FORM OF INVESTMENT SUB-ADVISORY AGREEMENTForm of Investment Sub-Advisory Agreement • July 25th, 2005 • Old Mutual/Claymore Long-Short Fund (f.k.a. Analytic Covered Call Plus Fund) • Massachusetts
FORM OF INVESTMENT SUB-ADVISORY AGREEMENTForm of Investment Sub-Advisory Agreement • December 29th, 2021 • RBB Fund, Inc. • Delaware
AGREEMENT, dated as of ________________, 2021 by and among [The RBB Fund, Inc., a Maryland corporation that is an investment company registered under the Investment Company Act of 1940, as amended (“Investment Company Act”) (the “Company”)], Optima Asset Management LLC, a Delaware limited liability company (the “Adviser”) and Anthony Capital Management, LLC, a Wisconsin limited liability company (the “Sub-Adviser”).
FORM OF INVESTMENT SUB-ADVISORY AGREEMENTForm of Investment Sub-Advisory Agreement • August 13th, 2013 • Starboard Investment Trust • Delaware
This Investment Sub-Advisory Agreement (“Agreement”) is made and entered into as of [DATE] by and between CV Investment Advisors, LLC, a Delaware limited liability company (“Advisor”) and Horizons West Capital Partners, LLC, a Delaware limited liability company (“Sub-Advisor”).
FORM OF INVESTMENT SUB-ADVISORY AGREEMENTForm of Investment Sub-Advisory Agreement • December 28th, 2012 • WisdomTree Trust • Delaware
AGREEMENT, dated as of November 20, 2012, by and between WisdomTree Asset Management, Inc, a Delaware corporation (the “Adviser”), and Western Asset Management Company,a California corporation (the “Sub-Adviser”).
FORM OF INVESTMENT SUB-ADVISORY AGREEMENTForm of Investment Sub-Advisory Agreement • December 19th, 2011 • Schwab Capital Trust • California
AGREEMENT made this day of , 2011, by and between, Charles Schwab Investment Management, Inc. (“CSIM”), and Mellon Capital Management Corporation (“Sub-Adviser”).
FORM OF INVESTMENT SUB-ADVISORY AGREEMENT with Vident Investment Advisory, LLCForm of Investment Sub-Advisory Agreement • November 23rd, 2020 • RBB Fund, Inc. • Delaware
This INVESTMENT SUB-ADVISORY AGREEMENT (the “Agreement”) is made as of this __th day of _________, 202_ by and among RED GATE ADVISERS, LLC, a Pennsylvania limited liability company company with its principal place of business at 223 WILMINGTON WEST CHESTER PIKE #216, CHADDS FORD, PENNSYLVANIA 19317 (the “Adviser”), THE RBB FUND, INC. (the “Company”), and VIDENT INVESTMENT ADVISORY, LLC, a Delaware limited liability company with its principal place of business located at 1125 Sanctuary Parkway, Suite 515, Alpharetta, GA 30009 (the “Sub-Adviser”).
FORM OF INVESTMENT SUB-ADVISORY AGREEMENTForm of Investment Sub-Advisory Agreement • October 2nd, 2007 • Valic Co I
This AGREEMENT made this ___day of December, 2007, by and between THE VARIABLE ANNUITY LIFE INSURANCE COMPANY (“VALIC”), and AMERICAN CENTURY GLOBAL INVESTMENT MANAGEMENT, INC., hereinafter referred to as the “SUB-ADVISER.”
FORM OF INVESTMENT SUB-ADVISORY AGREEMENTForm of Investment Sub-Advisory Agreement • August 15th, 2014 • American Independence Funds Trust • New York
AGREEMENT made this _____ day of ______, 2014 by and between American Independence Financial Services, LLC (“Adviser”), and The Cambridge Strategy (Asset Management) Limited (“Sub-Adviser");
FORM OF INVESTMENT SUB-ADVISORY AGREEMENTForm of Investment Sub-Advisory Agreement • December 27th, 2016 • OSI ETF Trust • Delaware
Agreement made as of between O'Shares Investment Advisers, LLC (the "Adviser"), a Delaware limited liability company with its principal offices located at 1010 Sherbrooke St. West, Suite 2510, Montreal, QC H3A 2R7 (Canada), and Vident Investment Advisory, LLC (the "Sub-Adviser"), a Delaware limited liability company with its principal offices located at 300 Colonial Center Parkway, Suite 330, Roswell, Georgia 30076.
FORM OF INVESTMENT SUB-ADVISORY AGREEMENTForm of Investment Sub-Advisory Agreement • October 10th, 2014 • Starboard Investment Trust • Delaware
This Investment Sub-Advisory Agreement ("Agreement") is made and entered into as of [DATE], by and between StuFund Advisors, LLC, doing business as SF Advisors,, [a Delaware limited liability corporation] ("Advisor") and Logan Circle Partners, L.P., a Pennsylvania limited partnership ("Sub-Advisor").
FORM OF INVESTMENT SUB-ADVISORY AGREEMENTForm of Investment Sub-Advisory Agreement • December 29th, 2020 • Starboard Investment Trust • Delaware
This Investment Sub-Advisory Agreement (“Agreement”) is made and entered into as of December 17, 2020, by and between Cavalier Investments, LLC d/b/a Adaptive Investments, a Massachusetts limited liability company (“Advisor”) and Bluestone Capital Management, LLC, a Pennsylvania limited liability company (“Sub-Advisor”), in relation to the Adaptive Growth Opportunities ETF (the “Fund”), a series of the Starboard Investment Trust, a Delaware statutory trust (the “Trust”).
