller Indemnitees 8.2 Seller Losses 8.2 Sellers Preamble Shares Recitals Split-Dollar Arrangements 4.24(a) “Seller’s Pension Plan” 5.6(d)(i)(BTargeted Earnings 2.3(c)(ix) “Seller’s VEBAs” 5.6(d)(iv)(B)Third Annual Period 2.3(c)(ii) Third Party Action 8.4(a) Third Party Action Notice 8.4(a) Total Premium Earned 2.3(c)(x) Treasury Regulations 4.9(g) True-Up Payment 2.3(c)(xi) Upfront Premium 2.3(c)(xii) Upfront Premium Allocation 2.3(c)(xiii) USA PATRIOT Act 4.15
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Additional Defined Terms. For the purposes of this Agreement, the following terms have the meanings specified set forth in the sections indicated below: Term Section in this Agreement: Defined Terms Section “Accounting Arbitrator” 2.4(cACA 4.18(d) “Agreement” ADEA 6.9(b) Agreement Introduction “Ancillary Documents” 3.1(aAllocation 6.6(b) “APBO” 5.6(d)(iv)(B) “Applicable Employees” 5.6(a) “Assignment and Assumption Agreement” 7.2(a) “Balance Sheet” 3.5(b) “Auditor 6.15 Balance Sheet Date” 3.5(b4.6(a) “Bankruptcy and Equity Exceptions” 3.1(bBasket 8.1(b)(i) “Closing” 7.1 “Benefit Plans 4.18(a) Breach 4.12(f) Buyer Introduction Buyer Documents 5.2 Buyer Indemnified Persons 8.1(a) Cap 8.1(b)(iii) Cash Payment 2.2 Cash Payment Statement 2.5(b)(i) Claims 6.9(a) Claim Notice 8.3 Closing Date” 7.1 “3.1 Closing Date 3.1 Company Introduction Company Leases 4.14(b) Company-Owned Software 4.17(f) Company Indemnified Persons 8.2(a) Competing Business 6.8(c) Covered Area 6.8(c) Disclosing Party 6.3 DME Business 6.12 EEOC 6.9(e) Effective Time 3.1 End Date” Date 9.1(b) “Company” ERISA Affiliate 4.18(c) Escrow Agreement 3.2(a)(ii) Term Section Escrow Release Amount 2.4 Escrow Release Date 2.4 ESOP Introduction “Company ESOP Trust Introduction Estimated Cash Payment 2.5(a) Estimated Cash Payment Statement 2.5(a) Excluded Assets 2.6 Final Cash Payment Statement 2.5(b)(iv) Financial Statements 4.6(a) Fundamental Representations 8.1(b)(iv) Illustrative Allocation Schedule 6.6(b) Indemnified Agents” 5.11(a) “Company Lease” 3.10(d) “Condemnation Proceeding” 5.15(a) “Continuing Employees” 5.6(c)(ii) “Continuing Support Obligation” 5.13(d) “D&O Party 8.3 Indemnifying Person” 5.11(a) “Dispute Notice” 2.4(b) “EDPL” 5.15(a) “Estimated Closing Capital Expenditures” 2.3 “Estimated Closing Cash” 2.3 “Estimated Closing Indebtedness” 2.3 “Estimated Closing Net Working Capital” 2.3 “Estimated Closing Transaction Expenses” 2.3 “Estimated Purchase Price” 2.2 “Final Closing Statement” 2.4(a) “Final Purchase Price” 2.4(a) “Financial Statements” 3.5(a) “Finalization Date” 2.4(e) “Party 8.3 Independent ESOP Trustee Introduction Leased Real Property” 3.10(dProperty 4.14(b) “Losses 8.1(a) Malicious Code 4.17(d) Material Contracts” 3.11(aContracts 4.16(a) “Mt. Ebo Sewage” Material Suppliers 4.25(b) Merrell Trust Introduction “NYWSC Pension Plan” 5.6(d)(i)(ANeutral Auditor 2.5(b)(iii) “Owned Real Property” 3.10(cParty(ies) “Parties” Introduction “Payoff Letters” 7.2(dPay-off Letter 3.2(a)(iii) “Permit” 3.8(aPrincipals Introduction Purchase Price 2.2 Released Parties 6.9(a) “Preliminary Closing Statement” 2.3 “Purchase Price” 2.4(gReleasors 6.9(a) “Purchaser” Representation Letter 6.15 Resolution Period 2.5(b)(ii) Restricted Period 6.8(a) S Corporation Election Date 4.9 Seller Documents 4.2 Seller Indemnified Persons 8.2(a) Shares Introduction “Purchaser Plans” 5.6(c)(ivStateServ Note 2.2(h) “Purchaser’s Pension Plan” 5.6(d)(i)(BTail Insurance 6.10 Third Party Claim 8.5 Third Party Payor(s) “Savings Plan” 5.6(d)(iii4.25(a) “Section 338 Allocation Schedule” 8.7(a) “Section 338 Elections” 8.7(a) “Section 338 Regulations” 8.7(a) “Seller” Introduction “Seller Marks” 5.17 “Seller Pre-Closing Communications” 11.18 “Seller Retiree Welfare Plan” 5.6(d)(iv)(A) “Seller’s Pension Plan” 5.6(d)(i)(B) “Seller’s VEBAs” 5.6(d)(iv)(B)Unresolved Claim 2.4 WARN Act 4.20
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Additional Defined Terms. For the purposes of this Agreement, the The following terms have the meanings specified are defined in the indicated respective Sections set forth below: Term Section in this Agreement: Defined Terms Section “Accounting Arbitrator” 2.4(cAgreement Recitals Annual Financial Statements 5(b)(i)(A) “Agreement” Introduction “Ancillary Documents” 3.1(aAssumed Liabilities 3(c) “APBO” 5.6(d)(iv)(BBuyers Recitals Buyer Group Recitals Cap 11(d)(ii) “Applicable Employees” 5.6(aCash Consideration 4(b)(i)(C) “Assignment and Assumption Agreement” 7.2(aClosings 4(a) “Balance Sheet” 3.5(bDebt Engagement Letter 6(b)(v) “Department of Revenue 7(ff) Equity Engagement Letters 6(b)(v) Ethanex Recitals Ethanex Recommendation Change 7(x)(iv) Ethanex Xxxxxxxxxx Recitals Ethanex Schedules 6(b) Ethanex SEC Documents 6(b)(iv) Ethanex Stockholder Meeting 7(x)(iii) Exchange Act 6(b)(iv) Extended Phase II Deadline 7(j)(iii) Extended Phase III Deadline 7(k)(iii) Excluded Assets 2(d) Excluded Liabilities 3(d) Existing Plant Recitals Financing Documents 7(r)(iv) Financing Letters 6(b)(v) Fractionation Plant 7(aa) Hired Employees 7(m) Indemnitee 11(c)(i) Indemnitor 11(c)(i) Indemnity Escrow Account 4(b)(iii)(B) Independent Accountant 4(d)(i)(A) Investor Rights Agreement 9(c)(v) Inventory Adjustment Reports 4(d)(iii)(A) JV Agreement 7(w) Latest Balance Sheet Date” 3.5(b5(b)(i)(A) “Bankruptcy and Equity Exceptions” 3.1(bLatest Financial Statements 5(b)(i)(A) “Closing” 7.1 “Closing Date” 7.1 “Closing End Date” 9.1(bLoop Real Property 9(b)(vi) “Company” Introduction “Company Indemnified Agents” 5.11(aLosses 11(b)(i) “Company Lease” 3.10(dMaterial Consents 9(a)(i) “Condemnation Proceeding” 5.15(aMaterial Contracts 5(b)(vii) “Continuing Employees” 5.6(c)(iiMinimum Loss 11(d)(i)(A) “Continuing Support Obligation” 5.13(dMonthly Financials 7(r)(i) “D&O Indemnifying Person” 5.11(aNegative Phase II Net Cost Amount 1(a)(xxxviii) “Dispute Notice” 2.4(bNegative Phase III Net Cost Amount 1(a)(xxxix) “EDPL” 5.15(aNet Cost Adjustment Reports 4(d)(iii)(B) “Estimated Closing Capital Expenditures” 2.3 “Estimated Closing Cash” 2.3 “Estimated Closing Indebtedness” 2.3 “Estimated Closing Net Working Capital” 2.3 “Estimated Closing Transaction Expenses” 2.3 “Estimated Purchase Price” 2.2 “Final Closing Statement” 2.4(a) “Final Purchase Price” 2.4(a) “Financial Statements” 3.5(a) “Finalization Date” 2.4(e) “Leased Real Property” 3.10(d) “Material Contracts” 3.11(a) “Mt. Ebo Sewage” Introduction “NYWSC Pension Plan” 5.6(d)(i)(A) “Owned Real Property” 3.10(cProperty Recitals Owned Real Property Funded Debt 7(p) “Parties” Introduction “Payoff Letters” 7.2(dPermits 5(b)(xiii) “Permit” 3.8(aPermitted Encumbrances 5(b)(iv)(K) “Preliminary Phase I Assets Recitals Phase I Assumed Liabilities 3(a) Phase I Buyer Recitals Phase I Closing Statement” 2.3 “4(a) Phase I Closing Certificate 7(p) Phase I Closing Date 4(a) Phase I Escrow Amount 4(b)(iii)(C) Phase I Financing Condition 9(b)(iv) Phase I Funded Debt 7(p) Phase I Inventory Adjustment Report 4(d)(i)(A) Phase I Inventory Objection Notice 4(d)(i)(A) Phase I Purchase Price” 2.4(gPrice 4(b)(i)(A) “Purchaser” Introduction “Purchaser Plans” 5.6(c)(ivPhase I Termination Date 12(a)(ii) “Purchaser’s Pension Plan” 5.6(d)(i)(BPhase II Adjustment 4(b)(ii)(A) “Savings Plan” 5.6(d)(iiiPhase II Assets Recitals Phase II Assumed Liabilities 3(b) “Section 338 Allocation Schedule” 8.7(aPhase II Buyer Recitals Phase II Cash Consideration 4(b)(i)(B) “Section 338 Elections” 8.7(aPhase II Closing 4(a) “Section 338 Regulations” 8.7(aPhase II Closing Certificate 7(p) “Seller” Introduction “Phase II Closing Date 4(a) Phase II Completion Cost 4(b)(ii)(A) Phase II Completion