Series D Preferred Stock Purchase Agreement Sample Contracts

Neothetics, Inc. – First Amendment to Series D Preferred Stock Purchase Agreement (November 15th, 2017)
Neothetics, Inc. – Series D Preferred Stock Purchase Agreement (November 15th, 2017)
Seres Therapeutics, Inc. – Series D Preferred Stock Purchase Agreement (May 27th, 2015)

THIS SERIES D PREFERRED STOCK PURCHASE AGREEMENT is made as of the 19th day of December, 2014 by and between Seres Health, Inc., a Delaware corporation (the Company), and Nestle Health Science US Holdings, Inc., a Delaware corporation (the Purchaser).

VALERITAS, INC. SERIES D PREFERRED STOCK PURCHASE AGREEMENT June 23, 2014 (February 12th, 2015)

THIS SERIES D PREFERRED STOCK PURCHASE AGREEMENT (the Agreement) is made as of the 23rd day of June, 2014, by and among Valeritas, Inc., a Delaware corporation (the Company), and the investors listed on Schedule I hereto (each of which is herein referred to as an Investor).

VALERITAS, INC. SERIES D PREFERRED STOCK PURCHASE AGREEMENT June 23, 2014 (December 24th, 2014)

THIS SERIES D PREFERRED STOCK PURCHASE AGREEMENT (the Agreement) is made as of the 23rd day of June, 2014, by and among Valeritas, Inc., a Delaware corporation (the Company), and the investors listed on Schedule I hereto (each of which is herein referred to as an Investor).

VALERITAS, INC. SERIES D PREFERRED STOCK PURCHASE AGREEMENT June 23, 2014 (November 21st, 2014)

THIS SERIES D PREFERRED STOCK PURCHASE AGREEMENT (the Agreement) is made as of the 23rd day of June, 2014, by and among Valeritas, Inc., a Delaware corporation (the Company), and the investors listed on Schedule I hereto (each of which is herein referred to as an Investor).

Series D Preferred Stock Purchase Agreement (September 16th, 2014)

THIS SERIES D PREFERRED STOCK PURCHASE AGREEMENT (the Agreement) is made as of the 13th day of May, 2014 by and among Proteon Therapeutics, Inc., a Delaware corporation (the Company), and the investors listed on Exhibit A attached to this Agreement, as the same may be amended from time to time (each a Purchaser and together the Purchasers). The parties hereby agree as follows:

Series D Preferred Stock Purchase Agreement (August 6th, 2014)

THIS SERIES D PREFERRED STOCK PURCHASE AGREEMENT (the Agreement) is made as of the 13th day of May, 2014 by and among Proteon Therapeutics, Inc., a Delaware corporation (the Company), and the investors listed on Exhibit A attached to this Agreement, as the same may be amended from time to time (each a Purchaser and together the Purchasers). The parties hereby agree as follows:

Series D Preferred Stock Purchase Agreement (June 19th, 2014)

This Series D Preferred Stock Purchase Agreement, dated as of December 19, 2011 (this Agreement), is entered into by and among Roka Bioscience, Inc., a Delaware corporation (the Company), and the several purchasers named in Attachment 1 attached hereto (each a Purchaser and collectively, the Purchasers).

Series D Preferred Stock Purchase Agreement (January 23rd, 2014)

This Series D Preferred Stock Purchase Agreement, dated as of December 19, 2011 (this Agreement), is entered into by and among Roka Bioscience, Inc., a Delaware corporation (the Company), and the several purchasers named in Attachment 1 attached hereto (each a Purchaser and collectively, the Purchasers).

You On Demand Holdings Inc – Amendment No. 1 to Series D Preferred Stock Purchase Agreement (November 8th, 2013)

This AMENDMENT No. 1 to Series D Preferred Stock Purchase Agreement, dated as of November 4, 2013 (this "Amendment"), amends the Series D Preferred Stock Purchase Agreement, dated as of July 5, 2013, (the "Original Series D SPA," and together with this Amendment, the "Series D SPA," as may be hereinafter supplemented, amended or restated), between YOU ON DEMAND HOLDINGS, INC., a Nevada corporation (the "Company"), and C MEDIA LIMITED (the "Purchaser"), and the exhibits thereto referenced in this Amendment.

