Accredited Investor Status Certificate definition

Accredited Investor Status Certificate means a U.S. accredited investor status certificate in the form attached as Schedule A hereto;
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Accredited Investor Status Certificate means the Accredited Investor Status Certificate in the form attached hereto as Schedule A which is required to be completed by a Subscriber who is purchasing securities as an “accredited investor” pursuant to NI 45-106;
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Accredited Investor Status Certificate means an accredited investor status certificate in the form attached as Schedule A;
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Examples of Accredited Investor Status Certificate in a sentence

  • The Subscriber hereby authorizes the Manager to correct any minor errors in, or complete any minor information missing from, the Form 45-106F4 (Appendix I) and Schedules 1 and 2 to Appendix I, the Eligible Investor Questionnaire (Appendix II) or the Accredited Investor Status Certificate (Appendix III) and Schedule A to the Accredited Investor Status Certificate, if applicable, which has been executed by the Subscriber and delivered to the Manager.

  • If an “Accredited Investor”, complete and execute Schedule A – Accredited Investor Status Certificate, indicating which category is applicable.

  • There was evidence before us to indicate that, at the time the Debentures were sold, the clients of the Respondent were asked to complete a Farm Mutual new account application form, a FactorCorp Subscription Agreement, and a FactorCorp Accredited Investor Status Certificate (collectively, the “Sales Documentation”).

  • Note, however, that in order to be able to participate in the Rights Offering, which IMH intends to commence following Final Approval of the Settlement, you must establish your status as an accredited investor at this time by completing and returning the Accredited Investor Status Certificate attached to this Notice to McGladrey LLP at IMH Secured Loan Fund Unitholders Litigation, c/o McGladrey LLP, P.O. Box 1327, Blue Bell, PA 19422 not later than June 10, 2013.

  • If you do not fill out and return the Accredited Investor Status Certificate in accordance with this Notice, you will not be able to participate in the Rights Offering.

  • At the time the Debentures were sold, the Respondent’s clients were asked to complete a Farm Mutual new account application form, a FactorCorp Subscription Agreement, and a FactorCorp Accredited Investor Status Certificate (collectively, the “Sales Documentation”).

  • Risk Acknowledgment for Individual Accredited Investors FORM - DO NOT COPYThis Risk Acknowledgment Form is to be completed only if the Subscriber is an individual who selected (and initialled) any of paragraphs (j), (k) or (l) above as the Subscriber's applicable category of "accredited investor" in this Accredited Investor Status Certificate & Risk Acknowledgment Form.


More Definitions of Accredited Investor Status Certificate

Accredited Investor Status Certificate means the Accredited Investor Status Certificate attached hereto as Schedule “A”;
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Accredited Investor Status Certificate has the meaning provided in Section 4.1(c).
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Accredited Investor Status Certificate means the accredited investor status certificate required to be completed by a Purchaser who is a resident of Canada, in the form of Schedule "C" attached hereto;
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Accredited Investor Status Certificate has the meaning ascribed to such term in Section 7.1(k).
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Accredited Investor Status Certificate means the accredited investor status certificate required to be completed by a Purchaser who is a resident of Canada, in the form of Schedule A attached hereto;
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Related to Accredited Investor Status Certificate

  • Institutional Accredited Investor Certificate means a certificate substantially in the form of Exhibit G hereto.

  • Institutional Accredited Investor means an institution that is an "accredited investor" as defined in Rule 501(a)(1), (2), (3) or (7) under the Securities Act.

  • U.S. Accredited Investor means an “accredited investor” within the meaning of Rule 501(a) of Regulation D;

  • Institutional Accredited Investors Institutions that are “accredited investors” within the meaning of Rule 501(a) (1), (2), (3) or (7) of Regulation D under the Act or any entity all of the equity owners of which are such institutions.

  • Accredited Investor has the meaning set forth in Regulation D promulgated under the Securities Act.

  • Accredited Investor Questionnaire means the Accredited Investor Questionnaire set forth as Exhibit C-1 hereto.

  • Accredited means approved by the:

  • Accredited Investors should complete this Section

  • Rule 144A Certificate means (i) a certificate substantially in the form of Exhibit F hereto or (ii) a written certification addressed to the Company and the Trustee to the effect that the Person making such certification (x) is acquiring such Note (or beneficial interest) for its own account or one or more accounts with respect to which it exercises sole investment discretion and that it and each such account is a qualified institutional buyer within the meaning of Rule 144A, (y) is aware that the transfer to it or exchange, as applicable, is being made in reliance upon the exemption from the provisions of Section 5 of the Securities Act provided by Rule 144A, and (z) acknowledges that it has received such information regarding the Company as it has requested pursuant to Rule 144A(d)(4) or has determined not to request such information.

  • Rule 144A Letter As defined in Section 5.02(b).

