SELLING AGREEMENTBroker Dealer • March 23rd, 2022 • Ares Private Markets Fund • Colorado
THIS BROKER DEALER SELLING AGREEMENT (“Agreement”) made and entered into between ALPS Distributors, Inc. (“Distributor”), a Colorado corporation having its principal place of business at 1290 Broadway, Suite 1100, Denver, Colorado 80203, and________________________________________, a _______________________________ company having its principal place of business ____________________________________________ (hereinafter “Broker/Dealer”).
BROKER-DEALER SELLING AGREEMENTBroker-Dealer • July 26th, 2023 • List Income Opportunities Fund • Colorado
THIS BROKER-DEALER SELLING AGREEMENT (“Agreement”) made and entered into between ALPS Distributors, Inc. (“Distributor”), a Colorado corporation having its principal place of business at 1290 Broadway, Suite 1000, Denver, Colorado 80203, and ___________________________________, a _________________________ having its principal place of business at ________________________________________________________ (hereinafter “Broker-Dealer”).
BROKER DEALER SELLING AGREEMENTBroker Dealer • April 29th, 2016 • Wilmington Funds • Colorado
THIS BROKER DEALER SELLING AGREEMENT (“Agreement”) made and entered into between ALPS Distributors, Inc. (“ADI”), a Colorado corporation having its principal place of business at 1290 Broadway, Suite 1100, Denver, Colorado 80203, and , a company having its principal place of business (hereinafter “Broker/Dealer”).
BROKER / DEALER SELLING AGREEMENTBroker / Dealer • April 14th, 2010 • Pruco Life of New Jersey Variable Appreciable Account • New Jersey
This Broker-Dealer Selling Agreement (hereinafter “Agreement”) is made by and between PRUCO SECURITIES, LLC (hereinafter "Distributor"), The Prudential Insurance Company of America (hereinafter “Prudential”), Pruco Life Insurance Company (hereinafter “PLIC) and Pruco Life Insurance Company of New Jersey (hereinafter “PLNJ”), (hereinafter, the preceding three entities referred to collectively as the “Company”), and David A. Noyes & Company (hereinafter "Broker-Dealer"), and together with Broker-Dealer’s duly licensed affiliates set forth on the Schedule A, attached hereto and made a part hereof (hereinafter the “Affiliates”)
FORM OF BROKER DEALER SELLING AGREEMENTBroker Dealer • December 12th, 2016 • Goehring & Rozencwajg Investment Funds • Colorado
BROKER DEALER SELLING AGREEMENTBroker Dealer • December 19th, 2018 • CC Real Estate Income Fund-T2 • Colorado
THIS BROKER DEALER SELLING AGREEMENT (“Agreement”) made and entered into between ALPS Distributors, Inc. (“Distributor”), a Colorado corporation having its principal place of business at 1290 Broadway, Suite 1100, Denver, Colorado 80203, and ___________________________________, a _________________________ company having its principal place of business ________________________________________________________ (hereinafter “Broker/Dealer”).
BROKER DEALER SELLING AGREEMENTBroker Dealer • April 9th, 2019 • FS Multi-Alternative Income Fund • Colorado
THIS BROKER DEALER SELLING AGREEMENT (“Agreement”) made and entered into between ALPS Distributors, Inc. (“Distributor”), a Colorado corporation having its principal place of business at 1290 Broadway, Suite 1100, Denver, Colorado 80203, and ___________________________________, a _________________________ company having its principal place of business ________________________________________________________ (hereinafter “Broker/Dealer”).
BROKER DEALER MARKETING AND SERVICING AGREEMENT FOR VARIABLE ANNUITY CONTRACTSBroker Dealer • July 25th, 2013 • Principal Life Insurance Co Separate Account B • Iowa
BROKER-DEALER SELLING AGREEMENTBroker-Dealer • January 30th, 2023 • Apollo Diversified Real Estate Fund • Colorado
THIS BROKER-DEALER SELLING AGREEMENT (“Agreement”) made and entered into between ALPS Distributors, Inc. (“Distributor”), a Colorado corporation having its principal place of business at 1290 Broadway, Suite 1000, Denver, Colorado 80203, and ___________________________________, a _________________________ having its principal place of business at ________________________________________________________ (hereinafter “Broker-Dealer”).
FORM OF BROKER DEALER SELLING AGREEMENTBroker Dealer • August 20th, 2009 • Financial Investors Trust • Colorado
THIS BROKER DEALER SELLING AGREEMENT (“Agreement”) made and entered into between ALPS Distributors, Inc. (“ADI”), a Colorado corporation having its principal place of business at 1290 Broadway, Suite 1100, Denver, Colorado 80203, and , a company having its principal place of business (hereinafter “Broker/Dealer”).
