SPROTT ASSET MANAGEMENT LP SPROTT PHYSICAL PLATINUM AND PALLADIUM TRUST AMENDED AND RESTATED TRUST AGREEMENT Dated as of June 6, 2012Trust Agreement • June 13th, 2012 • Sprott Physical Platinum & Palladium Trust • Commodity contracts brokers & dealers • Ontario
WHEREAS Sprott Physical Platinum and Palladium Trust (the “Trust”) is a closed-end mutual fund trust established under the laws of the Province of Ontario pursuant to a trust agreement dated as of December 23, 2011 (the “Original Trust Agreement”), the units of which will be listed for trading on the Toronto Stock Exchange and New York Stock Exchange Arca;
·] Units SPROTT PHYSICAL PLATINUM AND PALLADIUM TRUST UNITS UNDERWRITING AGREEMENTUnderwriting Agreement • November 30th, 2012 • Sprott Physical Platinum & Palladium Trust • Commodity contracts brokers & dealers • New York
This communication shall not constitute an offer to sell or the solicitation of any offer to buy, nor shall there be any sale of the securities in any state in which such offer, solicitation or sale would be unlawful prior to the registration or qualification under the securities laws of any such state.
SPROTT PHYSICAL PLATINUM AND PALLADIUM TRUST Trust Units Amended and Restated Sales AgreementSales Agreement • October 22nd, 2020 • Sprott Physical Platinum & Palladium Trust • Commodity contracts brokers & dealers • New York
Reference is made to the Controlled Equity OfferingSM Sales Agreement dated June 24, 2016, as amended by Amendment No. 1 thereto dated January 29, 2020, including the Schedules thereto (the “Sales Agreement”), by and among Sprott Physical Platinum and Palladium Trust, a trust formed and organized under the laws of the Province of Ontario (the “Trust”) and managed by Sprott Asset Management LP, a limited partnership organized under the laws of the Province of Ontario (the “Manager”), Cantor Fitzgerald & Co. and Virtu Americas LLC (“Virtu” and together with Cantor, the “U.S. Agents”), pursuant to which the Trust agreed to sell through the U.S. Agents, as sales agents, units of the Trust. The Trust, the Manager, the U.S. Agents and Virtu ITG Canada Corp. (the “Canadian Agent” and together with the U.S. Agents, the “Agents”), each confirm their agreement (this “Agreement”) that the Sales Agreement is amended, restated and superseded in its entirety as follows:
MANAGEMENT AGREEMENTManagement Agreement • June 13th, 2012 • Sprott Physical Platinum & Palladium Trust • Commodity contracts brokers & dealers • Ontario
thereafter and, if possible, before making the next trade for or providing advice to the client, if there are any significant changes to this disclosure, the details of the relationship(s) and the policies and procedures adopted to minimize the potential for conflicts of interest resulting from such relationships. Sprott Private Wealth LP (“SPW”), a registrant, is related to SAM, by virtue of each of SAM and SPW having SI as a direct or indirect holder of 100% of the voting securities of each general partner of SAM and SPW.
PRECIOUS METAL STORAGE AND CUSTODY AGREEMENT entered into on this 4th day of June, 2018.Precious Metal Storage and Custody Agreement • July 31st, 2018 • Sprott Physical Platinum & Palladium Trust • Commodity contracts brokers & dealers • Ontario
B E T W E E N: ROYAL CANADIAN MINT, a Crown corporation established by the Royal Canadian Mint Act (Canada), with its head office at 320 Sussex Drive, Ottawa, Ontario K1A 0G8 (hereinafter referred to as the "Mint")
VALUATION SERVICES AGREEMENTValuation Services Agreement • June 13th, 2012 • Sprott Physical Platinum & Palladium Trust • Commodity contracts brokers & dealers • Ontario
WHEREAS Sprott Physical Platinum and Palladium Trust (the “Trust”) is a closed-end mutual fund trust established under the laws of the Province of Ontario pursuant to a trust agreement dated as of December 23, 2011, as amended and restated as of June 6, 2012 (the “Trust Agreement”);
TRANSFER AGENT, REGISTRAR AND DISBURSING AGENT AGREEMENTRegistrar and Disbursing Agent Agreement • June 13th, 2012 • Sprott Physical Platinum & Palladium Trust • Commodity contracts brokers & dealers • Ontario
WHEREAS the Manager wishes to appoint Equity as transfer agent, registrar and disbursing agent of the Issuer and whereas Equity wishes to accept such appointments;
CONTRACT # LS2012- between ROYAL CANADIAN MINT and SPROTT ASSET MANAGEMENT LP FOR AND ON BEHALF OF SPROTT PHYSICAL PLATINUM AND PALLADIUM TRUST PLATINUM STORAGE AGREEMENTStorage Agreement • June 13th, 2012 • Sprott Physical Platinum & Palladium Trust • Commodity contracts brokers & dealers • Ontario
for and on behalf of Sprott Physical Platinum and Palladium Trust, a trust organized under the laws of the Province of Ontario
PRECIOUS METALS STORAGE AGREEMENT entered into and made effective as of March 29,2016. B E TWEEN: ROYAL CANADIAN MINT Ottawa, Ontario, Canada, a Body Corporate established by the Royal Canadian Mint Act, R.S.C. 1985, c.R-9. (hereinafter referred to as...Precious Metals Storage Agreement • March 30th, 2016 • Sprott Physical Platinum & Palladium Trust • Commodity contracts brokers & dealers • Ontario
ContractSales Agreement • January 29th, 2020 • Sprott Physical Platinum & Palladium Trust • Commodity contracts brokers & dealers • New York
SPROTT PHYSICAL PLATINUM AND PALLADIUM TRUST Amendment No. 1 to the Amended and Restated Sales AgreementSales Agreement • August 17th, 2022 • Sprott Physical Platinum & Palladium Trust • Commodity contracts brokers & dealers • New York
PRECIOUS METAL STORAGE AND CUSTODY AGREEMENT entered into on this4th day of June, 2018.Precious Metal Storage And • July 31st, 2018 • Sprott Physical Platinum & Palladium Trust • Commodity contracts brokers & dealers • Ontario
B E T W E E N: ROYAL CANADIAN MINT, a Crown corporation established by the Royal Canadian Mint Act (Canada), with its head office at 320 Sussex Drive, Ottawa, Ontario K1A 0G8 (hereinafter referred to as the "Mint")
