DISTRIBUTION AGREEMENTSchwab Charles Corp • September 28th, 1995 • Security brokers, dealers & flotation companies • New York
Exhibit 10.261 Purchase Agreement by and among The Charles Schwab Corporation, a Delaware corporation, CS Capital Markets & Co., a Delaware corporation, Schwab Associates & Co., a Delaware corporation, UBS Securities LLC, a Delaware limited liability...Purchase Agreement • November 8th, 2004 • Schwab Charles Corp • Security brokers, dealers & flotation companies • New York
EXHIBIT 10.238 $1,200,000,000 CREDIT AGREEMENT (364-DAY COMMITMENT) dated as of June 22, 2001Credit Agreement • March 27th, 2002 • Schwab Charles Corp • Security brokers, dealers & flotation companies • California
EXHIBIT 1.2 THE CHARLES SCHWAB CORPORATION MEDIUM TERM NOTES DISTRIBUTION AGREEMENT Morgan Stanley & Co. Incorporated 1585 Broadway New York, New York 10036 Goldman, Sachs & Co. 85 Broad Street New York, New York 10004 Credit Suisse First Boston...Terms Agreement • May 5th, 2000 • Schwab Charles Corp • Security brokers, dealers & flotation companies • New York
AGREEMENTExecutive Employment Agreement • November 12th, 2002 • Schwab Charles Corp • Security brokers, dealers & flotation companies • New Jersey
Exhibit 10.200 INDEMNIFICATION AGREEMENT AGREEMENT, effective as of ______________________, between The Charles Schwab Corporation, a Delaware corporation (the "Company"), and ____________________ (the "Indemnitee"). Capitalized terms in this...Indemnification Agreement • March 30th, 1999 • Schwab Charles Corp • Security brokers, dealers & flotation companies • Delaware
AND THE CHASE MANHATTAN BANK, TRUSTEE FIRST SUPPLEMENTAL INDENTURESchwab Charles Corp • June 24th, 1999 • Security brokers, dealers & flotation companies • California
AmongCredit Agreement • August 5th, 2005 • Schwab Charles Corp • Security brokers, dealers & flotation companies • California
EXHIBIT 10.149 EMPLOYMENT AGREEMENT This Agreement is made and entered into as of March 31, 1995 by and between The Charles Schwab Corporation, a Delaware Corporation (hereinafter referred to as the "Company"), and Charles R. Schwab, an individual...Employment Agreement • March 28th, 2000 • Schwab Charles Corp • Security brokers, dealers & flotation companies • California
EXHIBIT 4.2 REGISTRATION RIGHTS AGREEMENT This Registration Rights Agreement, is made and entered into as of March 1, 2000, by and among The Charles Schwab Corporation, a corporation organized under the laws of the State of Delaware ("Purchaser"), and...Registration Rights Agreement • March 9th, 2000 • Schwab Charles Corp • Security brokers, dealers & flotation companies • California
Exhibit 10.174 THE CHARLES SCHWAB CORPORATION 1992 STOCK INCENTIVE PLAN INCENTIVE STOCK OPTION AGREEMENT THIS AGREEMENT is entered into as of _____________________ between THE CHARLES SCHWAB CORPORATION, a Delaware corporation (the "Company"), and...Incentive Stock Option Agreement • July 29th, 1997 • Schwab Charles Corp • Security brokers, dealers & flotation companies • California
SEPARATION AGREEMENT, GENERAL RELEASE AND WAIVER OF CLAIMSSeparation Agreement • August 5th, 2005 • Schwab Charles Corp • Security brokers, dealers & flotation companies • New York
EXHIBIT 1.1 THE CHARLES SCHWAB CORPORATION UNDERWRITING AGREEMENT STANDARD PROVISIONS (DEBT SECURITIES) From time to time, The Charles Schwab Corporation, a Delaware corporation (the "Company"), may enter into one or more underwriting agreements that...Schwab Charles Corp • April 29th, 1999 • Security brokers, dealers & flotation companies • New York
EXHIBIT 1.1 THE CHARLES SCHWAB CORPORATION UNDERWRITING AGREEMENT STANDARD PROVISIONS (DEBT SECURITIES) From time to time, The Charles Schwab Corporation, a Delaware corporation (the "Company"), may enter into one or more underwriting agreements that...Schwab Charles Corp • May 5th, 2000 • Security brokers, dealers & flotation companies • New York
L E A S E BETWEENSchwab Charles Corp • October 29th, 1997 • Security brokers, dealers & flotation companies
