AGREEMENT AND PLAN OF REORGANIZATION This Agreement and Plan of Reorganization dated as of January 10, 2009 (the "Agreement") is between each selling entity identified in Schedule A hereto (each a "Selling Corporation")(1), on behalf of each series...Agreement and Plan of Reorganization • December 29th, 2009 • Seligman Global Fund Series Inc • Minnesota
EXHIBIT 24(b)(8) CUSTODY AGREEMENT This Custody Agreement is dated May 1, 1996 between MORGAN STANLEY TRUST COMPANY, a New York State chartered trust company (the "Custodian"), and SELIGMAN HENDERSON GLOBAL FUND SERIES, INC., a Maryland corporation...Custody Agreement • November 20th, 1996 • Seligman Henderson Global Fund Series Inc • New York
SUBADVISORY AGREEMENT SUBADVISORY AGREEMENT, dated April 28, 1998 between J. & W. SELIGMAN & CO. INCORPORATED, a Delaware corporation (the "Manager") and HENDERSON INVESTMENT MANAGEMENT LIMITED (the "Subadviser"). WHEREAS, the Manager has entered into...Subadvisory Agreement • December 24th, 1998 • Seligman Henderson Global Fund Series Inc • New York
SELIGMAN GLOBAL FUND SERIES, INC.Purchase Agreement • November 30th, 2001 • Seligman Henderson Global Fund Series Inc
Exhibit 23.d MANAGEMENT AGREEMENT MANAGEMENT AGREEMENT, dated as of December 5, 2003, between SELIGMAN GLOBAL FUND SERIES, INC., a Maryland corporation (the "Corporation"), on behalf of each of the series listed on the Fee Schedule attached hereto...Management Agreement • December 31st, 2003 • Seligman Global Fund Series Inc • New York
SALES AGREEMENT covering shares of capital stock and/or shares of beneficial interest of THE SELIGMAN MUTUAL FUNDS Seligman Capital Fund, Inc. Seligman Common Stock Fund, Inc. Seligman Communications and Information Fund, Inc. Seligman Frontier Fund,...Sales Agreement • October 27th, 1995 • Seligman Henderson Global Fund Series Inc • New York
MANAGEMENT AGREEMENT MANAGEMENT AGREEMENT, dated as of March 19, 1992, between SELIGMAN INTERNATIONAL FUND SERIES, INC.*, a Maryland corporation (the "Corporation"), on behalf of Seligman International Fund* (the "Series") and any future series...Management Agreement • October 27th, 1995 • Seligman Henderson Global Fund Series Inc • New York
INVESTMENT LETTER SELIGMAN HENDERSON GLOBAL FUND SERIES, INC. Seligman Henderson Global Fund Series, Inc. (the "Fund"), an open-end diversified management investment company, and the undersigned ("Purchaser"), intending to be legally bound, hereby...Investment Letter • May 28th, 1999 • Seligman Henderson Global Fund Series Inc
DISTRIBUTING AGREEMENT DISTRIBUTING AGREEMENT, dated as of January 1, 1993, between SELIGMAN INTERNATIONAL FUND SERIES, INC.*, a Maryland corporation (the "Fund"), and SELIGMAN FINANCIAL SERVICES, INC., a Delaware corporation ("Seligman Financial...Distributing Agreement • October 27th, 1995 • Seligman Henderson Global Fund Series Inc • New York
WITNESSETH:Recordkeeping Agreement • February 27th, 1997 • Seligman Henderson Global Fund Series Inc • Missouri
INVESTMENT MANAGEMENT SERVICES AGREEMENTInvestment Management Services Agreement • March 2nd, 2009 • Seligman Global Fund Series Inc • Minnesota
This Agreement dated as of November 7, 2008 is by and between RiverSource Investments, LLC (the “Investment Manager”), a Minnesota limited liability company and Seligman Global Fund Series, Inc. (the “Registrant”), a Maryland corporation, on behalf of its underlying series listed in Schedule A (the term “Fund” or “Funds” is used to refer to either the Registrant or its underlying series, as context requires).
