Discretionary Investment Management Services. The Adviser shall act as investment adviser with respect to each Fund. In such capacity, the Adviser shall, subject to the supervision of the Board, regularly provide each Fund with investment research, advice and supervision and shall furnish continuously an investment program for each Fund, consistent with the respective investment objectives and policies of each Fund. The Adviser shall determine, from time to time, what securities shall be purchased for each Fund, what securities shall be held or sold by each Fund and what portion of each Fund’s assets shall be held uninvested in cash, subject always to the provisions of the Trust’s Agreement and Declaration of Trust (“Declaration of Trust”), as amended and supplemented (the “Declaration of Trust”), Bylaws and its registration statement on Form N-1A (the “Registration Statement”) under the 1940 Act, and under the Securities Act of 1933, as amended (the “1933 Act”), as filed with the Securities and Exchange Commission (the “Commission”), and with the investment objectives, policies and restrictions of each Fund, as each of the same shall be from time to time in effect. To carry out such obligations, and to the extent not prohibited by any of the foregoing, the Adviser shall exercise full discretion and act for each Fund in the same manner and with the same force and effect as each Fund itself might or could do with respect to purchases, sales or other transactions, as well as with respect to all other such things necessary or incidental to the furtherance or conduct of such purchases, sales or other transactions. No reference in this Agreement to the Adviser having full discretionary authority over each Fund’s investments shall in any way limit the right of the Board, in its sole discretion, to establish or revise policies in connection with the management of a Fund’s assets or to otherwise exercise its right to control the overall management of a Fund.
Discretionary Investment Management Services. The Adviser shall act as investment adviser with respect to the Funds. In such capacity, the Adviser shall, subject to the supervision of the Board, regularly provide the Funds with investment research, advice and supervision and shall continuously furnish an investment program for the Funds, consistent with the respective investment objectives and policies of each Fund. The Adviser shall determine, from time to time, what securities or other assets shall be purchased for the Funds, what securities or other assets shall be held or sold by the Funds and what portion of the Funds’ assets shall be held uninvested in cash, subject always to the provisions of the Trust’s Agreement and Declaration of Trust, Amended and Restated By-Laws and its registration statement on Form N-1A (the “Registration Statement”) under the 1940 Act and under the Securities Act of 1933, as amended (the “1933 Act”), covering Fund shares, as filed with the U.S. Securities and Exchange Commission (the “Commission”), and to the investment objectives, policies and restrictions of the Funds, as from time to time in effect. To carry out such obligations, the Adviser shall exercise full discretion and act for the Funds in the same manner and with the same force and effect as the Funds themselves might or could do with respect to purchases, sales or other transactions, as well as with respect to all other such things necessary or incidental to the furtherance or conduct of such purchases, sales or other transactions. No reference in this Agreement to the Adviser having full discretionary authority over each Fund’s investments shall in any way limit the right of the Board, in its sole discretion, to establish or revise policies in connection with the management of a Fund’s assets or to otherwise exercise its right to control the overall management of a Fund.
Discretionary Investment Management Services. The Adviser shall act as investment adviser with respect to the Fund. In such capacity, the Adviser shall, subject to the supervision of the Board of Trustees of the Trust (the “Board”), regularly provide the Fund with investment research, advice and supervision and shall furnish continuously an investment program for the Fund, consistent with the investment objectives and policies of the Fund. The Adviser shall determine, from time to time, what securities shall be purchased for the Fund, what securities shall be held or sold by the Fund and what portion of the Fund's assets shall be held uninvested in cash, subject always to the provisions of the Trust's Agreement and Declaration of Trust, By-Laws and its registration statement on Form N-1A (the "Registration Statement") under the 1940 Act, and under the Securities Act of 1933, as amended (the "1933 Act"), covering Fund shares, as filed with the Securities and Exchange Commission (the "Commission"), and to the investment objectives, policies and restrictions of the Fund, as each of the same shall be from time to time in effect. To carry out such obligations, the Adviser shall have full investment discretion and act on behalf of the Fund with respect to purchases, sales or other transactions, as well as with respect to all other such things necessary or incidental to the furtherance or conduct of such purchases, sales or other transactions, including by taking such steps as may be necessary to implement such advice and recommendations (e.g., placing orders), as well as with respect to all other such things necessary or incidental to the furtherance or conduct or such purchases, sales or other transactions. No reference in this Agreement to the Adviser having full discretionary authority over the Fund's investments shall in any way limit the right of the Board, in its sole discretion, to establish or revise investment policies governing the management of the Fund's assets. The investment policies and investment actions of the Fund are, and shall at all times be, subject to the control and direction of the Board.
