1 EXHIBIT (d)(3) SUB-ADVISORY AGREEMENT THIS AGREEMENT is made as of August 1, 2001, between LINDNER ASSET MANAGEMENT, INC., a Michigan corporation ("LAMI" or the "Adviser"), AND CASTLEARK MANAGEMENT, LLC, an Illinois limited liability company...Sub-Advisory Agreement • June 6th, 2001 • Lindner Investments • Massachusetts
EXHIBIT (g) CUSTODY AGREEMENT This AGREEMENT, dated as of August 7, 2002, between LINDNER INVESTMENTS, a Massachusetts business trust (the "Trust"), and U.S. BANK, N.A. a national banking association (the "Custodian"). The Trust desires that the...Custody Agreement • October 8th, 2002 • Lindner Investments • Ohio
EXHIBIT (d)(1) INVESTMENT MANAGEMENT AGREEMENT THIS AGREEMENT is made as of August 1, 2001, by and between LINDNER INVESTMENTS, a Massachusetts business trust (the "Trust"), with respect to its series of shares shown on Schedule A attached hereto, as...Investment Management Agreement • August 3rd, 2001 • Lindner Investments • Massachusetts
EXHIBIT (d)(2) SUB-ADVISORY CONTRACT THIS AGREEMENT is made as of August 1, 2001, between LINDNER ASSET MANAGEMENT, INC., a Michigan corporation ("LAMI" or the "Adviser"), and CASTLEARK MANAGEMENT, LLC, an Illinois limited liability company...Agreement • August 28th, 2001 • Lindner Investments • Illinois
EXHIBIT (h)(1) ADMINISTRATION AGREEMENT THIS AGREEMENT is made as of August 1, 2001, by and between LINDNER INVESTMENTS, a Massachusetts business trust (the "Trust"), and LINDNER ASSET MANAGEMENT, INC., a Michigan corporation ("Lindner Management")....Administration Agreement • August 3rd, 2001 • Lindner Investments • Massachusetts
GLOBAL CUSTODY AGREEMENT This AGREEMENT is effective September 1, 1998, and is between THE CHASE MANHATTAN BANK ("Bank") and LINDNER INVESTMENTS ("Customer"). 1. CUSTOMER ACCOUNTS. Bank, acting as "Securities Intermediary" (as defined in Section 15(g)...Global Custody Agreement • January 15th, 1999 • Lindner Investments • New York
1 EXHIBIT (h)(2) TRANSFER AGENT SERVICING AGREEMENT THIS AGREEMENT is made and entered into as of this 19th day of February, 2001, by and between Lindner Investments, a business trust organized under the laws of the Commonwealth of Massachusetts...Transfer Agent Servicing Agreement • June 6th, 2001 • Lindner Investments • Wisconsin
Exhibit (h)(6) FORM OF INDEMNIFICATION AGREEMENT This INDEMNIFICATION AGREEMENT is made this 14th day of October, 2003 ("Agreement"), by and between Lindner Investments, a Massachusetts business trust (the "Company"), and __________________________...Form of Indemnification Agreement • October 17th, 2003 • Lindner Investments • Massachusetts
EXHIBIT (d)(3) SUB-ADVISORY CONTRACT THIS AGREEMENT is made as of August 1, 2001, between LINDNER ASSET MANAGEMENT, INC., a Michigan corporation ("LAMI" or the "Adviser"), and CASTLEARK MANAGEMENT, LLC, an Illinois limited liability company...Sub-Advisory Contract • August 28th, 2001 • Lindner Investments • Illinois
Exhibit 9(e) SUB-TRANSFER AGENCY AGREEMENT This SUB-TRANSFER AGENCY AGREEMENT is made as of November 1, 1996, by and between RYBACK MANAGEMENT CORPORATION (the "Transfer Agent"), a Michigan corporation, having its principal office at 7711 Carondelet...Sub-Transfer Agency Agreement • January 27th, 1998 • Lindner Investments • Massachusetts
