EXHIBIT 10.2 COMMONWEALTH BIOTECHNOLOGIES, INC. WARRANT AGREEMENT June 25, 1997 Anderson & Strudwick, Incorporated 1108 E. Main Street Richmond, Virginia 23219 Ladies and Gentlemen: Commonwealth Biotechnologies, Inc., a Virginia corporation (the...Commonwealth Biotechnologies Inc • July 21st, 1997 • Virginia
EXHIBIT 10.7 COMMONWEALTH BIOTECHNOLOGIES, INC. WARRANT AGREEMENT June 25, 1997 Robert B. Harris, Ph.D. 911 East Leigh Street, Suite G-19 Richmond, Virginia 23219 Dear Sir: Commonwealth Biotechnologies, Inc., a Virginia corporation (the "Company"),...Commonwealth Biotechnologies Inc • July 21st, 1997 • Virginia
COMMONWEALTH BIOTECHNOLOGIES, INC. (a Virginia corporation) 834,000 Shares of Common Stock ($6.00 per share) UNDERWRITING AGREEMENT July ___, 1997 Anderson & Strudwick, Incorporated 1108 E. Main Street Richmond, Virginia 23219 Ladies and Gentlemen:...Commonwealth Biotechnologies Inc • July 21st, 1997 • Virginia
EXHIBIT 10.1 COMMONWEALTH BIOTECHNOLOGIES, INC. (a Virginia corporation) $3,000,000 Subordinated Convertible Notes (Minimum purchase of $50,000) PLACEMENT AGREEMENT June 17, 1997 Anderson & Strudwick, Incorporated 1108 E. Main Street Richmond,...Commonwealth Biotechnologies Inc • July 21st, 1997 • Virginia
ESCROW AGREEMENTEscrow Agreement • July 21st, 1997 • Commonwealth Biotechnologies Inc • Virginia
EXHIBIT 10.8 EMPLOYMENT AGREEMENT EMPLOYMENT AGREEMENT made as of the 25th day of June, 1997, by and between COMMONWEALTH BIOTECHNOLOGIES, INC., a Virginia corporation (the "Employer"), and Richard J. Freer, Ph.D. (the "Executive"). In consideration...Employment Agreement • July 21st, 1997 • Commonwealth Biotechnologies Inc • Virginia
EXHIBIT 10.3 COMMONWEALTH BIOTECHNOLOGIES, INC. WARRANT AGREEMENT Anderson & Strudwick, Incorporated 1108 E. Main Street Richmond, Virginia 23219 Ladies and Gentlemen: Commonwealth Biotechnologies, Inc., a Virginia corporation (the "Company"), agrees...Warrant Agreement • July 21st, 1997 • Commonwealth Biotechnologies Inc • Virginia
EXHIBIT 10.5 COMMONWEALTH BIOTECHNOLOGIES, INC. WARRANT AGREEMENT June 25, 1997 Mr. Thomas R. Reynolds 911 East Leigh Street, Suite G-19 Richmond, Virginia 23219 Dear Sir: Commonwealth Biotechnologies, Inc., a Virginia corporation (the "Company"),...Commonwealth Biotechnologies Inc • July 21st, 1997 • Virginia
EXHIBIT 10.6 COMMONWEALTH BIOTECHNOLOGIES, INC. WARRANT AGREEMENT June 25, 1997 Mr. Gregory A. Buck 911 East Leigh Street, Suite G-19 Richmond, Virginia 23219 Dear Sir: Commonwealth Biotechnologies, Inc., a Virginia corporation (the "Company"), agrees...Warrant Agreement • July 21st, 1997 • Commonwealth Biotechnologies Inc • Virginia
EXHIBIT 10.11 EMPLOYMENT AGREEMENT EMPLOYMENT AGREEMENT made as of the 25th day of June, 1997, by and between COMMONWEALTH BIOTECHNOLOGIES, INC., a Virginia corporation (the "Employer"), and Robert B. Harris, Ph.D. (the "Executive"). In consideration...Employment Agreement • July 21st, 1997 • Commonwealth Biotechnologies Inc • Virginia
EXHIBIT 1.2 COMMONWEALTH BIOTECHNOLOGIES, INC. $3,000,000 Convertible Subordinated Notes SELECTED DEALER AGREEMENT Dear Sirs: 1. We have agreed to sell, as placement agent for the issuer on a best efforts all-or-none basis, 834,000 shares of Common...Commonwealth Biotechnologies Inc • July 21st, 1997 • Virginia
EXHIBIT 10.14 EXECUTIVE SEVERANCE AGREEMENT This Agreement ("Agreement") is entered into as of June 25, 1997 between Commonwealth Biotechnologies, Inc., a Virginia corporation (the "Company"), and Gregory A. Buck, Ph.D. (the "Executive"). 1. Purpose....Executive Severance Agreement • July 21st, 1997 • Commonwealth Biotechnologies Inc • Virginia
EXHIBIT 10.13 EXECUTIVE SEVERANCE AGREEMENT This Agreement ("Agreement") is entered into as of June 25, 1997 between Commonwealth Biotechnologies, Inc., a Virginia corporation (the "Company"), and Thomas R. Reynolds (the "Executive"). 1. Purpose. The...Executive Severance Agreement • July 21st, 1997 • Commonwealth Biotechnologies Inc • Virginia
No. _________ _______ Shares COMMONWEALTH BIOTECHNOLOGIES, INC. COMMON STOCK PURCHASE WARRANT THIS IS TO CERTIFY that ANDERSON & STRUDWICK, INCORPORATED or its assigns as permitted in that certain Warrant Agreement (the "Warrant Agreement") dated...Commonwealth Biotechnologies Inc • July 21st, 1997
THIS IS TO CERTIFY that ANDERSON & STRUDWICK, INCORPORATED or its assigns as permitted in that certain Warrant Agreement (the "Warrant Agreement") dated ___________, 1997 between the Company (as hereafter defined) and Anderson & Strudwick, Incorporated is entitled to purchase at any time or from time to time on or after ____________, 1998 until 5:00 p.m., Richmond, Virginia time on ___________, 2002, 83,400 shares of Common Stock of Commonwealth Biotechnologies, Inc., a Virginia corporation (the "Company"), for an exercise price per share as set forth in the Warrant Agreement referred to herein. This Warrant is issued pursuant to the Warrant Agreement, and all rights of the holder of this Warrant are further governed by, and subject to the terms and provisions of such Warrant Agreement, copies of which are available upon request to the Company. The holder of this Warrant and the shares issuable upon the exercise hereof shall be entitled to the benefits, rights and privileges and subjec
No. ___ _________ Shares COMMONWEALTH BIOTECHNOLOGIES, INC. COMMON STOCK PURCHASE WARRANT NEITHER THIS SECURITY NOR ANY SECURITY FOR WHICH IT MAY BE EXERCISED HAS BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE "SECURITIES ACT") OR...Commonwealth Biotechnologies Inc • July 21st, 1997
THIS IS TO CERTIFY that ____________________ or his assigns as permitted in that certain Warrant Agreement (the "Warrant Agreement") dated June 25, 1997 between the Company (as hereafter defined) and __________________ is entitled to purchase until 5:00 p.m., Richmond, Virginia time on June 25, 2007, ______ shares of Common Stock of Commonwealth Biotechnologies, Inc., a Virginia corporation (the "Company"), for an exercise price per share as set forth in the Warrant Agreement referred to herein. This Warrant is issued pursuant to the Warrant Agreement, and all rights of the holder of this Warrant are further governed by, and subject to the terms and provisions of such Warrant Agreement, copies of which are available upon request to the Company. The holder of this Warrant and the shares issuable upon the exercise hereof shall be entitled to the benefits, rights and privileges and subject to the obligations, duties and liabilities provided in the Warrant Agreement.
EXHIBIT 4.2 NEITHER THIS SECURITY NOR ANY SECURITY INTO WHICH IT MAY BE CONVERTED HAS BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE "SECURITIES ACT") OR APPLICABLE STATE SECURITIES LAWS. NEITHER THIS SECURITY NOR ANY SECURITY INTO...Commonwealth Biotechnologies Inc • July 21st, 1997 • Virginia