Discretionary Investment Management Services. 2.1 Scope of our discretion Subject to the Investment Guidelines (Section 3 of the Application Form) and the terms of this Agreement, we will have complete discretion in managing your portfolio and will have the power, without prior reference to you, to buy, sell, retain, exchange or otherwise deal in investments and other assets, make deposits, subscribe to issues and offers for sale of any investments and otherwise act as we judge appropriate in relation to the management and investment of your portfolio. Where FIM wishes to submit an application in respect of any new issue of shares, we shall be entitled to assume that no other application will be made either by you or on your behalf unless we are notified to the contrary.
Discretionary Investment Management Services. 2.1 Scope of our discretion Subject to your choice of Pound a Day Portfolio (Section 3 of the Application Form) and the terms of this Agreement, we will have complete discretion in managing your ISA, in accordance with the ISA Regulations and will have the power, without prior reference to you, to buy, sell, retain, exchange or otherwise deal in investments and other assets, make deposits, subscribe to issues and offers for sale of any investments and otherwise act as we judge appropriate in relation to the management and investment of your ISA. Where FIM wishes to submit an application in respect of any new issue of shares, we shall be entitled to assume that no other application will be made either by you or on your behalf unless we are notified to the contrary.
Discretionary Investment Management Services. The Client hereby grants Spire and its IAR complete and unlimited discretionary trading authorization. The Client hereby appoints the above named IAR as the Client’s agent and attorney-in-fact with respect to this trading authorization. The Client authorizes Spire to buy, sell, or otherwise trade securities or other investments in the account(s) without discussing the transactions with the Client in advance. Spire will make investment decisions for the account(s) according to the investment objectives and financial circumstances described in the New Account Form (“NAF”) the Investment Policy Statement (“IPS”) and or the Statement of Investment Selection (“SIS”).
Discretionary Investment Management Services. (SCH A). BMA will direct with full discretionary power with respect to the Client’s managed account and have full authority to actat its sole discretion and without first consulting the Client, the continuous investment and reinvestmentof the assets deposited by the Client in designated accounts at the Custodian (the “Account”). BMA is hereby authorized and directed to invest and reinvest the principal and income, including the proceeds thereof and additions to the Account, in stocks, bonds, options or other securities of any kind as BMA deems in the best interest of the Client, and determine from time to time what portion of such assets shall be invested in securities and other assets and when such investments will be purchased, retained or sold. The Advisor’s authority shall include, but will not be limited to; trading all securities held in the Account, purchasing or writing put or call options in respect of securities, and making and executing all documents relevant to any of the forgoing. In addition to the foregoing, BMA may take any action or non-action as it deems appropriate, with or without other consent or authority from the Client, and may exercise its discretion and deal in and with such assets exactly and as fully and freely as the Client, with the exception that BMA is not authorized to withdraw from the Account any money, securities or other assets, either in the name of the Client or otherwise, except as set forth in Section 6. BMA shall be free to sell securities in the portfolio of the Account regardless of the length of time they have been held. BMA shall further be free to make investment changes regardless of the resulting rate of portfolio turnover, when BMA, in its sole discretion, determines that such changes will promote the investment objectives of the Account. Ifthe security or property held in the Account is accompanied by voting rights, BMA will not exercise such voting rights. BMA does not vote proxies of its Clients.
