CONFORMED COPY European Joint Venture ("EJV") Summary of Principal Terms This memorandum dated as of June 15, 2000 between Deutsche Bank AG ("DB") and National Discount Brokers Group, Inc. ("NDB") (each, a "Party" and together, the "Parties") sets...Deutsche Bank Ag\ • June 27th, 2000 • Security brokers, dealers & flotation companies
BY AND AMONGAgreement and Plan of Merger • October 24th, 2000 • Deutsche Bank Ag\ • Security brokers, dealers & flotation companies • New York
CONFORMED COPY Worldwide Joint Venture ("WJV") Summary of Principal Terms This memorandum dated as of June 15, 2000 between Deutsche Bank AG ("DB") and National Discount Brokers Group, Inc. ("NDB") (each, a "Party" and together, the "Parties") sets...Deutsche Bank Ag\ • June 27th, 2000 • Security brokers, dealers & flotation companies
CONFORMED COPY REGISTRATION RIGHTS AGREEMENT dated as of June 15, 2000Registration Rights Agreement • June 27th, 2000 • Deutsche Bank Ag\ • Security brokers, dealers & flotation companies • New York
EXHIBIT 1 JOINT FILING AGREEMENT The undersigned hereby agree that Amendment No. 1 to the statement on Schedule 13D, dated December 21, 2004, with respect to the common stock, par value $.001 per share, of Pac-West Telecomm, Inc. is, and any further...Joint Filing Agreement • December 21st, 2004 • Deutsche Bank Ag\ • Telephone communications (no radiotelephone)
The undersigned hereby agree that Amendment No. 1 to the statement on Schedule 13D, dated December 21, 2004, with respect to the common stock, par value $.001 per share, of Pac-West Telecomm, Inc. is, and any further amendments thereto executed by each of us shall be, filed on behalf of each of us pursuant to and in accordance with the provisions of Rule 13d-1(k)(1) under the Securities and Exchange Act of 1934, as amended, and that this Agreement shall be included as an Exhibit to the Schedule 13D and each such amendment. Each of the undersigned agrees to be responsible for the timely filing of the Schedule 13D and any amendments thereto, and for the completeness and accuracy of the information concerning itself contained therein. This Agreement may be executed in any number of counterparts, all of which taken together shall constitute one and the same instrument.
CONFORMED COPY SECURITIES PURCHASE AGREEMENTSecurities Purchase Agreement • June 27th, 2000 • Deutsche Bank Ag\ • Security brokers, dealers & flotation companies • New York
Exhibit 1 Joint Filing Agreement and Consent The undersigned agrees that the Amendment to Schedule 13D executed by Deutsche Bank AG to which this statement is attached as an exhibit is filed on behalf of Deutsche Bank AG, DB U.S. Financial Markets...Joint Filing Agreement • October 12th, 2000 • Deutsche Bank Ag\ • Security brokers, dealers & flotation companies
The undersigned agrees that the Amendment to Schedule 13D executed by Deutsche Bank AG to which this statement is attached as an exhibit is filed on behalf of Deutsche Bank AG, DB U.S. Financial Markets Holding Corporation and Deutsche Acquisition Corp. pursuant to Rule 13d-1(k) under the Securities Exchange Act of 1934.
I. DEFINITIONSThe Agreement and Plan of Merger • October 24th, 2000 • Deutsche Bank Ag\ • Security brokers, dealers & flotation companies • New York
AFT October 23, 2000 [FORM OF RETENTION LETTER AGREEMENT FOR SENIOR NDB EXECUTIVES] [Date] [Employee Name and Address] Re: Your Employment Dear: In connection with the pending acquisition of National Discount Brokers Group, Inc. (the "Company") by...Deutsche Bank Ag\ • October 24th, 2000 • Security brokers, dealers & flotation companies • New York
RECITALS:Stockholder Tender Agreement • October 24th, 2000 • Deutsche Bank Ag\ • Security brokers, dealers & flotation companies • Delaware
VOTING TRUST AGREEMENTVoting Trust Agreement • April 28th, 2021 • Deutsche Bank Ag\ • New York
THIS VOTING TRUST AGREEMENT (this “Agreement”) is made and entered into effective for all purposes and in all respects as of April 19, 2021 by and between DB MUNICIPAL HOLDINGS LLC, a Delaware limited liability company, including its successors and assigns by operation of law (the “Purchaser”), and GLASS, LEWIS & CO., LLC, as trustee (in such capacity, the “Trustee” or any successor thereto) and as voting consultant (in such capacity, the “Voting Consultant” or any successor thereto).