Exhibit (e)(3) BROKER DEALER SELLING AGREEMENTBroker Dealer • January 28th, 2013 • Transparent Value Trust • Colorado
THIS BROKER DEALER SELLING AGREEMENT (“Agreement”) made and entered into between ALPS Distributors, Inc. (“ADI”), a Colorado corporation having its principal place of business at 1290 Broadway, Suite 1100, Denver, Colorado 80203, and , a company having its principal place of business (hereinafter “Broker/Dealer”).
MARKETING AND SERVICING AGREEMENT FOR VARIABLE ANNUITY CONTRACTSBroker Dealer • April 28th, 2017 • Principal Life Insurance Co Separate Account B • Iowa
This Broker Dealer Marketing and Servicing Agreement for Variable Annuity Contracts (the "Agreement") is effective this ______ day of ____________, 2013, by and among Principal Life Insurance Company ("Issuer") and Princor Financial Services Corporation ("Distributor"), on the one hand, and _______________________ its duly licensed insurance affiliates indicated on the signature page of this Agreement, if any, (collectively "Broker Dealer"), on the other hand. Distributor, Issuer and Broker Dealer are individually referred to as a "Party" and collectively as the "Parties"
BROKER DEALER SELLING AGREEMENTBroker Dealer • April 28th, 2022 • Heartland Group Inc • Colorado
THIS BROKER DEALER SELLING AGREEMENT (“Agreement”) made and entered into between ALPS Distributors, Inc. (“ADI”), a Colorado corporation having its principal place of business at 1290 Broadway, Suite 1000, Denver, Colorado 80203, and ____________________________________, a _______________________ company having its principal place of business at __________________________________________________________ (hereinafter “Broker/Dealer”).
BROKER DEALER MARKETING AND SERVICING AGREEMENT FOR VARIABLE ANNUITY CONTRACTSBroker Dealer • March 30th, 2011 • Principal Life Insurance Co Separate Account B • Iowa
BROKER / DEALER SELLING AGREEMENT between PRUCO SECURITIES CORPORATION andBroker / Dealer • July 6th, 2009 • Pruco Life Variable Universal Account • New Jersey
This Agreement is made on the 27th day of August, 1999 by and between PRINCOR FINANCIAL SERVICES ("Broker-Dealer"), a Broker-Dealer with its principal business address 711 High Street, N-4, Des Moines IA 50392-0200 and PRUCO SECURITIES CORPORATION ("Distributor"), a New Jersey corporation with its principal place of business at 751 Broad Street, Newark, New Jersey 07102 and supersedes all previous agreements entered into by the parties.
BROKER DEALER SELLING AGREEMENTBroker Dealer • April 30th, 2007 • Stewart W P & Co Growth Fund Inc • Colorado
THIS BROKER DEALER SELLING AGREEMENT (“Agreement”) made and entered into between ALPS Distributors, Inc. (“ADI”), a Colorado corporation having its principal place of business at 1625 Broadway, Suite 2200, Denver, Colorado 80202, and, __________________________________ a _________________________ company having its principal place of business at ____________________________________________________________ (hereinafter “Broker/Dealer”).
BROKER DEALER SELLING AGREEMENTBroker Dealer • October 28th, 2016 • Meridian Fund Inc • Colorado
THIS BROKER DEALER SELLING AGREEMENT (“Agreement”) made and entered into between ALPS Distributors, Inc. (“Distributor”), a Colorado corporation having its principal place of business at 1290 Broadway, Suite 1100, Denver, Colorado 80203 , and , a company having its principal place of business (hereinafter “Broker/Dealer”).
BROKER-DEALER SELLING AGREEMENTBroker-Dealer • September 30th, 2021 • Brandes Investment Trust • Colorado
THIS BROKER-DEALER SELLING AGREEMENT (“Agreement”) made and entered into between ALPS Distributors, Inc. (“Distributor”), a Colorado corporation having its principal place of business at 1290 Broadway, Suite 1000, Denver, Colorado 80203, and , a having its principal place of business at (hereinafter “Broker-Dealer”).
