PACE Securities definition

PACE Securities means, collectively, the PACE Shares, PACE Warrants and PACE Options;
Sample 1

Examples of PACE Securities in a sentence

  • PACE Credit Union will release Larry Smith solely from any liability arising from an allegation that he is an officer or director of PACE Securities Corp.

  • Between June 2017 and June 2019, Joseph Anthony Thomson (“Thomson”), the Ultimate Designated Person (the “UDP”) of PACE Securities Corp.

  • On June 24, 2021, PACE Savings & Credit Union Limited (the “Credit Union”), AIG Insurance Company of Canada (“AIG”) on behalf of certain individual insureds, PFL, FHH and PACE Securities Corp., and certain investment advisors (together, the “Settling Parties”) reached an agreement to resolve all or substantially all of the Investor Claims forming the subject matter of the mediation (the "Settlement”).

  • Joseph Thomson is also a director and the President, Chief Executive Officer and the Ultimate Designated Person of PACE Securities Corp., the Manager.

  • As a consequence, a patent chal- lenger may choose to challenge some aspects of valid- ity in the patent offices and others in court, subject to any statutory estoppel that is created by PGR and IPR proceedings in the USPTO.

  • As the majority holder of voting shares of the Issuer is the Chief Executive Officer of PACE Securities Corp., it is possible that it may be proposed that the Issuer amalgamate with PACE Securities Corp.

  • Commissions of up to 10% of the gross proceeds received by the Issuer on the sale of Units will be paid by the Issuer, and Broker Warrants equal to 10% of the number of Units sold will be issued by the Issuer, to qualified agents who are registered under applicable securities laws, such as exempt market dealers and investment dealers (including PACE Securities Corp.), pursuant to each subscription completed by the Issuer through such agent.

  • The proceeds of this Offering will be used for the Issuer’s business as described in this Offering Memorandum and will not be used for the benefit of PACE Securities Corp.

  • Th e seco n d s t a ge s ha ll be r eq u i r ed w h e n 7–10 of t h e m ice i n jec t ed wi t h p r od u c t die i n t h e fi r s t s t a ge.

  • The Issuer is approximately 63% owned and controlled (through ownership of Class B Voting Shares) by Joseph Thomson, the President and Chief Executive Officer of PACE Securities Corp.

Related to PACE Securities

  • NIM Securities Any debt securities secured or otherwise backed by some or all of the Class X and Class P Certificates that are rated by one or more Rating Agencies.

  • Securities has the meaning stated in the first recital of this Indenture and more particularly means any Securities authenticated and delivered under this Indenture.

  • ETP Securities means the Series of ETP Securities to which these Conditions relates or, as the context may require, any or all securities issued by the Issuer under the Programme.

  • Series A Securities means the Company's 9.25% Series A Junior Subordinated Deferrable Interest Debentures due February 1, 2027, as authenticated and issued under this Indenture.

  • Derivative Securities means any securities or rights convertible into, or exercisable or exchangeable for (in each case, directly or indirectly), Common Stock, including options and warrants.

  • Lock-Up Securities has the meaning assigned to such term in Section 3.5.

  • Series B Securities means the Company's Series B 9.25% Junior Subordinated Deferrable Interest Debentures due February 1, 2027, as authenticated and issued under this Indenture.

  • BofA Securities means BofA Securities, Inc.

  • Equity-linked Securities means any debt or equity securities that are convertible, exercisable or exchangeable for Class A Shares issued in a financing transaction in connection with a Business Combination, including but not limited to a private placement of equity or debt.

  • Private Securities Transaction means any securities transaction relating to new offerings of securities which are not registered with the Securities and Exchange Commission, provided however that transactions subject to the notification requirements of Rule 3050 of the Financial Industry Regulatory Authority’s (FINRA) Conduct Rules, transactions among immediate family members (as defined in the interpretation of the FINRA Board of Governors on free-riding and withholding) for which no associated person receives any selling compensation, and personal securities transactions in investment company and variable annuity securities shall be excluded.

  • Index Securities means the securities included in the 10 Uncommon Values Index from time to time.

  • Municipal Securities means municipal securities as described under the heading “Portfolio Contents” in the prospectus or other offering document for a Series of RVMTP Shares.

  • Investor Securities is defined in Section 2.1.

  • Offeror’s Securities means Voting Shares Beneficially Owned by an Offeror on the date of the Offer to Acquire;

  • Portfolio Securities or "investments" of the Series shall mean, respectively, such assets, net assets, securities, portfolio securities or investments which are from time to time under the management of the Subadviser pursuant to this Agreement.

  • Regulation S Global Securities means one or more permanent global Securities in registered form representing the aggregate principal amount of Securities sold in reliance on Regulation S under the Securities Act.

  • Individual Securities shall have the meaning specified in Section 3.01(p).

  • Capital Securities means undivided beneficial interests in the assets of the Trust which rank pari passu with Common Securities issued by the Trust; provided, however, that upon the occurrence and continuance of an Event of Default (as defined in the Declaration), the rights of holders of such Common Securities to payment in respect of distributions and payments upon liquidation, redemption and otherwise are subordinated to the rights of holders of such Capital Securities.

  • Federal Securities means: (a) any direct general obligations of the United States of America (including obligations issued or held in book entry form on the books of the Department of the Treasury of the United States of America), for which the full faith and credit of the United States of America are pledged; (b) obligations of any agency, department or instrumentality of the United States of America, the timely payment of principal and interest on which are directly or indirectly secured or guaranteed by the full faith and credit of the United States of America.

  • Agency Securities means negotiable debt obligations which are fully guaranteed as to both principal and interest by the Federal National Mortgage Association, the Government National Mortgage Association or the Federal Home Loan Mortgage Corporation, but excluding (i) interest only and principal only securities and (ii) Collateralized Mortgage Obligations, Real Estate Mortgage Investment Conduits and similar derivative securities.

  • Corporation Securities means (i) shares of Common Stock, (ii) shares of Preferred Stock (other than preferred stock described in Section 1504(a)(4) of the Code), (iii) warrants, rights, or options (including options within the meaning of Treasury Regulation § 1.382-2T(h)(4)(v)) to purchase stock of the Corporation, and (iv) any other interest that would be treated as “stock” of the Corporation pursuant to Treasury Regulation § 1.382-2T(f)(18).

  • Underwriters' Securities means the Offered Securities other than Contract Securities.

  • Subordinated Securities means Securities that by the terms established pursuant to Section 2.02(i) are subordinated in right of payment to Senior Debt of the Company.

  • U.S. Securities means Securities issued by an issuer that is organized under the laws of the United States or any State thereof or that are otherwise traded in the United States, and shall include American Depositary Receipts.

  • Rule 144A Securities means all Initial Securities offered and sold to QIBs in reliance on Rule 144A.

  • Executive Securities means the Class A Common acquired by the Executive and will include units of the Company's Common Interests issued with respect to Executive Securities by way of a split, dividend, combination, exchange, conversion, or other recapitalization, merger, consolidation or reorganization. Executive Securities will cease to be Executive Securities when transferred pursuant to a Qualified Public Offering or Sale of the Company. Executive Securities will continue to be Executive Securities in the hands of any holder other than the Executive, including all transferees of the Executive (except for the Company and the Investor (or its designee)), and except as otherwise provided herein, each such other holder of Executive Securities will succeed to all rights and obligations attributable to the Executive as a holder of Executive Securities hereunder.