You On Demand Holdings Inc – SERIES D PREFERRED STOCK PURCHASE AGREEMENT BY AND BETWEEN YOU ON DEMAND HOLDINGS, INC., AND C MEDIA LIMITED DATED: July 5, 2013 (July 11th, 2013)

SERIES D PREFERRED STOCK PURCHASE AGREEMENT, dated as of July 5, 2013 (as the same may be amended, supplemented or modified in accordance with the terms hereof, this "Agreement"), by and between YOU On Demand Holdings, Inc., a Nevada corporation (the "Company") and C Media Limited (the "Purchaser").

Regado Biosciences, Inc. Series D Preferred Stock Purchase Agreement (April 29th, 2013)

This SERIES D PREFERRED STOCK PURCHASE AGREEMENT (the Agreement) is made as of the 17th day of December, 2009, by and among Regado Biosciences, Inc., a Delaware corporation (the Company), and the purchasers or noteholders listed on Schedule A hereto (each, an Investor and collectively, the Investors).

Amendment No. 1 to Series D Preferred Stock Purchase Agreement (April 29th, 2013)

THIS AMENDMENT NO. 1 TO THE SERIES D PREFERRED STOCK PURCHASE AGREEMENT (the Amendment) is made as of the 25th day of May, 2011, by and among Regado Biosciences, Inc., a Delaware corporation (the Company), and the holders of at least a majority of the Common Stock issuable or issued upon conversion of the outstanding shares of Series D Preferred (each an Investor and collectively, the Investors). This Amendment amends the Series D Preferred Stock Purchase Agreement, dated as of December 17, 2009, by and among the Company and the Investors (the 2009 Agreement) as set forth herein. Capitalized terms used but not otherwise defined herein shall have the meanings ascribed to them in the 2009 Agreement.

Regado Biosciences, Inc. Series D Preferred Stock Purchase Agreement (April 10th, 2013)

This SERIES D PREFERRED STOCK PURCHASE AGREEMENT (the Agreement) is made as of the 17th day of December, 2009, by and among Regado Biosciences, Inc., a Delaware corporation (the Company), and the purchasers or noteholders listed on Schedule A hereto (each, an Investor and collectively, the Investors).

Amendment No. 1 to Series D Preferred Stock Purchase Agreement (April 10th, 2013)

THIS AMENDMENT NO. 1 TO THE SERIES D PREFERRED STOCK PURCHASE AGREEMENT (the Amendment) is made as of the 25th day of May, 2011, by and among Regado Biosciences, Inc., a Delaware corporation (the Company), and the holders of at least a majority of the Common Stock issuable or issued upon conversion of the outstanding shares of Series D Preferred (each an Investor and collectively, the Investors). This Amendment amends the Series D Preferred Stock Purchase Agreement, dated as of December 17, 2009, by and among the Company and the Investors (the 2009 Agreement) as set forth herein. Capitalized terms used but not otherwise defined herein shall have the meanings ascribed to them in the 2009 Agreement.

Northwest Bancorp – Series D Preferred Stock Purchase Agreement (March 28th, 2013)

This Series D Preferred Stock Purchase Agreement (this "Agreement") is made and entered into as of December 28, 2012 by and among Northwest Bancorporation Inc., a Washington corporation (the "Company"), and the parties listed on the Schedule of Investors attached to this Agreement as Exhibit A (each hereinafter individually referred to as an "Investor" and collectively referred to as the "Investors").

Northwest Bancorp – CONFIDENTIAL TREATMENT REQUESTED Portions of This Exhibit Indicated by "[**CONFIDENTIAL**]" or Otherwise Clearly Marked Have Been Omitted Pursuant to a Request for Confidential Treatment and Such Omitted Portions Have Been Filed Separately With the Securities and Exchange Commission. SERIES D PREFERRED STOCK PURCHASE AGREEMENT (January 4th, 2013)

This Series D Preferred Stock Purchase Agreement (this "Agreement") is made and entered into as of December 28, 2012 by and among Northwest Bancorporation Inc., a Washington corporation (the "Company"), and the parties listed on the Schedule of Investors attached to this Agreement as Exhibit A (each hereinafter individually referred to as an "Investor" and collectively referred to as the "Investors").