Date 4(b)(ii)(A) Phase II Escrow Amount 4(b)(iv)(B) Phase II Funded Debt 7(p) Phase II Deadline 4(b)(ii)(A) Phase II Inventory Adjustment Report 4(d)(ii)(A) Phase II Inventory Objection Notice 4(d)(ii)(A) Phase II Net Cost Adjustment Report 4(d)(ii)(B) Phase II Net Cost Objection Notice 4(d)(ii)(B) Phase II Premium 4(b)(ii)(A) Phase II Purchase Price 4(b)(i)(B) Phase II Stock Consideration 4(b)(i)(B) Phase III Adjustment 4(b)(ii)(C) Phase III Assets Recitals Phase III Assumed Liabilities 3(c) Phase III Buyer Recitals Phase III Cash Consideration 4(b)(i)(C) Phase III Closing 4(a) Phase III Closing Certificate 7(p) Phase III Closing Date 4(a) Phase III Completion Cost 4(b)(ii)(C) Phase III Completion Date 4(b)(ii)(C) Phase III Deadline 4(b)(iii)(C) Phase III Escrow Amount 4(b)(v)(B) Phase III Funded Debt 7(p) Phase III Inventory Adjustment Report 4(d)(iii)(A) Phase III Inventory Objection Notice 4(d)(iii)(A) Phase III Net Cost Adjustment Report 4(d)(iii)(B) Phase III Net Cost Objection Notice 4(d)(iii)(B) Phase III Premium 4(b)(ii)(C) Phase III Purchase Price 4(b)(i)(C) Phase III Stock Consideration 4(b)(i)(C) Plan or Plans 5(b)(x)(A) Positive Phase II Net Cost Amount 1(a)(xxxviii) Positive Phase III Net Cost Amount 1(a)(xxxix) Purchase Price 4(b)(i) RE LLC Recitals Real Property Laws 5(b)(iv)(F) Recommendation 7(x)(iv) Recoverable Costs 4(b)(ii)(C) Returns 5(b)(v)(A) Schedules Article 5 Securities Act 5(b)(xix) Seller Marks” 5.17 “Recitals Seller Pre-Closing Communications” 11.18 “Seller Retiree Welfare Plan” 5.6(d)(iv)(AConsents 5(a)(iii) “Seller’s Pension Plan” 5.6(d)(i)(BExpense Statement 13 Seller Phase I Real Estate Taxes 7(v) “Seller’s VEBAs” 5.6(d)(iv)(BSeller Phase II Real Estate Taxes 7(v) Set-off Amount 1(a)(x1iv) 775 Agreement 7(ff) 775 Date 7(ff) Shareholder Approval Document 7(x)(i) Surveys 9(b)(x)(C) S-X Auditor 7(r)(iii) S-X 2007 Audited Financials 7(r)(iii) TIF Agreement 7(hh) TIF Assignment Date 7(hh) TIF Determination Date 7(hh) Third-Party Claim 11(c)(i) Title Commitments 9(b)(x)(A) Title Company 9(b)(x)(A) Title Policies 9(b)(x)(B) Unpaid Cost to Complete Phase II 4(b)(ii)(E) Unpaid Cost to Complete Phase III 4(b)(ii)(E) Unrecovered Phase II Costs 4(b)(ii)(A) WARN Act 5(b)(ix)(C) Warranty Deed 9(b)(x)(D) West LB 6(b)(v)
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Additional Defined Terms. For the purposes of this AgreementAgreement and the Ancillary Agreements, the following terms have the meanings specified in the indicated Section in of this Agreement: Defined Terms Term Section “Accounting Arbitrator” 2.4(cAdjustment Calculation 2.7(a) “Agreement” Introduction “Ancillary Documents” 3.1(aAdjustment Notice 2.7(a) “APBO” 5.6(d)(iv)(BAgreement Preamble Annual Earn-out Payment 2.8(d) “Applicable Employees” 5.6(aAnnual Earn-out Period 2.8(a) “Arbitrating Accountant 2.9(a) Assignment and Assumption Agreement” 7.2(aAgreement 2.12(a) “Balance Sheet” 3.5(b) “Associate 3.26 Assumed Liabilities 2.3 Balance Sheet Date” 3.5(b3.5(a) “Bankruptcy and Equity Exceptions” 3.1(bBxxx of Sale 2.12(a) “Closing” 7.1 “Claim Notice 9.3(a) Closing Date” 7.1 “2.11 Closing End Date” 9.1(bBalance Sheet 2.7(a) “Company” Introduction “Company Indemnified Agents” 5.11(aClosing Date 2.11 COBRA 8.13(d) “Company Lease” 3.10(dConfidentiality Agreement 8.4(a) “Condemnation Proceeding” 5.15(aControlling Party 9.4(c) “Continuing Employees” 5.6(c)(iiDispute Notice 2.7(b) “Continuing Support Obligation” 5.13(dEarn-out Calculation 2.8(a) “D&O Indemnifying Person” 5.11(aEconomically Neutral 2.13(b) “Dispute Notice” 2.4(bEmployment Agreements 2.12(a) “EDPL” 5.15(a) “Estimated Closing Capital Expenditures” 2.3 “Estimated Closing Cash” 2.3 “Estimated Closing Indebtedness” 2.3 “Balance Sheet 2.6(a) Estimated Closing Net Working Capital” 2.3 “Estimated Closing Transaction Expenses” 2.3 “Estimated Purchase Price” Capital 2.6(a) Excluded Assets 2.2 “Excluded Liabilities 2.4 Final Closing Statement” 2.4(aNet Working Capital 2.7(a) “Final Purchase Price” 2.4(a) “Financial Statements” Statements 3.5(a) “Finalization Date” 2.4(eHired Employee 8.13(a) “Indemnified Party 9.3(a) Indemnifying Party 9.3(a) Initial Purchase Price 2.5 Interim Balance Sheet 3.5(a) IP Assignments 2.12(a) Leased Real Property” 3.10(dProperty 3.12(b) “Material Contracts” 3.11(aNoncontrolling Party 9.4(c) “Mt. Ebo Sewage” Introduction “NYWSC Pension Plan” 5.6(d)(i)(AObjection Notice 9.3(b) “Owned Real Property” 3.10(cIntellectual Property 3.13(a) “Purchase Price 2.5 Purchased Assets 2.1 Purchased Intellectual Property 2.1 Purchaser Preamble Purchaser Indemnified Parties 9.1 Qualifying Gross Margin Dollars Schedule 2.8(g) Qualified Plan 3.16(e) Restrictive Period 8.8(d) Restricted Persons 8.4(b) Seller Preamble Seller Disclosure Schedule Article 3 Selling Parties” Introduction “Payoff Letters” 7.2(d’ Representative 10.1 Shareholders Preamble Special Claim 9.4(b) “Permit” 3.8(aThird Party Claim 9.4(a) “Preliminary Closing Statement” 2.3 “Purchase Price” 2.4(gThird Party Intellectual Property 3.13(c) “Purchaser” Introduction “Purchaser Plans” 5.6(c)(iv) “Purchaser’s Pension Plan” 5.6(d)(i)(B) “Savings Plan” 5.6(d)(iii) “Section 338 Allocation Schedule” 8.7(a) “Section 338 Elections” 8.7(a) “Section 338 Regulations” 8.7(a) “Seller” Introduction “Seller Marks” 5.17 “Seller Pre-Closing Communications” 11.18 “Seller Retiree Welfare Plan” 5.6(d)(iv)(A) “Seller’s Pension Plan” 5.6(d)(i)(B) “Seller’s VEBAs” 5.6(d)(iv)(BTransfer Taxes 8.1(a)
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Additional Defined Terms. For the purposes of this AgreementAgreement and the Ancillary Agreements, the following terms have the meanings specified in the indicated Section in of this Agreement: Defined Terms Term Section “Accounting Arbitrator” 2.4(cAdjustment Calculation 2.7(a) “Agreement” Introduction “Ancillary Documents” 3.1(aAdjustment Notice 2.7(a) “APBO” 5.6(d)(iv)(BAgreement Preamble Alcan Preamble Alcan Transaction Preamble Allocation Statement 2.8(a) “Applicable Employees” 5.6(a) “Assignment and Assumption Agreement” 7.2(aAgreement 2.10(a) “Balance Sheet” 3.5(bAssumed Liabilities 2.3 Annual Financial Statement 3.4(a) “Xxxx of Sale 2.10(a) Business Preamble Business Information 5.5(b) Claim Notice 8.3(a) Closing 2.9 Closing Balance Sheet Date” 3.5(b2.7(a) “Bankruptcy Closing Date 2.9 Commitment Letters 4.6 Confidentiality Agreement 5.5(a) Consent Decree Preamble Core IP 2.1(f) Core IP Applications Schedule 2.1(f) Customer Loss Event 3.19(a) Customer Reduction 3.19(a) Customer Termination 3.19(a) Deductible 8.5(a) [*] = Confidential treatment requested for redacted portion; redacted portion has been filed separately with the Securities and Equity Exceptions” 3.1(bExchange Commission. Defined Term Section Dispute Notice 2.7(c) “Closing” 7.1 “Closing Date” 7.1 “Closing End Date” 9.1(bEmployees 10.1(a) “Company” Introduction “Company Indemnified Agents” 5.11(aEnvironmental Deductible 8.5(f) “Company Lease” 3.10(d) “Condemnation Proceeding” 5.15(a) “Continuing Employees” 5.6(c)(ii) “Continuing Support Obligation” 5.13(d) “D&O Indemnifying Person” 5.11(a) “Dispute Notice” 2.4(b) “EDPL” 5.15(a) “Estimated Closing Capital Expenditures” 2.3 “Estimated Closing Cash” 2.3 “Estimated Closing Indebtedness” 2.3 “Estimated Closing Net Working Capital” 2.3 “Estimated Closing Transaction Expenses” 2.3 “Estimated Purchase Price” Capital 2.6(a) Excluded Assets 2.2 “Excluded Liabilities 2.4 Exclusive Grantback IP Schedule 2.1(f) Final Closing Statement” 2.4(aNet Working Capital 2.7(a) “Final Financial Statements 3.4(a) Hold Separate Order Preamble Included Contracts 2.1(b) Initial Purchase Price” 2.4(aPrice 2.5 Indemnified Party 8.3(a) “Indemnifying Party 8.3(a) Independent Accounting Firm 2.6(e) Interim Financial Statements” 3.5(aStatement 3.4(a) “Finalization Date” 2.4(eIP Assignments 2.10(a) “Known Environmental Matters 8.5(e) Lease 3.7(b) Leased Real Property” 3.10(dProperty 2.1(e) “Licensed Intellectual Property Schedule 2.1(f) Marked Assets 5.10(a) Material Contracts” 3.11(a) “Mt. Ebo Sewage” Introduction “NYWSC Pension Plan” 5.6(d)(i)(A) “Owned Real Property” 3.10(c) “Parties” Introduction “Payoff Letters” 7.2(d) “Permit” 3.8(a) “Preliminary Closing Statement” 2.3 “Purchase Price” 2.4(g) “Purchaser” Introduction “Purchaser Plans” 5.6(c)(iv) “Purchaser’s Pension Plan” 5.6(d)(i)(B) “Savings Plan” 5.6(d)(iii) “Section 338 Allocation Schedule” 8.7(a) “Section 338 Elections” 8.7(a) “Section 338 Regulations” 8.7(a) “Seller” Introduction “Seller Marks” 5.17 “Seller Pre-Closing Communications” 11.18 “Seller Retiree Welfare Plan” 5.6(d)(iv)(A) “Seller’s Pension Plan” 5.6(d)(i)(B) “Seller’s VEBAs” 5.6(d)(iv)(BContracts 3.9(a)