BETWEENAgreement • October 17th, 1996 • Deutsche Bank Ag\ • Crude petroleum & natural gas
FINANCING LOAN FACILITY AGREEMENTFinancing Loan Facility Agreement • October 17th, 1996 • Deutsche Bank Ag\ • Crude petroleum & natural gas
and Marco Wolf, Baldernstrasse 18, 8134 Adliswil, Juerg Wyler, Schwoesterrain, 8714 Feldbach, (hereinafter called "W&W") Russ Oil & Technology S.A., 5 Boulevard Royal, L-2449 Luxembourg, with a share capital of SEK 300,000--., (hereinafter called "the...Agreement • October 17th, 1996 • Deutsche Bank Ag\ • Crude petroleum & natural gas
Exhibit 1 Joint Filing Agreement and Consent ---------------------------------- The undersigned agrees that the Amendment to Schedule 13D executed by Deutsche Bank AG to which this statement is attached as an exhibit is filed on behalf of Deutsche...Joint Filing Agreement • October 10th, 2000 • Deutsche Bank Ag\ • Security brokers, dealers & flotation companies
The undersigned agrees that the Amendment to Schedule 13D executed by Deutsche Bank AG to which this statement is attached as an exhibit is filed on behalf of Deutsche Bank AG and DB U.S. Financial Markets Holding Corporation pursuant to Rule 13d-1(k) under the Securities Exchange Act of 1934.
STOCKHOLDERS’ AGREEMENT OFStockholders’ Agreement • July 12th, 2013 • Deutsche Bank Ag\ • Pharmaceutical preparations • New York
THIS STOCKHOLDERS’ AGREEMENT, dated as of [ ], 2013 (this “Agreement”), by and among K-V Pharmaceutical Company, a Delaware corporation (the “Company”), each Investor, each Person who beneficially owns any shares of Common Stock as of the date hereof, each Person receiving any shares of Common Stock on the date hereof and each other Person who from time to time beneficially owns any shares of Common Stock and is deemed a party to this Agreement in accordance with the provisions herein and in the Certificate of Incorporation (collectively, the Investors and each such other Person, the “Holders,” and, individually, a “Holder”).
AMTP Shares Purchase Agreement Nuveen Municipal High Income Opportunity Fund and DB Municipal Holdings LLC June 9, 2022Shares Purchase Agreement • June 13th, 2022 • Deutsche Bank Ag\ • New York
AMTP SHARES PURCHASE AGREEMENT dated as of June 9, 2022, between NUVEEN MUNICIPAL HIGH INCOME OPPORTUNITY FUND, a closed-end fund organized as a Massachusetts business trust (the “Fund”), and DB MUNICIPAL HOLDINGS LLC, a Delaware limited liability company, including its successors by merger or operation of law, as acquirer of the AMTP Shares hereunder (“DB”).
JOINT FILING AGREEMENTJoint Filing Agreement • March 10th, 2005 • Deutsche Bank Ag\ • Retail-department stores
In accordance with Rule 13d-1(k) under the Securities Exchange Act of 1934, as amended, each of the persons named below agrees to the joint filing of a Statement on Schedule 13D (including amendments thereto) with respect to the Common Stock, par value $0.75, of Sears, Roebuck & Co., a New York corporation, and further agrees that this Joint Filing Agreement be included as an exhibit to such filings provided that, as contemplated by Section 13d-1(k)(ii), no person shall be responsible for the completeness or accuracy of the information concerning the other persons making the filing, unless such person knows or has reason to believe that such information is inaccurate. This Joint Filing Agreement may be executed in any number of counterparts, all of which together shall constitute one and the same instrument.
JOINT FILING AGREEMENTJoint Filing Agreement • April 26th, 2023 • Deutsche Bank Ag\
Pursuant to and in accordance with the Securities Exchange Act of 1934, as amended (the “Exchange Act”), and the rules and regulations thereunder, each party hereto hereby agrees to the joint filing, on behalf of each of them, of any filing required by such party under Section 13 or Section 16 of the Exchange Act or any rule or regulation thereunder (including any amendment, restatement, supplement, and/or exhibit thereto) with the Securities and Exchange Commission (and, if such security is registered on a national securities exchange, also with the exchange), and further agrees to the filing, furnishing, and/or incorporation by reference of this agreement as an exhibit thereto. This agreement shall remain in full force and effect until revoked by any party hereto in a signed writing provided to each other party hereto, and then only with respect to such revoking party.
JOINT FILING AGREEMENTJoint Filing Agreement • April 28th, 2021 • Deutsche Bank Ag\
Pursuant to and in accordance with the Securities Exchange Act of 1934, as amended (the “Exchange Act”), and the rules and regulations thereunder, each party hereto hereby agrees to the joint filing, on behalf of each of them, of any filing required by such party under Section 13 or Section 16 of the Exchange Act or any rule or regulation thereunder (including any amendment, restatement, supplement, and/or exhibit thereto) with the Securities and Exchange Commission (and, if such security is registered on a national securities exchange, also with the exchange), and further agrees to the filing, furnishing, and/or incorporation by reference of this agreement as an exhibit thereto. This agreement shall remain in full force and effect until revoked by any party hereto in a signed writing provided to each other party hereto, and then only with respect to such revoking party.
