CUSTODY AGREEMENTCustody Agreement • January 28th, 2021 • Starboard Investment Trust • New York
THIS AGREEMENT is made and entered into as of this 17th day of December, 2020, by and between STARBOARD INVESTMENT TRUST, a Delaware statutory trust having its principal place of business at 116 South Franklin Street, Rocky Mount, North Carolina 27804 (the “Trust”), and Clear Street LLC, a Delaware limited liability company and a broker- dealer regulated under the Securities and Exchange Act of 1934, as amended (the “1934 Act”) (the “Custodian”).
CUSTODY AGREEMENT Dated September 9, 2011 Between UMB BANK, N.A. and STARBOARD INVESTMENT TRUST On Behalf Of Each Of Its Fund Series and THE NOTTINGHAM COMPANY Solely In Its Role As Payor Per Section 11Custody Agreement • February 27th, 2015 • Starboard Investment Trust
This agreement made as of the date first set forth above between UMB Bank, n.a., a national banking association with its principal place of business located in Kansas City, Missouri (hereinafter “Custodian”), the Starboard Investment Trust, a Delaware statutory trust, on behalf of each of the Funds listed on Appendix B hereof, together with such additional Funds which shall be made parties to this Agreement by the execution of Appendix B hereto (individually, a “Fund” and collectively, the “Funds”), and The Nottingham Company, a North Carolina corporation, solely in its role as payor in accordance with Section 11.
INVESTMENT ADVISORY AGREEMENTInvestment Advisory Agreement • October 20th, 2022 • Starboard Investment Trust • Delaware
This Investment Advisory Agreement (“Agreement”) is made and entered into effective as of June 9, 2022 by and between Focus Fund Advisors, LLC, a Utah limited liability company (the “Advisor”), and Starboard Investment Trust (the “Trust”), a Delaware statutory trust, on behalf of the Utah Focus Fund (the “Fund”), a series of the Trust.
ETF DISTRIBUTION AGREEMENTEtf Distribution Agreement • July 20th, 2021 • Starboard Investment Trust • North Carolina
This ETF Distribution Agreement (the “Agreement’) is effective the 11th day of March, 2021 between STARBOARD INVESTMENT TRUST, a Delaware statutory trust (the “Trust”), on behalf of itself and the fund(s) listed on Schedule A, as may be amended from time to time (each a “Fund” and collectively the “Funds”), and CAPITAL INVESTMENT GROUP, INC, a North Carolina corporation (the “Distributor”).
INVESTMENT SUB-ADVISORY AGREEMENTInvestment Sub-Advisory Agreement • April 28th, 2023 • Starboard Investment Trust • Delaware
This Investment Sub-Advisory Agreement (“Agreement”) is made and entered into as of January 20, 2022, as amended December 8, 2022, by and between SkyRock Investment Management, LLC, a North Carolina limited liability company (“Advisor”) and Typhon Capital Management, LLC, a Florida limited liability company (“Sub-Advisor”), in relation to the Typhon Tactical Managed Futures Strategy Fund (the “Fund”), a series of the Starboard Investment Trust, a Delaware statutory trust (the “Trust”).
DIVIDEND DISBURSING AND TRANSFER AGENT AGREEMENTDividend Disbursing and Transfer Agent Agreement • October 10th, 2014 • Starboard Investment Trust • North Carolina
THIS DIVIDEND DISBURSING AND TRANSFER AGENT AGREEMENT (“Agreement”) is made and entered into as of July 16, 2009 by and between STARBOARD INVESTMENT TRUST, a Delaware statutory trust (“Trust”), and NOTTINGHAM SHAREHOLDER SERVICES, LLC, a North Carolina limited liability company (“Transfer Agent”).
DISTRIBUTION AGREEMENTDistribution Agreement • September 28th, 2015 • Starboard Investment Trust
This AGREEMENT, dated July 16, 2009 between STARBOARD INVESTMENT TRUST, a statutory trust organized under the laws of the State of Delaware (the “Trust”) and CAPITAL INVESTMENT GROUP, INC., a North Carolina corporation (the “Distributor”).
INTERIM INVESTMENT SUB-ADVISORY AGREEMENTInterim Investment Sub-Advisory Agreement • October 3rd, 2016 • Starboard Investment Trust • Delaware
This Interim Investment Sub-advisory Agreement ("Agreement") is made and entered into as of August 1, 2016 by and among Starboard Investment Trust, a Delaware Statutory Trust ("Trust"), Canter Compass Investments, Inc., doing business as Cavalier Investments, a Massachusetts corporation ("Advisor") and StratiFi LLC, a Delaware Limited Liability Company ("Sub-Advisor").
