Guide And Cautionary Notes definition

Guide And Cautionary Notes. – means the document entitled “Guide And Cautionary Notes In Applying For/Continuing With An Account With Lim & Tan Securities” which has been provided by Lim & Tan Securities Pte Ltd to the Client;
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Guide And Cautionary Notes. - means the document entitled “Guide And Cautionary Notes In Applying For/Continuing With An Account With Lim & Tan Securities” which is attached herein in the Schedule to these Terms and Conditions;
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Guide And Cautionary Notes refer to the document so titled and provided to the Client either as part of the Company’s account opening application documentation or separately as an update document to explain the changes in the types of services and their respective terms available from the Company;
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Examples of Guide And Cautionary Notes in a sentence

  • No statement made or provided to the Client (apart from generally circulating advice specifically identified as such or limited ERA (as explained in the Guide and Cautionary Notes in Applying for/Continuing with An Account with UOBKH)) by UOBKH or any trading representative, as noted in the Guide And Cautionary Notes In Applying For/Continuing With An Account With UOBKH, is intended to be nor are to be regarded as amounting to any advice or recommendation of any nature to the Client.

  • As noted in the Guide And Cautionary Notes, we and all our TRs provide execution only services in relation to transactions and intended transactions in EIPs. Consistent with the foregoing and your representations and warranties to us, for your transactions in EIPs you and only you are solely responsible for determining the merits or suitability of any and all transactions that it may enter into with or through the Company.

  • As also noted in the Guide And Cautionary Notes, in no event are we willing, and it is a condition of your being allowed to open and/or operate an Account with us for dealings in SIP that you accept we are neither obliged nor will, provide any ERA is reasonably suitable for you bearing in mind your financial situation, ability and willingness to bear relevant risks and your investment objectives where you are not a Retail Singapore Client.

  • No statement made or provided to you (apart from generally circulating advice specifically identified as such) by us or any TR, as noted in the Guide And Cautionary Notes, is intended to be nor are to be regarded as amounting to any advice or recommendation of any nature to you.

Related to Guide And Cautionary Notes

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  • Standard Agreement Coversheet refers to the form used by the Judicial Council to enter into agreements with other parties. Several originally signed, fully executed versions of the Standard Agreement, together with the integrated Contract Documents, shall each represent the Agreement as an individual contract counterpart.