INVESTMENT ADVISORY AGREEMENT Between NORTHERN LIGHTS FUND TRUST and PRINCETON FUND ADVISORS, LLCInvestment Advisory Agreement • May 28th, 2015 • Northern Lights Fund Trust • New York
Contract Type FiledMay 28th, 2015 Company JurisdictionAGREEMENT, made as of February 25, 2015 between Northern Lights Fund Trust, a Delaware statutory trust (the "Trust"), and Princeton Fund Advisors, LLC, a Delaware limited liability company (the "Adviser") located at 1125 17th Street, Suite 1400, Denver, CO 80202.
SUBADVISORY AGREEMENTSubadvisory Agreement • May 28th, 2015 • Northern Lights Fund Trust • Washington
Contract Type FiledMay 28th, 2015 Company JurisdictionTHIS AGREEMENT is made and entered into as of this 12th day of November, 2013, by and between GENESIS CAPITAL, LLC (the "Adviser"), a Washington limited liability company registered under the Investment Advisers Act of 1940, as amended (the “Advisers Act”) located at 7191 Wagner Way NW, Suite 302, Gig Harbor, WA 98335 and ANCHOR CAPITAL MANAGEMENT GROUP, Inc. (the “Subadviser”), a Corporation organized under the laws of California and also registered under the Advisers Act, located at 15 Enterprise, Suite 450, Aliso Viejo, California 92656, with respect to Anchor Alternative Income Fund (the “Fund”), a series of the NORTHERN LIGHTS FUND TRUST, a Delaware statutory trust (the “Trust”).
NORTHERN LIGHTS FUND TRUST OPERATING EXPENSES LIMITATION AND SECURITY AGREEMENT ASTOR MACRO ALTERNATIVE FUNDAnd Security Agreement • May 28th, 2015 • Northern Lights Fund Trust • New York
Contract Type FiledMay 28th, 2015 Company JurisdictionTHIS OPERATING EXPENSES LIMITATION AND SECURITY AGREEMENT (the “Agreement”) is effective as of February 25, 2015, by and between NORTHERN LIGHTS FUND TRUST, a Delaware statutory trust (the “Trust”), on behalf of Astor Macro Alternative Fund (the “Fund”) a series of the Trust, and the advisor of the Fund, Astor Investment Management, LLC (the “Advisor”).
SUBADVISORY AGREEMENTSubadvisory Agreement • May 28th, 2015 • Northern Lights Fund Trust • Delaware
Contract Type FiledMay 28th, 2015 Company JurisdictionTHIS SUBADVISORY AGREEMENT is made and entered into as of May 14, 2015, by and between Princeton Fund Advisors, LLC (the “Adviser”), a Delaware limited liability company located at 1125 17th Street, Suite 1400, Denver, CO 80202 and registered under the Investment Advisers Act of 1940, as amended (the “Advisers Act”), and AthenaInvest Advisors, LLC (the “Subadviser”), a Colorado limited liability company located at 5340 South Quebec Street, Suite 365-N, Greenwood Village, CO 80111 and also registered under the Advisers Act, with respect to the Athena Value Fund (the “Fund”), a series of the NORTHERN LIGHTS FUND TRUST, a Delaware statutory trust (the “Trust”).
NORTHERN LIGHTS FUND TRUST OPERATING EXPENSES LIMITATION AGREEMENT ATHENA VALUE FUNDTrust Operating Expenses Limitation Agreement • May 28th, 2015 • Northern Lights Fund Trust • New York
Contract Type FiledMay 28th, 2015 Company JurisdictionTHIS OPERATING EXPENSES LIMITATION AGREEMENT (the “Agreement”) is effective as of the 15th day of April, 2015 by and between NORTHERN LIGHTS FUND TRUST, a Delaware statutory trust (the “Trust”), on behalf of Athena Value Fund (the “Fund”) a series of the Trust, and the advisor of the Fund, Princeton Fund Advisors, LLC (the “Advisor”).