Starboard Investment TrustStarboard Investment Trust • March 12th, 2021
AMENDED AND RESTATED INVESTMENT ADVISORY AGREEMENTInvestment Advisory Agreement • September 28th, 2020 • Starboard Investment Trust • Delaware
THIS AMENDED AND RESTATED INVESTMENT ADVISORY AGREEMENT (“Agreement”) is made and entered into as of this 12th day of March, 2020, by and between STARBOARD INVESTMENT TRUST, a Delaware statutory trust (the “Trust”), and Cavalier Investments, LLC, a Massachusetts limited liability company (the “Advisor”), located at 12600 Deerfield Drive, Suite #100, Alpharetta, GA 30005, on behalf of the series of the Cavalier Fund Family enumerated in Appendix A hereof (such series, together with all other series subsequently established by the Trust and made subject to this Agreement in accordance with the terms contained below, being herein referred to as a “Fund,” and collectively as the “Funds.”).
EXPENSE LIMITATION AGREEMENTExpense Limitation Agreement • January 28th, 2021 • Starboard Investment Trust
THIS EXPENSE LIMITATION AGREEMENT (“Agreement”) is made and entered into effective as this 12th day of March, 2020, by and between STARBOARD INVESTMENT TRUST, a Delaware statutory trust (the “Trust”), on behalf of its series, THE SECTOR ROTATION FUND (the “Fund”), and GRIMALDI PORTFOLIO SOLUTIONS, INC., a New York corporation (the “Advisor”), with respect to the following:
FUND ACCOUNTING AND ADMINISTRATION SERVICE AGREEMENTService Agreement • July 29th, 2015 • Starboard Investment Trust • North Carolina
THIS AGREEMENT is made and entered into as of this 1st day of October, 2014, by and between STABOARD INVESTMENT TRUST, a Delaware statutory trust (the "Trust") and THE NOTTINGHAM COMPANY, a North Carolina corporation, having its principal office and place of business at 116 South Franklin Street, Rocky Mount, North Carolina 27804 (the "Administrator").
Caritas All-Cap Growth Fund Operating PlanOperating Plan • May 16th, 2014 • Starboard Investment Trust
This Operating Plan, effective commencing October 31, 2013, is entered into by and between Goodwood Advisors, LLC (“Advisor”) and The Nottingham Company (“Administrator”) with respect to the Caritas All-Cap Growth Fund (“Fund”), a series of the Starboard Investment Trust (“Trust”), a Delaware statutory trust.
Fund Accounting And Administration Agreement Dated: November 14, 2013Fund Accounting and Administration Agreement • June 30th, 2014 • Starboard Investment Trust • North Carolina
This Fund Accounting and Administration Agreement ("Agreement"), is entered into as of the date noted above by and between the Starboard Investment Trust, a Delaware statutory trust ("Trust"), and The Nottingham Company, a North Carolina corporation ("Administrator").
FORM OF INVESTMENT SUB-ADVISORY AGREEMENTInvestment Sub-Advisory Agreement • October 25th, 2013 • Starboard Investment Trust • Delaware
This Investment Sub-Advisory Agreement (“Agreement”) is made and entered into as of August 22, 2013 by and between CV Investment Advisors, LLC, a Delaware limited liability company (“Advisor”) and Brandywine Global Investment Management, LLC, a Delaware limited liability company (“Sub-Advisor”).
FUND ACCOUNTING AND ADMINISTRATION AGREEMENT Dated: October 31, 2013Fund Accounting and Administration Agreement • January 29th, 2014 • Starboard Investment Trust • North Carolina
This Fund Accounting and Administration Agreement (“Agreement”), is entered into as of the date noted above by and between Starboard Investment Trust, a Delaware statutory trust (“Trust”), and The Nottingham Company, a North Carolina corporation (“Administrator”).
CUSTODY AGREEMENT Dated September 9, 2011 Between UMB BANK, N.A. and STARBOARD INVESTMENT TRUST On Behalf Of Each Of Its Fund Series and THE NOTTINGHAM COMPANY Solely In Its Role As Payor Per Section 11Custody Agreement • September 28th, 2015 • Starboard Investment Trust
This agreement made as of the date first set forth above between UMB Bank, n.a., a national banking association with its principal place of business located in Kansas City, Missouri (hereinafter “Custodian”), the Starboard Investment Trust, a Delaware statutory trust, on behalf of each of the Funds listed on Appendix B hereof, together with such additional Funds which shall be made parties to this Agreement by the execution of Appendix B hereto (individually, a “Fund” and collectively, the “Funds”), and The Nottingham Company, a North Carolina corporation, solely in its role as payor in accordance with Section 11.
