Common use of Account Management Services Clause in Contracts

Account Management Services. The Client hereby appoints 99rises as its investment adviser and grants us limited power of attorney with discretionary trading authority to manage and trade the assets in your Account (the “Services”). 99rises accepts that appointment under the terms and conditions of this Agreement. 4832-0108-2818.v3 99rises will not provide investment advice other than the Services described in this Agreement. You acknowledge that: (i) 99rises will deliver the Services exclusively through the 99rises API on one or more mobile devices and/or xxx.00xxxxx.xxx (the “99rises Website”) (collectively, including any updates and replacement or supplement to them, the “99rises App”); (ii) 99rises will not provide Services in person, over the phone, or through any other medium, other than through the 99rises App (see detailed information concerning the 99rises App on the 99rises Website); and (iii) you will not be entitled or able to hold securities in your Account other than the securities selected by 99rises. You may contact 99rises by phone or email during its business hours regarding technical questions about the 99rises App. However, to comply with our regulatory obligations, we will not elaborate or expand upon the investment advice provided through the 99rises App. You will have an opportunity to communicate through the 99rises App. Through the 99rises App, you will provide us information about yourself (including your employment and marital status, income and net assets, investment goals and reasons to invest, time horizon and risk attitudes), and, upon assessing your information, 99rises will determine your risk profile and propose a portfolio plan for you (your “Portfolio”). You authorize us, without prior consultation, consent or approval, to give instructions to Tradier to implement securities transactions for your Account. Our authority will include the ability to: (i) buy, sell and trade United States equity securities; (ii) invest in and trade ETFs; (iii) employ hedging strategies, including sell securities short; (iv) periodically rebalance your portfolio; and (v) implement all of the above based on 99rises’ systematic (algorithmic) portfolio model. You also authorize us to deliver to Tradier (or any other securities brokerage firm executing transactions on behalf of the Accounts) a copy of this Agreement as evidence of the authority of 99rises to act for and on behalf of your Account. You acknowledge that 99rises does not provide: (i) comprehensive financial planning services, and its Services are not a complete investment program; (ii) tax, accounting or legal advice; and (iii) custody of your Account assets. You are encouraged to consider additional asset classes, strategies and investments to supplement your overall plan; and to consult with your tax advisor regarding any tax consequences related to your Portfolio. 99rises will be responsible for the review and evaluation of your current financial information and any adjustments to it that you provide to us, and will make its Portfolio recommendation based on that information. It is your responsibility to update your information if your situation changes. You are solely responsible for evaluating the merits and risks associated with any investments and the Portfolio recommended by 99rises.

Account Management Services. The Client hereby appoints 99rises Next Financial as its investment adviser and grants us limited power of power-of-attorney with discretionary trading authority to manage and trade the assets in your Investment Account (the “Services”). 99rises accepts We accept that appointment under the terms and conditions of set forth in this Agreement. 4832-0108-2818.v3 99rises Next Financial will not provide investment advice other than the Services described in this Agreement. You acknowledge that: (i) 99rises that Next Financial will deliver the Services exclusively predominantly through the 99rises API on one or more a mobile devices and/or xxx.00xxxxx.xxx application (the “99rises Website”) (collectively, including any updates and replacement or supplement to them, the “99rises AppCopper app”); (ii) 99rises will not provide Services in person. For questions about the Copper app, over the phone, or through any other medium, other than through the 99rises App (see detailed information concerning the 99rises App on the 99rises Website); and (iii) you will not be entitled or able to hold securities in your Account other than the securities selected by 99rises. You may contact 99rises Next Financial by phone or email at xxxxxxx@xxxxxxxxx.xxx during its business hours regarding technical questions about questions. Through the 99rises AppCopper app, you or an Authorized User (as defined below) must provide us information including your age, income and liquid net worth, investment objectives, investment time horizon, and risk tolerance (the “Investment Profile”). HoweverUpon evaluating the information provided in the Investment Profile, Next Financial will make securities recommendations (“Recommendations”), based solely off of the Investment Profile, consisting of curated lists of United States (“U.S.”) exchange-traded funds (“ETFs”), sorted according to comply with our regulatory obligationsrisk assigned by the Firm. When you deposit funds into your Investment Account, we will not elaborate or expand upon allocate these funds to one of our three model-portfolios according the investment advice provided