TRUST AGREEMENTTrust Agreement • January 16th, 2018 • Sprott Physical Gold & Silver Trust • Commodity contracts brokers & dealers • Ontario
WHEREAS the Settlor wishes to establish a trust to be known as the “Sprott Physical Gold and Silver Trust” (the “Trust”) as a closed-end mutual fund trust within the meaning of the Income Tax Act (Canada) and to cause the units of the Trust to be listed for trading on the Toronto Stock Exchange and the NYSE Arca;
SPROTT PHYSICAL GOLD AND SILVER TRUST Trust Units Amended and Restated Sales AgreementSales Agreement • November 2nd, 2020 • Sprott Physical Gold & Silver Trust • Commodity contracts brokers & dealers • New York
Reference is made to the Controlled Equity OfferingSM Sales Agreement, dated March 1, 2019, including the Schedules thereto (the “Sales Agreement”), by and among Sprott Physical Gold and Silver Trust, a trust formed and organized under the laws of the Province of Ontario (the “Trust”), and managed by Sprott Asset Management LP, a limited partnership organized under the laws of the Province of Ontario (the “Manager”), Cantor Fitzgerald & Co. (“Cantor”) and Virtu Americas LLC (“Virtu” and together with Cantor, the “U.S. Agents”, and each a “U.S. Agent”), as amended by Amendment No. 1 thereto dated January 29, 2020 pursuant to which the Trust agreed to sell through the U.S Agents, as sales agents, units of the Trust. The Trust, the Manager, the U.S. Agents and Virtu ITG Canada Corp. (the “Canadian Agent” and together with the U.S. Agents, the “Agents”, and each an “Agent”) each confirm their agreement (this “Agreement”) that the Sales Agreement is amended and restated and superseded in it
MANAGEMENT AGREEMENTManagement Agreement • January 16th, 2018 • Sprott Physical Gold & Silver Trust • Commodity contracts brokers & dealers • Ontario
National Instrument 31-103 Registration Requirements and Exemptions requires SAM to disclose to investors whether any securities it recommends to investors to buy, sell or hold are securities issued by SAM, a related issuer or, during the distribution of the securities, a connected issuer of SAM. An issuer is related to SAM if, through the ownership of, or control over, voting securities or otherwise, the issuer is an influential securityholder of SAM, SAM is an influential securityholder of the issuer or if each of them is a related issuer of the same third party. An issuer is connected to SAM if it has a business relationship with SAM that, in connection with a distribution of securities of that issuer, may lead a reasonable prospective purchaser to question if the issuer and SAM are independent of each other.
April 11, 2019Sprott Physical Gold & Silver Trust • April 12th, 2019 • Commodity contracts brokers & dealers
SPROTT PHYSICAL GOLD AND SILVER TRUST 6-KSprott Physical Gold & Silver Trust • March 26th, 2024 • Commodity contracts brokers & dealers
Reference is made to Sprott Physical Gold and Silver Trust’s trust agreement between the settlor, the Manager and RBC Investor Services Trust dated October 26, 2017, as amended September 17, 2018 (collectively, the “Trust Agreement”). Capitalized terms used herein have the meanings given to the in the Trust Agreement.
May 8, 2019Sprott Physical Gold & Silver Trust • May 9th, 2019 • Commodity contracts brokers & dealers
Reference is made to Sprott Physical Gold and Silver Trust’s trust agreement dated October 26, 2017 as between the settlor, the Manager and RBC Investor Services Trust, as amended on September 17, 2018 (the “Trust Agreement”). Capitalized terms used herein have the meanings given to the in the Trust Agreement.
SPROTT PHYSICAL GOLD AND SILVER TRUST Amendment No. 1 to Controlled Equity OfferingSM Sales AgreementSales Agreement • January 29th, 2020 • Sprott Physical Gold & Silver Trust • Commodity contracts brokers & dealers • New York
SPROTT PHYSICAL GOLD & SILVER TRUST Amendment No. 1 to the Amended and Restated Sales AgreementSales Agreement • April 6th, 2023 • Sprott Physical Gold & Silver Trust • Commodity contracts brokers & dealers • New York
AMENDMENT NO. 1 TO THE TRUST AGREEMENT OF SPROTT PHYSICAL GOLD AND SILVER TRUSTThe Trust Agreement • September 26th, 2018 • Sprott Physical Gold & Silver Trust • Commodity contracts brokers & dealers • Ontario
WHEREAS Ahsan Ahmed, the original settlor of Sprott Physical Gold and Silver Trust (the “Trust”), the Manager and the Trustee for the Trust entered into a trust agreement dated October 26, 2017 (the “Trust Agreement”);
PRECIOUS METAL STORAGE AND CUSTODY AGREEMENT entered into on this 16th day of January, 2018.Precious Metal Storage and Custody Agreement • January 16th, 2018 • Sprott Physical Gold & Silver Trust • Commodity contracts brokers & dealers • Ontario
B E T W E E N: ROYAL CANADIAN MINT, a Crown corporation established by the Royal Canadian Mint Act (Canada), with its head office at 320 Sussex Drive, Ottawa, Ontario K1A 0G8
