Esperanza Securities definition

Esperanza Securities means the Esperanza Shares, the Esperanza Warrants, the Esperanza Options and the Esperanza RSUs.
Sample 1

Examples of Esperanza Securities in a sentence

  • Previous Purchases and Sales‌During the 12 months before the date of this Circular, Esperanza did not purchase or sell any of the Esperanza Securities with the exception of Esperanza Shares issued on the exercise of Esperanza Options.Dividends Policy‌Esperanza has not paid any dividends on the Esperanza Shares to date.

  • Executive OfficersAs at the Record Date, the executive officers of Esperanza hold the following Esperanza Securities (expressed as the number and percentage of the outstanding Esperanza Security): Name and Position Esperanza Shares In the Money Esperanza Options(1) Based on the closing price of the Esperanza Shares on the TSX-V on July 23, 2013.

  • All of the Esperanza Securities held by Esperanza's directors will be treated in the same fashion under the Arrangement as Esperanza Securities held by every other Esperanza Securityholder.Consistent with standard practice in similar transactions, in order to ensure that the directors and officers of Esperanza do not lose or forfeit their protection under liability insurance policies maintained by Esperanza, the Arrangement Agreement provides for the maintenance of such protection for six years.

  • Executive OfficersAs at the Record Date, the executive officers of Esperanza hold the following Esperanza Securities (expressed as the number and percentage of the outstanding Esperanza Security):(1)Based on the closing price of the Esperanza Shares on the TSX-V on July 23, 2013.

  • Previous Purchases and SalesDuring the 12 months before the date of this Circular, Esperanza did not purchase or sell any of the Esperanza Securities with the exception of Esperanza Shares issued on the exercise of Esperanza Options.

Related to Esperanza Securities

  • BofA Securities means BofA Securities, Inc.

  • NIM Securities Any debt securities secured or otherwise backed by some or all of the Class X and Class P Certificates that are rated by one or more Rating Agencies.

  • Series A Securities means the Company's 9.25% Series A Junior Subordinated Deferrable Interest Debentures due February 1, 2027, as authenticated and issued under this Indenture.

  • ETP Securities means the Series of ETP Securities to which these Conditions relates or, as the context may require, any or all securities issued by the Issuer under the Programme.

  • Lock-Up Securities has the meaning assigned to such term in Section 3.5.

  • Placement Agent Warrants shall have the meaning set forth in the Subscription Agreement.

  • Equity-linked Securities means any debt or equity securities that are convertible, exercisable or exchangeable for Class A Shares issued in a financing transaction in connection with a Business Combination, including but not limited to a private placement of equity or debt.

  • Portfolio Securities or "investments" of the Series shall mean, respectively, such assets, net assets, securities, portfolio securities or investments which are from time to time under the management of the Subadviser pursuant to this Agreement.

  • Xxxxx Fargo Securities means Xxxxx Fargo Securities, LLC.

  • Corporation Securities means (i) shares of Common Stock, (ii) shares of Preferred Stock (other than preferred stock described in Section 1504(a)(4) of the Code), (iii) warrants, rights, or options (including options within the meaning of Treasury Regulation § 1.382-2T(h)(4)(v)) to purchase stock of the Corporation, and (iv) any other interest that would be treated as “stock” of the Corporation pursuant to Treasury Regulation § 1.382-2T(f)(18).

  • Equity Preferred Securities means, with respect to any Person, any trust preferred securities or deferrable interest subordinated debt securities issued by such Person or other financing vehicle of such Person that (i) have an original maturity of at least twenty years, and (ii) require no repayments or prepayments and no mandatory redemptions or repurchases, in each case, prior to the first anniversary of the latest Maturity Date.

  • Series B Securities means the Company's Series B 9.25% Junior Subordinated Deferrable Interest Debentures due February 1, 2027, as authenticated and issued under this Indenture.

  • SPA Securities means the Notes issued pursuant to the Securities Purchase Agreement.

  • Offeror’s Securities means Voting Shares Beneficially Owned by an Offeror on the date of the Offer to Acquire;

  • Rule 144A Securities means all Initial Securities offered and sold to QIBs in reliance on Rule 144A.

  • Capital Securities means undivided beneficial interests in the assets of the Trust which rank pari passu with Common Securities issued by the Trust; provided, however, that upon the occurrence and continuance of an Event of Default (as defined in the Declaration), the rights of holders of such Common Securities to payment in respect of distributions and payments upon liquidation, redemption and otherwise are subordinated to the rights of holders of such Capital Securities.

  • Regulation S Global Securities means one or more permanent global Securities in registered form representing the aggregate principal amount of Securities sold in reliance on Regulation S under the Securities Act.

  • Purchaser Securities means the Purchaser Units, the Purchaser Common Stock, the Purchaser Preferred Stock and the Purchaser Warrants, collectively.

  • Refused Securities has the meaning ascribed to such term in Section 4.1(c)

  • Warburg means Warburg Pincus Private Equity VIII, L.P.

  • Asset Management Company/UTI AMC/AMC/Investment Manager means the UTI Asset Management Company Limited incorporated under the Companies Act, 1956, (1 of 1956) replaced by The Companies Act, 2013 (No. 18 of 2013) and approved as such by Securities and Exchange Board of India (SEBI) under sub-regulation (2) of Regulation 21 to act as the Investment Manager to the schemes of UTI Mutual Fund;

  • Brookfield means Brookfield Asset Management Inc.;

  • Public Equity Offering means an underwritten primary public offering of common stock of the Company pursuant to an effective registration statement under the Securities Act.

  • Jefferies means Jefferies Finance LLC.

  • Escrowed Securities means the direct, noncallable obligations of the United States of America, as described in the Escrow Agreement.

  • Asset Management Company/UTI AMC/AMC/Investment Manager means the UTI Asset Management Company Limited incorporated under the Companies Act, 1956, (1 of 1956) [replaced by The Companies Act, 2013 (No.18 of 2013)] and approved as such by Securities and Exchange Board of India (SEBI) under sub-regulation (2) of Regulation 21 to act as the Investment Manager to the schemes of UTI Mutual Fund.