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Additional Defined Terms. For the purposes of this AgreementAgreement and the Ancillary Agreements, the following terms have the meanings specified in the indicated Section in of this Agreement: Defined Terms Section “Accounting Arbitrator” 2.4(cAdjustment Amount 2.7(g) “Agreement” Introduction “Ancillary Documents” 3.1(aAgreement Preamble Amadeus Device Preamble Annual Sales Threshold 2.7(d) “APBO” 5.6(d)(iv)(BAnti-Bribery Laws 3.15(a) “Applicable Employees” 5.6(a) “Assignment and Assumption Agreement” 7.2(aAgreement 2.10(a) “Balance Sheet” 3.5(bAssumed Liabilities 2.3 Xxxx of Sale 2.10(a) “Balance Sheet Date” 3.5(bClaim Notice 8.3(a) “Bankruptcy and Equity Exceptions” 3.1(bClosing 2.9 Closing Date 2.9 Closing Payment 2.5 Commercialization Payment 2.6(a) “Closing” 7.1 “Closing Date” 7.1 “Closing End Date” 9.1(bCommercialization Payment Date 2.6(a) “Company” Introduction “Company Indemnified Agents” Confidentiality Agreement 5.11(a) “Company Lease” 3.10(dConvaTec Preamble CTI Preamble Deductible 8.5(a) “Condemnation Proceeding” 5.15(aDefaulting Party 2.11 Equipment 2.1(c) “Continuing Employees” 5.6(c)(ii) “Continuing Support Obligation” 5.13(d) “D&O Indemnifying Person” 5.11(a) “Dispute Notice” 2.4(b) “EDPL” 5.15(a) “Estimated Closing Capital Expenditures” 2.3 “Estimated Closing Cash” 2.3 “Estimated Closing Indebtedness” 2.3 “Estimated Closing Net Working Capital” 2.3 “Estimated Closing Transaction Expenses” 2.3 “Estimated Purchase Price” Excluded Assets 2.2 “Final Closing Statement” 2.4(a) “Final Purchase Price” 2.4(a) “Financial Statements” 3.5(a) “Finalization Date” 2.4(e) “Leased Real Property” 3.10(d) “Material Contracts” Excluded Liabilities 2.4 FDA 3.11 FDCA 3.11(a) “Mt. Ebo Sewage” Introduction “NYWSC Pension Plan” 5.6(d)(i)(AFinancial Buyer 5.6(d) “Owned Real Property” 3.10(cIncluded Contracts 2.1(b) “Parties” Introduction “Payoff Letters” 7.2(dInitial Sales Payment Period 2.7(a) “Permit” 3.8(aInitial Sales Percentage Amount 2.7(a) “Preliminary Closing Statement” 2.3 “Indemnified Party 8.3(a) Indemnifying Party 8.3(a) Independent Accounting Firm 2.7(f) Insurance Policy 5.8 Inventory 2.1(a) Large Acquisition 5.6(c) Non-Financial Buyer 5.6(d) Non-SMM Product Sales 2.7(a) Parent Preamble Patent Assignment 2.10(a) Payment Date 2.14(a) Defined Terms Section Percentage Payments Determination Report 2.7(e) Percentage Payments Period 2.7(c) Permitted Acquisition 5.6(c) PPDR 2.7(e) Project Preamble Project Information 5.11(b) Purchase Price” 2.4(gof a Restricted Business 5.6(c) “Purchaser” Introduction “Purchase Price 2.5 Purchased Assets 2.1 Purchased Intellectual Property 2.1(d) Purchaser Plans” 5.6(c)(ivPreamble Purchaser Disclosure Schedule Article 4 Purchaser Indemnified Parties 8.1 Purchaser Information 5.4(e) “Purchaser’s Pension Plan” 5.6(d)(i)(BRestricted Period 5.6(a) “Savings Plan” 5.6(d)(iiiRelevant Acquisition 5.6(c) “Section 338 Allocation Schedule” 8.7(aSales Payment Period 2.7(c) “Section 338 Elections” 8.7(aSales Percentage Amount 2.7(c) “Section 338 Regulations” 8.7(aSeller Preamble Seller Disclosure Schedule Article 3 Seller Facility 2.12 Seller Indemnified Parties 8.2 Seller Information 5.4(d) “Seller” Introduction “Seller Marks” 5.17 “Marks 5.4(a) Seller Pre-Closing Communications” 11.18 “Seller Retiree Welfare Plan” 5.6(d)(iv)(ASale 5.6(d) “Seller’s Pension Plan” 5.6(d)(i)(BSellers Preamble SMM Platform Preamble SMM Product Sales 2.7(a) “Seller’s VEBAs” 5.6(d)(iv)(B)Software Assignment 2.10(a) Successor 5.9 Third Party Claim 8.3(b) Transfer Taxes 5.15
Appears in 1 contract
Samples: Asset Sale and Purchase Agreement (Tactile Systems Technology Inc)
Additional Defined Terms. For the purposes of this AgreementAgreement and the Ancillary Agreements, the following terms have the meanings specified in the indicated Section in of this Agreement: Defined Terms Term Section “Accounting Arbitrator” 2.4(c) “Agreement” Introduction “Ancillary Documents” 3.1(a) “APBO” 5.6(d)(iv)(B) “Applicable Employees” 5.6(a) “Assignment and Assumption Agreement” 7.2(a) “Balance Sheet” Principles 3.5(b) “Acquired Business 5.13(b) Acquired Company Leased Real Property 3.9(b) Acquired Company Real Property 3.9(a) Acquired Business 5.13(b) Acquired Company Real Property 3.9(a) Acquired Company Leased Real Property 3.9(b) Acquired Competing Business 5.13(b) Adjustment Calculation 2.7(b) Adjustment Notice 2.7(b) Affiliate Indemnified Party 5.8(a) Agreement Preamble Aggregate Cap 8.5(a)(ii) Allocation Statement 2.8(a) Ancillary Services 3.7 Antitrust Laws 5.3(b) Assumed Liabilities 2.4 Balance Sheet Date” 3.5(bDate 3.5(a) “Bankruptcy and Equity Exceptions” 3.1(bBonuses 10.12 Business Information 5.5(b) “Closing” 7.1 “Business Registered Intellectual Property 3.10(b) Business Transfer Agreements 2.2 CareFusion Name 5.21(a) CareFusion Name Period 5.21(a) Cash Purchase Price 2.6 CFN 2200 Preamble CFN 303 Preamble Claim Notice 8.3(a) Claim Period 8.4(c) Closing Date” 7.1 “2.9 Closing End Date” 9.1(bDate 2.9 Commitment Letters 4.7 Confidential Information 3.10(g) “Company” Introduction “Company Indemnified Agents” 5.11(aConfidentiality Agreement 5.5(a) “Company Lease” 3.10(dCovered Products 5.21(a) “Condemnation Proceeding” 5.15(aDisclosure Schedule 11.7 Dispute Notice 2.7(c)(ii) “Continuing Employees” 5.6(c)(iiERISA 3.13(e) “Continuing Support Obligation” 5.13(d) “D&O Indemnifying Person” 5.11(a) “Dispute Notice” 2.4(b) “EDPL” 5.15(a) “Estimated Closing Capital Expenditures” 2.3 “Estimated Closing Cash” 2.3 “Estimated Closing Indebtedness” 2.3 “Indebtedness 2.7(a) Estimated Closing Net Working Capital” 2.3 “Capital 2.7(a) Estimated Closing Transaction Expenses” Net Working Capital Adjustment 2.7(a) Estimated Closing Net Working Capital Surplus 2.7(a) Excluded Assets 2.3 “Estimated Purchase Price” 2.2 “Final Closing Statement” 2.4(a) “Final Purchase Price” 2.4(a) “Financial Statements” 3.5(a) “Finalization Date” 2.4(e) “Leased Real Property” 3.10(d) “Material Contracts” 3.11(a) “Mt. Ebo Sewage” Introduction “NYWSC Pension Plan” 5.6(d)(i)(A) “Owned Real Property” 3.10(c) “Parties” Introduction “Payoff Letters” 7.2(d) “Permit” 3.8(a) “Preliminary Closing Statement” 2.3 “Purchase Price” 2.4(g) “Purchaser” Introduction “Purchaser Plans” 5.6(c)(iv) “Purchaser’s Pension Plan” 5.6(d)(i)(B) “Savings Plan” 5.6(d)(iii) “Section 338 Allocation Schedule” 8.7(a) “Section 338 Elections” 8.7(a) “Section 338 Regulations” 8.7(a) “Seller” Introduction “Seller Marks” 5.17 “Seller Pre-Closing Communications” 11.18 “Seller Retiree Welfare Plan” 5.6(d)(iv)(A) “Seller’s Pension Plan” 5.6(d)(i)(B) “Seller’s VEBAs” 5.6(d)(iv)(B)Excluded Liabilities 2.5
