0000910472-11-001056 Sample Contracts

INVESTMENT ADVISORY AGREEMENT Between NORTHERN LIGHTS FUND TRUST II and TWO OAKS INVESTMENT MANAGEMENT, LLC
Investment Advisory Agreement • June 28th, 2011 • Northern Lights Fund Trust Ii • New York

AGREEMENT, made as of May 17, 2011 between Northern Lights Fund Trust II, a Delaware statutory trust (the "Trust"), and Two Oaks Investment Management, LLC, a California limited liability company (the "Adviser"), located at 7110 North Fresno Street, Suite 450, Fresno, CA 93720 ..

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CUSTODY AGREEMENT
Custody Agreement • June 28th, 2011 • Northern Lights Fund Trust Ii • Minnesota

THIS AGREEMENT is made and entered into as of this __ day of June, 2011, by and between NORTHERN LIGHTS FUND TRUST II, a Delaware statutory trust (the “Trust”), and U.S. BANK NATIONAL ASSOCIATION, a national banking association organized and existing under the laws of the United States of America (the “Custodian”).

FORM OF UNDERWRITING AGREEMENT
Underwriting Agreement • June 28th, 2011 • Northern Lights Fund Trust Ii • Nebraska

THIS UNDERWRITING AGREEMENT made the 17th day of May 2011 by and between NORTHERN LIGHTS FUND TRUST II, a Delaware statutory trust, having its principal office and place of business at 4020 South 147th Street, Omaha, Nebraksa 68137 (the “Trust”), and NORTHERN LIGHTS DISTRIBUTORS, LLC, a Nebraska limited liability company having its principal office and place of business at 4020 South 147th Street, Omaha, Nebraska 68137 (“NLD”).

FUND SERVICES AGREEMENT between NORTHERN LIGHTS FUND TRUST II and
Fund Services Agreement • June 28th, 2011 • Northern Lights Fund Trust Ii • New York
SUBADVISORY AGREEMENT
Subadvisory Agreement • June 28th, 2011 • Northern Lights Fund Trust Ii • Delaware

THIS AGREEMENT is made and entered into as of the 17th day of May, 2011 by and between Ascentia Capital Partners, LLC (the “Adviser”), a Nevada limited liability company registered under the Investment Advisers Act of 1940, as amended (the “Advisers Act”), and Sage Capital Management, LLC, a Florida limited liability company organized under the laws of Florida (the “Subadviser”) and also registered under the Advisers Act, with respect to Alternative Strategies Mutual Fund (the “Fund”), a series of the NORTHERN LIGHTS FUND TRUST II, a Delaware statutory trust (the “Trust”).

CONSULTING AGREEMENT
Consulting Agreement • June 28th, 2011 • Northern Lights Fund Trust Ii • New York

This Consulting Agreement (the “Agreement”) is effective May 17, 2011, between NORTHERN LIGHTS COMPLIANCE SERVICES, LLC, a Nebraska limited liability company located at 450 Wireless Boulevard, Hauppauge, NY 11788 (“NLCS”), and NORTHERN LIGHTS FUND TRUST II, a registered investment company organized as a Delaware business trust, located at 4020 South 147th Street, Omaha, NE 68137 (the "Trust"), on behalf of each portfolio series listed on the attached Appendix A, as may be amended from time to time (each a “Fund” and collectively “Funds”).

FORM OF DISTRIBUTION PLAN PURSUANT TO RULE 12B-1 UNDER THE INVESTMENT COMPANY ACT OF 1940 NORTHERN LIGHTS FUND TRUST II On behalf of its series ALTERNATIVE STRATEGIES MUTUAL FUND
Northern Lights Fund Trust Ii • June 28th, 2011

DISTRIBUTION PLAN made as of May 17, 2011 by and between Northern Lights Fund Trust II (the "Trust") on behalf of its separate series, ALTERNATIVE STRATEGIES MUTUAL FUND, (the “Fund”) and the distributor for the Fund, Northern Lights Distributors, LLC (the “DISTRIBUTOR”).

AGREEMENT AND PLAN OF REORGANIZATION
Agreement and Plan of Reorganization • June 28th, 2011 • Northern Lights Fund Trust Ii • Delaware

THIS AGREEMENT AND PLAN OF REORGANIZATION (the “Agreement”) is made as of this 17th day of May, 2011, by and among Trust for Professional Managers (“TPM”), a Delaware statutory trust, with its principal place of business at 615 East Michigan Street, Milwaukee, WI 53202, with respect to the Alternative Strategies Mutual Fund, a separate series of TPM (the “Acquired Fund”), Northern Lights Fund Trust II (“Northern Lights II”), a Delaware statutory trust, with its principal place of business at 4020 South 147th Street, Omaha, NE 68137, with respect to the Alternative Strategies Mutual Fund, a separate series of Northern Lights II (the “Acquiring Fund” and, collectively with the Acquired Fund, the “Funds”) and Ascentia Capital Partners, LLC, the investment advisor to the Acquired Fund, located at 5485 Kietzke Lane, Reno, NV 89511.

FORM OF CONSULTING AGREEMENT
Form of Consulting Agreement • June 28th, 2011 • Northern Lights Fund Trust Ii • New York

This Consulting Agreement (the “Agreement”) is effective May 17, 2011, between NORTHERN LIGHTS COMPLIANCE SERVICES, LLC, a Nebraska limited liability company located at 450 Wireless Boulevard, Hauppauge, NY 11788 (“NLCS”), and NORTHERN LIGHTS FUND TRUST II, a registered investment company organized as a Delaware business trust, located at 4020 South 147th Street, Omaha, NE 68137 (the "Trust"), on behalf of each portfolio series listed on the attached Appendix A, as may be amended from time to time (each a “Fund” and collectively “Funds”).

NORTHERN LIGHTS FUND TRUST II OPERATING EXPENSES LIMITATION AGREEMENT
Operating Expenses Limitation Agreement • June 28th, 2011 • Northern Lights Fund Trust Ii • New York

THIS OPERATING EXPENSES LIMITATION AGREEMENT (the “Agreement”) is effective as of the 17th day of May, 2011, by and between NORTHERN LIGHTS FUND TRUST II, a Delaware statutory trust (the “Trust”), on behalf of Alternative Strategies Mutual Fund, (the “Fund”) a series of the Trust and the Advisor of such Fund, Ascentia Capital Partners, LLC (the “Advisor”).

FORM OF CUSTODY AGREEMENT
Form of Custody Agreement • June 28th, 2011 • Northern Lights Fund Trust Ii • New York

AGREEMENT, dated as of May 17, 2011 between Northern Lights Fund Trust II, a statutory trust organized and existing under the laws of the State of Delaware having its principal office and place of business at 4020 South 147th Street, Omaha, NE 68137 (the “Trust”) and The Bank of New York Mellon, a New York corporation authorized to do a banking business having its principal office and place of business at One Wall Street, New York, New York 10286 (“Custodian”).

NORTHERN LIGHTS FUND TRUST II OPERATING EXPENSES LIMITATION AGREEMENT
Expenses Limitation Agreement • June 28th, 2011 • Northern Lights Fund Trust Ii • New York

THIS OPERATING EXPENSES LIMITATION AGREEMENT (the “Agreement”) is effective as of the 17th day of May, 2011, by and between NORTHERN LIGHTS FUND TRUST II, a Delaware statutory trust (the “Trust”), on behalf of Two Oaks Diversified Growth and Income Fund, (the “Fund”) a series of the Trust and the Advisor of such Fund, Two Oaks Investment Management, LLC (the “Advisor”).

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