WMC - WMIL Sub-Advisory Agreement (Registered Investment Companies) -------------------------------------- ---------------------------------------------------------------------- AGREEMENT dated as of the 24th day of May, 2004, by and between...Advisory Agreement • December 30th, 2004 • Seligman Global Fund Series Inc • Massachusetts
-------------------------------------- ---------------------------------------------------------------------- AGREEMENT dated as of the 24th day of May, 2004, by and between Wellington Management Company, LLP (WMC), a Massachusetts limited liability partnership and Wellington Management International Limited (Affiliate), an English private limited company, with respect to the services provided by WMC to J. & W. Seligman & Company Incorporated ("Seligman") pursuant to (i) the Subadvisory Agreement dated December 5, 2003 with respect to Seligman Portfolios, Inc., and (ii) the Subadvisory Agreement dated December 5, 2003 with respect to Seligman Global Fund Series, Inc., in each case by and between Seligman and WMC (each a "WMC Subadvisory Agreement" and collectively, the "WMC Subadvisory Agreements").
INVESTMENT LETTER SELIGMAN HENDERSON GLOBAL FUND SERIES, INC. Seligman Henderson Global Fund Series, Inc. (the "Fund"), an open-end diversified management investment company, and the undersigned ("Purchaser"), intending to be legally bound, hereby...Seligman Henderson Global Fund Series Inc • February 27th, 1997
Exhibit 23.d.1 SUBADVISORY AGREEMENT SUBADVISORY AGREEMENT, dated December 5, 2003 between J. & W. SELIGMAN & CO. INCORPORATED, a Delaware corporation (the "Manager") and WELLINGTON MANAGEMENT COMPANY, LLP., a Massachusetts limited liability...Subadvisory Agreement • December 31st, 2003 • Seligman Global Fund Series Inc • New York
REV 4/02 [LOGO] S E L I G M A N 100 Park Avenue o New York, NY 10017 Sales Agreement ===================================================================== =========== Sales Agreement covering shares of capital stock and/or beneficial interest of THE...Seligman Henderson Global Fund Series Inc • February 28th, 2003 • New York
SUBADVISORY AGREEMENTSubadvisory Agreement • March 2nd, 2009 • Seligman Global Fund Series Inc • New York
WHEREAS, the Manager has entered into an Investment Management Services Agreement, dated as of the date hereof (the “Management Agreement”), with Seligman Global Fund Series, Inc. (the “Corporation”), an open-end management investment company registered under the Investment Company Act of 1940, as amended (the “1940 Act”), to render or contract to obtain assistance in rendering investment management services to the Corporation, and to administer the business and other affairs of the Corporation; and
Exhibit 99.d(1) INVESTMENT MANAGEMENT SERVICES AGREEMENT AMENDED AND RESTATED This Agreement dated as of November 7, 2008 amended and restated June 29, 2009 is by and between RiverSource Investments, LLC (the "Investment Manager"), a Minnesota limited...Investment Management Services Agreement • December 29th, 2009 • Seligman Global Fund Series Inc • Minnesota
Ex-24.(b)(13) (Form of Purchase Agreement) SELIGMAN INTERNATIONAL FUND SERIES, INC. Seligman International Fund Series, Inc. (the "Fund"), an open-end diversified management investment company, and the undersigned ("Purchaser"), intending to be...Seligman Henderson Global Fund Series Inc • February 27th, 1997
Exhibit 99(d)(3) REIMBURSEMENT OF CERTAIN FUND EXPENSES WAIVER/REIMBURSEMENT AGREEMENT WAIVER/REIMBURSEMENT AGREEMENT, dated as of March 1, 2007, between SELIGMAN GLOBAL FUND SERIES, INC., a Maryland corporation (the "Series"), on behalf of Seligman...Reimbursement Agreement • February 28th, 2007 • Seligman Global Fund Series Inc
Ex-24.(b)(13)(a) (Form of Purchase Agreement)Seligman Henderson Global Fund Series Inc • February 27th, 1997
GLOBAL CUSTODY AGREEMENT BETWEEN SELIGMAN GLOBAL FUND SERIES, INC. AND JPMORGAN CHASE BANK, N.A. May 8, 2007Global Custody Agreement • February 28th, 2008 • Seligman Global Fund Series Inc • New York
This Agreement,dated May 8, 2007, amends and restates the Custody Agreement dated May 1, 1996 between JPMORGAN CHASE BANK, N.A. (“Bank”), as successor by operation of law to Morgan Stanley Trust Company, with a place of business at 4 MetroTech Center, Brooklyn, NY, 11245; and each investment company listed on Schedule A hereto, as may be amended from time to time, incorporated herein by reference, (each a “Customer”) each having its place of business at 100 Park Avenue, New York, NY 10017.