Appears in 1 contract
Samples: Share and Asset Purchase Agreement (Natus Medical Inc)
Additional Defined Terms. For the purposes of this Agreement, the The following terms shall have the meanings specified set forth in the sections of this Agreement indicated below: Definition Section in this Agreement: Defined Terms Section “Accounting Arbitrator” 2.4(c2007 Financials 4.9 2008 Financials 4.9 2009 Financials 4.9 2010 Financials 4.9 AVP Preamble AVR Plans 4.14(c) “Agreement” Introduction “Ancillary Documents” Claim 9.6 Claims 6.13 Claim Notice 9.6 Closing 2.3(a) Closing Date 2.3(a) Closing Payment 2.2(a) Company Preamble Continuing Employee 6.9 Deductible Amount 9.3 Disclosure Schedule Art. IV Effective Time 2.3(a) Estimated Closing Working Capital 3.1(a) “APBO” 5.6(d)(iv)(BEstimated Excess Taxes 6.10(k) “Applicable Employees” 5.6(aEstimated Purchase Price 2.2(b) “Assignment and Assumption Agreement” 7.2(aExceptions Cap 9.4 Excess Tax Adjustment 6.10(l) “Balance Sheet” 3.5(bExcess Taxes 6.10(k) “FDA 4.22(a) Final Allocation 6.10(j) Fundamental Representations 9.1 General Cap 9.3 GLP 4.22(a) Government Contract 4.15(a) Historical Financial Statements 4.9 Latest Balance Sheet Date” 3.5(b4.9 Latest Financial Statements 4.9 Material Contracts 4.15(a) “Bankruptcy and Equity Exceptions” Non-Compete Period 6.12(b) Objection Notice 3.1(b) “Closing” 7.1 “Party / Parties Preamble Payment Instructions Letter 2.2(b) Permits 4.22(d) Proceeding 6.10(e) Purchase Price 2.2(a) Purchaser Preamble Purchaser Benefit Plans 6.9 Purchaser Calculated Closing Date” 7.1 “Closing End Date” 9.1(bWorking Capital 3.1(b) “Company” Introduction “Company Purchaser Indemnified Agents” 5.11(aParties 9.2 Real Property Leases 4.13(a) “Company Lease” 3.10(dRelated Persons 6.12(a) “Condemnation Proceeding” 5.15(aReleasing Parties 6.13 Releasees 6.13 Section 338(h)(10) “Continuing Employees” 5.6(c)(iiElection 6.10(i) “Continuing Support Obligation” 5.13(dSection 6.10(i) “D&O Indemnifying Person” 5.11(aTax Liability 6.10(i) “Dispute Notice” 2.4(bSeller Indemnified Parties 9.5 Shareholder Preamble Shares Recitals Territory 6.12(b) “EDPL” 5.15(aTrade Secrets 6.12(a) “Estimated Closing Capital Expenditures” 2.3 “Estimated Closing Cash” 2.3 “Estimated Closing Indebtedness” 2.3 “Estimated Closing Net Working Capital” 2.3 “Estimated Closing Transaction Expenses” 2.3 “Estimated Purchase Price” 2.2 “Final Closing Statement” 2.4(a10.18 Transaction Expenses 8.1(a) “Final Purchase Price” 2.4(a) “Financial Statements” 3.5(a) “Finalization Date” 2.4(e) “Leased Real Property” 3.10(d) “Material Contracts” 3.11(a) “Mt. Ebo Sewage” Introduction “NYWSC Pension Plan” 5.6(d)(i)(A) “Owned Real Property” 3.10(c) “Parties” Introduction “Payoff Letters” 7.2(d) “Permit” 3.8(a) “Preliminary Closing Statement” 2.3 “Purchase Price” 2.4(g) “Purchaser” Introduction “Purchaser Plans” 5.6(c)(iv) “Purchaser’s Pension Plan” 5.6(d)(i)(B) “Savings Plan” 5.6(d)(iii) “Section 338 Allocation Schedule” 8.7(a) “Section 338 Elections” 8.7(a) “Section 338 Regulations” 8.7(a) “Seller” Introduction “Seller Marks” 5.17 “Seller Pre-Closing Communications” 11.18 “Seller Retiree Welfare Plan” 5.6(d)(iv)(A) “Seller’s Pension Plan” 5.6(d)(i)(B) “Seller’s VEBAs” 5.6(d)(iv)(B)Trust Preamble Trust Shares Recitals
Appears in 1 contract
Samples: Share Purchase Agreement (Akorn Inc)
Additional Defined Terms. For The following capitalized terms shall have the purposes respective meanings set forth in the respective Sections of this Agreement, the following terms have the meanings specified in the indicated Section in this AgreementAgreement set forth opposite each such respective term below: Defined Index of Terms Section “Accounting Arbitrator” 2.4(cAgreement Preamble Index of Terms Section Assumed Accounts Payable 1.5(a) “Agreement” Introduction “Ancillary Documents” 3.1(aAsset Purchase Recitals Assumed Liabilities 1.5(a) “APBO” 5.6(d)(iv)(BAssumed Warranty Claims 1.5(a) “Applicable Employees” 5.6(aBasket Amount 7.2(b) “Assignment and Assumption Agreement” Xxxx of Sale 1.7(c)(2) Business Authorizations 2.17 Buyer Parent Preamble Buyer Party(ies) Preamble Buyer Preamble Cash Amount 1.7(a) Cap 7.3(c) Charter Documents 2.1 Closing 1.6 Closing Date 1.6 Confidentiality Agreement 5.2 Conflict 2.4 Consultant Proprietary Information Agreement 2.9(q) Contract(s) 2.4 Counsel 5.1(c) Disclosure Schedule Article II Escrow Agreement 7.3(a) Escrow Amount 7.3(a) Escrow Fund 7.3(a) Escrow Period 7.3(b) Employee Proprietary Information Agreement 2.9(q) Excluded Assets 1.4 GAAP 2.11 Inbound-Licenses 2.9(j) Indemnified Parties 7.2(a) “Balance Sheet” 3.5(bIndemnifying Parties 7.2(a) “Balance Sheet Date” 3.5(bIP Contracts 2.9(k) “Bankruptcy and Equity Exceptions” 3.1(bIP Recordation Agreements 1.7(c)(ii) “Closing” 7.1 “Closing Date” 7.1 “Closing End Date” 9.1(bKey Employee Employment Agreement 1.5(c) “Company” Introduction “Company Indemnified Agents” 5.11(aLease Agreements 2.8(a) “Company Lease” 3.10(d) “Condemnation Proceeding” 5.15(a) “Continuing Employees” 5.6(c)(ii) “Continuing Support Obligation” 5.13(d) “D&O Indemnifying Person” 5.11(a) “Dispute Notice” 2.4(b) “EDPL” 5.15(a) “Estimated Closing Capital Expenditures” 2.3 “Estimated Closing Cash” 2.3 “Estimated Closing Indebtedness” 2.3 “Estimated Closing Net Working Capital” 2.3 “Estimated Closing Transaction Expenses” 2.3 “Estimated Purchase Price” 2.2 “Final Closing Statement” 2.4(a) “Final Purchase Price” 2.4(a) “Financial Statements” 3.5(a) “Finalization Date” 2.4(e) “Leased Real Property” 3.10(dProperty 2.8(a) “Loss(es) 7.2(a) Material Contracts” 3.11(aContracts 2.10(a) “Mt. Ebo Sewage” Introduction “NYWSC Pension Plan” 5.6(d)(i)(AMalware 2.9(w) “Owned Real Property” 3.10(cNon-Assignable Asset 5.1(e) “Parties” Introduction “Payoff Letters” 7.2(dNon-Paying Party 5.5(b)(iii) “Permit” 3.8(aIndex of Terms Section Objection Notice 7.4(a) “Preliminary Closing Statement” 2.3 “Purchase Price” 2.4(gOfficer’s Certificate 7.4(a) “Purchaser” Introduction “Purchaser Plans” 5.6(c)(ivOpen Source License 1.1 Other Tax Controversy 7.4(c) “Purchaser’s Pension Plan” 5.6(d)(i)(BOutbound-Licenses 2.9(j) “Savings Plan” 5.6(d)(iiiPaying Party 5.5(b)(iii) “Section 338 Allocation Schedule” 8.7(aParent Plan 5.7(e) “Section 338 Elections” 8.7(a) “Section 338 Regulations” 8.7(a) “Seller” Introduction “Seller Marks” 5.17 “Seller Pre-Closing Communications” 11.18 “Tax Controversy 7.4(c) Projections 2.11 Purchase Price 1.7(a) Purchased Assets 1.3(h) Regular Quarterly Financial Information 2.11 Retained Liabilities 1.5(b) Returns 2.6(b) Seller Retiree Welfare Plan” 5.6(d)(iv)(APreamble Seller Parties Preamble Seller Secretary Certificate 6.2(f) “Seller’s Pension Plan” 5.6(d)(i)(BSeller Sub Preamble Special Representations 7.1 Straddle Period Tax 5.5(b)(iii) “Seller’s VEBAs” 5.6(d)(iv)(BSurvival Date 7.1 Tax(es) 2.6(a) Third Party Claim 7.4(b) Third Party Expenses 5.3 Transferred Employees 5.7(a) Transfer Taxes 5.5(a) WARN 2.21(e)
Appears in 1 contract