PLAN SUPPORT AGREEMENTPlan Support Agreement • July 12th, 2013 • Deutsche Bank Ag\ • Pharmaceutical preparations • New York
This PLAN SUPPORT AGREEMENT (together with each of the exhibits attached hereto which are expressly incorporated herein by reference, collectively, this “Agreement”), dated as of June 6, 2013, is entered into by and among: (a)(i) Capital Ventures International (“CVI”); (ii) (A) Greywolf Capital Overseas Master Fund, (B) Greywolf Capital Partners II LP, and (C) Greywolf Opportunities Fund LLC (“collectively, “Greywolf”), (iii) (A) Kingdon Associates, (B) Kingdon Credit Master Fund L.P., (C) Kingdon Family Partnership, L.P., and (D) M. Kingdon Offshore Master Fund L.P. (collectively, “Kingdon”), and (iv) Deutsche Bank Securities Inc. (“Deutsche Bank” together with CVI, Greywolf, and Kingdon, the “Investors”), and (b) (i) (A) Scoggin Capital Management II LLC, (B) Scoggin International Fund, Ltd., (C) Scoggin Worldwide Fund, Ltd., and (D) J. Goldman Master Fund, L.P. (collectively, “Scoggin”), (ii) (A) Farallon Capital Partners, LP, (B) Farallon Capital Institutional Partners, LP, (C) Far
CONVERTIBLE LOAN AGREEMENTConvertible Loan Agreement • October 17th, 1996 • Deutsche Bank Ag\ • Crude petroleum & natural gas
December 17, 2004 Pac-West Telecomm, Inc. 1776 W. March Lane, Suite 250 Stockton, California 95207 Re: Certain transactions contemplated by the Note and Warrant Purchase Agreement dated October 17, 2003 (as amended, restated, supplemented or otherwise...Deutsche Bank Ag\ • December 21st, 2004 • Telephone communications (no radiotelephone) • New York
JOINT FILING AGREEMENTJoint Filing Agreement • April 5th, 2023 • Deutsche Bank Ag\
Pursuant to and in accordance with the Securities Exchange Act of 1934, as amended (the “Exchange Act”), and the rules and regulations thereunder, each party hereto hereby agrees to the joint filing, on behalf of each of them, of any filing required by such party under Section 13 or Section 16 of the Exchange Act or any rule or regulation thereunder (including any amendment, restatement, supplement, and/or exhibit thereto) with the Securities and Exchange Commission (and, if such security is registered on a national securities exchange, also with the exchange), and further agrees to the filing, furnishing, and/or incorporation by reference of this agreement as an exhibit thereto. This agreement shall remain in full force and effect until revoked by any party hereto in a signed writing provided to each other party hereto, and then only with respect to such revoking party.
JOINT FILING AGREEMENTJoint Filing Agreement • June 13th, 2022 • Deutsche Bank Ag\
Pursuant to and in accordance with the Securities Exchange Act of 1934, as amended (the “Exchange Act”), and the rules and regulations thereunder, each party hereto hereby agrees to the joint filing, on behalf of each of them, of any filing required by such party under Section 13 or Section 16 of the Exchange Act or any rule or regulation thereunder (including any amendment, restatement, supplement, and/or exhibit thereto) with the Securities and Exchange Commission (and, if such security is registered on a national securities exchange, also with the exchange), and further agrees to the filing, furnishing, and/or incorporation by reference of this agreement as an exhibit thereto. This agreement shall remain in full force and effect until revoked by any party hereto in a signed writing provided to each other party hereto, and then only with respect to such revoking party.
SECOND AMENDED AND RESTATED STOCK PURCHASE AND BACKSTOP AGREEMENT by and among and The Investors listed on Appendix 1 hereto Dated as of June 6, 2013Stock Purchase and Backstop Agreement • July 12th, 2013 • Deutsche Bank Ag\ • Pharmaceutical preparations • New York
STOCKHOLDER AGREEMENTStockholder Agreement • June 27th, 2000 • Deutsche Bank Ag\ • Security brokers, dealers & flotation companies • New York
Share Purchase AgreementShare Purchase Agreement • July 12th, 2013 • Deutsche Bank Ag\ • Pharmaceutical preparations • New York
This Share Purchase Agreement (this “Agreement”) is dated as of the June 21, 2013, and is entered into by and among: (i) Capital Ventures International (“CVI”), (ii) (A) Greywolf Capital Overseas Master Fund, (B) Greywolf Capital Partners II LP, and (C) Greywolf Opportunities Fund LLC (“collectively, “Greywolf”), (iii) (A) Kingdon Associates, (B) Kingdon Credit Master Fund L.P., (C) Kingdon Family Partnership, L.P., and (D) M. Kingdon Offshore Master Fund L.P. (collectively, “Kingdon”), and (iv) Deutsche Bank Securities Inc. (“Deutsche Bank” together with CVI, Greywolf, and Kingdon, the “Investors”); Silver Point Finance, LLC, acting individually or through one or more of its affiliates or funds (the “Assignee”); and K-V Pharmaceutical Company (the “Company”). The Investors, the Assignee and the Company are collectively referred to herein as the “Parties” and individually as a “Party.” Capitalized terms used but not otherwise defined herein shall have the meanings given to them in the
