INVESTMENT ADVISORY AGREEMENT Between NORTHERN LIGHTS FUND TRUST and KERNS CAPITAL MANAGEMENT, INC.Investment Advisory Agreement • April 18th, 2008 • Northern Lights Fund Trust • New York
AGREEMENT, made as of March 18, 2008 between NORTHERN LIGHTS FUND TRUST, a Delaware statutory trust (the "Trust"), and KERNS CAPITAL MANAGEMENT, INC. (formerly MLK Capital Management, Inc.) , a Texas Corporation (the "Adviser") located at Galleria Financial Center, 5075 Westheimer, Suite 1177, Houston, Texas 77056.
NORTHERN LIGHTS FUND TRUST OPERATING EXPENSES LIMITATION AND SECURITY AGREEMENT FREE ENTERPRISE ACTION FUNDAnd Security Agreement • April 18th, 2008 • Northern Lights Fund Trust • New York
THIS OPERATING EXPENSES LIMITATION AND SECURITY AGREEMENT (the “Agreement”) is effective as of the 17TH day of March, 2008, by and between NORTHERN LIGHTS FUND TRUST, a Delaware business trust (the “Trust”), on behalf of FREE ENTERPRISE ACTION FUND (the “Fund”) a series of the Trust, and the advisor of the Fund, ACTION FUND MANAGEMENT, LLC (the “Advisor”).
SUBADVISORY AGREEMENTSubadvisory Agreement • April 18th, 2008 • Northern Lights Fund Trust • Delaware
THIS AGREEMENT is made and entered into as of the 1st day of May, 2008, by and between ARROW INVESTMENT ADVISORS, LLC (the “Adviser”), a Delaware limited liability company registered under the Investment Advisers Act of 1940, as amended (the “Advisers Act”), and DORSEY WRIGHT AND ASSOCIATES, INC., a corporation organized under the laws of the Commonwealth of Virginia (the “Subadviser”) and also registered under the Advisers Act, with respect to the Arrow DWA Tactical Fund (the “Fund”), a series of the NORTHERN LIGHTS FUND TRUST, a Delaware statutory trust (the “Trust”).
NORTHERN LIGHTS FUND TRUST OPERATING EXPENSES LIMITATION AGREEMENT KCM MACRO TRENDS FUNDFund Trust Operating Expenses Limitation Agreement • April 18th, 2008 • Northern Lights Fund Trust • New York
THIS OPERATING EXPENSES LIMITATION AGREEMENT (the “Agreement”) is effective as of the 18TH day of March, 2008, by and between NORTHERN LIGHTS FUND TRUST, a Delaware statutory trust (the “Trust”), on behalf of KCM MACRO TRENDS FUND (the “Fund”) a series of the Trust, and the advisor of the Fund, KERNS CAPITAL MANAGEMENT, INC. (formerly MLK Capital Management, Inc.) (the “Advisor”).
NORTHERN LIGHTS FUND TRUST OPERATING EXPENSES LIMITATION AGREEMENTTrust Operating Expenses Limitation Agreement • April 18th, 2008 • Northern Lights Fund Trust • New York
THIS OPERATING EXPENSES LIMITATION AGREEMENT (the “Agreement”) is effective as of the 17TH day of March, 2008, by and between NORTHERN LIGHTS FUND TRUST, a Delaware statutory trust (the “Trust”), on behalf of PathMaster Domestic Equity Fund & Wayne Hummer Large Cap Core Fund, (each a “Fund” and collectively the “Funds”) each a series of the Trust and the Advisor of such Funds, WAYNE HUMMER ASSET MANAGEMENT COMPANY (the “Advisor”).