1 EXHIBIT (h)(1) ADMINISTRATION AGREEMENT THIS AGREEMENT is made as of ________, 2001, by and between LINDNER INVESTMENTS, a Massachusetts business trust (the "Trust"), and LINDNER ASSET MANAGEMENT, INC. ("Lindner Management"), a Michigan corporation....Administration Agreement • June 6th, 2001 • Lindner Investments • Massachusetts
EXHIBIT (h)(4) PROSPECT SERVICING AGREEMENT THIS AGREEMENT is made and entered into as of this 14th day of May, 2001, by and among Lindner Investments, a Massachusetts business trust (the "Trust"), Lindner Asset Management, Inc., a Michigan...Prospect Servicing Agreement • August 28th, 2001 • Lindner Investments • Wisconsin
ADVISORY AGREEMENT (Lindner Opportunities Fund) This ADVISORY AGREEMENT (the "Agreement") is made as of July 23, 1999, by and between LINDNER INVESTMENTS, a Massachusetts business trust (the "Trust"), and LINDNER ASSET MANAGEMENT, INC., a Michigan...Advisory Agreement • July 23rd, 1999 • Lindner Investments
EXHIBIT (e) DISTRIBUTION AGREEMENT THIS AGREEMENT is made and entered into as of August 1, 2001, by and among LINDNER INVESTMENTS, a Massachusetts business trust (the "Trust"), LINDNER ASSET MANAGEMENT, INC., a Michigan corporation (the "Adviser") and...Distribution Agreement • August 3rd, 2001 • Lindner Investments • Wisconsin
ADVISORY AND SERVICE CONTRACT BETWEEN LINDNER INVESTMENTS AND RYBACK MANAGEMENT CORPORATIONAdvisory and Service Contract • September 28th, 1995 • Lindner Investments • Missouri
EXHIBIT (h)(3) SUB-ADMINISTRATION SERVICING AGREEMENT THIS AGREEMENT is made and entered into as of this 14th day of May, 2001, by and between Lindner Asset Management, Inc., a Michigan corporation (the "Company"), and Firstar Mutual Fund Services,...Sub-Administration Servicing Agreement • August 28th, 2001 • Lindner Investments • Wisconsin
ADMINISTRATION AGREEMENT (Lindner Opportunities Fund) THIS AGREEMENT is made as of July 23, 1999, by and between LINDNER INVESTMENTS, a Massachusetts business trust (the "Trust"), acting on behalf of the Lindner Opportunities Fund (the "Fund"), and...Administration Agreement • July 23rd, 1999 • Lindner Investments • Massachusetts
GLOBAL CUSTODY AGREEMENT This AGREEMENT is effective September 8, 1993, and is between THE CHASE MANHATTAN BANK, N.A. (the "Bank") and Lindner Investments (the "Customer"). 1. Customer Accounts. The Bank agrees to establish and maintain the following...Global Custody Agreement • September 28th, 1995 • Lindner Investments • New York
EXHIBIT (e) DISTRIBUTION AGREEMENT THIS AGREEMENT is made and entered into as of this day of , 2001, by and among LINDNER INVESTMENTS, a Massachusetts business trust (the "Trust"), LINDNER ASSET MANAGEMENT, INC., a Michigan corporation (the "Adviser")...Distribution Agreement • June 6th, 2001 • Lindner Investments • Wisconsin
AGENCY AGREEMENT, as amendedAgency Agreement • September 28th, 1995 • Lindner Investments • Missouri
RECITALS:Sub-Advisory Contract • August 3rd, 2001 • Lindner Investments • Illinois
AMENDMENT NO. 1 TO ADVISORY AND SERVICE CONTRACTAdvisory and Service Contract • January 15th, 1999 • Lindner Investments
THIRD AMENDMENT TO AGENCY AGREEMENT This THIRD AMENDMENT TO AGENCY AGREEMENT (the "Amendment") is made as of December 1, 1998, between RYBACK MANAGEMENT CORPORATION, a Michigan corporation ("Ryback Management"), and LINDNER INVESTMENTS, a...Agency Agreement • January 15th, 1999 • Lindner Investments