Fund Accounting And Administration Agreement Dated: Octiber 18, 2013Fund Accounting and Administration Agreement • January 28th, 2014 • Starboard Investment Trust • North Carolina
This Fund Accounting and Administration Agreement (“Agreement”), is entered into as of the date noted above by and between the Starboard Investment Trust, a Delaware statutory trust (“Trust”), and The Nottingham Company, a North Carolina corporation (“Administrator”).
MASTER CUSTODIAN AGREEMENTCustodian Agreement • July 24th, 2009 • Starboard Investment Trust • California
This agreement (“Agreement”) dated as of the 19th day of December, 2007 by and between The Nottingham Management Company (the “Administrator”), a North Carolina corporation, on behalf of those business companies and trusts listed on Exhibit A, attached hereto and made a part hereof (individually, a “Trust” and collectively the “Trusts”) and Union Bank of California (the “Bank”), a federally chartered banking corporation.
SUBSCRIPTION AGREEMENT BETWEEN THE TRUST AND THE INVESTORSSubscription Agreement • October 10th, 2014 • Starboard Investment Trust
[NAME] (the “Purchaser”) subscribes to purchase a beneficial interest (“Interest”) of the [FUND] (“Fund”), a series of Starboard Investment Trust, in the amount of [$] for [___] shares at net asset value of [$10.00] per share, in consideration for which the Purchaser agrees to transfer to you upon demand cash in the amount of [$].
EXPENSE LIMITATION AGREEMENTExpense Limitation Agreement • January 29th, 2014 • Starboard Investment Trust
This Expense Limitation Agreement (“Expense Limitation Agreement”) is made and entered into effective as October 31, 2013 by and between the Starboard Investment Trust, a Delaware statutory trust (the “Trust”), on behalf of its series portfolio, the QCI Balanced Fund (the “Fund”), and QCI Asset Management, Inc., a New York corporation (the “Advisor”).
FORM OF EXPENSE LIMITATION AGREEMENTExpense Limitation Agreement • January 26th, 2024 • Starboard Investment Trust
THIS EXPENSE LIMITATION AGREEMENT (“Agreement”) is made and entered into effective as this 26th day of January, 2024, by and between STARBOARD INVESTMENT TRUST, a Delaware statutory trust (the “Trust”), on behalf of its series, SECTOR ROTATION FUND (the “Fund”), and GRIMALDI PORTFOLIO SOLUTIONS, INC., a New York corporation (the “Advisor”), with respect to the following:
FUND ACCOUNTING AND ADMINISTRATION AGREEMENT Dated: November 23, 2009Fund Accounting and Administration Agreement • December 8th, 2009 • Starboard Investment Trust • North Carolina
This Fund Accounting and Administration Agreement (“Agreement”), is entered into as of the date noted above by and between the Starboard Investment Trust, a Delaware statutory trust (“Trust”), and The Nottingham Company, a North Carolina corporation (“Administrator” or “Nottingham”).
INTERIM INVESTMENT SUB-ADVISORY AGREEMENTInterim Investment Sub-Advisory Agreement • October 3rd, 2016 • Starboard Investment Trust
This Interim Investment Sub-advisory Agreement ("Agreement") is made and entered into as of August 1, 2016 by and among Starboard Trust, a Delaware Statutory Trust ("Trust"), Cavalier Investments Inc., a Massachusetts Limited Liability Company ("Advisor") and Beaumont Financial Partners LLC., DBA Beaumont Capital Management, a Massachusetts Limited Liability Company ("Sub-Advisor").
EXPENSE LIMITATION AGREEMENTExpense Limitation Agreement • May 19th, 2014 • Starboard Investment Trust
This Expense Limitation Agreement (“Expense Limitation Agreement”) is made and entered into effective as April 24, 2014 by and between the Starboard Investment Trust, a Delaware statutory trust (the “Trust”), on behalf of its series portfolio, the Sirius S&P Strategic Large-Cap Allocation Fund (the “Fund”), and Sirius Funds Advisors, Inc., a Delaware corporation (the “Advisor”).
CUSTODIAN AGREEMENT (FOREIGN AND DOMESTIC SECURITIES)Custodian Agreement • July 24th, 2009 • Starboard Investment Trust • California
This Custodian Agreement is made by and between the STARBOARD INVESTMENT TRUST ("Trust"), a statutory trust duly organized under the laws of the State of Delaware, and UNION BANK, N.A. (“Bank”), a national bank.