BY AND AMONGAgreement and Plan of Merger • January 14th, 2000 • Schwab Charles Corp • Security brokers, dealers & flotation companies • New York
1 EXHIBIT 10.163 LEASE OF 101 MONTGOMERY STREET SAN FRANCISCO, CALIFORNIASchwab Charles Corp • March 28th, 1997 • Security brokers, dealers & flotation companies • California
EXHIBIT 99.3 Confidential information omitted where indicated by "*" has been filed separately with the Commission pursuant to a request for confidential treatment under Rule 24b-2 of the Securities Exchange Act of 1934. MARKETING AGREEMENTMarketing Agreement • March 6th, 2002 • Schwab Charles Corp • Security brokers, dealers & flotation companies • California
Exhibit 10.172 THE CHARLES SCHWAB CORPORATION 1992 STOCK INCENTIVE PLAN NONSTATUTORY STOCK OPTION AGREEMENT THIS AGREEMENT is entered into as of ______________________ between THE CHARLES SCHWAB CORPORATION, a Delaware corporation (the "Company"), and...Nonstatutory Stock Option Agreement • July 29th, 1997 • Schwab Charles Corp • Security brokers, dealers & flotation companies • California
EXHIBIT 10.72 RESTATEMENT OF ASSIGNMENT AND LICENSE Preamble. This is a restatement of the Assignment and License made the 31st day of March, 1987, and the Amendment thereof made as of July 30, 1987, by and between CL Acquisition Corporation, a...Schwab Charles Corp • March 2nd, 2005 • Security brokers, dealers & flotation companies • California
1 EXHIBIT 4.2 REGISTRATION RIGHTS AGREEMENT This Registration Rights Agreement, is made and entered into as of November 3, 2000, by and among The Charles Schwab Corporation, a Delaware corporation ("TCSC"), and the individuals set forth on the...Registration Rights Agreement • November 28th, 2000 • Schwab Charles Corp • Security brokers, dealers & flotation companies • California
Exhibit 10.253 EMPLOYMENT AGREEMENT This Agreement, as amended, is made and entered into effective as of March 31, 2003 by and between The Charles Schwab Corporation, a Delaware Corporation (hereinafter referred to as the "Company"), and Charles R....Employment Agreement • August 12th, 2003 • Schwab Charles Corp • Security brokers, dealers & flotation companies • California
EXHIBIT 10.1 CREDIT AGREEMENT (364-DAY COMMITMENT)Credit Agreement • July 17th, 1998 • Schwab Charles Corp • Security brokers, dealers & flotation companies • California
1 EXHIBIT 10.101 FIRST AMENDMENT TO THE SECURITY PACIFIC NATIONAL BANK TRUST AGREEMENT FOR THE CHARLES SCHWAB PROFIT SHARING AND EMPLOYEE STOCK OWNERSHIP PLAN The "Security Pacific National Bank Trust Agreement for the Charles Schwab Profit Sharing...Schwab Charles Corp • March 28th, 1997 • Security brokers, dealers & flotation companies
RECITALSSeparation Agreement and General Release • November 14th, 2003 • Schwab Charles Corp • Security brokers, dealers & flotation companies • California
THIRD AMENDMENT TO THE TRUST AGREEMENT FOR THE CHARLES SCHWAB PROFIT SHARING AND EMPLOYEE STOCK OWNERSHIP PLANTrust Agreement • July 29th, 1997 • Schwab Charles Corp • Security brokers, dealers & flotation companies
The Trust Agreement for the Charles Schwab Profit Sharing and Employee Stock Ownership Plan ("Plan"), which was amended and restated in its entirety effective November 1, 1990, and further amended effective January 1, 1992 and July 1, 1992, is hereby amended as follows, effective as of January 1, 1996:
Exhibit 10.249 January 23, 2002 Mr. H. Marshall Schwarz Apartment 6-A 1220 Park Avenue New York, New York 10128 Dear Marshall: As a result of your discussions with Jeff Maurer and me, this letter details the terms of our agreement ("Agreement")...Schwab Charles Corp • March 21st, 2003 • Security brokers, dealers & flotation companies • New York
REPLACEMENT CAPITAL COVENANTReplacement Capital Covenant • October 5th, 2007 • Schwab Charles Corp • Security brokers, dealers & flotation companies
REPLACEMENT CAPITAL COVENANT, dated as of October 5, 2007 (this “Replacement Capital Covenant”), by The Charles Schwab Corporation, a Delaware corporation (together with its successors and assigns, the “Corporation”), in favor of and for the benefit of each Covered Debtholder (as defined below).