LendingClub Corp – Lendingclub Corporation Series D Preferred Stock Purchase Agreement July 28, 2011 (August 3rd, 2011)

This Series D Preferred Stock Purchase Agreement (this Agreement) is made and entered into as of July 28, 2011, by and among LendingClub Corporation, a Delaware corporation (the Company), and each of those persons and entities, severally and not jointly, whose names are set forth on the Schedule of Purchasers attached hereto as Exhibit A (which persons and entities are hereinafter collectively referred to as Purchasers and each individually as a Purchaser).

Homeaway Inc. – HOMEAWAY, INC. SERIES D PREFERRED STOCK PURCHASE AGREEMENT October 23, 2008 (April 14th, 2011)

This Series D Preferred Stock Purchase Agreement (this Agreement) is made as of October 23, 2008 by and among HomeAway, Inc., a Delaware corporation formerly known as WVR Group, Inc. (the Company), and the individuals and entities (each, an Investor and collectively, the Investors) listed on the Schedule of Investors attached to this Agreement as Schedule A (the Schedule of Investors).

Unidym, Inc. Series D Preferred Stock Purchase Agreement (July 2nd, 2010)

THIS SERIES D PREFERRED STOCK PURCHASE AGREEMENT (this Agreement) is made and entered into as of June 29, 2010 by and between Unidym, Inc., a Delaware corporation (the Company), and Arrowhead Research Corporation, a Delaware corporation (the Investor).

Amyris – Amyris, Inc. Series D Preferred Stock Purchase Agreement (June 23rd, 2010)

THIS SERIES D PREFERRED STOCK PURCHASE AGREEMENT (this Agreement) is made as of June 21, 2010, by and among Amyris, Inc., a Delaware corporation (the Company), and the investor listed on Schedule A hereto, which investor is herein referred to as the Investor.

SERIES D PREFERRED STOCK PURCHASE AGREEMENT Dated as of August 27, 2009 by and Among XStream Systems, Inc. And the Investors Named Herein (December 31st, 2009)

SERIES D PREFERRED STOCK PURCHASE AGREEMENT (this Agreement), dated as of August 27, 2009, by and among XStream Systems, Inc., a Delaware corporation (the Company), and each of the Investors listed on Appendix I hereto (collectively, the Investors).

SERIES D PREFERRED STOCK PURCHASE AGREEMENT Dated as of August 27, 2009 by and Among XStream Systems, Inc. And the Investors Named Herein (November 12th, 2009)

SERIES D PREFERRED STOCK PURCHASE AGREEMENT (this Agreement), dated as of August 27, 2009, by and among XStream Systems, Inc., a Delaware corporation (the Company), and each of the Investors listed on Appendix I hereto (collectively, the Investors).

Merrion Pharmaceuticals Public Limited Company – Merriman Curhan Ford Group, Inc. Series D Convertible Preferred Stock Purchase Agreement (September 2nd, 2009)

This Series D Preferred Stock Purchase Agreement (this "Agreement") is made as of August [___], 2009, by and among Merriman Curhan Ford Group, Inc., a Delaware corporation (the "Company"), and the persons and entities (each, an "Investor" and collectively, the "Investors") listed on the Schedule of Investors attached hereto as Exhibit A (the "Schedule of Investors").

International Stem Cell CORP – Series D Preferred Stock Purchase Agreement (January 5th, 2009)

THIS SERIES D PREFERRED STOCK PURCHASE AGREEMENT is made as of the 30th day of December 2008 by and among International Stem Cell Corporation, a Delaware corporation (the "Company"), the investors listed on Exhibit A attached to this Agreement (each a "Purchaser" and together the "Purchasers").