EXPENSE LIMITATION AGREEMENTExpense Limitation Agreement • July 27th, 2018 • Starboard Investment Trust
This Expense Limitation Agreement ("Expense Limitation Agreement") is made and entered into effective as September 7, 2017 by and between the Starboard Investment Trust, a Delaware statutory trust (the "Trust"), on behalf of its series portfolio, the Sirius S&P Strategic Large-Cap Allocation Fund (the "Fund"), and Sirius Funds Advisors, Inc., a Delaware corporation (the "Advisor").
INVESTMENT ADVISORY AGREEMENTInvestment Advisory Agreement • January 12th, 2021 • Starboard Investment Trust • Delaware
THIS INVESTMENT ADVISORY AGREEMENT (“Agreement”) is made and entered into as of this 17th day of December, 2020, by and between STARBOARD INVESTMENT TRUST, a Delaware statutory trust (the “Trust”), and Cavalier Investments, LLC d/b/a Adaptive Investments, a Massachusetts limited liability company (the “Advisor”), located at 12600 Deerfield Drive, Suite #100, Alpharetta, GA 30004, on behalf of the series of the Adaptive Fund Family enumerated in Appendix A hereof (such series, together with all other series subsequently established by the Trust and made subject to this Agreement in accordance with the terms contained below, being herein referred to as a “Fund,” and collectively as the “Funds.”).
FUND ACCOUNTING AND ADMINISTRATION AGREEMENT Dated: April 24, 2014Fund Accounting and Administration Agreement • May 19th, 2014 • Starboard Investment Trust • North Carolina
This Fund Accounting and Administration Agreement (“Agreement”), is entered into as of the date noted above by and between Starboard Investment Trust, a Delaware statutory trust (“Trust”), and The Nottingham Company, a North Carolina corporation (“Administrator”).
FORM OF Fund Accounting And Administration Agreement Dated: October 31, 2013Administration Agreement • October 25th, 2013 • Starboard Investment Trust • North Carolina
This Fund Accounting and Administration Agreement (“Agreement”), is entered into as of the date noted above by and between the Starboard Investment Trust, a Delaware statutory trust (“Trust”), and The Nottingham Company, a North Carolina corporation (“Administrator”).
INVESTMENT SUB-ADVISORY AGREEMENTInvestment Sub-Advisory Agreement • March 24th, 2017 • Starboard Investment Trust • Delaware
This Investment Sub-advisory Agreement ("Agreement") is made and entered into as of December 29, 2016 by and among the Starboard Investment Trust, a Delaware Statutory Trust ("Trust"), Cavalier Investments, Inc., a Massachusetts corporation ("Advisor") and Beaumont Financial Partners LLC, a Massachusetts Limited Liability Company ("Sub-Advisor").
FUND ACCOUNTING AND ADMINISTRATION AGREEMENT Dated: January 27, 2011Fund Accounting and Administration Agreement • February 9th, 2011 • Starboard Investment Trust • North Carolina
This Fund Accounting and Administration Agreement (“Agreement”), is entered into as of the date noted above by and between the Starboard Investment Trust, a Delaware statutory trust (“Trust”), and The Nottingham Company, a North Carolina corporation (“Administrator”).
Roumell Opportunistic Value Fund Operating PlanOperating Plan • July 23rd, 2013 • Starboard Investment Trust
This Operating Plan, made and entered into June 14, 2013, is entered into by and between Roumell Asset Management, LLC (“Advisor”) and The Nottingham Company (“Administrator”) with respect to the Roumell Opportunistic Value Fund (“Fund”), a series of the Starboard Investment Trust (“Trust”), a Delaware statutory trust.
EXPENSE LIMITATION AGREEMENT between STARBOARD INVESTMENT TRUST and GRIMALDI PORTFOLIO SOLUTIONS, INC.Expense Limitation Agreement • January 30th, 2017 • Starboard Investment Trust
THIS EXPENSE LIMITATION AGREEMENT ("Agreement") is made and entered into effective as this 1st day of August, 2016 by and between STARBOARD INVESTMENT TRUST, a Delaware statutory trust (the "Trust"), on behalf of its series, THE SECTOR ROTATION FUND (the "Fund(s)"), and GRIMALDI PORTFOLIO SOLUTIONS, INC., a New York corporation (the "Advisor").
Fund Accounting And Administration Agreement Dated: May 5, 2010Fund Accounting and Administration Agreement • June 11th, 2010 • Starboard Investment Trust • North Carolina
This Fund Accounting and Administration Agreement (“Agreement”), is entered into as of the date noted above by and between the Starboard Investment Trust, a Delaware statutory trust (“Trust”), and The Nottingham Company, a North Carolina corporation (“Administrator”).
