EXHIBIT 10.36 CLEARING AGREEMENT This Clearing Agreement ("Agreement") is effective as of October 1, 2004, (the "Commencement Date"), between Fiserv Securities, Inc., a Delaware corporation (hereinafter referred to as the "Clearing Agent") and...Clearing Agreement • June 24th, 2004 • Olympic Cascade Financial Corp • Security & commodity brokers, dealers, exchanges & services
Clearing AgreementClearing Agreement • September 29th, 2021
Clearing AgreementClearing Agreement • September 29th, 2021
OFClearing Agreement • September 17th, 2003 • American Portfolios Holdings Inc • New York
Clearing AgreementClearing Agreement • January 7th, 2019
FCM Clearing AgreementClearing Agreement • November 4th, 2020
Clearing AgreementClearing Agreement • November 3rd, 2020
Clearing AgreementClearing Agreement • January 7th, 2019
CLEARING AGREEMENTClearing Agreement • February 5th, 2016
CLEARING AGREEMENT between a General Clearing Member (“GCM”) at Nasdaq Clearing AB (the “Clearing House) and a Non Clearing Member (“NCM”) at Nasdaq Stockholm AB (the “Exchange”)
Clearing AgreementClearing Agreement • March 23rd, 2018
FULLY DISCLOSEDClearing Agreement • December 17th, 2003 • American Portfolios Holdings Inc • Blank checks • New York
CLEARING AGREEMENT (OMNIBUS—FULL SERVICE)Clearing Agreement • April 8th, 2021 • Northern Star Investment Corp. II • Blank checks • California
Payment will be made one business day after receipt of your documents in Fed Funds to any account that you may wish to specify.
OFClearing Agreement • November 15th, 1999 • Echapman Com Inc • New York
CLEARING AGREEMENTClearing Agreement • December 6th, 2005 • International Assets Holding Corp • Security brokers, dealers & flotation companies • New York
This agreement, made as of the 29th day of August, 2005 (the "Agreement") between Merrill Lynch, Pierce, Fenner & Smith Incorporated (hereinafter referred to as the "Clearing Firm") and INTL Trading, Inc. (hereinafter referred to as the "Introducing Firm"),
LCH.Clearnet Amended and Restated Clearing AgreementClearing Agreement • May 11th, 2011
Euronext Amsterdam, Euronext Brussels, Euronext Lisbon and Euronext Paris are parties to an amended and restated clearing agreement with LCH.Clearnet S.A. and LCH.Clearnet Group Ltd., pursuant to which such Euronext exchanges designate LCH.Clearnet S.A. as their central counterparty clearing house to provide clearing services for transactions executed on those exchanges. The agreement was entered into in October 2003 and has a 30-month initial term and a 30-month termination notice provision.
Clearing AgreementClearing Agreement • January 10th, 2019
ContractClearing Agreement • December 11th, 2020
[English Translation] TFX CLEARING AGREEMENT (for Equity Index Daily Futures contracts) TOKYO FINANCIAL EXCHANGE INC. (This is an English translation of the TFX Clearing Agreement, the original of which has been prepared in the Japanese language only. The Japanese language text hereof shall govern for all purposes and in all respects. Accordingly, all questions that may arise within or without courts of law in regard to the meaning of the words, provisions and stipulations of this Agreement shall be decided in accordance with the Japanese language text. Tokyo Financial Exchange Inc. (“TFX”) assumes no responsibility for accuracy, correctness or contents of this English text.)
FULLY DISCLOSED CLEARING AGREEMENT AS AMENDED BETWEEN RIDGE CLEARING & OUTSOURCING SOLUTIONS, INC. -and- HUDSON SECURITIES INC.Clearing Agreement • August 12th, 2008 • Hudson Holding Corp • Security brokers, dealers & flotation companies • New York
This agreement (the “Agreement”), dated as of December 1, 2007, between Ridge Clearing & Outsourcing Solutions, Inc. (“Ridge”) and Hudson Securities Inc. (“Correspondent”), sets forth the terms and conditions under which Ridge will provide execution and clearing services, on a fully disclosed basis, to Correspondent and its customers. Ridge will provide such services only to the extent required by this Agreement, and shall not be responsible for any duties or obligations not specifically allocated to Ridge by this Agreement. Nothing in this Agreement shall be deemed to delegate to Ridge any regulatory obligation of Correspondent. The parties agree that the target date for the conversion of Correspondent onto the Services is April 1, 2008.
CLEARING AGREEMENTClearing Agreement • July 24th, 2001 • America First Associated Corp • New York
Gemini Clearing AgreementClearing Agreement • January 8th, 2024 • VanEck Bitcoin Trust • Commodity contracts brokers & dealers • New York
This Gemini Clearing Agreement (“Clearing Agreement” or “Agreement”) is entered into and effective as of October 26, 2023, between VanEck Bitcoin Trust, a statutory trust organized in Delaware (the “Customer”), and Gemini Trust Company, LLC, a New York State-chartered limited purpose trust company (“Gemini” or “Custodian”, and together with Customer the “Parties,” and each individually, a “Party”), as custodian to the Customer. This Agreement governs Customer’s use of Gemini Clearing (as defined below).
SwapClear Client Clearing Template Client Clearing Agreement (German law) Version 4.0 dated 27 August 2014Clearing Agreement • September 16th, 2020
This Agreement purports to permit Party B access to the central counterparty clearing of certain types of transactions with LCH.Clearnet Limited and to maximise Party B’s ability to move (by way of transfer or termination, close out and replication) positions represented by those transactions to a Backup Clearing Member upon a Clearing Default.