through the 99rises Appinformation you provide in your Investment Profile. You We will have an opportunity to communicate through the 99rises App. Through the 99rises App, you will provide us information about yourself (including then facilitate securities transactions for your employment and marital status, income and net assets, investment goals and reasons to invest, time horizon and risk attitudes), and, upon assessing your information, 99rises will determine your risk profile and propose Investment Account on a portfolio plan for you (your “Portfolio”)discretionary basis. You authorize us, without with your prior consultation, consent or approvalapproval through the Copper app, to give instructions to Tradier Custodian to implement facilitate securities transactions for your Investment Account. Our authority will include the ability to: (i) buy, sell and trade United States U.S. equity securitiessecurities and ETFs. In addition, Next Financial shall have the authority in connection with its provision of advisory services under this Agreement (i) to determine when, how often, and in what amounts to invest or reinvest dividends in your Investment Account; (ii) invest to determine the timing of purchases in relation to deposits; and trade ETFs; (iii) employ hedging strategiesto determine the timing of sales and withdrawals in relation to requests for withdrawals or transfers. You will have the ability to implement reasonable restrictions on the management of your Investment Account, including sell securities short; (iv) periodically rebalance subject to our discretion. If we determine that a particular restriction is unreasonable, or we are not able to support such restriction, your portfolio; and (v) implement all of the above based on 99rises’ systematic (algorithmic) portfolio modelaccount may be closed. You also authorize us to deliver to Tradier Custodian (or any other securities brokerage firm executing transactions on behalf of the AccountsInvestment Account) a copy of this Agreement as evidence of the authority of 99rises Next Financial to act for and on behalf of your Investment Account. You acknowledge that 99rises Next Financial does not provide: (i) comprehensive financial planning services, and its Services are not a complete investment program; (ii) tax, accounting or legal advice, nor prepare any legal or accounting documents for the implementation of any of the Client’s financial or investment plans; and (iii) custody of your Investment Account assets. You are encouraged to consider additional asset classes, strategies and investments to supplement meet your overall planinvestment needs and objectives; and to consult with your tax advisor regarding any tax consequences related to your PortfolioInvestment Account. 99rises You can review information available to the Client regarding the securities, as well as the brokerage statements, transaction confirmations and tax reporting forms provided by the Custodian for tax-related information. Each Client must rely upon its own representatives, including its own legal counsel and accountant, as to legal, tax and related matters concerning any assets in the Investment Account or any Investment Account transactions and for preparation of any legal, accounting or tax documents. You can access tax documents through the Copper app when such documents are ready. You will also be able to download them from the Custodian’s website. The Client and Client’s tax advisors are responsible for how investments and the transactions in the Client’s Investment Account are reported to the Internal Revenue Service or any other taxing authority. Next Financial assumes no responsibility to the Client for the tax consequences of any transaction. Next Financial will be responsible for the review and evaluation of your current financial information and any adjustments to it that you provide to us, the Investment Profile and will make its Portfolio recommendation recommendations based solely on that information. It is your responsibility to update periodically review your information on the Copper app and notify Copper promptly if there are changes to your situation changesfinancial situation, goals, objectives, personal circumstances, time horizon or if other relevant information changes or becomes available. You are solely responsible for evaluating the merits and risks associated with any investments and the Portfolio Investments recommended by 99risesNext Financial. Next Financial further reserves the right, in its sole discretion from time to time, upon providing prior notice to Clients, to engage any investment service provider from which Next Financial may obtain any or all investments, change any such investment service provider and to make additional investment service providers available through the Copper app. In providing its services, Next Financial or any of its affiliates may, subject to applicable laws and regulations, engage unaffiliated vendors or other contractors to aid it in fulfilling its duties under this Agreement or to provide ancillary enhancements or features of the services contemplated herein. Additionally, in performing its obligations under this Agreement, Next Financial may, at its own discretion, delegate any or all of its discretionary investment, advisory, and other rights, powers, and functions hereunder to any of its affiliates or to any third parties, without your written consent, provided that Next Financial shall always remain liable to you for its obligations hereunder.