Additional Defined Terms. For The following capitalized terms shall have the purposes respective meanings set forth in the respective Sections of this Agreement, the following terms have the meanings specified in the indicated Section in this AgreementAgreement set forth opposite each such respective term below: Defined Terms Term Section “Accounting Arbitrator” 2.4(cAcquisition Proposal 5.4(a) “Agreement” Introduction “Ancillary Documents” Agent Indemnification Expenses 8.7(d)(vii) Agent Interpleader Expenses 8.7(d)(vi) Agreement Preamble Balance Sheet Date 3.7 California Commissioner 3.28 California Permit 3.6 Certificate of Incorporation 3.1(a) “APBO” 5.6(d)(iv)(BCertificate of Merger 2.3 Charter Documents 3.1(a) “Applicable Employees” 5.6(aClosing 2.2 Company Preamble Company Authorizations 3.18 Company Generated Product 2.12(a) “Assignment and Assumption Agreement” 7.2(aCompany Material Adverse Effect 8.2(b) “Balance Sheet” 3.5(bCompany Products 3.14(d) “Company Registered Intellectual Property 3.14(b) Company Restated Certificate 3.1(a) Company Stock Certificates 2.9(b)(ii) Conflict 3.5(a) Consent Solicitation 6.1(d) Consultant Proprietary Information Agreement 3.14(s) Contaminants 3.14(bb) Contingent Merger Consideration 2.12 Current Balance Sheet Date” 3.5(b3.7 Delaware Law 2.1 Director and Officer Resignation Letter 6.10(b) “Bankruptcy and Equity Exceptions” 3.1(bDefined Term Section Disclosure Schedule Article III Dissenting Share Payments 2.8(c) “Closing” 7.1 “Closing Date” 7.1 “Closing End Date” 9.1(bDissenting Shares 2.8(a) “Company” Introduction “Company Indemnified Agents” 5.11(aEffective Time 2.3 Election Deadline 2.7(h) “Company Lease” 3.10(dElection Form Record Date 2.7(h) “Condemnation Proceeding” 5.15(aEmployee Proprietary Information Agreement 3.14(s) “Continuing Employees” 5.6(c)(iiEnvironmental Permits 3.21(c) “Continuing Support Obligation” 5.13(d) “D&O Indemnifying Person” 5.11(a) “Dispute Notice” 2.4(b) “EDPL” 5.15(a) “Estimated Closing Capital Expenditures” 2.3 “Estimated Closing Cash” 2.3 “Estimated Closing Indebtedness” 2.3 “Estimated Closing Net Working Capital” 2.3 “Estimated Closing Transaction Expenses” 2.3 “Estimated Purchase Price” 2.2 “Final Closing Statement” 2.4(a) “Final Purchase Price” 2.4(a) “Financial Statements” 3.5(a) “Finalization Date” 2.4(e) “Leased Real Property” 3.10(d) “Material Contracts” 3.11(a) “Mt. Ebo Sewage” Introduction “NYWSC Pension Plan” 5.6(d)(i)(A) “Owned Real Property” 3.10(c) “Parties” Introduction “Payoff Letters” 7.2(d) “Permit” 3.8(a) “Preliminary Closing Statement” 2.3 “Purchase Price” 2.4(g) “Purchaser” Introduction “Purchaser Plans” 5.6(c)(iv) “Purchaser’s Pension Plan” 5.6(d)(i)(B) “Savings Plan” 5.6(d)(iii) “Section 338 Allocation Schedule” Escrow Agent Preamble Escrow Fund 8.7(a) “Section 338 Elections” 8.7(aEscrow Period 8.7(b) “Section 338 Regulations” 8.7(aExcess Shares 2.7(g) “Seller” Introduction “Seller Marks” 5.17 “Seller Pre-Closing Communications” 11.18 “Seller Retiree Welfare Plan” 5.6(d)(iv)(AExchange Documents 2.9(b)(ii) “Seller’s Pension Plan” 5.6(d)(i)(BFairness Hearing Law 3.6 Final Surviving Entity 2.1 Financials 3.7 First Milestone Issue Date 2.12(a) “Seller’s VEBAs” 5.6(d)(iv)(B)Form of Election 2.7(h) Fundamental Change 2.12(e) Governmental Entity 3.6 Hazardous Material 3.21(a) Hazardous Materials Activities 3.21(b) IND 2.12(a) Indemnified Parties 8.2(a) Indemnified Party 8.2(a) Indemnifying Party 8.5(a) Information Statement 6.1(a) Initial Merger Consideration 2.7(d) Integrated Merger Recitals Interim Surviving Corporation 2.1
Appears in 1 contract
Samples: Agreement and Plan of Merger and Reorganization (Supergen Inc)
Additional Defined Terms. For the purposes of this Agreement, the following terms shall have the meanings meaning specified in the Section or Section of the Disclosure Letter indicated Section in this Agreementbelow: Defined Terms TermSection or Disclosure Letter Section “Accounting ArbitratorAHE Pension Plan” 2.4(cSection 8.05(e) “Acquisition Proposal” Section 6.03(a) “Actions” Section 6.07(c) “Administered Claims” Section 8.10(b) “Agreement” Introduction Preamble “Ancillary DocumentsAlcoa” 3.1(aPreamble “Applicable Environmental Law” Section 11.01(b) “APBOAudited Financial Statements” 5.6(d)(iv)(BSection 4.12(a)(ii) “Applicable EmployeesBasis of Financial Statement Presentation” 5.6(aSection 3.01 “Cap Amount” Section 13.03(b) “Assignment and Assumption AgreementCERCLA” 7.2(aSection 11.01(b) “Balance SheetConsent” 3.5(b) “Balance Sheet Date” 3.5(b) “Bankruptcy and Equity Exceptions” 3.1(bSection 8.05(k) “Closing” 7.1 Section 10.01 “Closing Date” 7.1 Section 10.01 “Closing End DateWorking Capital” 9.1(bSection 3.01 “Closing Working Capital Statement” Section 3.01 “Commitments” Section 4.07(a) “Commitment Letter” Section 5.07(a) “Company” Introduction Preamble “Company Indemnified AgentsIntellectual Property” 5.11(aSection 4.05(c) “Company LeaseMarks” 3.10(dSection 4.05(a)(i) “Condemnation ProceedingCompany Patents and Copyrights” 5.15(aSection 4.05(a)(ii) “confidential information or documents” Section 8.09(b) “Confidentiality Agreement” Section 6.06 “Consent” Section 8.05(k) “Contest” Section 8.07(m) “Continuing Employees” 5.6(c)(iiSection 8.05(a) “Continuing Support ObligationCPA Firm” 5.13(dSection 3.02(a) “D&O Indemnifying PersonCustomer Information” 5.11(aSection 4.05(i) “Dispute NoticeDeductible” 2.4(bSection 13.03(a) “EDPLDirect Claim” 5.15(aSection 13.04(c) “Estimated Closing Capital ExpendituresEmployee Benefit Plans” 2.3 Section 4.14(a) “Estimated Closing CashEnvironmental Permits” 2.3 Section 4.15(a) “Estimated Closing IndebtednessEnvironmental Report Section 11.02 “ERISA” 2.3 Section 4.14(a)(i) “Estimated Closing Net Working CapitalExcess Plan” 2.3 “Estimated Closing Transaction Expenses” 2.3 “Estimated Purchase Price” 2.2 “Final Closing Statement” 2.4(aSection 8.05(e) “Final Purchase PriceSection 481 Inventory Adjustment” 2.4(aSection 3.02(a) “Final Working Capital Statement” Section 3.02(a) “Financial Statements” 3.5(aSection 4.12(a) “Finalization DateFinancing” 2.4(eSection 6.08(a) “GAAP” Section 4.12(a)(i) “Gains Taxes” Section 4.04(b) “Hazardous Substance” Section 11.01(a) “HIP” Section 8.05(h) “HSR Act Section 4.04(b) “IC” Section 8.05(h) “Included Seller Owned Software” Section 8.02 “Indemnitee” Section 13.03 “Indemnitor” Section 13.03 “Insurance Payment” Section 8.10(c) “Interest Rate” Section 2.03 “June 30, 2006 Balance Sheet” Section 4.12(a) “June 30 Balance Sheet” Section 4.12(a)(i) “Lease” Section 4.07(b) “Leased Real Property” 3.10(dSection 4.07(b) “Lenders” Section 5.07(a) “Liabilities” Section 4.12(b) “License” Section 8.02 “Lenders” Section 5.08(a) “Material ContractsContract” 3.11(aSection 4.13(a) “Mt. Ebo Sewage” Introduction MIP Section 8.05(h) “NYWSC Pension Multiple Employer Plan” 5.6(d)(i)(ASection 4.14(a) “Necessary Consents” Section 8.02(b) “Objection” Section 3.02(a) “Order” Section 4.10 “Owned Real Property” 3.10(cSection 4.07(a “participation” Section 8.06(m) “PartiesPBGC” Introduction “Payoff Letters” 7.2(dSection 4.14(a)(iii) “PermitPermits” 3.8(aSection 4.10 “Post-Signing Returns Section 6.07(a) “Preliminary Post-Closing StatementTax Period” 2.3 Section 8.05(k) “Pre-Closing Taxes” Section 8.06(e) “Purchaser” Preamble “Purchaser Assignment” Section 11.03 “Purchaser DB Plans” Section 8.05(e) “Purchaser DC Plans” Section 8.05(d) “Purchaser Deductible Exclusion” Section 13.03(a) “Purchaser Indemnitees” Section 13.01 “Purchase Price” 2.4(gSection 2.02 “Purchase Termination Fee” Section 9.02 RCRA” Section 11.01(b) “Purchaser” Introduction “Purchaser Plans” 5.6(c)(ivReal Property Section 4.07(c) “Purchaser’s Pension PlanRelated Party” 5.6(d)(i)(BSection 4.21 “Relocated Employees” Section 8.05(n) “Savings PlanRelocation Arrangements” 5.6(d)(iiiSection 8.05(n) “Retiree Eligible Employees” Section 338 Allocation Schedule” 8.7(a8.05(d) “SEC” Section 338 Elections8.04 “Section 481 Inventory Adjustment Period” 8.7(aSection 8.06(k) “Securities Act” Section 338 Regulations” 8.7(a) 5.06 “Seller” Introduction Preamble “Seller DB Plans” Section 8.05e) “Seller DC Plans” Section 8.05(d) “Seller Indemnitees” Section 13.02 “Seller Intellectual Property” Section 4.05(a)(i) “Seller Insurance Policies” Section 8.10(a) “Seller Intellectual Property” Section 4.05(a)(v) “Shares” Section 4.03 “SMIP” Section 8.05(h) “Straddle Period” Section 8.06(c) “Targeted Closing Date” Section 10.01 “Tax Benefits Section 13.03(d) “Tax Loss” Section 8.06(e) “Tax Sharing Agreement” Section 8.06(e) “Third Party Claim” Section 13.04(a) “Third Party Marks” 5.17 “Seller Pre-Closing Communications” 11.18 “Seller Retiree Welfare Plan” 5.6(d)(iv)(ASection 4.05(a)(iv) “Seller’s Pension PlanThird Party Patents” 5.6(d)(i)(BSection 4.05(a)(v) “Seller’s VEBAsTitle Company” 5.6(d)(iv)(BSection 4.07(a) “Unaudited Financial Statements” Section 4.12(a)(i) “WARN Act” Section 4.14(g)
Appears in 1 contract
Additional Defined Terms. For the purposes of this AgreementAs used herein, the following terms shall have the meanings specified defined in the recitals or Section indicated Section in this Agreementbelow: Defined Terms Term Section Reference “Accounting ArbitratorAdjustments” 2.4(cSection 3.1(a) “Agreement” Introduction Preamble “Ancillary DocumentsAsset Acquisition Statement” 3.1(a) “APBO” 5.6(d)(iv)(B) “Applicable Employees” 5.6(aSection 3.3(b) “Assignment and Assumption AgreementAssumption” 7.2(aSection 5.4(c) “Balance Sheet” 3.5(bBxxx of Sale and Assignment Section 5.4(b) “Balance Sheet DateCERCLA” 3.5(bSection 6.10 “Changed Condition” Section 4.3(a) “Bankruptcy and Equity ExceptionsCHOW Closing Condition” 3.1(bSection 5.3(d) “Closing” 7.1 “Closing Date” 7.1 Section 5.1 “Closing End COBRA” Section 2.6 “Deed” Section 2.4 “Deposit” Section 3.1(b) “Due Diligence Period” Section 4.1(a) “Effective Date” 9.1(bPreamble “EFR Liability” Section 4.15 “Employees” Section 6.29 “Escrow Agent” Section 3.1(b) “CompanyExcluded Liabilities” Introduction Section 2.6 “Company Indemnified AgentsExcluded Property” 5.11(a) “Company Lease” 3.10(d) “Condemnation Proceeding” 5.15(a) “Continuing Employees” 5.6(c)(ii) “Continuing Support Obligation” 5.13(d) “D&O Indemnifying Person” 5.11(a) “Dispute Notice” 2.4(b) “EDPL” 5.15(a) “Estimated Closing Capital Expenditures” Section 2.3 “Estimated Closing Cash” 2.3 “Estimated Closing Indebtedness” 2.3 “Estimated Closing Net Working Capital” 2.3 “Estimated Closing Transaction Expenses” 2.3 “Estimated Purchase Price” 2.2 “Final Closing Statement” 2.4(a) “Final Purchase Price” 2.4(a) “Financial Statements” 3.5(aSection 6.31 “Governmental Payor Programs Section 6.15 “HIPPA” Section 4.1(e) “Finalization Hired Employees” Section 4.4(c) “HSR Act” Section 4.9 “HUD Loans” Section 4.6(b)(vi) “Indemnification Cap” Section 8.3(a) “Indemnified Party” Section 8.4(a) Indemnifying Party” Section 8.4(a) “Initial Commitment” Section 2.4(i) “Losses” Section 8.1 “material” Section 10.11 “Monetary Liens” Section 2.4(f) “Notice of Changed Condition” Section 4.3(a) “OFAC” Section 6.26 “Outside Date” 2.4(eSection 5.6(c) “Leased Real PropertyPatriot Act” 3.10(dSection 6.26 “Phase I ESA” Section 4.1(f) “Material ContractsPhase II ESA” 3.11(aSection 4.1(g) “Mt. Ebo SewagePost-Closing Escrow Agreement” Introduction “NYWSC Pension Plan” 5.6(d)(i)(ASection 3.2(b) “Owned Real PropertyPotential Breach” 3.10(cSection 4.3(a) “PartiesPrepaids and Deposits” Introduction “Payoff Letters” 7.2(dSection 2.2(c) “Permitprevailing party” 3.8(aSection 10.13 “Proration Date” Section 3.4(b) “Preliminary Closing StatementProration Schedule” 2.3 Section 3.4(a) “Purchase Price” 2.4(gSection 3.1(a) “Purchaser” Introduction Preamble “Purchaser Indemnification Cap” Section 8.3(b) “Purchaser Threshold” Section 8.3(ii) “Records” Section 10.7 “Rent Roll” Section 6.14 “Requested Diligence Materials” Section 4.1(b) “Revised Statements” Section 3.3(b) “Scheduled Closing Date” Section 5.1 “Schedule Due Date” Section 4.13 “SEC” Section 10.7 “Seller Plans” 5.6(c)(ivSection 6.30 “Seller Representations” Section 6.33 “Seller Threshold” Section 8.3(a) “Purchaser’s Pension PlanSurvey” 5.6(d)(i)(BSection 5.4(a) “Savings PlanSurveys” 5.6(d)(iiiSection 2.4(c) “Title Company” Section 338 Allocation Schedule” 8.7(a2.4(a) “Title Defects” Section 338 Elections” 8.7(a2.4(b) “Title Policy” Section 338 Regulations” 8.7(a2.4(a) “SellerTransition Period Sublease” Introduction “Seller Marks” 5.17 “Seller Pre-Closing Communications” 11.18 “Seller Retiree Welfare Plan” 5.6(d)(iv)(ASection 5.4(m) “Seller’s Pension PlanViolations” 5.6(d)(i)(B) “Seller’s VEBAs” 5.6(d)(iv)(B)Section 4.10
Appears in 1 contract
Samples: Asset Purchase Agreement (American Realty Capital Healthcare Trust II, Inc.)
Additional Defined Terms. For the purposes of this Agreement, the following terms have the meanings specified in the indicated Section in of this Agreement: Defined Terms Term Section “125 Plan 2.7 (d) Accounting Arbitrator” 2.4(cFirm 3.3 (d) “Agreement” Introduction “Ancillary Documents” 3.1(aAgreement Preamble Book-Entry Shares 2.9 (c) “APBO” 5.6(d)(iv)(BCertificate of Merger 2.3 Claim 2.7 (c) “Applicable Employees” 5.6(aClaim Notice 7.5 (a) “Assignment and Assumption Agreement” 7.2(aClosing 2.2 Closing Date 2.2 Closing Spreadsheet 2.8 COBRA 4.21 (f) “Balance Sheet” 3.5(bCompany Preamble Company Board Recitals Company D&O Tail Policy 7.14 (a) “Balance Sheet Date” 3.5(bCompany Financial Statements 4.6 (a) “Bankruptcy and Equity Exceptions” 3.1(b) “Closing” 7.1 “Closing Date” 7.1 “Closing End Date” 9.1(b) “Company” Introduction “Company Indemnified Agents” 5.11(aParties 7.14 (b) “Company Lease” 3.10(dPlans 4.21 (a) “Condemnation Proceeding” 5.15(aCompany Stockholder Approval Recitals DGCL Recitals Disclosure Schedule Article 4 Dispute Statement 3.3 (c) “Continuing Employees” 5.6(c)(iiDissolved Subsidiaries 4.2 (d) “Continuing Support Obligation” 5.13(dEffective Time 2.3 ERISA Affiliates 4.21 (a) “D&O Indemnifying Person” 5.11(a) “Dispute Notice” 2.4(b) “EDPL” 5.15(a) “Estimated Closing Working Capital Expenditures” 2.3 “Estimated Closing Cash” 2.3 “Estimated Closing Indebtedness” 2.3 “Estimated Closing Net Working Capital” 2.3 “Estimated Closing Transaction Expenses” 2.3 “Estimated Purchase Price” 2.2 “Final Closing Statement” 2.4(a3.3 (a) “Final Purchase Price” 2.4(aExpense Fund 3.6 (e) “Financial Statements” 3.5(aGeneral Survival Period 7.6 (a) “Finalization Date” 2.4(eInbound Licenses 4.13 (e) “Independent Company Directors Preamble Insurance Policies 4.23 IP Agreement 4.13 (h) Key Employees Preamble Leased Real Property” 3.10(dProperty 4.12 Lock-Up Agreement Recitals Defined Term Section Material Contracts 4.16 (a) “Material Contracts” 3.11(aMerger Recitals Merger Stockholders Preamble Merger Sub Preamble Objection Notice 7.5 (b) “Mt. Ebo Sewage” Introduction “NYWSC Pension Plan” 5.6(d)(i)(AOutbound Licenses 4.13 (f) “Owned Real Property” 3.10(cParent Preamble Parent Indemnified Parties 7.2 Parent SEC Documents 6.9 Parties Preamble Paying Agent 1.1 (c) “Parties” Introduction “Payoff Letters” 7.2(dPEO Plan 2.7 (d) “Permit” 3.8(aPermits 4.18 (b) “Preliminary Post-Closing Statement” 2.3 “Purchase Price” 2.4(gStatement 3.3 (b) “Purchaser” Introduction “Purchaser Plans” 5.6(c)(iv) “Purchaser’s Pension Plan” 5.6(d)(i)(B) “Savings Plan” 5.6(d)(iii) “Section 338 Allocation Schedule” 8.7(a) “Section 338 Elections” 8.7(a) “Section 338 Regulations” 8.7(a) “Seller” Introduction “Seller Marks” 5.17 “Seller Pre-Closing Communications” 11.18 “Seller Retiree Welfare Plan” 5.6(d)(iv)(AStatement 3.3 (a) “Seller’s Pension Plan” 5.6(d)(i)(BProspectus Supplement 3.5 (b) “Seller’s VEBAs” 5.6(d)(iv)(BRegistration Statement 3.5 (b) Released Parties 2.7 (c) Representative Preamble Representative Losses 3.6 (d) Resolution Period 3.3 (d) Review Period 3.3 (c) SEC 6.9 Share Recipients Preamble Surviving Corporation 2.1 Tax Claim 8.2 (a) Tax Survival Period 7.6 (a) Transactions Recitals Transfer Taxes 8.5 Unaudited Balance Sheet 4.6 (a)
