Participant Securities definition

Participant Securities means, collectively, all shares of Common Stock acquired by the Executive (whether as a distribution from the Deferred Compensation Plan or otherwise) and all shares of Preferred Stock acquired by the Executive (whether as a distribution from the Deferred Compensation Plan or otherwise).
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Participant Securities means any Restricted Securities issued to or held by a Management Securityholder. For all purposes of the Plan (including this Addendum), Participant Securities will continue to be Participant Securities in the hands of any holder (including any Permitted Transferee), and each such holder of Participant Securities will succeed to all the rights and obligations attributable to such Person as a Management Securityholder hereunder with respect to such Participant Securities, until such time as such Participant Securities cease to be considered Participant Securities pursuant to the express terms of Section 2(b) of this Addendum.
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Participant Securities means, with respect to each Participant, the Permitted Investments in which a Participant's Account is deemed to be invested.
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Examples of Participant Securities in a sentence

  • Upon receipt of instruction from the Customer, the Participant/ Securities Broker shall give effect to such changes in the manner prescribed under the relevant regulations.

  • Notwithstanding anything to the contrary herein, following the Initial Public Offering and once a public market exists for Participant Securities, upon becoming eligible to sell all of his or her Participant Securities pursuant to Rule 144 of the Securities Act (other than pursuant to paragraph (k) of Rule 144), a Tag Along Holder shall no longer be eligible to exercise any rights provided by this Section 3(a).

  • A Management Securityholder may Transfer such Management Securityholder’s Participant Securities to the extent required pursuant to Section 3(b).

  • Wherever (x) such requirement shall cease and terminate as to any Management Securityholder’s Participant Securities or (y) such Participant Securities shall be transferable under paragraph (k) of Rule 144 under the Securities Act, the holder thereof shall be entitled to receive from the Company, without expense, new certificates not bearing the legend set forth in Section 5(b).

  • The Company will instruct any transfer agent not to register the Transfer of any Management Securityholder’s Participant Securities until the conditions specified in the foregoing legends and the applicable Plan (including this Addendum) are satisfied.

  • A Management Securityholder may Transfer Participant Securities to Permitted Transferees.

  • A Management Securityholder may Transfer Participant Securities pursuant to the terms of the call provisions set forth in Article VI of the Plan or in any Award Agreement pursuant to which such Participant Securities were issued.

  • Where the Manager accepts a Redemption Application from an Authorised Participant, it shall (i) effect the redemption and cancellation of the relevant Units; and (ii) require the Trustee to transfer to the Authorised Participant Securities and/or cash in accordance with the Trust Deed.

  • Any attempted Transfer of Participant Securities not permitted under the terms of this Section 2 shall be null and void, and the Company shall not in any way give effect to any such impermissible Transfer.

  • Participant Securities Transferred pursuant to this Section 2(b)(ii) shall conclusively be deemed thereafter not to be Participant Securities under this Addendum.

Related to Participant Securities

  • Compliant Securities means securities issued by UBS Group AG or any of its subsidiaries that have economic terms not materially less favourable to a Holder than these Terms and Conditions (as reasonably determined by the Issuer), provided that

  • Exempt Securities has the meaning set forth in Section 4.4(d).

  • relevant securities means Ordinary Shares and securities carrying conversion or subscription rights into Ordinary Shares;

  • Non Book-Entry Preferred Securities shall have the meaning set forth in Section 2.4.

  • Covered Securities means any note, stock, treasury stock, security future, bond, debenture, evidence of indebtedness, certificate of interest or participation in any profit-sharing agreement, collateral-trust certificate, preorganization certificate or subscription, transferable share, investment contract, voting-trust certificate, certificate of deposit for a security, fractional undivided interest in oil, gas, or other mineral rights, any put, call, straddle, option, or privilege on any security (including a certificate of deposit) or on any group or index of securities (including any interest therein or based on the value thereof), or any put, call, straddle, option, or privilege entered into on a national securities exchange relating to foreign currency, or, in general, any interest or instrument commonly known as a "security", or any certificate of interest or participation in, temporary or interim certificate for, receipt for, guarantee of, or warrant or right to subscribe to or purchase any of the foregoing.

  • Non Book-Entry Capital Securities shall have the meaning set forth in Section 2.05.

  • Warrant Securities means this Warrant and the Warrant Shares, collectively.

  • Investment Securities means any of the following:

  • Corporate Unit means the collective rights and obligations of a Holder of a Corporate Unit Certificate in respect of the Applicable Ownership Interest in Debentures or the Applicable Ownership Interest in the Treasury Portfolio, as the case may be, subject in each case to the Pledge thereof (except that the Applicable Ownership Interest in the Treasury Portfolio as specified in clause (ii) of the definition of such term shall not be subject to the Pledge), and the related Purchase Contract.

  • Tendered Units shall have the meaning set forth in Section 8.6.A.

  • Unrestricted Stock Award means an Award of shares of Stock free of any restrictions.

  • Book Entry Warrants means Warrants that are to be held only by or on behalf of the Depository;

  • Designated Securities means securities issued by an Insured, or by any Affiliated Entity, or by any Fund to which such Insured or any Affiliated Entity provides any services.

  • Participating Shares means shares that entitle their holders to participate without limitation in distributions.

  • Private Units means the Units certain of the Investors are privately purchasing simultaneously with the consummation of the Company’s initial public offering.

  • Individual Securities shall have the meaning specified in Section 3.01(p).

  • Unrestricted Securities means one or more Securities that do not and are not required to bear the Private Placement Legend in the form set forth in Exhibit A hereto, including, without limitation, the Exchange Securities and any Securities registered under the Securities Act pursuant to and in accordance with the Registration Rights Agreement.

  • Equity Preferred Securities means, with respect to any Person, any trust preferred securities or deferrable interest subordinated debt securities issued by such Person or other financing vehicle of such Person that (i) have an original maturity of at least twenty years, and (ii) require no repayments or prepayments and no mandatory redemptions or repurchases, in each case, prior to the first anniversary of the latest Maturity Date.

  • Phantom Shares means an Award of the right to receive Shares issued at the end of a Restricted Period which is granted pursuant to Section 6(e) of the Plan.

  • Designated Preferred Stock means Preferred Stock of the Issuer or any direct or indirect parent of the Issuer (other than Disqualified Stock), that is issued for cash (other than to the Issuer or any of its Subsidiaries or an employee stock ownership plan or trust established by the Issuer or any of its Subsidiaries) and is so designated as Designated Preferred Stock, pursuant to an Officer’s Certificate, on the issuance date thereof.

  • Phantom means a volume of material behaving in a manner similar to tissue with respect to the attenuation and scattering of radiation. This requires that both the atomic number (Z) and the density of the material be similar to that of tissue.

  • Contract Securities means the Offered Securities, if any, to be purchased pursuant to the delayed delivery contracts referred to below.

  • Company Stock means, collectively, the Company Common Stock and the Company Preferred Stock.

  • Phantom Stock means a right granted to an Eligible Individual under Section 12 representing a number of hypothetical Shares.

  • Subordinated Units has the meaning assigned to such term in the Partnership Agreement.