Form of AMENDED AND RESTATED TRUST AGREEMENTTrust Agreement • April 22nd, 2004 • Schwab Charles Corp • Security brokers, dealers & flotation companies • Delaware
AMENDED AND RESTATED TRUST AGREEMENT, dated as of , among (i) The Charles Schwab Corporation, a Delaware corporation (including any successors or assigns, the “Depositor”), (ii) JPMorgan Chase Bank, as property trustee (in each such capacity, the “Property Trustee” and, in its separate corporate capacity and not in its capacity as Property Trustee, the “Bank”), (iii) Chase Manhattan Bank USA, National Association, as Delaware trustee (the “Delaware Trustee”), (iv) , an individual, , an individual and , an individual, each of whose address is c/o The Charles Schwab Corporation, 120 Kearny Street, San Francisco, California 94108 (each an “Administrative Trustee” and collectively the “Administrative Trustees”) (the Property Trustee, the Delaware Trustee and the Administrative Trustees referred to collectively as the “Trustees”) and (v) the several Holders, as hereinafter defined.
DEPOSIT AGREEMENT among The Charles Schwab Corporation, as Issuer Equiniti Trust Company as Depositary, and THE HOLDERS FROM TIME TO TIME OF THE DEPOSITARY RECEIPTS DESCRIBED HEREIN Dated as of March 4, 2022Deposit Agreement • March 7th, 2022 • Schwab Charles Corp • Security brokers, dealers & flotation companies • New York
DEPOSIT AGREEMENT dated as of March 4, 2022, among (i) The Charles Schwab Corporation, a Delaware corporation, (ii) Equiniti Trust Company, a limited trust company organized under the laws of the State of New York, as Depositary and (iii) the holders from time to time of the Receipts described herein.
THE CHARLES SCHWAB CORPORATION $600,000,000 3.250% Senior Notes due 2029 UNDERWRITING AGREEMENT May 20, 2019Underwriting Agreement • May 22nd, 2019 • Schwab Charles Corp • Security brokers, dealers & flotation companies • New York
Exhibit 10.116 SECOND AMENDMENT TO THE TRUST AGREEMENT FOR THE CHARLES SCHWAB PROFIT SHARING AND EMPLOYEE STOCK OWNERSHIP PLAN The Trust Agreement for the Charles Schwab Profit Sharing and Employee Stock Ownership Plan ("Plan"), which was amended and...Trust Agreement • July 29th, 1997 • Schwab Charles Corp • Security brokers, dealers & flotation companies
THE CHARLES SCHWAB CORPORATION 26,316,000 Shares Common Stock ($0.01 par value per Share) UNDERWRITING AGREEMENT JANUARY 20, 2010Underwriting Agreement • January 21st, 2010 • Schwab Charles Corp • Security brokers, dealers & flotation companies • New York
EXHIBIT 99.1 JOINT FILING AGREEMENT The undersigned agree that the Schedule 13D, and any amendments thereto, to be filed with respect to beneficial ownership by the undersigned of shares of the Common Stock, par value $0.01 per share, of SoundView...Joint Filing Agreement • January 22nd, 2004 • Schwab Charles Corp • Security brokers, dealers & flotation companies
The Charles Schwab Corporation Exchange and Registration Rights AgreementSchwab Charles Corp • August 29th, 2012 • Security brokers, dealers & flotation companies • California
The Charles Schwab Corporation, a Delaware corporation (the “Company”), proposes to issue upon the terms set forth in the Dealer Managers Agreement (as defined herein) up to $750 million in aggregate principal amount of its Senior Notes due 2022. As an inducement to the Dealer Managers to enter into the Dealer Managers Agreement and in satisfaction of a condition to the obligations of the Dealer Managers thereunder, the Company agrees with the Dealer Managers for the benefit of holders (as defined herein) from time to time of the Registrable Securities (as defined herein) as follows:
