FIRST TRUST ENERGY INCOME AND GROWTH FUND UP TO 2,800,000 COMMON SHARES OF BENEFICIAL INTEREST CAPITAL ON DEMAND(TM) SALES AGREEMENTFirst Trust Energy Income & Growth Fund • June 19th, 2017 • New York
Company FiledJune 19th, 2017 Jurisdiction
EXHIBIT 1.1 8,800,000 SHARES OF COMMON STOCK AND 2,200,000 WARRANTS TO PURCHASE COMMON STOCK OF CEL-SCI CORPORATION UNDERWRITING AGREEMENTCel Sci Corp • April 15th, 2014 • Biological products, (no disgnostic substances) • New York
Company FiledApril 15th, 2014 Industry Jurisdiction
FIRST TRUST ENERGY INCOME AND GROWTH FUND UP TO 2,000,000 COMMON SHARES OF BENEFICIAL INTEREST CAPITAL ON DEMAND(TM) SALES AGREEMENTFirst Trust Energy Income & Growth Fund • September 23rd, 2013 • New York
Company FiledSeptember 23rd, 2013 Jurisdiction
ROBECO-SAGE TRITON FUND, L.L.C. 909 THIRD AVENUE NEW YORK, NY 10022 Robeco Securities, L.L.C. 909 Third Avenue New York, NY 10022 Re: APPOINTMENT OF DISTRIBUTOR Ladies and Gentlemen: Pursuant to the terms of this agreement, amended and restated as of...Robeco Sage Triton Fund LLC • September 18th, 2008 • New York
Company FiledSeptember 18th, 2008 Jurisdiction
2,187,168,000 (approximate) J.P. MORGAN CHASE COMMERCIAL MORTGAGE SECURITIES TRUST 2007-CIBC20 Commercial Mortgage Pass-Through Certificates, Series 2007-CIBC20 Classes A-1, A-2, A-3, A-4, A-SB, A-1A, X-2, A-M & A-JJ.P. Morgan Chase Commercial Mortgage Securities Trust 2007-Cibc20 • October 16th, 2007 • Asset-backed securities
Company FiledOctober 16th, 2007 Industry
EXHIBIT 1 MORGAN STANLEY ABS CAPITAL I INC. MORTGAGE PASS-THROUGH CERTIFICATES Series 2007-NC4 UNDERWRITING AGREEMENTMorgan Stanley ABS Capital I Inc. Trust 2007-Nc4 • July 5th, 2007 • Asset-backed securities
Company FiledJuly 5th, 2007 Industry
Exhibit 1.1Pactiv Corp • June 25th, 2007 • Plastics, foil & coated paper bags • New York
Company FiledJune 25th, 2007 Industry Jurisdiction
MORGAN STANLEY HOME EQUITY LOAN TRUST 2007-2 MORTGAGE PASS-THROUGH CERTIFICATES Series 2007-2Morgan Stanley Home Equity Loan Trust 2007-2 • April 18th, 2007 • Asset-backed securities
Company FiledApril 18th, 2007 Industry
EXHIBIT 1 MORGAN STANLEY ABS CAPITAL I INC. MORTGAGE PASS-THROUGH CERTIFICATES Series 2006-HE8 UNDERWRITING AGREEMENTMorgan Stanley ABS Capital I Inc. Trust 2006-He8 • December 14th, 2006 • Asset-backed securities
Company FiledDecember 14th, 2006 Industry
1,943,542,000 (approximate)J.P. Morgan Chase Commercial Mortgage Securities Trust 2006-Cibc15 • July 5th, 2006 • Asset-backed securities
Company FiledJuly 5th, 2006 Industry
EXHIBIT 1.1 FORM OF UNDERWRITING AGREEMENT AMERICAN EXPRESS CREDIT ACCOUNT MASTER TRUST $[______] CLASS A SERIES 200[_]-[_] FLOATING RATE ASSET BACKED CERTIFICATES $[______] CLASS B SERIES 200[_]-[_] FLOATING RATE ASSET BACKED CERTIFICATESAmerican Express Receivables Financing Corp Iv LLC • June 16th, 2006 • Asset-backed securities • New York
Company FiledJune 16th, 2006 Industry Jurisdiction
CBIZ, INC.CBIZ, Inc. • May 30th, 2006 • Services-business services, nec
Company FiledMay 30th, 2006 Industry
New York, New York February 24, 2006 Morgan Stanley & Co. Incorporated, as Representative of the several Underwriters 1585 Broadway New York, New York 10036 Dear Sirs: Morgan Stanley Capital I Inc., a Delaware corporation (the "Company"), proposes to...Morgan Stanley Capital I Inc. Trust 2006-He1 • March 15th, 2006 • Asset-backed securities
Company FiledMarch 15th, 2006 Industry
Exhibit 1.1 2,500,000 Shares FORTUNET, INC. Common Stock, $0.001 par value UNDERWRITING AGREEMENTFortunet, Inc. • January 25th, 2006 • Miscellaneous manufacturing industries • New York
Company FiledJanuary 25th, 2006 Industry Jurisdiction
MORGAN STANLEY FORM OF UNDERWRITING AGREEMENTMorgan Stanley • January 11th, 2006 • Finance services • New York
Company FiledJanuary 11th, 2006 Industry Jurisdiction
EXHIBIT 1.1 14,000,000 SHARES COPA HOLDINGS, S.A. CLASS A COMMON STOCK, NO PAR VALUE FORM OF UNDERWRITING AGREEMENT December 14, 2005Copa Holdings, S.A. • December 13th, 2005 • Air transportation, scheduled • New York
Company FiledDecember 13th, 2005 Industry Jurisdiction