MANAGEMENT AGREEMENT MANAGEMENT AGREEMENT, dated as of December 5, 2003, between SELIGMAN GLOBAL FUND SERIES, INC., a Maryland corporation (the "Corporation"), on behalf of each of the series listed on the Fee Schedule attached hereto (each, a...Management Agreement Management Agreement • December 30th, 2003 • Seligman Global Fund Series Inc
MANAGEMENT AGREEMENT MANAGEMENT AGREEMENT, dated as of December 5, 2003, between SELIGMAN GLOBAL FUND SERIES, INC., a Maryland corporation (the "Corporation"), on behalf of each of the series listed on the Fee Schedule attached hereto (each, a "Series") and J. & W. SELIGMAN & CO. INCORPORATED, a Delaware corporation (the "Manager"). WHEREAS, the Corporation is an open-end diversified management investment company registered under the Investment Company Act of 1940, as amended (the "1940 Act"); and WHEREAS, the Corporation desires to retain the Manager to render or contract to obtain as hereinafter provided investment management services to the Corporation, and to administer the business and other affairs of the Corporation and the Manager is willing to render such services; Now, therefore, in consideration of the mutual agreements herein made, the parties hereto agree as follows: 1. DUTIES OF THE MANAGER. The Manager shall subject to the control of the Board of Directors of the Corpora
SUBADVISORY AGREEMENT SUBADVISORY AGREEMENT, dated December 5, 2003 between J. & W. SELIGMAN & CO. INCORPORATED, a Delaware corporation (the "Manager") and WELLINGTON MANAGEMENT COMPANY, LLP., a Massachusetts limited liability partnership (the...Subadvisory Agreement Subadvisory Agreement • December 30th, 2003 • Seligman Global Fund Series Inc • New York
WAIVER/REIMBURSEMENT AGREEMENTWaiver/Reimbursement Agreement • March 2nd, 2009 • Seligman Global Fund Series Inc
WAIVER/REIMBURSEMENT AGREEMENT, dated as of March 2, 2009, between SELIGMAN GLOBAL FUND SERIES, INC., a Maryland corporation (the “Series”), on behalf of Seligman Emerging Markets Fund, Seligman Global Growth Fund and Seligman International Growth Fund (each, a “Fund”), and RIVERSOURCE INVESTMENTS, LLC, a Minnesota limited liability company (the “Manager”). The Manager hereby agrees to waive its management fee and/or reimburse each Fund’s “other expenses” to the extent set forth in the Series’ prospectuses included in the Series’ Registration Statement filed on or about March 2, 2009 with the Securities and Exchange Commission.
SUBADVISORY AGREEMENT SUBADVISORY AGREEMENT, dated as of March 19, 1992, between J. & W. SELIGMAN & CO. INCORPORATED, a Delaware corporation (the "Manager") and Seligman Henderson Co., a New York general partnership (the "Subadviser"). WHEREAS, the...Subadvisory Agreement • October 27th, 1995 • Seligman Henderson Global Fund Series Inc • New York
FORM OF INVESTMENT LETTERSeligman Henderson Global Fund Series Inc • April 29th, 2003
WAIVER/REIMBURSEMENT AGREEMENTWaiver/Reimbursement Agreement • February 28th, 2008 • Seligman Global Fund Series Inc
WAIVER/REIMBURSEMENT AGREEMENT, dated as of March 3, 2008, between SELIGMAN GLOBAL FUND SERIES, INC., a Maryland corporation (the “Series”), on behalf of Seligman Emerging Markets Fund, Seligman Global Growth Fund and Seligman International Growth Fund (each, a “Fund”) and J. & W. SELIGMAN & CO. INCORPORATED, a Delaware corporation (the “Manager”). The Manager hereby agrees to waive its management fee and/or reimburse each Fund’s “other expenses” to the extent set forth in the Series’ prospectuses included in the Series’ Registration Statement filed on or about February 28, 2008 with the Securities and Exchange Commission.