TRANSFER AGENCY AGREEMENT (Lindner Opportunities Fund) This TRANSFER AGENCY AGREEMENT (the "Agreement") is made as of July 23, 1999, between LINDNER ASSET MANAGEMENT, INC., a Michigan corporation ("Lindner Management"), having its principal office and...Transfer Agency Agreement • July 23rd, 1999 • Lindner Investments • Michigan
Exhibit 13(e) SUBSCRIPTION AGREEMENT I hereby subscribe for one (1) share (the "Share") of the Lindner High-Yield Bond Fund (the "Fund") and agree to pay $10 for the Share. I represent and warrant to the Fund that I am purchasing the Share for...Subscription Agreement • September 29th, 1998 • Lindner Investments
EXHIBIT 5(h) ADVISORY AGREEMENT (Lindner High-Yield Bond Fund) This ADVISORY AGREEMENT (the "Agreement") is made as of April 6, 1998, by and between LINDNER INVESTMENTS, a Massachusetts business trust (the "Trust"), and RYBACK MANAGEMENT CORPORATION,...Advisory Agreement • April 7th, 1998 • Lindner Investments
ADVISORY AND SERVICE CONTRACT (Lindner Growth Fund, a Series of Lindner Investments) THIS ADVISORY AND SERVICE CONTRACT is entered into effective as of June 28, 1995, by and between LINDNER INVESTMENTS, a Massachusetts business trust (the "Trust"), on...Advisory and Service Contract • September 28th, 1995 • Lindner Investments • Missouri
PURCHASE AGREEMENT LINDNER INVESTMENTS, a Massachusetts business trust (the "Trust"), and ERIC E. RYBACK ("Ryback"), intending to be legally bound, hereby agree as follows: 1. In order to provide the Institutional Shares class of Lindner Dividend...Purchase Agreement • February 1st, 1996 • Lindner Investments
Exhibit (h)(5) ADDENDUM TO TRANSFER AGENT SERVICING AGREEMENT THIS ADDENDUM, dated as of July 24, 2002, modifies the Transfer Agent Servicing Agreement by and between U.S. BANCORP FUND SERVICES, LLC, a Wisconsin limited liability company (the...Transfer Agent Servicing Agreement • October 8th, 2002 • Lindner Investments
PURCHASE AGREEMENTPurchase Agreement • September 28th, 1995 • Lindner Investments
SUBSCRIPTION AGREEMENT I hereby subscribe for one (1) share of beneficial interest in the Lindner Opportunities Fund (the "Fund") and agree to pay $10 for such share. I represent and warrant to the Fund that I am purchasing the share for investment...Subscription Agreement • July 23rd, 1999 • Lindner Investments
EXHIBIT 9(d) TRANSFER AGENCY AGREEMENT (Lindner High-Yield Bond Fund) This TRANSFER AGENCY AGREEMENT (the "Agreement") is made as of April 6, 1998, between RYBACK MANAGEMENT CORPORATION, a Michigan corporation ("Ryback Management"), having its...Agency Agreement • April 7th, 1998 • Lindner Investments • Michigan
VALASSIS ENTERPRISES, INC.Subscription Agreement • October 15th, 1999 • Lindner Investments
WITNESSETH:Custody Agreement • September 28th, 1995 • Lindner Investments • Ohio
EXHIBIT (d)(2) SUB-ADVISORY CONTRACT (amended and restated as of September 30, 2002) This Sub-Advisory Contract (the "Agreement") is amended and restated as of September 30, 2002, between LINDNER ASSET MANAGEMENT, INC., a Michigan corporation ("LAMI"...Sub-Advisory Contract • October 8th, 2002 • Lindner Investments • Illinois