FORM OF INVESTMENT SUB-ADVISORY AGREEMENTForm of Investment Sub-Advisory Agreement • May 22nd, 2007 • RMR Asia Real Estate Fund • Massachusetts
This Investment Sub-Advisory Agreement (“Agreement”) is made as of the day of May, 2007 by and among RMR Asia Real Estate Fund, a Massachusetts business trust (the “Fund”), RMR Advisors, Inc. (the “Advisor”) and MacarthurCook Investment Managers Limited (the “Sub-Advisor”).
FORM OF INVESTMENT SUB-ADVISORY AGREEMENTForm of Investment Sub-Advisory Agreement • March 4th, 2013 • AdvisorShares Trust • Delaware
AGREEMENT (the “Agreement”) made as of this __ day of January, 2013 by and between AdvisorShares Investments, LLC, a Delaware limited liability company with its principal place of business at 2 Bethesda Metro Center, Suite 1330, Bethesda, Maryland 20814 (the “Adviser”) and Recon Capital Partners, LLC, a Delaware limited liability corporation with its principal place of business at 500 Mamaroneck Avenue, Suite 320, Harrison, New York 10528 (the “Sub-Adviser”).
FORM OF INVESTMENT SUB-ADVISORY AGREEMENTForm of Investment Sub-Advisory Agreement • February 12th, 2024 • Octagon XAI CLO Income Fund • Delaware
INVESTMENT SUB-ADVISORY AGREEMENT (the “Agreement”), dated as of [ ], 2024 (the “Effective Date”) among Octagon XAI CLO Income Fund, a Delaware statutory trust (the “Trust”), XA Investments LLC, a Delaware limited liability company (the “Adviser”), and Octagon Credit Investors, LLC, a Delaware limited liability company (the “Sub-Adviser”).
FORM OF INVESTMENT SUB-ADVISORY AGREEMENTForm of Investment Sub-Advisory Agreement • February 28th, 2013 • Hartford Alternative Strategies Fund • Delaware
This Investment Sub-Advisory Agreement is made by and between Hartford Funds Management Company, LLC, a Delaware limited liability company (the “Adviser”), and Wellington Management Company, LLP a Massachusetts limited liability partnership (the “Sub-Adviser”).
FORM OF INVESTMENT SUB-ADVISORY AGREEMENTForm of Investment Sub-Advisory Agreement • April 4th, 2012 • Northern Lights Fund Trust • Delaware
This AGREEMENT is made as of the __ day of _____ 2012, by and among Visium Asset Management, LP, a Delaware limited partnership located at 950 Third Avenue, 29th Floor, New York, NY 10022 (the “Sub-Adviser”), and Altegris Advisors, L.L.C., a Delaware limited liability company located at 1200 Prospect Street, Suite 550, La Jolla, CA 92037 (the “Adviser”).
FORM OF INVESTMENT SUB-ADVISORY AGREEMENTForm of Investment Sub-Advisory Agreement • February 24th, 2017 • Hartford Funds Master Fund • Connecticut
This Investment Sub-Advisory Agreement is made by and between Hartford Funds Management Company, LLC, a Delaware limited liability company (the “Adviser”) and Wellington Management Company, LLP, a Massachusetts limited liability partnership (the “Sub-Adviser”).
FORM OF INVESTMENT SUB-ADVISORY AGREEMENTForm of Investment Sub-Advisory Agreement • April 14th, 2017 • FS Series Trust • Delaware
INVESTMENT SUB-ADVISORY AGREEMENT (the “Agreement”), dated as of the [ ] day of [ ], 2017, by and between FS FUND ADVISOR, LLC, a Delaware limited liability company (the “Adviser”) and Wilshire Associates Incorporated, a California corporation (the “Sub-Adviser”).
FORM OF INVESTMENT SUB-ADVISORY AGREEMENTForm of Investment Sub-Advisory Agreement • November 13th, 2019 • Pacer Funds Trust • Delaware
WHEREAS, the Adviser has entered into an Investment Advisory Agreement (the “Advisory Agreement”) as of [ ], 20[ ] with the Trust, an open-end management investment company registered under the Investment Company Act of 1940, as amended (the "1940 Act"), under which the Adviser provides advisory services to, among other series of the Trust, the Pacer CSOP FTSE China A50 ETF (as listed on Schedule A hereto, the “Pacer China Fund”).
FORM OF INVESTMENT SUB-ADVISORY AGREEMENTForm of Investment Sub-Advisory Agreement • December 28th, 2012 • WisdomTree Trust • New York
SUB-ADVISORY AGREEMENT, made as of this 20th day of November, 2012, by and between WisdomTree Asset Management, Inc. (the “Investment Adviser”), a Delaware corporation having its principal office and place of business at 380 Madison Avenue, 21st Floor, New York, New York 10017, and Mellon Capital Management Corporation (the “Sub-Adviser”), a Delaware corporation having its principal office and place of business at 50 Fremont Street, Suite 3900, San Francisco, California 94105.