Account Management Services. The Client hereby appoints 99rises Quantalytics as its investment adviser and grants us limited power of power- of- attorney with discretionary trading authority to manage and trade the assets in your Quantalytics Account (the “Services”). 99rises accepts We accept that appointment under the terms and conditions of set forth in this Agreement. 4832-0108-2818.v3 99rises Quantalytics will not provide investment advice other than the Services described in this Agreement. You acknowledge that: (i) 99rises Quantalytics will deliver the Services exclusively through the 99rises API Quantalytics application on one or more mobile devices and/or xxx.00xxxxx.xxx xxxx.xx (the “99rises Quantalytics Website”) (collectively, including any updates and replacement or supplement to them, the “99rises AppQuantalytics Apps”); (ii) 99rises Quantalytics will not provide Services in person, over the phone, or through any other medium, other than through the 99rises App Quantalytics Apps (see detailed information concerning the 99rises App Quantalytics Apps on the 99rises Quantalytics Website); and (iii) you will not be entitled or able to hold securities in your Quantalytics Account other than the securities selected by 99risesQuantalytics . You may contact 99rises Quantalytics by phone or email during its business hours regarding technical questions about the 99rises AppQuantalytics Apps. However, to comply with our regulatory obligations, we will not elaborate or expand upon the investment advice provided through the 99rises App. You will have an opportunity to communicate through the 99rises AppQuantalytics Apps. Through the 99rises AppQuantalytics Apps, you will provide us information about yourself (including your employment and marital status, income and net assetsincome, investment goals and reasons to investgoals, time horizon and risk attitudesnet assets), and, upon assessing evaluating your information, 99rises Quantalytics will determine propose an investment strategy that fits your risk profile and propose a portfolio plan for you needs (your “PortfolioPortfolio Plan”). You may choose the Portfolio Plan that the Company recommends for you or direct that your funds be invested in another Portfolio Plan or multiple Portfolio Plans. Once you choose your Portfolio Plan(s), you authorize us, without prior consultation, consent or approval, to give instructions to Tradier Apex to implement securities transactions for your AccountPortfolio Plan(s). Our authority will include the ability to: (i) buy, sell and trade United States equity securities, including options and fractional interests in securities; (ii) invest in and trade ETF’s and inverse ETFs, including fractional interests in same; (iii) employ hedging strategies, including sell securities short; (iv) periodically rebalance your portfolio; and (v) implement all of the above based on 99risesQuantalytics’ systematic (algorithmic) portfolio model. From time to time, we will contact you through the Quantalytics Apps and ask you to confirm the continued accuracy of information in your application, including investment objectives and your financial situation. You agree to promptly inform us of any changes in your information. If you have placed a security freeze on your personal information and credit, you consent to the temporary lifting of your security freeze for the purposes of opening your Quantalytics Account with Apex, and to the use of any credit reporting facility or agency report in connection with your Quantalytics Account. Credit will not be extended, as in the case of a margin account, unless Apex or an authorized person contacts you using the contact method provided within the Quantalytics Account application. You also authorize us to deliver to Tradier Apex (or any other securities brokerage firm executing transactions on behalf of the AccountsQuantalytics Account) a copy of this Agreement as evidence of the authority of 99rises Quantalytics to act for and on behalf of your Quantalytics Account. You acknowledge that 99rises Quantalytics does not provide: (i) comprehensive financial planning services, and its Services are not a complete investment program; (ii) tax, accounting or legal advice; and (iii) custody of your Quantalytics Account assets. You are encouraged to consider additional asset classes, strategies and investments to supplement your overall plan; and to consult with your tax advisor regarding any tax consequences related to your PortfolioPortfolio Plan. 99rises Note Quantalytics does not design its investment portfolios to achieve tax efficiencies and trading activities may trigger the so-called wash-sale rule, which may prevent you from taking losses on trading activities. Moreover, neither Quantalytics, nor any of its affiliates, warrants, represents or otherwise guarantees that an XXX, or any other type of account subject to this Agreement is compliant with the Internal Revenue Code of 1986, as amended (the “Code”) in form or function or that any deposits are