PACE Securities definition

PACE Securities means, collectively, the PACE Shares, PACE Warrants and PACE Options;
Sample 1

Examples of PACE Securities in a sentence

  • PACE Credit Union will release Larry Smith solely from any liability arising from an allegation that he is an officer or director of PACE Securities Corp.

  • Between June 2017 and June 2019, Joseph Anthony Thomson (“Thomson”), the Ultimate Designated Person (the “UDP”) of PACE Securities Corp.

  • If one of the amalgamating corporations is PACE Securities Corp., Amalco will not be able to redeem any of the Series A Preference Shares without the approval of the Investment Industry Regulatory Organization of Canada if Amalco’s regulatory capital (sometimes referred to as ‘risk adjusted capital’) would not meet certain tests on completion of such redemption.

  • The Issuer has retained PACE Securities Corp., a registered investment dealer in Ontario, as Manager to provide the services of portfolio manager through a managed account for the Issuer’s Portfolio.

  • Between 2017 and 2019, PACE Securities Corp (“PSC”) offered preferred shares of PACE Financial Ltd.

  • As the majority holder of voting shares of the Issuer is the Chief Executive Officer of PACE Securities Corp., it is possible that it may be proposed that the Issuer amalgamate with PACE Securities Corp.

  • Commissions of up to 10% of the gross proceeds received by the Issuer on the sale of Units will be paid by the Issuer, and Broker Warrants equal to 10% of the number of Units sold will be issued by the Issuer, to qualified agents who are registered under applicable securities laws, such as exempt market dealers and investment dealers (including PACE Securities Corp.), pursuant to each subscription completed by the Issuer through such agent.

  • On June 24, 2021, PACE Savings & Credit Union Limited (the “Credit Union”), AIG Insurance Company of Canada (“AIG”) on behalf of certain individual insureds, PFL, FHH and PACE Securities Corp., and certain investment advisors (together, the “Settling Parties”) reached an agreement to resolve all or substantially all of the Investor Claims forming the subject matter of the mediation (the "Settlement”).

  • Joseph Thomson is also a director and the President, Chief Executive Officer and the Ultimate Designated Person of PACE Securities Corp., the Manager.

  • The proceeds of this Offering will be used for the Issuer’s business as described in this Offering Memorandum and will not be used for the benefit of PACE Securities Corp.

Related to PACE Securities

  • NIM Securities Any debt securities secured or otherwise backed by some or all of the Class X and Class P Certificates that are rated by one or more Rating Agencies.

  • Securities as used herein does not include (i) securities of issuers that are affiliated with the Buyer or are part of the Buyer's Family of Investment Companies, (ii) securities issued or guaranteed by the U.S. or any instrumentality thereof, (iii) bank deposit notes and certificates of deposit, (iv) loan participations, (v) repurchase agreements, (vi) securities owned but subject to a repurchase agreement and (vii) currency, interest rate and commodity swaps.

  • Series A Securities means the Company's 10.01% Series A Junior Subordinated Deferrable Interest Debentures due March 15, 2027, as authenticated and issued under this Indenture.

  • Derivative Securities means any securities or rights convertible into, or exercisable or exchangeable for (in each case, directly or indirectly), Common Stock, including options and warrants.

  • Lock-Up Securities shall have the meaning set forth in Section 4.1.

  • Series B Securities means the Company's Series B 9 3/8% Junior Subordinated Deferrable Interest Debentures due May 1, 2028, as authenticated and issued under this Indenture.

  • BofA Securities means BofA Securities, Inc.

  • Equity-linked Securities means any debt or equity securities that are convertible, exercisable or exchangeable for Class A Shares issued in a financing transaction in connection with a Business Combination, including but not limited to a private placement of equity or debt.

  • Private Securities Transaction means any securities transaction relating to new offerings of securities which are not registered with the Securities and Exchange Commission, provided however that transactions subject to the notification requirements of Rule 3050 of the Financial Industry Regulatory Authority’s (FINRA) Conduct Rules, transactions among immediate family members (as defined in the interpretation of the FINRA Board of Governors on free-riding and withholding) for which no associated person receives any selling compensation, and personal securities transactions in investment company and variable annuity securities shall be excluded.

  • Index Securities means the securities included in the 10 Uncommon Values Index from time to time.

  • Municipal Securities means municipal securities as described under the heading “Portfolio Contents” in the prospectus or other offering document for a Series of RVMTP Shares.

  • Investor Securities means the securities eligible for registration pursuant to the Registration Rights Agreement.

  • Offeror’s Securities means Voting Shares Beneficially Owned by an Offeror on the date of the Offer to Acquire;

  • Portfolio Securities or "investments" of the Series shall mean, respectively, such assets, net assets, securities, portfolio securities or investments which are from time to time under the management of the Subadviser pursuant to this Agreement.

  • Regulation S Global Securities Appendix A

  • Individual Securities shall have the meaning specified in Section 3.01(p).

  • Capital Securities means undivided beneficial interests in the assets of the Trust which rank pari passu with Common Securities issued by the Trust; provided, however, that upon the occurrence and continuance of an Event of Default (as defined in the Declaration), the rights of holders of such Common Securities to payment in respect of distributions and payments upon liquidation, redemption and otherwise are subordinated to the rights of holders of such Capital Securities.

  • Federal Securities means: (a) any direct general obligations of the United States of America (including obligations issued or held in book entry form on the books of the Department of the Treasury of the United States of America), for which the full faith and credit of the United States of America are pledged; (b) obligations of any agency, department or instrumentality of the United States of America, the timely payment of principal and interest on which are directly or indirectly secured or guaranteed by the full faith and credit of the United States of America.

  • Agency Securities means negotiable debt obligations which are fully guaranteed as to both principal and interest by the Federal National Mortgage Association, the Government National Mortgage Association or the Federal Home Loan Mortgage Corporation, but excluding (i) interest only and principal only securities and (ii) Collateralized Mortgage Obligations, Real Estate Mortgage Investment Conduits and similar derivative securities.

  • Corporation Securities means (i) shares of Common Stock, (ii) shares of Preferred Stock (other than preferred stock described in Section 1504(a)(4) of the Code), (iii) warrants, rights, or options (including options within the meaning of Treasury Regulation § 1.382-2T(h)(4)(v)) to purchase stock of the Corporation, and (iv) any other interest that would be treated as “stock” of the Corporation pursuant to Treasury Regulation § 1.382-2T(f)(18).

  • Underwriters' Securities means the Offered Securities other than Contract Securities.

  • Subordinated Securities means Securities that by the terms established pursuant to Section 2.02(i) are subordinated in right of payment to Senior Debt of the Company.

  • U.S. Securities means Securities issued by an issuer that is organized under the laws of the United States or any State thereof or that are otherwise traded in the United States, and shall include American Depositary Receipts.

  • Rule 144A Securities means all Initial Securities offered and sold to QIBs in reliance on Rule 144A.

  • Executive Securities means the Class A Common acquired by the Executive and will include units of the Company's Common Interests issued with respect to Executive Securities by way of a split, dividend, combination, exchange, conversion, or other recapitalization, merger, consolidation or reorganization. Executive Securities will cease to be Executive Securities when transferred pursuant to a Qualified Public Offering or Sale of the Company. Executive Securities will continue to be Executive Securities in the hands of any holder other than the Executive, including all transferees of the Executive (except for the Company and the Investor (or its designee)), and except as otherwise provided herein, each such other holder of Executive Securities will succeed to all rights and obligations attributable to the Executive as a holder of Executive Securities hereunder.