Discretionary Investment Management Services. We may act as your investment adviser and provide you with non-discretionary investment management services with respect to any assets and accounts described in the “Non-Discretionary Investment Management Services” section of Schedule A of this Agreement (“Non-discretionary Assets”). We may periodically monitor and review Non-Discretionary Assets in accordance with your investment needs, goals and objectives. You appoint us your attorney-in-fact and grant us limited power-of-attorney (coupled with an interest) with non-discretionary trading authority, as appropriate and where authorized, over Accounts to buy, sell and otherwise effect investment transactions related to the specified Non- Discretionary Assets. You authorize us, with your prior consent to (a) implement transactions for the such Assets; (b) buy, sell and trade any securities, including stocks, bonds, mutual funds, index funds, exchange traded funds, short-term money-market instruments and other securities and contracts, including on margin if you have signed a separate margin authorization; and (c) give instructions to the broker- dealer and the custodian of the Non-Discretionary Assets. Any special instructions or limits that the Client wishes the Adviser to follow in managing the Assets are set forth on Schedule A. Non Managed Assets We may provide non-managed reporting services to you with respect to any assets and accounts described in the “Reporting Services” section of Schedule A of this Agreement (“Reporting Assets”). It is understood and agreed that we will have no responsibilities with respect to the investment, reinvestment, or management of these Assets and that our duties with respect to such Assets are limited solely to providing reporting regarding performance. We will provide the Reporting Services for the specified accounts as a courtesy to you and will not receive any compensation with respect to such services. We may, for a consulting fee, and under a separate agreement, conduct financial planning or other financial analysis for the Client’s assets under advisement.
Discretionary Investment Management Services. The Adviser shall act as investment adviser with respect to the Company. In such capacity, the Adviser shall, subject to the supervision of the Director, regularly provide the Company with investment research, advice and supervision and shall furnish continuously an investment program for the Company, consistent with the respective investment objectives and policies of the Company. The Adviser shall determine, from time to time, what securities or other assets shall be purchased for the Company, what securities or other assets shall be held or sold by the Company and what portion of the Company’s assets shall be held uninvested in cash, subject always to the investment objectives, policies and restrictions of the Fund as they apply to the Company. To carry out such obligations, the Adviser shall exercise full discretion and act for the Company in the same manner and with the same force and effect as the Company itself might or could do with respect to purchases, sales or other transactions, as well as with respect to all other such things necessary or incidental to the furtherance or conduct of such purchases, sales or other transactions. No reference in this Agreement to the Adviser having full discretionary authority over the Company’s investments shall in any way limit the right of the Director, in his or her sole discretion, to establish or revise policies in connection with the management of the Company’s assets or to otherwise exercise its right to control the overall management of the Company.
Discretionary Investment Management Services. The Adviser shall act as investment adviser with respect to the Company. In such capacity, the Adviser shall, subject to the supervision of the Board, regularly provide the Company with investment research, advice and supervision and shall continuously furnish an investment program for the Company, consistent with the respective investment objectives and policies of the US Fund. The Adviser shall determine, from time to time, what securities or other assets shall be purchased for the Company, what securities or other assets shall be held or sold by the Company and what portion of the Company’ assets shall be held uninvested in cash, subject always to the provisions of the Company’s Articles of Association and Memorandum of Association and the US Fund’s registration statement on Form N-1A (the “Registration Statement”) under the 1940 Act and under the 1933 Act, covering US Fund shares, as filed with the U.S. Securities and Exchange Commission (the “Commission”), and to the investment objectives, policies and restrictions of the US Fund, as from time to time in effect. To carry out such obligations, the Adviser shall exercise full discretion and act for the Company in the same manner and with the same force and effect as the Company itself might or could do with respect to purchases, sales or other transactions, as well as with respect to all other such things necessary or incidental to the furtherance or conduct of such purchases, sales or other transactions. No reference in this Agreement to the Adviser having full discretionary authority over the Company’s investments shall in any way limit the right of the Board, in its sole discretion, to establish or revise policies in connection with the management of the Company’s assets or to otherwise exercise its right to control the overall management of the Company.