  • Rule 144A Global Certificate With respect to any Class of Book-Entry Certificates, a single global Certificate, or multiple global Certificates collectively, registered in the name of the Depository or its nominee, in definitive, fully registered form without interest coupons, each of which Certificates bears a Qualified Institutional Buyer CUSIP number and does not bear a Regulation S Legend.

  • accredited person means a person registered in terms of the Regulations as an electrical tester for single phase, an installation electrician or a master installation electrician, as the case may be;

  • Accredited institution means an institution of higher education accredited by a regional accrediting agency recognized by the United States Department of Education.

  • Regulation S Certificate means a certificate substantially in the form of Exhibit E hereto.

  • Qualified Institutional Investor (tekikaku kikan xxxxxxx) has the meaning assigned thereto in Article 2, Paragraph 3, item 1 of the Financial Instruments and Exchange Law (kinyu shohin torihiki ho) of Japan (Law No. 25 of 1948), Article 10, Paragraph 1 of the regulations relating to the definitions contained in such Article 2.

  • Rule 144A Global Note has the meaning assigned to it in Section 2.1(d).

  • Qualified Institutional Buyer means any Person who is a “qualified institutional buyer” within the meaning of such term as set forth in Rule 144A(a)(1) under the Securities Act.

  • Qualified Institutional Buyers as defined in Rule 144A. It is aware that the sale of the Privately Offered Certificates is being made in reliance on its continued compliance with Rule 144A. It is aware that the transferor may rely on the exemption from the provisions of Section 5 of the Act provided by Rule 144A. The undersigned understands that the Privately Offered Certificates may be resold, pledged or transferred only to (i) a person reasonably believed to be a Qualified Institutional Buyer that purchases for its own account or for the account of a Qualified Institutional Buyer to whom notice is given that the resale, pledge or transfer is being made in reliance in Rule 144A, or (ii) an institutional "accredited investor," as such term is defined under Rule 501(a) of the Act, in a transaction that otherwise does not constitute a public offering. The undersigned agrees that if at some future time it wishes to dispose of or exchange any of the Privately Offered Certificates, it will not transfer or exchange any of the Privately Offered Certificates to a Qualified Institutional Buyer without first obtaining a Rule 144A and Related Matters Certificate in the form hereof from the transferee and delivering such certificate to the addressees hereof. Prior to making any transfer of Privately Offered Certificates, if the proposed transferee is an institutional "accredited investor," the transferor shall obtain from the transferee and deliver to the addressees hereof an Investment Letter in the form attached as Exhibit F-1 to the Pooling and Servicing Agreement, dated as of December 1, 2004, among Structured Asset Mortgage Investments II Inc., EMC Mortgage Corporation, Xxxxx Fargo Bank, National Association and JPMorgan Chase Bank, N.A., as Trustee, pursuant to Certificates were issued. The undersigned certifies that it either: (i) is not acquiring the Privately Offered Certificate directly or indirectly by, or on behalf of, an employee benefit plan or other retirement arrangement which is subject to Title I of the Employee Retirement Income Security Act of 1974, as amended, and/or Section 4975 of the Internal Revenue Code of 1986, as amended, or (ii) is providing a representation or an opinion of counsel to the effect that the proposed transfer and/or holding of a Privately Offered Certificate and the servicing, management and/or operation of the Trust and its assets: (I) will not result in any prohibited transaction unless it is covered under an individual or class prohibited transaction exemption, including, but not limited to, Class Prohibited Transaction Exemption ("PTCE") 84-14, XXXX 00-00, XXXX 00-0, XXXX 95-60, PTCE 96-23 or Section 401(c) of ERISA and the regulations to be promulgated thereunder; (II) will not constitute or result in the assets of the Trust being deemed to be "plan assets" subject to the prohibited transaction provisions of ERISA or Section 4975 of the Code; and (III) will not give rise to any additional fiduciary duties on the part of the Depositor, the Master Servicer, the Certificate Registrar, the Securities Administrator, any Servicer or the Trustee. If the Purchaser proposes that its Certificates be registered in the name of a nominee on its behalf, the Purchaser has identified such nominee below, and has caused such nominee to complete the Nominee Acknowledgment at the end of this letter. Name of Nominee (if any):

  • Regulation S Investor With respect to a transferee of a Regulation S Global Certificate, a transferee that acquires such Certificate pursuant to Regulation S.

  • Applicant’s Qualified Investment means the Qualified Investment of the Applicant during the Qualifying Time Period and as more fully described in EXHIBIT 3 of this Agreement.

  • Qualified Investor means an investor who has been certified by the commissioner under subdivision 3.

  • Rule 144A Global Security has the meaning specified in Section 2.1(a) of Appendix A.

  • Beneficial Ownership Certification means a certification regarding beneficial ownership as required by the Beneficial Ownership Regulation.

  • Restricted Securities Certificate means a certificate substantially in the form set forth in Annex B.