compliant with the terms of such account or law. Furthermore, neither Quantalytics nor any of its affiliates are responsible for monitoring your XXX, or any other type of account subject to this Agreement for compliance with the Code or determining your individual tax treatment regarding such account. You understand and agree that the responsibility for the establishment and maintenance of an XXX and such account’s compliance with the requirements of the Code, and determining your individual tax treatment regarding such account remains exclusively your responsibility. In addition, you understand and agree that neither Quantalytics nor any of its affiliates are responsible for withholding any tax penalties that may apply to your XXX, or any other type of account subject to this Agreement or for any state or federal income tax withholding, except as may otherwise be required by applicable law. You understand and agree that you are solely responsible and liable for (i) maintaining and making contributions to, and requesting or taking required minimum distributions from, your XXX; and (ii) applying any and all limitations or restrictions applicable to contributions or deposits into, or transfers or withdrawals from, your XXX. Quantalytics will be responsible for the review and evaluation of your current financial information and any adjustments to it that you provide to us, us and will make its Portfolio Plan recommendation based on that information. It is your responsibility to update your information promptly if your situation changes. You are solely responsible for evaluating the merits and risks associated with any investments and the Portfolio Plan recommended by 99risesQuantalytics.

Account Management Services. The Client hereby appoints 99rises as its investment adviser and grants us limited power of attorney with discretionary trading authority to manage and trade the assets in 4832-0108-2818.v3 your Account (the “Services”). 99rises accepts that appointment under the terms and conditions of this Agreement. 4832-0108-2818.v3 99rises will not provide investment advice other than the Services described in this Agreement. You acknowledge that: (i) 99rises will deliver the Services exclusively through the 99rises API on one or more mobile devices and/or xxx.00xxxxx.xxx (the “99rises Website”) (collectively, including any updates and replacement or supplement to them, the “99rises App”); (ii) 99rises will not provide Services in person, over the phone, or through any other medium, other than through the 99rises App (see detailed information concerning the 99rises App on the 99rises Website); and (iii) you will not be entitled or able to hold securities in your Account other than the securities selected by 99rises. You may contact 99rises by phone or email during its business hours regarding technical questions about the 99rises App. However, to comply with our regulatory obligations, we will not elaborate or expand upon the investment advice provided through the 99rises App. You will have an opportunity to communicate through the 99rises App. Through the 99rises App, you will provide us information about yourself (including your employment and marital status, income and net assets, investment goals and reasons to invest, time horizon and risk attitudes), and, upon assessing your information, 99rises will determine your risk profile and propose a portfolio plan for you (your “Portfolio”). You authorize us, without prior consultation, consent or approval, to give instructions to Tradier to implement securities transactions for your Account. Our authority will include the ability to: (i) buy, sell and trade United States equity securities; (ii) invest in and trade ETFs; (iii) employ hedging strategies, including sell securities short; (iv) periodically rebalance your portfolio; and (v) implement all of the above based on 99rises’ systematic (algorithmic) portfolio model. You also authorize us to deliver to Tradier (or any other securities brokerage firm executing transactions on behalf of the Accounts) a copy of this Agreement as evidence of the authority of 99rises to act for and on behalf of your Account. You acknowledge that 99rises does not provide: (i) comprehensive financial planning services, and its Services are not a complete investment program; (ii) tax, accounting or legal advice; and (iii) custody of your Account assets. You are encouraged to consider additional asset classes, strategies and investments to supplement your overall plan; and to consult with your tax advisor regarding any tax consequences related to your Portfolio. 99rises will be responsible for the review and evaluation of your current financial information and any adjustments to it that you provide to us, and will make its Portfolio recommendation based on that information. It is your responsibility to update your information if your situation changes. You are solely responsible for evaluating the merits and risks associated with any investments and the Portfolio recommended by 99rises.