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Additional Defined Terms. For The following capitalized terms shall have the purposes respective meanings set forth in the Section of this Agreement, the following terms have the meanings specified in the indicated Agreement set forth opposite each such respective term below: Term Section in this Agreement: Defined Terms Section “Accounting Arbitrator” 2.4(cAgreement Introduction Alternative Arrangements 9.3 (a) “Agreement” Annual Financial Statements 3.5 (a) Basket Amount 9.3 (a) Books and Records 3.20 Buyer Introduction “Ancillary Documents” 3.1(aBuyer Obligations 11.1 CBB Obligations 11.4 Closing 2.5 (a) “APBO” 5.6(d)(iv)(BClosing Cash Payment 2.2 (a) “Applicable Employees” 5.6(aClosing Date 2.5 (a) “Assignment and Assumption Agreement” 7.2(a) “Balance Sheet” 3.5(b) “Company Introduction Company Balance Sheet Date” 3.5(b3.5 (a) “Bankruptcy and Equity Exceptions” 3.1(bCompany Balance Sheet Date 3.5 (a) “Closing” 7.1 “Closing Date” 7.1 “Closing End Date” 9.1(bCompany Foreign Employee 7.3 (b) “Company” Introduction “Company Competing Transaction 6.3 (a) Confidentiality Agreement 7.13 (a) Confidential Information 7.13 (c) Continuing Employees 7.9 Converted Options 2.4 (a) Deferred Share Agreement 2.4 (e) Deferred Shares 2.4 (e) Term Section Delaware Court 11.7 Director Resignation Letter 7.3 (a) Disclosure Schedule Article III Effective Time 2.4 (a) Escrow Agent 2.5(b)(ii)(2) Escrow Agreement 2.5(b)(ii)(2) Escrow Fund 2.5(b)(ii)(2) Excess Third Party Expenses 2.3 Financial Statements 3.5 (a) Generally Available Commercial Code 3.12 (b) Grootaers Guarantee 11.4 Holdback Amount 9.4 (c) Identified Sellers 7.14 (a) In-bound IP Agreements 3.12 (b) Indemnified Agents” 5.11(aParty or Indemnified Parties 9.2 (a) “Company Lease” 3.10(d) “Condemnation Proceeding” 5.15(a) “Continuing Employees” 5.6(c)(ii) “Continuing Support Obligation” 5.13(d) “D&O Indemnifying Person” 5.11(a) “Dispute Notice” 2.4(b) “EDPL” 5.15(a) “Estimated Closing Capital Expenditures” 2.3 “Estimated Closing Cash” 2.3 “Estimated Closing Indebtedness” 2.3 “Estimated Closing Net Working Capital” 2.3 “Estimated Closing Transaction Expenses” 2.3 “Estimated Purchase Price” 2.2 “Final Closing Statement” 2.4(a) “Final Purchase Price” 2.4(a) “Financial Statements” 3.5(a) “Finalization Date” 2.4(e) “Leased Real Property” 3.10(dProperty 3.10 Leases 3.10 Loss or Losses 9.2 Material Contracts 3.13 OEM Partners 3.21 (a) “Material Contracts” 3.11(aOut-bound IP Agreements 3.12 (b) “Mt. Ebo Sewage” Owned Depository Receipts 4.4 Owned Options 4.4 Parent Guarantee 11.1 Party or Parties Introduction “NYWSC Pension Plan” 5.6(d)(i)(APayment Notice 9.4 (b) “Owned Real Property” 3.10(c) “Parties” Introduction “Payoff Letters” 7.2(d) “Permit” 3.8(a) “Preliminary Closing Statement” 2.3 “Purchase Price” 2.4(g) “Purchaser” Introduction “Purchaser Plans” 5.6(c)(iv) “Purchaser’s Pension Plan” 5.6(d)(i)(B) “Savings Plan” 5.6(d)(iii) “Section 338 Allocation Schedule” 8.7(a) “Section 338 Elections” 8.7(a) “Section 338 Regulations” 8.7(a) “Seller” Introduction “Seller Marks” 5.17 “Seller Permitted Transfer 6.4 Pre-Closing Communications” 11.18 “Tax Period 3.9 (c) Released Claims 7.12 Released Parties 7.12 Releasor Parties 7.12 Remaining Escrow Amount 9.4 (c) Resolved Claim 9.4 (c) Seller Retiree Welfare Plan” 5.6(d)(iv)(AApproval 4.3 (a) “Seller’s Pension Plan” 5.6(d)(i)(BSeller or Sellers Introduction Sellers’ Representative Introduction Sellers’ Representative Expenses 9.6 (c) “Seller’s VEBAs” 5.6(d)(iv)(B)Share Purchase Recitals Term Section Shares Recitals Specified Representations 9.3 (a) Tax Ruling 2.4 (d) Tax Rep Cutoff Date 9.1 (a) Third Party Claim Notice 9.4 (d) Third Party Expenses Statement 2.3 Top Distributors 3.21 (a) Transfer 6.4 Transfer Taxes 7.10 Unaudited Financial Statements 3.5 (a) Withholding Certificate 2.6
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Additional Defined Terms. For the purposes of this Agreement, the following terms have the meanings specified in the indicated Section in of this Agreement: Defined Terms Section “Accounting Arbitrator” 2.4(cCross Reference in Agreement 2014 EBITDA Target 2.6(a) “Agreement” Introduction “Ancillary Documents” 3.1(a2015 EBITDA Target 2.6(b) “APBO” 5.6(d)(iv)(BAgreement Preamble Allocation 2.6(f) “Applicable Employees” 5.6(a) “Assignment and Assumption Agreement” 7.2(a) “Balance Sheet” 3.5(b) “Balance Sheet Date” 3.5(bDate 3.4(a) “Bankruptcy and Equity Exceptions” Basket 7.2(b) Closing 2.2 Closing Consideration 2.3(b) Closing Date 2.2 Closing Statement 2.3(a) Company Preamble Company Balance Sheet 3.4(a) Company Expense Invoices 2.4(j) Company Governing Documents 3.1(b) “Closing” 7.1 “Closing Date” 7.1 “Closing End Date” 9.1(b) “Company” Introduction “Company Indemnified Agents” 5.11(aParties 6.3(a) “Company Lease” 3.10(dInterest Recitals Company Material Contract 3.6(a) “Condemnation Proceeding” 5.15(aCompany Permits 3.9(c) “Continuing Employees” 5.6(c)(iiCompany Personal Property 3.14 Company Schedule of Exceptions Article 3 Confidential Information 1.1(uu) “Continuing Support Obligation” 5.13(dDispute 8.12 Earn-Out Objection Notice 2.6(d) “D&O Earn-Out Period 2.6(e) Earn-Out Shares 2.6(b) EBITDA Target, EBITDA Targets 2.6(b) Employment Agreement Recitals Environmental Laws 3.15 Escrow Agreement Recitals Escrow Fund 2.2(b) Financial Statements 3.4 First Earn-Out Notice 2.6(a) First Earn-Out Shares 2.6(a) Fundamental Representations 7.1 Governmental Entity 3.3(c) HSR Act 3.3(c) Indemnifying Person” 5.11(aParty 7.3(a) “Dispute Notice” 2.4(b) “EDPL” 5.15(a) “Estimated Closing Capital Expenditures” 2.3 “Estimated Closing Cash” 2.3 “Estimated Closing Indebtedness” 2.3 “Estimated Closing Net Working Capital” 2.3 “Estimated Closing Transaction Expenses” 2.3 “Estimated Purchase Price” 2.2 “Final Closing Statement” 2.4(a) “Final Purchase Price” 2.4(a) “Financial Statements” 3.5(a) “Finalization Date” 2.4(e) “Insurance Policies 3.17 Leased Real Property” 3.10(dProperty 3.13(a) “Material Contracts” 3.11(aLeases 3.13(a) “Mt. Ebo Sewage” Introduction “NYWSC Pension Plan” 5.6(d)(i)(AMember, Members Preamble Objection Notice 7.3(a) “Owned Real Property” 3.10(cOfficer’s Certificate 7.3(a) “Parties” Introduction “Parent Preamble Parent Administrative Services 2.6(e)(v) Parent Protective Provisions 2.6(e)(x) Patent Rights 1.1(vv) Payoff Letters” 7.2(dLetters 2.4(i) “Permit” 3.8(aPermits 3.9(c) “Preliminary Closing Statement” 2.3 “Purchase Price” 2.4(gPostal Service 3.22 Prior Company Counsel 8.11 Related Person 3.18 Scheduled Inbound Licenses 3.8(i)(ii) “Purchaser” Introduction “Purchaser Plans” 5.6(c)(ivScheduled Outbound Licenses 3.8(i)(i) “Purchaser’s Pension Plan” 5.6(d)(i)(BSEC 5.9 Second Earn-Out Notice 2.6(b) “Savings Plan” 5.6(d)(iiiSecond Earn-Out Shares 2.6(b) “Section 338 Allocation Schedule” 8.7(aSecurities Act 5.8 Surviving Income Tax Representations 7.1 Tax Returns 3.7(b)(i) “Section 338 Elections” 8.7(aTax, Taxes 3.7(a) “Section 338 Regulations” 8.7(aTrademarks 1.1(uu) “Seller” Introduction “Seller Marks” 5.17 “Seller Pre-Closing Communications” 11.18 “Seller Retiree Welfare Plan” 5.6(d)(iv)(A) “Seller’s Pension Plan” 5.6(d)(i)(B) “Seller’s VEBAs” 5.6(d)(iv)(B)Transaction Costs 8.2 Transactional Privileged Communications 8.11 CONFIDENTIAL TREATMENT REQUESTED BY XXXXXX.XXX INC. Confidential Portions of this Exhibit marked as [***] have been omitted pursuant to a request for confidential treatment and have been filed separately with the Securities and Exchange Commission.
