STOCK OPTION AGREEMENT STOCK OPTION AGREEMENT, dated as of November 3, 1998 by and between The Ziegler Companies, Inc., a Wisconsin corporation ("Ziegler"), and PMC International, Inc., a Colorado corporation (the "Company"). WHEREAS, concurrently...Stock Option Agreement • November 10th, 1998 • Ziegler Companies Inc • Security brokers, dealers & flotation companies • Wisconsin
Exhibit 10.4 EMPLOYMENT AGREEMENT AGREEMENT, dated as of the 18th day of October, 2000 (this "Agreement"), by and between The Ziegler Companies, Inc., a Wisconsin corporation (the "Company"), and John J. Mulherin (the "Executive"). WHEREAS, the Board...Employment Agreement • March 28th, 2001 • Ziegler Companies Inc • Security brokers, dealers & flotation companies • Wisconsin
ASSET PURCHASE AGREEMENT ------------------------Asset Purchase Agreement • August 19th, 1999 • Ziegler Companies Inc • Security brokers, dealers & flotation companies • Wisconsin
Exhibit 10.16 THE ZIEGLER COMPANIES, INC. PERFORMANCE VESTING INCENTIVE STOCK OPTION AGREEMENT This Option is granted the 17th day of August, 2000 by THE ZIEGLER COMPANIES, INC. (the "Company") to John J. Mulherin ("Optionee"). 1. Option Governed by...Incentive Stock Option Agreement • March 28th, 2003 • Ziegler Companies Inc • Security brokers, dealers & flotation companies
EXHIBIT 10.12 THE ZIEGLER COMPANIES, INC. RESTRICTED STOCK AGREEMENT This Restricted Stock Award is granted as of the 31st day of March, 2002 by THE ZIEGLER COMPANIES, INC. (the "Company") to * (the "Employee"). 1. Award Governed by Terms of Agreement...Restricted Stock Agreement • March 28th, 2003 • Ziegler Companies Inc • Security brokers, dealers & flotation companies • Wisconsin
BY AND AMONGAgreement and Plan of Merger • July 17th, 2001 • Ziegler Companies Inc • Security brokers, dealers & flotation companies • Illinois
ANDCredit Agreement • November 10th, 1998 • Ziegler Companies Inc • Security brokers, dealers & flotation companies • Wisconsin
AGREEMENT ---------Employment Agreement • November 10th, 1998 • Ziegler Companies Inc • Security brokers, dealers & flotation companies • Colorado
FIRST AMENDMENT TO STOCK PURCHASE AGREEMENT THIS FIRST AMENDMENT TO STOCK PURCHASE AGREEMENT is made as of the 3rd day of November, 1998, by and between PMC International, Inc. (the "Company") and Michael T. Wilkinson, Scott A. MacKillop, Gary A....Stock Purchase Agreement • November 10th, 1998 • Ziegler Companies Inc • Security brokers, dealers & flotation companies
GENERAL BUSINESS SECURITY AGREEMENT 1. SECURITY INTEREST Dated October 15, 1998 The undersigned ("Debtor", whether one or more) grants The Ziegler Companies, Inc. ("Lender") a security interest in all equipment, fixtures, inventory (including all...General Business Security Agreement • November 10th, 1998 • Ziegler Companies Inc • Security brokers, dealers & flotation companies • Wisconsin
REVOLVING CREDIT AGREEMENT Dated as of January 16, 1998 among B C ZIEGLER AND COMPANY, as Borrower, THE LENDERS NAMED HEREIN and THE FIRST NATIONAL BANK OF CHICAGO, as Agent Arranged By FIRST CHICAGO CAPITAL MARKETS, INC. TABLE OF CONTENTS ARTICLE I...Revolving Credit Agreement • March 31st, 1998 • Ziegler Companies Inc • Security brokers, dealers & flotation companies • New York
CONTINUING GUARANTY (Unlimited) (For Consumer or Business Transactions) Dated October 15, 1998 GUARANTY. For value received, and to induce The Ziegler Companies, Inc. of West Bend, Wisconsin ("Lender"), to extend credit or to grant or continue other...Ziegler Companies Inc • November 10th, 1998 • Security brokers, dealers & flotation companies
EXHIBIT 10.13 THE ZIEGLER COMPANIES, INC. NONQUALIFIED STOCK OPTION AGREEMENT This Option is granted the 19th day of March, 2002 by THE ZIEGLER COMPANIES, INC. (the "Company") to John C. Todd (the "Optionee"). 1. Option Governed by Terms of Option...Nonqualified Stock Option Agreement • March 28th, 2003 • Ziegler Companies Inc • Security brokers, dealers & flotation companies
2003 DEFERRED RESTRICTED STOCK AGREEMENT BETWEEN THE ZIEGLER COMPANIES, INC. AND JOHN J. MULHERIN2003 Deferred Restricted Stock Agreement • March 16th, 2004 • Ziegler Companies Inc • Security brokers, dealers & flotation companies • Wisconsin
PROMISSORY NOTELetter Agreement • April 16th, 2001 • Ziegler Companies Inc • Security brokers, dealers & flotation companies
OFDisclosed Clearing Agreement • March 16th, 2004 • Ziegler Companies Inc • Security brokers, dealers & flotation companies • New York
DEFERRED BENEFIT AGREEMENT BETWEEN THE ZIEGLER COMPANIES, INC. AND JOHN J. MULHERINDeferred Benefit Agreement • March 28th, 2003 • Ziegler Companies Inc • Security brokers, dealers & flotation companies • Wisconsin
Exhibit 10.9 THE ZIEGLER COMPANIES, INC. NONQUALIFIED STOCK OPTION AGREEMENT This Option is granted the 30th day of October, 2001 by THE ZIEGLER COMPANIES, INC. (the "Company") to Bernard C. Ziegler III (the "Optionee"). 1. Option Governed by Terms of...Nonqualified Stock Option Agreement • March 26th, 2002 • Ziegler Companies Inc • Security brokers, dealers & flotation companies
