Examples of Privately placed securities in a sentence
Privately placed securities that are prohibited under the Code, but were owned by a covered person prior to employment by Lord Abbett, or that may be received through an inheritance or other gift, may be retained provided that no further discretionary investments may be made into such private placement.
Privately placed securities held by the Company (or Target Funds in which the Company invests) may involve special registration risks, liabilities and costs, as well as valuation or other liquidity-related difficulties.
Privately placed securities are valued using internal matrix pricing and discounted cash flow methodologies using standard market observable inputs including taxable and tax-exempt yield curves and market observable ratings from external parties.
Privately placed securities are securities that rely on exemptions from registration under the Securities Act of 1933, as amended, and the rules thereunder, and may have legal restrictions on the purchase and resale.
These instruments have been developed by several securities firms and mar- GEN-5 kets under names such as CATS, TIGRS, COU- GAR, and LION.• Privately placed securities (e.g., 144a Securities)State and Municipal Government ObligationsIncludes debt securities issued by states and political subdivisions in the U.S. including the District of Columbia.
Both these flow- charts also shows the corresponding sections where these procedures are discussed.
Privately placed securities are Covered Securities and therefore generally require pre-clearance using MyComplianceOffice.
I recommend using the Company’s claimed capital structure of 44.42% long-term debt, 3.24% short-term debt, and 52.34% equity for the FPFTY endingDecember 30, 2019.
Privately placed securities generally are less liquid than publicly traded securities and the Underlying Fund may not always be able to sell such securities without experiencing delays in finding buyers or reducing the sale price for such securities.
Privately placed securities are typically fair valued and generally have no secondary trading market; therefore, such investments may be more difficult to value than publicly traded securities.