Series D Preferred Stock Purchase Agreement (October 15th, 2007)

This Series D Preferred Stock Purchase Agreement (this Agreement) is made as of June 28, 2006, by and among BioForm Medical, Inc., a Delaware corporation (the Company), and the persons and entities (each, an Investor and collectively, the Investors) listed on the Schedule of Investors attached hereto as Exhibit A (the Schedule of Investors).

Success Acquisition Corporation Series D Preferred Stock Purchase Agreement (July 20th, 2007)

This Series D Preferred Stock Purchase Agreement (this Agreement) is made as of February 11, 2005, by and among Success Acquisition Corporation, a Delaware corporation (the Company) and the purchasers of the Companys Series D Preferred Stock listed on Exhibit A, hereto who are signatories to this Agreement (the Purchasers).

XRS Corporation – XATA CORPORATION COMMON STOCK WARRANT AND SERIES D PREFERRED STOCK PURCHASE AGREEMENT June 18, 2007 (June 22nd, 2007)

This Common Stock Warrant and Series D Preferred Stock Purchase Agreement (the Agreement) is made as of the 18th day of June, 2007 (the Effective Date), by and among Xata Corporation, a Minnesota corporation with its principal place of business at 151 E. Cliff Road, Suite 10, Burnsville, MN 55337 (the Company) and each of those persons and entities, severally and not jointly, listed as a Purchaser on the Schedule of Purchasers attached as Exhibit 2.1 hereto (each, a Purchaser and collectively, the Purchasers).

Glu Mobile – Sorrent, Inc. Series D Preferred Stock Purchase Agreement (January 22nd, 2007)

THIS SERIES D PREFERRED STOCK PURCHASE AGREEMENT (this Agreement) is made as of April 25, 2005, by and among Sorrent, Inc., a California corporation (the Company), and the purchasers of the Companys Series D Preferred Stock (individually, the Purchaser and collectively, the Purchasers) identified on the Schedule of Purchasers attached hereto as Exhibit A (the Schedule of Purchasers).

Veraz Networks, Inc. Series D Preferred Stock Purchase Agreement First Closing: December 19, 2006 Second Closing: January 11, 2007 (January 22nd, 2007)
Opticare Health Systems Inc – Series D Preferred Stock Purchase Agreement (March 31st, 2005)
Jamdat Mobile Inc – Series D Preferred Stock Purchase Agreement (July 2nd, 2004)

This SERIES D PREFERRED STOCK PURCHASE AGREEMENT (this "Agreement") is entered into as of October 24, 2003 by and among JAMDAT Mobile Inc., a Delaware corporation (the "Company"), and the Investors listed on Schedule 1 hereto (collectively, the "Investors" and each individually, an "Investor").

Webb Interactive Services Inc. – Contract (March 20th, 2003)

Exhibit 10.1 SERIES D PREFERRED STOCK PURCHASE AGREEMENT AMONG JABBER, INC. AND THE INVESTORS NAMED HEREIN Dated: March 17, 2003 JABBER, INC. SERIES D PREFERRED STOCK PURCHASE AGREEMENT THIS SERIES D PREFERRED STOCK PURCHASE AGREEMENT is made effective as of March 17, 2003, by and among Jabber, Inc., a corporation incorporated under the laws of the State of Delaware the "Company"), and those persons and entities listed on the Schedule of Investors attached hereto as Exhibit A (hereafter sometimes referred to individually as an "Investor" and collectively as the "Investors"). BACKGROUND The Company desires to obtain up to Twelve Million, Seven Hundred Thousand Dollars ($12,700,000) in financing from the Investors and the Inve

EPICOR SOFTWARE CORPORATION SERIES D PREFERRED STOCK PURCHASE AGREEMENT February 11, 2003 (February 18th, 2003)

THIS AGREEMENT (Agreement) is made as of the 11th day of February, 2003 (the Effective Date), by and among EPICOR SOFTWARE CORPORATION, a Delaware corporation with its principal place of business at 195 Technology Drive, Irvine, California 92718, (the Company) and each of those persons and entities, severally and not jointly, listed as a Purchaser on the Schedule of Purchasers attached as Exhibit A hereto (each, a Purchaser and collectively, the Purchasers).