Examples of Purchase or Sale of a Security in a sentence
Purchase or Sale of a Security The purchase or sale of a Security includes, among other things, the writing of an option to purchase or sell a Security.
Access Persons are prohibited from directly or indirectly using any act, device, scheme, artifice, practice or course of conduct to defraud, mislead or manipulate a client in connection with the Purchase or Sale of a Security held or to be acquired by the client.
If an Employee has any doubt as to whether she has received material nonpublic information, she must consult with the Code of Ethics Officer prior to using that information in connection with the Purchase or Sale of a Security for his own account or the account of any PanAgora Client, or communicating the information to others.
Purchase or Sale of a Security includes, among other things, the writing of an option to purchase or sell a security.
Any Purchase or Sale of a Security not completed within this period must be pre-cleared again before effected.