CLEARING AGREEMENT WITH ICE FUTURES SG MEMBERClearing Agreement • January 9th, 2018
Clearing AgreementClearing Agreement • May 25th, 2020
Participation in clearing at ECC as System-Clearing Member is enabled through a General Clearing License or a Direct Clearing License.
FULLY DISCLOSED CLEARING AGREEMENT BETWEEN TERRA NOVA TRADING, L.L.C. -and- Clayton, Dunning & CompanyClearing Agreement • April 10th, 2006 • Clayton Dunning Group • Security brokers, dealers & flotation companies • Illinois
This agreement (the "Agreement"), dated as of July 6, 2004, by and between TERRA NOVA TRADING, L.L.C. ("Clearing Broker") and Clayton, Dunning & Company ("Correspondent"), sets forth the terms and conditions under which Clearing Broker shall provide execution, clearing and settlement services, on a fully disclosed basis, to Correspondent and its customers. Clearing Broker shall provide such services only to the extent required by this Agreement, and shall not be responsible for any duties or obligations not specifically allocated to Clearing Broker by this Agreement.
Clearing AgreementClearing Agreement • March 23rd, 2018
Exhibit 10.35 AMENDMENT TO CLEARING AGREEMENT DATED SEPTEMBER 8TH, 1995 WHEREAS, Prudential Securities Incorporated ("PSI"), John Hancock Clearing Corporation ("JHCC"), Tucker Anthony Incorporated ("TA"), and Sutro & Co. Incorporated ("Sutro") have...Clearing Agreement • March 31st, 1999 • Freedom Securities Corp /De/ • Security brokers, dealers & flotation companies
FULLY DISCLOSED CLEARING AGREEMENT BETWEEN R.J. O’BRIEN & ASSOCIATES, LLC. ANDClearing Agreement • January 30th, 2012 • Southern Trust Securities Holding Corp • Security & commodity brokers, dealers, exchanges & services • Illinois
This FULLY DISCLOSED CLEARING AGREEMENT (“Agreement”) is made and entered into this 10th day of July, 2011 by and between R.J. O’Brien & Associates, LLC ("RJO"), a Delaware limited liability company, and Sothern Trust Securities, Inc. (Broker"), a business organized under the laws of State of Florida.
CLEARING AGREEMENTClearing Agreement • October 29th, 2002 • America First Associates Corp • Security brokers, dealers & flotation companies • New York
We understand that you, America First Associates Corp, ("AFA", " Correspondent" or "Introducing Broker") propose to offer all individuals who desire to establish an account with you a facility pursuant to which customers through such account may purchase and sell securities. U.S. Clearing is a division of Fleet Securities, Inc. ("USC"), a registered broker-dealer and a member firm of the New York Stock Exchange, Inc. ("NYSE") and other national securities exchanges. You propose that this facility would be made available through customer accounts ("Accounts") which would be opened with us by you as agent for each of your customers. You agree that all your Accounts, both customer and proprietary, whether cash, margin or delivery vs. payment, will be introduced to USC on a fully disclosed basis. All orders to buy or sell securities (other than options), whether equity or debt, may be executed away from USC but will be cleared through USC regardless of where executed. In the event AFA does
Clearing Agreement between Name and social security number of young person (BLOCK CAPITALS) and Name of young person’s legal guardian: _____________________________________________________________Clearing Agreement • November 7th, 2020
Should no constructive cooperation between clearer, the young person and/or their parents/legal guardians, the clearing project can be prematurely ended by both parties.
Clearing AgreementClearing Agreement • June 17th, 2019
INTERACTIVE BROKERS (U.K.) LIMITED FULLY DISCLOSED CLEARING AGREEMENTClearing Agreement • January 20th, 2016 • England
This Clearing Agreement ("Agreement") is entered into by and between Interactive Brokers (U.K.) Limited, a limited company that is duly organized and existing under the laws of England, with a principal place of business located in London, England ("IBUK") and [NAME OF BROKER] (“Introducing Broker”), (collectively “the Parties”).
ContractClearing Agreement • March 28th, 2008 • Broadpoint Securities Group, Inc. • Security brokers, dealers & flotation companies • New York
EXHIBITS Exhibit 10.11Clearing Agreement • March 26th, 2004 • Corpfin Com Inc /De/ • Finance services
CLEARING AGREEMENT AMENDMENT (the "Amendment"), made this _____ day of October, 2003, by and among Fiserv Securities, Inc. ("FSI") and CorpFin.com ("Introducing Firm"). Article I. Article II. WHEREAS, FSI and Introducing Firm entered into a certain Clearing Agreement dated March 17, 2000 (together with all related amendments, the "Clearing Agreement").
CLEARING AGREEMENTClearing Agreement • June 9th, 2014
OMNIBUS CLEARING AGREEMENTClearing Agreement • May 1st, 2020
THIS Omnibus Clearing Agreement (the “Agreement”) is entered into as of the day of ,201_, between BMFN Limited, incorporated in the Republic of Vanuatu under the provisions of the International Companies Act ( CAP 222), by Vanuatu Financial Services Commission, holding Vanuatu Securities Dealers License; Company Number 40202 , Registered office : Law Partners House, Kumul Highway, Port Vila,