Rediff.com India Limited 3,026,480 American Depositary Shares Representing 1,513,240 Equity Shares UNDERWRITING AGREEMENT ----------------------Rediff Com India LTD • November 9th, 2005 • Newspapers: publishing or publishing & printing • New York
Company FiledNovember 9th, 2005 Industry Jurisdiction
COMMON STOCK FORM OF UNDERWRITING AGREEMENT dated , 2005Brookdale Senior Living Inc. • November 7th, 2005 • Services-nursing & personal care facilities • New York
Company FiledNovember 7th, 2005 Industry Jurisdiction
Common StockAkamai Technologies Inc • November 2nd, 2005 • Services-business services, nec • New York
Company FiledNovember 2nd, 2005 Industry Jurisdiction
Exhibit 1.1 2,500,000 Shares FORTUNET, INC. Common Stock, $0.001 par value UNDERWRITING AGREEMENTFortunet, Inc. • October 27th, 2005 • Miscellaneous manufacturing industries • New York
Company FiledOctober 27th, 2005 Industry Jurisdiction
EXHIBIT 10.14 ------------- MM2 GROUP, INC. PLACEMENT AGENT AGREEMENTWien Group Inc • October 26th, 2005 • Finance services • New Jersey
Company FiledOctober 26th, 2005 Industry Jurisdiction
EXECUTION SEQUOIA MORTGAGE TRUST 2005-4 Mortgage Pass-Through Certificates UNDERWRITING AGREEMENTSequoia Mortgage Trust 2005-4 • October 13th, 2005 • Asset-backed securities • New York
Company FiledOctober 13th, 2005 Industry Jurisdiction
HSI Asset Securitization Corporation $[_____________] (Approximate)Hsi Asset Securitization Corp • July 7th, 2005 • Asset-backed securities • New York
Company FiledJuly 7th, 2005 Industry Jurisdiction
Exhibit 1 _________ Shares of Common Stock (No Par Value, $0.50 Stated Value Per Share) UNDERWRITING AGREEMENTMainsource Financial Group • May 23rd, 2005 • State commercial banks • Missouri
Company FiledMay 23rd, 2005 Industry Jurisdiction
Exhibit 1.1 J.P. MORGAN SECURITIES INC. MAGELLAN HEALTH SERVICES, INC. 4,250,000 Shares of Ordinary Common Stock Underwriting Agreement ----------------------Magellan Health Services Inc • May 20th, 2005 • Services-hospitals • New York
Company FiledMay 20th, 2005 Industry Jurisdiction
May 17, 2005 LEHMAN BROTHERS INC. as the Representative of the several Underwriters named in Schedule 1 c/o Lehman Brothers Inc. 745 Seventh Avenue New York, New York 10019 Dear Sirs: Sunoco Logistics Partners L.P., a Delaware limited partnership (the...Sunoco Logistics Partners Lp • May 19th, 2005 • Pipe lines (no natural gas) • New York
Company FiledMay 19th, 2005 Industry Jurisdiction
dated as ofEfunds Corp • May 9th, 2005 • Services-business services, nec • Illinois
Company FiledMay 9th, 2005 Industry Jurisdiction
Common StockUnica Corp • May 4th, 2005 • Services-prepackaged software • New York
Company FiledMay 4th, 2005 Industry Jurisdiction
INVESTMENT ADVISORY AGREEMENT FOR THE NAVELLIER AGGRESSIVE MICRO CAP PORTFOLIONavellier Performance Funds • April 29th, 2005 • Nevada
Company FiledApril 29th, 2005 Jurisdiction
THE NAVELLIER MILLENNIUM FUNDS INVESTMENT ADVISORY AGREEMENT FOR THE NAVELLIER TOP 20 PORTFOLIONavellier Millennium Funds • April 29th, 2005 • Nevada
Company FiledApril 29th, 2005 Jurisdiction
PARTICIPATION AGREEMENT Among RUSSELL INSURANCE FUNDS, RUSSELL FUND DISTRIBUTORS, INC. and THE NORTHWESTERN MUTUAL LIFE INSURANCE COMPANYNML Variable Annuity Account B • April 28th, 2005 • Washington
Company FiledApril 28th, 2005 Jurisdiction
ETOTALSOURCE, INC. PLACEMENT AGENT AGREEMENTEtotalsource Inc • April 21st, 2005 • Services-prepackaged software • New Jersey
Company FiledApril 21st, 2005 Industry Jurisdiction
EXHIBIT H.1 AUCTION RATE SENIOR NOTES $[__________] SERIES C, DUE ________, 2045 ($25,000 DENOMINATIONS) TORTOISE ENERGY INFRASTRUCTURE CORPORATION UNDERWRITING AGREEMENTTortoise Energy Infrastructure Corp • April 1st, 2005 • New York
Company FiledApril 1st, 2005 Jurisdiction
COMMON STOCKBois D Arc Energy LLC • April 1st, 2005 • Crude petroleum & natural gas • Florida
Company FiledApril 1st, 2005 Industry Jurisdiction
Shares(1) RMR Preferred Dividend Fund Common Shares of Beneficial Interest ($0.001 Par Value) FORM OF EQUITY UNDERWRITING AGREEMENTRMR Preferred Dividend Fund • March 25th, 2005 • New York
Company FiledMarch 25th, 2005 Jurisdiction