SEF Rules definition

SEF Rules means the rules of the SEF as set forth herein, as may be amended from time to time by the SEF.
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SEF Rules means all rules adopted in this Rulebook, all Notices to Participants published by the SEF, the User Agreement, interpretations, orders, resolutions, advisories, statements of policy, decisions, manuals and directives of the SEF, and all amendments thereto.
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SEF Rules means all rules adopted, all notices to Participants published by a SEF, any user agreement a Participant has to enter into to use a SEF, interpretations, orders, resolutions, advisories, statements of policy, decisions, manuals and directives of a SEF, and all amendments thereto;
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Examples of SEF Rules in a sentence

  • Any affected Participant or Sponsored Participant shall continue to have access to the SEF by means of an Execution Specialist, unless such access is denied in accordance with the procedures set forth in Rule 3103 or elsewhere in the SEF Rules.

  • The Chief Compliance Officer shall have the authority to inspect the books and records of all Participants and the authority to require any Participant to appear before him or her and produce its books and records and answer questions regarding alleged violations of the SEF Rules or other provision of Applicable Law for which the SEF has disciplinary jurisdiction, at the time, place and in the manner it designates.

  • Any such suspension will not affect the rights of creditors under the SEF Rules or relieve the Person in question of its, his or her obligations under the SEF Rules to perform any Swaps entered into before the suspension, or for any SEF fees, costs, or charges incurred during the suspension.

  • No such failure shall be a violation of the SEF Rules where the failure was substantially the result of, as determined in the SEF’s discretion, any errors or delays caused by the SEF, any Execution Specialist, the Affirmation Hub or any event (such as loss of internet connectivity, power or other force majeure) beyond the reasonable control of the Participant or Customer.

  • The Board will determine which Swaps are available from time to time for trading subject to the SEF Rules, and will approve specifications for such Swaps; provided that the Board may delegate the authority to approve such rules to a SEF committee or to one or more Officers of the SEF; provided, further, that certifications or applications with respect to such rules will be submitted to the CFTC as required by the CEA and any regulations thereunder.

  • Rule 5703 Extension or Waiver of SEF Rules If necessary and expedient, the SEF may, in its sole discretion, waive, or extend the time period for performing, any act or acts designated by the SEF Rules, but only to the extent such waiver or extension is not inconsistent with the CEA or the CFTC Regulations.

  • Each Authorized Trader shall be identified to the SEF in the manner prescribed by the SEF and shall be subject to the SEF Rules.

  • After revocation or termination of the designation of an Authorized Trader, the Authorized Trader remains subject to the SEF Rules, the Obligations and the jurisdiction of the SEF for acts done and omissions made while an Authorized Trader.

  • Without limitation of any other provisions of this Rule 2100, the provisions of Article III of the By-Laws shall be deemed to be part of the SEF Rules and shall be deemed to be incorporated herein, to the same extent and with the same force and effect as if set forth herein in their entirety.

  • If an offer of settlement is accepted and the related order of disciplinary proceedings becomes final, the respondent’s submission of the offer will be deemed to constitute a waiver of the right to notice, opportunity for a hearing and review and appeal under the SEF Rules.

Related to SEF Rules

  • FCA Rules means the Rules included within the FCA Handbook issued by the FCA.

  • School Rules means the body of rules of the School as may be amended from time to time for legal, safety or other substantive reasons, or in order to assist the proper administration of the School. A copy of the then current version of the rules is provided to each child on entry and is sent to parents with the Acceptance Form. Parents will be notified of subsequent changes to the rules;

  • Applicable Rules means Section 10D of the Exchange Act, Rule 10D-1 promulgated thereunder, the listing rules of the national securities exchange or association on which the Company’s securities are listed, and any applicable rules, standards or other guidance adopted by the Securities and Exchange Commission or any national securities exchange or association on which the Company’s securities are listed.