Rimrock Funds Trust Sample Contracts

CUSTODY AGREEMENT
Custody Agreement • September 25th, 2020 • Rimrock Funds Trust • Illinois

AGREEMENT dated as of June 26th, 2019, between RIMROCK FUNDS TRUST, a statutory trust organized under the laws of the State of Delaware, having its principal office and place of business at 100 Innovation Drive, Suite 200, Irvine, CA 92617 (the “Fund”), and THE NORTHERN TRUST COMPANY (the “Custodian”), an Illinois company with its principal place of business at 50 South LaSalle Street, Chicago, Illinois 60603.

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DISTRIBUTION AGREEMENT
Distribution Agreement • July 15th, 2020 • Rimrock Funds Trust • Delaware
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RIMROCK FUNDS TRUST INVESTMENT ADVISORY AGREEMENT
Investment Advisory Agreement • September 25th, 2020 • Rimrock Funds Trust • Delaware

THIS INVESTMENT ADVISORY AGREEMENT (“Agreement) is made as of the 26 day of June , 2019, by and between Rimrock Funds Trust, a Delaware statutory trust (the “Trust”), on behalf of the series of the Trust indicated on Schedule A (each, a “Fund” and collectively, the “Funds”), which may be amended from time to time by written instrument executed by the parties to add additional Funds, and Rimrock Capital Management, LLC, a California limited liability company (the “Adviser”).

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FORM OF DISTRIBUTION AGREEMENT RIMROCK FUNDS TRUST
Distribution Agreement • June 27th, 2019 • Rimrock Funds Trust • California

THIS AGREEMENT is made as of ________, 2019 by and between Rimrock Funds Trust, a Delaware statutory trust (the “Trust”), on behalf of each series of the Trust listed on Schedule I (each, a “Fund” and collectively, the “Funds”), and DLX Financial Group, LLC, an Oregon limited liability company (the “Distributor”).

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EXPENSE LIMITATION AGREEMENT
Expense Limitation Agreement • September 27th, 2021 • Rimrock Funds Trust • Delaware

EXPENSE LIMITATION AGREEMENT (the “Agreement”), effective as of June [26], 2019, by and between Rimrock Capital Management, LLC (the “Adviser”) and Rimrock Funds Trust (the “Trust”), on behalf of the series of the Trust set forth in Schedule A attached hereto (each, a “Fund” and together, the “Funds”).

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FORM OF TRANSFER AGENCY AND SERVICE AGREEMENT BETWEEN RIMROCK FUNDS TRUST AND THE NORTHERN TRUST COMPANY Dated
Transfer Agency and Service Agreement • June 27th, 2019 • Rimrock Funds Trust • Illinois

AGREEMENT made as of this ____ day of ________, 2019, by and between RIMROCK FUNDS TRUST, a statutory trust organized under the laws of the state of Delaware with its principal place of business at 100 Innovation Drive, Suite 200, Irvine, CA 92617 (the “Trust”), acting on its own behalf and on behalf of each of its series listed in Schedule A, and THE NORTHERN TRUST COMPANY, a Illinois State Bank having its principal office and place of business at 50 South LaSalle Street, Chicago, IL 60603 (the “Transfer Agent”).

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INITIAL CAPITAL AGREEMENT
Initial Capital Agreement • September 25th, 2020 • Rimrock Funds Trust

Rimrock Funds Trust (the “Trust”), a Delaware statutory trust, and Scott Dubchansky (the “Purchaser”), hereby agree as of June 26, 2019, as follows:

Sample 1
DISTRIBUTION SERVICES AGREEMENT
Distribution Services Agreement • September 25th, 2020 • Rimrock Funds Trust • Delaware

THIS AGREEMENT made this 1st day of January 2020, by and between Rimrock Capital Management LLC, a California limited liability company (the “Adviser”), and Foreside Financial Services, LLC, a Delaware limited liability company (the “Distributor”).

Sample 1
RIMROCK FUNDS TRUST FUND ADMINISTRATION AND ACCOUNTING SERVICES AGREEMENT THE NORTHERN TRUST COMPANY
Rimrock Funds Trust • September 25th, 2020 • Rimrock Funds Trust • Illinois

AGREEMENT made as of June 26, 2019 by and between Rimrock Funds Trust (the “Fund” or the “Trust”), a Delaware statutory trust, and The Northern Trust Company (“Northern”), an Illinois corporation.