Appears in 1 contract
Samples: Membership Interest Purchase Agreement (STAMPS.COM Inc)
Additional Defined Terms. For the purposes of this Agreementthe Transaction Documents, the following terms have the meanings specified in the indicated Section in of this Agreement: Defined Terms Term Section “Accounting Arbitrator” 2.4(cAcquired Assets 2.1(a) “Agreement” Introduction “Ancillary Documents” 3.1(aAcquired Intellectual Property 2.1(a)(iv) “APBO” 5.6(d)(iv)(BAdditional Asset 2.8(b) “Applicable Employees” 5.6(aAgreement Preamble Agreement Date Preamble Allocation Statement 2.7(a) “Assignment and Acquisition Proposal 5.17 Assumed Contracts 2.1(a)(iv) Assumed Liabilities 2.1(c)(i) Assumption Agreement” 7.2(aAgreement 2.6(b) “Balance Sheet” 3.5(bXxxx of Sale 2.6(a) “Balance Sheet Date” 3.5(bBusiness Recitals Business Employees 3.11 Claim 8.5(a) “Bankruptcy and Equity Exceptions” 3.1(bClaims Period 8.5(b) “Closing” 7.1 “Closing Date” 7.1 “2.4 Closing End Date” 9.1(bDate 2.4 Closing Payment 2.2 Confidentiality Agreement 5.12(a) “Company” Introduction “Company Contested Claim 8.8(b) Contributor 3.8(d) Current Asset Schedule 3.10 Customer Consents 5.16 Excluded Assets 2.1(b) Employee Liabilities 5.9(b) Escrow Agent 2.5 Escrow Account 2.5 Escrow Agreement 2.5 Escrow Fund 8.1 Equipment 2.1(a)(iii) ESS Process 3.9 Excluded Liabilities 2.1(c)(ii) Fundamental Representations 8.2 Indemnifiable Damages 8.3 Indemnified Agents” 5.11(aPerson 8.3 Indemnified Persons 8.3 Indemnity Threshold 8.3 Insurance Policy 3.19 Material Contracts 3.16 Military Printer Business 5.5 Notice of Claim 8.5(a) “Company Lease” 3.10(dOpen Source Materials 3.8(i) “Condemnation Proceeding” Party Preamble Property 3.13(a)(iv) Purchase Price 2.2 Purchaser Preamble Restricted Area 5.5 Restricted Business 5.5 Restricted Period 5.5 RITEC Name 5.15(a) “Continuing Employees” 5.6(c)(ii) “Continuing Support Obligation” 5.13(d) “D&O Indemnifying Person” 5.11(a) “Dispute Notice” 2.4(b) “EDPL” RITEC Name Period 5.15(a) “Estimated Closing Capital Expenditures” 2.3 “Estimated Closing Cash” 2.3 “Estimated Closing Indebtedness” 2.3 “Estimated Closing Net Working Capital” 2.3 “Estimated Closing Seller Preamble Seller Authorizations 3.4(b) Seller Disclosure Letter Article III Seller Representative 9.11 Straddle Periods 5.10(b) Third-Party Claim 8.5(a)(ii) Transaction Expenses” 2.3 “Estimated Purchase Price” 2.2 “Final Closing Statement” 2.4(aRecitals Transaction Taxes 5.10(a) “Final Purchase Price” 2.4(a) “Financial Statements” 3.5(a) “Finalization Date” 2.4(e) “Leased Real Property” 3.10(d) “Material Contracts” 3.11(a) “Mt. Ebo Sewage” Introduction “NYWSC Pension Plan” 5.6(d)(i)(A) “Owned Real Property” 3.10(c) “Parties” Introduction “Payoff Letters” 7.2(d) “Permit” 3.8(a) “Preliminary Closing Statement” 2.3 “Purchase Price” 2.4(g) “Purchaser” Introduction “Purchaser Plans” 5.6(c)(iv) “Purchaser’s Pension Plan” 5.6(d)(i)(B) “Savings Plan” 5.6(d)(iii) “Section 338 Allocation Schedule” 8.7(a) “Section 338 Elections” 8.7(a) “Section 338 Regulations” 8.7(a) “Seller” Introduction “Seller Marks” 5.17 “Seller Pre-Closing Communications” 11.18 “Seller Retiree Welfare Plan” 5.6(d)(iv)(A) “Seller’s Pension Plan” 5.6(d)(i)(B) “Seller’s VEBAs” 5.6(d)(iv)(B)TSA End Date 5.16
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Additional Defined Terms. (i) . For the purposes of this AgreementAgreement and the other Acquisition Documents, the following terms have the meanings specified in the indicated Section in of this Agreement: Defined Terms Term Section “Accounting Arbitrator” 2.4(cAcquisition Recitals Adjustment Amount 1.8(b) “Agreement” Introduction “Ancillary Documents” 3.1(aAdjustment Notice 1.9(a) “APBO” 5.6(d)(iv)(BAggregate Navy Payment Amount 1.6(a) “Applicable Employees” 5.6(aAgreement Preamble Assets 1.1(c)(iii) “Assignment and Assumption Agreement” 7.2(aNovation Agreements 1.12(a)(viii) “Balance Sheet” 3.5(bAssumed Contracts 1.1(b)(i) “Balance Sheet Date” 3.5(bAssumed Contracts Liabilities 1.3(c) “Bankruptcy and Equity Exceptions” 3.1(bAssumed Liabilities 1.3 Assumed Tax Liabilities 1.3(d) “Closing” 7.1 “Assumed WARN Act Liabilities 1.3(e) Basket 5.5(a) Beneficiary 1.13(b) Beneficial Rights 4.10(c) Benefit Programs 2.10(a) BHS Preamble Xxxx of Sale 1.12(a)(ii) BSL Preamble Business Employee 4.6(a) Business Goodwill 1.1(c)(iii) Business Permits 4.10(a) {B1349514.3} 45 Cash Consideration 1.5 Claim Notice 5.4(a) Closing Date” 7.1 “1.11 Closing End Date” 9.1(bDate 1.11 Dispute Notice 1.9(b)(ii) “Company” Introduction “Company Indemnified Agents” 5.11(aDisputed Items 1.9(d) “Company Lease” 3.10(dEA Requests 4.11 Effective Date Preamble Employees 2.9(a) “Condemnation Proceeding” 5.15(a) “Continuing Employees” 5.6(c)(ii) “Continuing Support Obligation” 5.13(d) “D&O Indemnifying Person” 5.11(a) “Dispute Notice” 2.4(b) “EDPL” 5.15(a) “Estimated Closing Capital Expenditures” 2.3 “Estimated Closing Cash” 2.3 “Estimated Closing Indebtedness” 2.3 “Estimated Closing Net Working Capital” 2.3 “Estimated Closing Transaction Expenses” 2.3 “Estimated Purchase Price” 2.2 “Final Closing Statement” 2.4(aAdjustment 1.8(a) “Excluded Assets 1.2 Excluded Environmental Liabilities 1.4(j) Excluded IP 1.1(c)(i) Excluded Liabilities 1.4 Facilitating Transfer 1.6(a) Final Purchase Price” 2.4(aPrice 1.9(h) “Financial Statements” 3.5(a) “Finalization Date” 2.4(e) “Leased Real Property” 3.10(d) “Material Contracts” 3.11(a) “Mt. Ebo Sewage” Introduction “NYWSC Pension Plan” 5.6(d)(i)(A) “Owned Real Property” 3.10(c) “Parties” Introduction “Payoff Letters” 7.2(d) “Permit” 3.8(a) “Preliminary Closing Statement” 2.3 “Purchase Price” 2.4(g) “Purchaser” Introduction “Purchaser Plans” 5.6(c)(iv) “Purchaser’s Pension Plan” 5.6(d)(i)(B) “Savings Plan” 5.6(d)(iii) “Section 338 Allocation Schedule” 8.7(a) “Section 338 Elections” 8.7(a) “Section 338 Regulations” 8.7(a) “Seller” Introduction “Seller Marks” 5.17 “Seller Pre-Closing Communications” 11.18 “Seller Retiree Welfare Plan” 5.6(d)(iv)(A) “Seller’s Pension Plan” 5.6(d)(i)(B) “Seller’s VEBAs” 5.6(d)(iv)(BFundamental Representations 5.1 GI Preamble GIFI Preamble GIS Preamble GIS Assets 1.1(b)
Appears in 1 contract
Samples: Asset Purchase Agreement (Gulf Island Fabrication Inc)
Additional Defined Terms. For the purposes of this Agreement, the following terms words and phrases shall have the meanings specified described throughout the body of this Agreement in the Sections indicated below: “2012 Form 10-K” Section in this Agreement: Defined Terms 4.8 “Accounts Receivable” Section 3.21 “Accounting ArbitratorXxxxx Equity Component” 2.4(cSection 2.3(b) “Agreement” Introduction Preamble “Ancillary DocumentsAsset Acquisition Statement” 3.1(aSection 5.3(b) -8- “Assumed Liabilities” Section 2.4 “Business Employees” Section 3.8 “Purchaser” Preamble “Cash Component” Section 2.3(a) “APBOCM” 5.6(d)(iv)(B) Section 5.7 “Applicable EmployeesCollateral Agreements” 5.6(a) Fifth Recital “Assignment and Assumption AgreementCommitted Inventory” 7.2(a) Section 5.7 “Balance SheetCompetitive Activities” 3.5(b) “Balance Sheet Date” 3.5(b) “Bankruptcy and Equity Exceptions” 3.1(b) “Closing” 7.1 “Closing Date” 7.1 “Closing End Date” 9.1(b) “Company” Introduction “Company Indemnified Agents” Section 5.11(a) “Company LeaseDeductible” 3.10(dSection 9.3(f) “Condemnation ProceedingEmployment and Consulting Agreements” 5.15(aSection 5.9 “Equity Component” Section 2.3(b) “Continuing EmployeesExcluded Assets” 5.6(c)(ii) “Continuing Support Obligation” 5.13(d) “D&O Indemnifying Person” 5.11(a) “Dispute Notice” 2.4(b) “EDPL” 5.15(a) “Estimated Closing Capital Expenditures” 2.3 “Estimated Closing Cash” 2.3 “Estimated Closing Indebtedness” 2.3 “Estimated Closing Net Working Capital” 2.3 “Estimated Closing Transaction Expenses” 2.3 “Estimated Purchase Price” Section 2.2 “Final Closing StatementExcluded Liabilities” 2.4(a) “Final Purchase Price” 2.4(a) Section 2.5 “Financial Statements” 3.5(aSection 3.11(a) “Finalization DateIndemnified Party” 2.4(eSection 9.3(a) “Leased Real PropertyIndemnifying Party” 3.10(dSection 9.4(a) “Lease Amendments” Section 5.10 “Liabilities” Section 3.20 “Losses” Section 9.3(a) “March Form 10-Q” Section 4.8 “Material Contracts” 3.11(aSection 3.9(a) “Mt. Ebo SewageNonassignable Assets” Introduction “NYWSC Pension Plan” 5.6(d)(i)(ASection 2.6(c) “Owned Real PropertyNon-Compete Period” 3.10(cSection 5.11(a) “PartiesPublic Reports” Introduction “Payoff Letters” 7.2(d) “Permit” 3.8(a) “Preliminary Closing Statement” 2.3 Section 4.7 “Purchase Price” 2.4(gSection 2.3 “Purchased Assets” Section 2.1 “Xxxx Equity Component” Section 2.3(b) “Related Parties” Section 5.11 “Required Consents” Section 3.3(b) “SEC” Section 4.7 “Seller” Preamble “Specified Representations” Section 9.2 “Member” Preamble “Purchaser” Introduction Preamble “Purchaser PlansThird-Party Claim” 5.6(c)(ivSection 9.4(a) “Purchaser’s Pension PlanTransferred Employees” 5.6(d)(i)(BSection 5.2 (a) “Savings PlanWarranty Cap” 5.6(d)(iiiSection 9.3(f) “Warranty Coverage” Section 338 Allocation Schedule” 8.7(a) “Section 338 Elections” 8.7(a) “Section 338 Regulations” 8.7(a) “Seller” Introduction “Seller Marks” 5.17 “Seller Pre-Closing Communications” 11.18 “Seller Retiree Welfare Plan” 5.6(d)(iv)(A) “Seller’s Pension Plan” 5.6(d)(i)(B) “Seller’s VEBAs” 5.6(d)(iv)(B)3.18
Appears in 1 contract
Samples: Asset Purchase Agreement (Manitex International, Inc.)
