DEA client definition

DEA client means a client that is granted direct electronic access by a participant dealer;
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DEA client means a client that is granted direct electronic access by a participant dealer; “DEA client identifier” means a unique client identifier assigned to a DEA client;
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DEA client means a third party that has been provided with electronic access to the Exchange Systems by a Sponsoring Member in accordance with NI 23-103 and UMIR.
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Examples of DEA client in a sentence

  • A marketplace participant must apply its risk management and supervisory controls, policies and procedures to all trading conducted under its marketplace participant identifier including trading conducted by a DEA client.

  • We hold this view regardless of whether or not the DEA client is using an automated order system that is offered by the participant dealer.

  • A participant dealer is responsible for ensuring that each DEA client is assigned a DEA client identifier under subsection 4.6(1) and for ensuring that every order entered by a DEA client using DEA includes the appropriate DEA client identifier under subsection 4.6(4).

  • NI 23-103 requires each DEA client to have a unique identifier in order to track orders originating from that DEA client.

  • The participant remains liable to the Exchange for all actions and non-actions on the part of DEA clients.2 The participant must have suitable systems in place to monitor and filter DEA client orders.

  • The CSA view a DEA order as including an order that is generated by an automated order system used by a DEA client if the DEA client determines the specified marketplace to which the order is to be sent and if the order is transmitted using the participant dealer’s marketplace participant identifier.

  • The participant must have suitable systems in place to monitor and filter DEA client orders.

  • It must be authorised and able at any time to delete DEA client orders from the order book on instruction of the Exchange.4.3.4 Clients with sponsored access (sponsored access)‌1 The participant may permit its clients (“Sponsored Users”) to transmit orders electronically and directly to the Exchange under the participant’s member ID without the orders being routed through the participant’s internal electronic trading systems.

  • The numbers of informal-sector labour migrants are unknown but are definitely increasing as the informal sector expands throughout the region.

  • In particular, the orders of a DEA client shall always pass through the pre-trade controls that are set and controlled by the DEA provider.


More Definitions of DEA client

DEA client means a client who is granted direct electronic access by a participant dealer;
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Related to DEA client

  • The Client means the organization purchasing the service.

  • Retail Client means a client who is not a professional client;

  • Professional Client means a “Professional Client” for the purposes of CySEC Rules, as specified in the Client Categorization Policy found on the Company’s Website.

  • Client means the Project lead of technical wing of the Purchaser for whose’ particular project the Goods / Services have been procured or any other person, duly appointed in writing, by the Client, for the time being or from time to time, to act as Client for the purposes of the Contract.

  • Restricted Client means any person:

  • Prospective Client means any person or entity to which the Corporation, or any of its Subsidiaries, provided, or from which the Corporation, or any of its Subsidiaries received, a proposal, bid, or written inquiry (general advertising or promotional materials and mass mailings excepted) and with which the Participant had contact, or about which the Participant had access to Confidential Information, during the last twelve (12) months of his or her employment.

  • Third Party Vendor means any person or entity that provides SaaS, third party software and/or related intellectual property. “Work” means any additional work the Customer requests Singtel to perform in relation to the Service.

  • Customer means the State agency or other entity identified in a contract as the party to receive commodities or contractual services pursuant to a contract or that orders commodities or contractual services via purchase order or other contractual instrument from the Contractor under the Contract. The “Customer” may also be the “Buyer” as defined in the PUR 1001 if it meets the definition of both terms.

  • Customer relationship means a continuing relationship between a consumer and a licensee under which the licensee provides one or more insurance products or services to the consumer that are to be used primarily for personal, family or household purposes.

  • Information Technology (IT) System means the combination of hardware components, software, and other equipment to make a system whose core purpose is to accomplish a data processing need such as the automatic acquisition, storage, analysis, evaluation, manipulation, management, movement, control, display, switching, interchange, transmission or reception of data. IT systems include ground systems in support of flight hardware. IT systems do not include—

  • Employer/Client means the PSCA that signs the contract for the services with the selected/qualified service provider.

  • Customer information systems means any methods used to access, collect, store, use, transmit, protect, or dispose of customer in- formation.