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AGREEMENT AND DECLARATION OF TRUST of RIMROCK FUNDS TRUST a Delaware Statutory Trust Principal Place of Business: 100 Innovation Drive, Suite 200 Irvine, California 92617-3040 AGREEMENT AND DECLARATION OF TRUST OF RIMROCK FUNDS TRUST
Agreement and Declaration of Trust • December 12th, 2018 • Rimrock Funds Trust • Delaware

WHEREAS, THIS AGREEMENT AND DECLARATION OF TRUST is made and entered into as of the date set forth below by the Trustees named hereunder for the purpose of forming a Delaware statutory trust in accordance with the provisions hereinafter set forth, to be effective upon the filing of the executed Certificate of Trust with the State of Delaware.

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FORM OF CUSTODY AGREEMENT
Form of Custody Agreement • June 27th, 2019 • Rimrock Funds Trust • Illinois

AGREEMENT dated as of _________, 2019, between RIMROCK FUNDS TRUST, a statutory trust organized under the laws of the State of Delaware, having its principal office and place of business at 100 Innovation Drive, Suite 200, Irvine, CA 92617 (the “Fund”), and THE NORTHERN TRUST COMPANY (the “Custodian”), an Illinois company with its principal place of business at 50 South LaSalle Street, Chicago, Illinois 60603.

Sample 1
FORESIDE FINANCIAL SERVICES, LLC DEALER AGREEMENT
Dealer Agreement • September 25th, 2020 • Rimrock Funds Trust • Delaware
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TRANSFER AGENCY AND SERVICE AGREEMENT BETWEEN RIMROCK FUNDS TRUST AND THE NORTHERN TRUST COMPANY Dated June 26, 2019
Transfer Agency and Service Agreement • September 25th, 2020 • Rimrock Funds Trust • Illinois

AGREEMENT made as of this 26th day of June, 2019, by and between RIMROCK FUNDS TRUST, a statutory trust organized under the laws of the state of Delaware with its principal place of business at 100 Innovation Drive, Suite 200, Irvine, CA 92617 (the “Trust”), acting on its own behalf and on behalf of each of its series listed in Schedule A, and THE NORTHERN TRUST COMPANY, a Illinois State Bank having its principal office and place of business at 50 South LaSalle Street, Chicago, IL 60603 (the “Transfer Agent”).

Sample 1
FORM OF SELLING DEALER AGREEMENT
Selling Dealer Agreement • June 27th, 2019 • Rimrock Funds Trust • California

We at DLX Financial Group, LLC (“DLX”), the principal underwriter of the Rimrock Funds Trust (the “Trust”), invites you, __________ to distribute shares of the Trust’s mutual funds, or the separate series or classes of the mutual funds, listed on Schedules A and/or B attached to this Agreement (the “Portfolios”) pursuant to the terms and criteria referenced in each Schedule. We may periodically change the list of Portfolios by giving you written notice of the change. As agent for the Portfolios, we offer to sell Portfolio shares to you on the following terms:

Sample 1
FORM OF INITIAL CAPITAL AGREEMENT
Initial Capital Agreement • June 27th, 2019 • Rimrock Funds Trust

Rimrock Funds Trust (the “Trust”), a Delaware statutory trust, and Scott Dubchansky (the “Purchaser”), hereby agree as of [XX], 2019, as follows:

Sample 1
RIMROCK FUNDS TRUST FORM OF FUND ADMINISTRATION AND ACCOUNTING SERVICES AGREEMENT THE NORTHERN TRUST COMPANY
Administration and Accounting Services Agreement • June 27th, 2019 • Rimrock Funds Trust • Illinois

AGREEMENT made as of _________, 2019 by and between Rimrock Funds Trust (the “Fund” or the “Trust”), a Delaware statutory trust, and The Northern Trust Company (“Northern”), an Illinois corporation.

Sample 1
AMENDED EXHIBIT A TO THE DISTRIBUTION AGREEMENT DATED AS OF JANUARY 1, 2020, BETWEEN RIMROCK FUNDS TRUST AND FORESIDE FINANCIAL SERVICES, LLC Effective September 1, 2020 Fund Names Rimrock Core Bond Fund Rimrock Emerging Markets Corporate Credit Fund
The Distribution Agreement • September 25th, 2020 • Rimrock Funds Trust
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Distribution Agreement
Distribution Agreement • September 27th, 2021 • Rimrock Funds Trust

THIS DISTRIBUTION AGREEMENT (“Agreement”), effective as of the closing of the Transaction (as defined below) (the “Closing Date”), is by and between Foreside Financial Services, LLC (the “Distributor”) and Rimrock Funds Trust (“Fund Company”).

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