EC Securities definition

EC Securities means Securities the proceeds of which are to be applied by the relevant Issuer in paying the Exercise Price for Commitment Shares to be subscribed by the Issuer on the Issue Date.
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EC Securities means collectively, the E&C Common Shares, E&C Options, E&C Preferred Shares, E&C Warrants and E&C Notes;
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Examples of EC Securities in a sentence

  • If a Redemption Notice is given in accordance with this clause 7.7, the redemption shall be required proportionately across all EC Securities so that the proportionate amount of EC Securities held by the Subscriber from each Issuer remains unchanged following the redemption (unless all EC Securities are redeemed).

  • Each Notice of Commitment in respect of EC Securities shall be accompanied by preliminary Final Terms for the proposed issuance of EC Securities, completed in all respects other than for pricing, and such Final Terms to be the same as the preliminary Final Terms that were sent to the Issuer by the Subscriber under clause 3.1 of the Equity Commitment Deed except that the Issuer may specify a lower aggregate Principal Amount and shorter Maturity Date.

  • On the Issue Date for each Tranche of EC Securities, unless the Subscriber and the relevant Issuer agree otherwise, the Subscriber's obligation to pay the aggregate Issue Price for the Tranche of EC Securities automatically shall be set-off against the Issuer's obligation to pay the Exercise Price for the related Commitment Shares under the Equity Commitment Deed.

  • These Final Terms contain the final terms of the EC Securities and must be read in conjunction with the Conditions.

  • Securities which are not EC Securities, on the date the Final Terms are delivered pursuant to clause4.1(a)(iii) and such pricing shall be set out in the Final Terms for that Tranche or Series.

  • SCHEDULE 3 Form of Final Terms for EC Securities The Final Terms in respect of each Tranche of EC Securities will be substantially in the following form, duly supplemented (if necessary), amended (if necessary) and completed to reflect the particular terms of the EC Securities and their issue.

  • Final Terms dated [●] [Name of Issuer] Issue of [Aggregate nominal amount of Tranche] [Title of EC Securities] Terms used herein shall be deemed to be defined as such for the purposes of the Conditions ("Conditions") contained in the multi-issuer deed dated [ ●]7 December 2011 made by New Zealand Local Government Funding Agency Limited and various Local Authorities.

  • According to the procedure of the“Lamfalussy process”, on which, see Niamh Molo- ney, “The Lamfalussy Legislative Model: a New Era for the EC Securities and Invest- ment Services Regime”, International and Comparative Law Quarterly 2003, 509; see also Niamh Moloney, EU Securities and Financial Markets Regulation, 2014, p.

  • When notifying the Issuer of; and (b) Securities which are not EC Securities, on the date the Final Terms are delivered pursuant to clause 4.1(a)(iii) and such pricing in accordance with this clause 4.6, the Subscriber shall advise be set out in the Issuer of the additional spread and issuance margin used in determining the pricing.

  • Niamh Moloney, EC Securities Regulation (2nd edn, Oxford: OUP 2008) 689.

Related to EC Securities

  • Public Securities means, collectively, the Closing Securities and, if any, the Option Securities.

  • U.S. Securities means Securities issued by an issuer that is organized under the laws of the United States or any State thereof or that are otherwise traded in the United States, and shall include American Depositary Receipts.

  • Domestic securities means securities held within the United States.

  • BofA Securities means BofA Securities, Inc.

  • Designated Securities means securities issued by an Insured, or by any Affiliated Entity, or by any Fund to which such Insured or any Affiliated Entity provides any services.

  • Equity-linked Securities means any debt or equity securities that are convertible, exercisable or exchangeable for Class A Shares issued in a financing transaction in connection with a Business Combination, including but not limited to a private placement of equity or debt.

  • Securities as used herein does not include (i) securities of issuers that are affiliated with the Buyer or are part of the Buyer's Family of Investment Companies, (ii) securities issued or guaranteed by the U.S. or any instrumentality thereof, (iii) bank deposit notes and certificates of deposit, (iv) loan participations, (v) repurchase agreements, (vi) securities owned but subject to a repurchase agreement and (vii) currency, interest rate and commodity swaps.

  • Offeror’s Securities means Voting Shares Beneficially Owned by an Offeror on the date of the Offer to Acquire;

  • Approved Securities means securities of any State Government or of the Central Government and such bonds, both the principal whereof and the interest whereon shall have been fully and unconditionally guaranteed by any such Government;

  • Exempted Securities means:

  • Related Securities means any options or warrants or other rights to acquire Shares or any securities exchangeable or exercisable for or convertible into Shares, or to acquire other securities or rights ultimately exchangeable or exercisable for or convertible into Shares.

  • Offered Securities shall have the meaning specified in Section 5.03(b)(ii)(B).

  • Series A Securities means the Company's 10.01% Series A Junior Subordinated Deferrable Interest Debentures due March 15, 2027, as authenticated and issued under this Indenture.

  • Lock-Up Securities shall have the meaning set forth in Section 4.1.

  • Listed Securities means any Shares, Share Options, stock, debentures, debenture stock or other securities for the time being issued by the Company and officially quoted by ASX;

  • CHESS Approved Securities means securities of the Company for which CHESS approval has been given in accordance with the ASX Settlement Operating Rules;

  • relevant securities means Ordinary Shares and securities carrying conversion or subscription rights into Ordinary Shares;

  • ETP Securities means the Series of ETP Securities to which these Conditions relates or, as the context may require, any or all securities issued by the Issuer under the Programme.

  • Underwritten Securities shall include the Initial Underwritten Securities and all or any portion of the Option Securities agreed to be purchased by the Underwriters as provided herein, if any. The Terms Agreement, which shall be substantially in the form of Exhibit A hereto, may take the form of an exchange of any standard form of written telecommunication between you and the Company. Each offering of Underwritten Securities through you or through an underwriting syndicate managed by you will be governed by this Agreement, as supplemented by the applicable Terms Agreement.

  • Index Securities means the securities included in the 10 Uncommon Values Index from time to time.

  • Conversion Securities has the meaning set forth in Section 4.08(b).

  • Refused Securities has the meaning ascribed to such term in Section 4.1(c)

  • Purchaser Securities means the Purchaser Shares, Purchaser Rights, Purchaser Units, Purchaser Warrants, collectively.