Common Contracts
4 similar Management Agreement contracts by Sprott Physical Gold & Silver Trust, Sprott Physical Gold Trust, Sprott Physical Platinum & Palladium Trust, Sprott Physical Silver Trust
MANAGEMENT AGREEMENTManagement Agreement • January 16th, 2018 • Sprott Physical Gold & Silver Trust • Commodity contracts brokers & dealers • Ontario
National Instrument 31-103 Registration Requirements and Exemptions requires SAM to disclose to investors whether any securities it recommends to investors to buy, sell or hold are securities issued by SAM, a related issuer or, during the distribution of the securities, a connected issuer of SAM. An issuer is related to SAM if, through the ownership of, or control over, voting securities or otherwise, the issuer is an influential securityholder of SAM, SAM is an influential securityholder of the issuer or if each of them is a related issuer of the same third party. An issuer is connected to SAM if it has a business relationship with SAM that, in connection with a distribution of securities of that issuer, may lead a reasonable prospective purchaser to question if the issuer and SAM are independent of each other.
MANAGEMENT AGREEMENTManagement Agreement • June 13th, 2012 • Sprott Physical Platinum & Palladium Trust • Commodity contracts brokers & dealers • Ontario
thereafter and, if possible, before making the next trade for or providing advice to the client, if there are any significant changes to this disclosure, the details of the relationship(s) and the policies and procedures adopted to minimize the potential for conflicts of interest resulting from such relationships. Sprott Private Wealth LP (“SPW”), a registrant, is related to SAM, by virtue of each of SAM and SPW having SI as a direct or indirect holder of 100% of the voting securities of each general partner of SAM and SPW.
MANAGEMENT AGREEMENTManagement Agreement • September 8th, 2010 • Sprott Physical Silver Trust • Gold and silver ores • Ontario
thereafter and, if possible, before making the next trade for or providing advice to the client, if there are any significant changes to this disclosure, the details of the relationship(s) and the policies and procedures adopted to minimize the potential for conflicts of interest resulting from such relationships. Sprott Private Wealth LP (“SPW”), a registrant, is related to SAM, by virtue of each of SAM and SPW having SI as a direct or indirect holder of 100% of the voting securities of each general partner of SAM and SPW.
MANAGEMENT AGREEMENTManagement Agreement • December 9th, 2009 • Sprott Physical Gold Trust • Ontario
thereafter and, if possible, before making the next trade for or providing advice to the client, if there are any significant changes to this disclosure, the details of the relationship(s) and the policies and procedures adopted to minimize the potential for conflicts of interest resulting from such relationships. Sprott Private Wealth LP (“SPW”), a registrant, is related to SAM, by virtue of each of SAM and SPW having SI as a direct or indirect holder of 100% of the voting securities of each general partner of SAM and SPW.