BROKER DEALER MARKETING AND SERVICING AGREEMENT FOR VARIABLE ANNUITY CONTRACTSBroker Dealer • May 2nd, 2013 • Principal Life Insurance Co Separate Account B • Iowa
FORM OF BROKER-DEALER SELLING AGREEMENTBroker-Dealer • March 6th, 2020 • CIM Real Assets & Credit Fund • Colorado
THIS BROKER-DEALER SELLING AGREEMENT (“Agreement”) made and entered into between ALPS Distributors, Inc. (“Distributor”), a Colorado corporation having its principal place of business at 1290 Broadway, Suite 1100, Denver, Colorado 80203, and ___________________________________, a _________________________ having its principal place of business at ________________________________________________________ (hereinafter “Broker-Dealer”).
AMENDMENT TO BROKER/DEALER SERVICE AGREEMENTBroker/Dealer • February 9th, 2010 • Great West Life & Annuity Insurance Co
NOW THEREFORE, in consideration of the mutual benefits and promises contained herein, the parties hereby amend said Agreement as set forth below.
FORM OF BROKER DEALER SELLING AGREEMENTBroker Dealer • December 20th, 2016 • NorthStar Real Estate Capital Income Fund • Colorado
THIS BROKER DEALER SELLING AGREEMENT (“Agreement”) made and entered into between ALPS Distributors, Inc. (“Distributor”), a Colorado corporation having its principal place of business at 1290 Broadway, Suite 1100, Denver, Colorado 80203, and ___________________________________, a _________________________ company having its principal place of business ________________________________________________________ (hereinafter “Broker/Dealer”).
ASMG & ASMXBroker Dealer • August 18th, 2015 • StepOne Personal Health, Inc. • Services-computer processing & data preparation • California
This agreement (the “Agreement”) is made as of August 15th, 2015, by and between StepOne Personal Health, Inc., 509 Sough Wall Avenue, Joplin, Missouri 64801 (“Company”) and Alternative Securities Market, LLC, a California Limited Liability Company organized under the State of California, with its principle place of business at 4050 Glencoe Avenue, Marina Del Rey, California 90292 (“Broker”).
BROKER DEALER SELLING AGREEMENTBroker Dealer • April 21st, 2008 • MTB Funds • Colorado
THIS BROKER DEALER SELLING AGREEMENT (“Agreement”) made and entered into between ALPS Distributors, Inc. (“ADI”), a Colorado corporation having its principal place of business at 1290 Broadway, Suite 1100, Denver, Colorado 80203, and , a company having its principal place of business (hereinafter “Broker/Dealer”).
BROKER DEALER MARKETING AND SERVICING AGREEMENT FOR VARIABLE LIFE POLICIESBroker Dealer • August 2nd, 2019 • Principal National Life Insurance Co Variable Life Separate Account • Iowa
This Broker Dealer Marketing and Servicing Agreement for Variable Life Policies (the “Agreement”) is effective this ______ day of ________________, 20__, by and among Principal Life Insurance Company (“Principal Life”) and Principal National Life Insurance Company (“Principal National”) (collectively “Insurer”) and Principal Securities, Inc.(“Distributor”), on the one hand, and ___________________ and its duly licensed insurance affiliates, if any, indicated on the signature page of this Agreement (collectively “Broker Dealer”), on the other hand. Distributor, Insurer and Broker Dealer are individually referred to as a “Party” and collectively, as the “Parties”
BROKER DEALER SELLING AGREEMENTBroker Dealer • September 23rd, 2015 • Clough Funds Trust • Colorado
THIS BROKER DEALER SELLING AGREEMENT (“Agreement”) made and entered into between ALPS Portfolio Solutions Distributor, Inc. (“APSD”), a Colorado corporation having its principal place of business at 1290 Broadway, Suite 1100, Denver, Colorado 80203, and _________, a _________ company having its principal place of business at ___________________ (hereinafter “Broker/Dealer”).
BROKER DEALER SELLING AGREEMENTBroker Dealer • May 15th, 2013 • Financial Investors Trust • Colorado
THIS BROKER DEALER SELLING AGREEMENT (“Agreement”) made and entered into between ALPS Distributors, Inc. (“ADI”), a Colorado corporation having its principal place of business at 1290 Broadway, Suite 1100, Denver, Colorado 80203, and , a company having its principal place of (hereinafter “Broker/Dealer”).
FORM OF BROKER-DEALER SELLING AGREEMENTBroker-Dealer • October 15th, 2020 • CION Ares Diversified Credit Fund • Colorado
THIS BROKER-DEALER SELLING AGREEMENT (“Agreement”) made and entered into between ALPS Distributors, Inc. (“Distributor”), a Colorado corporation having its principal place of business at 1290 Broadway, Suite 1100, Denver, Colorado 80203, and ___________________________________, a _________________________ having its principal place of business at ________________________________________________________ (hereinafter “Broker-Dealer”).
