SUBADVISORY AGREEMENTSubadvisory Agreement • February 9th, 2007 • Legg Mason Partners Small Cap Core Fund, Inc • New York
This SUBADVISORY AGREEMENT (“Agreement”) is made this 19th day of October, 2006, by and between Legg Mason Partners Fund Advisor, LLC, a Delaware limited liability company (the “Manager”), and Batterymarch Financial Management, Inc., a Maryland corporation (the “Subadviser”).
MANAGEMENT AGREEMENTManagement Agreement • February 9th, 2007 • Legg Mason Partners Small Cap Core Fund, Inc • New York
This MANAGEMENT AGREEMENT (“Agreement”) is made this 19th day of October, 2006, by and between Legg Mason Partners Small Cap Core Fund, Inc., a Maryland corporation (the “Fund”) and Legg Mason Partners Fund Advisor, LLC, a Delaware limited liability company (the “Manager”).
SMITH BARNEY SMALL CAP BLEND FUND, INC. FORM OF DISTRIBUTION AGREEMENT October 8, 1998 CFBDS, Inc. 21 Milk Street Boston, MA 02109 Dear Sirs: This is to confirm that, in consideration of the agreements hereinafter contained, the above-named investment...Distribution Agreement • February 22nd, 1999 • Smith Barney Disciplined Small Cap Fund Inc • New York
WITNESSETH:Master Custodian Agreement • April 26th, 2002 • Smith Barney Small Cap Core Fund Inc • Massachusetts
TRANSFER AGENCY AND SERVICES AGREEMENT AGREEMENT, dated as of October 1, 1999 by and between each of the investment companies listed on Schedule A hereto, as amended from time to time (each a "Fund" and collectively the "Funds") and each having its...Transfer Agency and Services Agreement • April 25th, 2001 • Smith Barney Disciplined Small Cap Fund Inc • New York
SUB -TRANSFER AGENCY AND SERVICES AGREEMENT AGREEMENT, dated as of October 1, 1999 between Smith Barney Private Trust Company ("Transfer Agent"), a New York corporation having its principal place of business at 388 Greenwich Street, New York, New York...Sub -Transfer Agency and Services Agreement • April 25th, 2001 • Smith Barney Disciplined Small Cap Fund Inc • New York
FORM OF TRANSFER AGENCY AND REGISTRAR AGREEMENT AGREEMENT, dated as of ___________, 1997 between Smith Barney Disciplined Small Cap Fund, Inc.., (the "Fund"), a corporation organized under the laws of Maryland and having its principal place of...Form of Transfer Agency and Registrar Agreement Agreement • June 17th, 1997 • Inefficient Market Fund Inc • New York
FORM OF TRANSFER AGENCY AND REGISTRAR AGREEMENT AGREEMENT, dated as of ___________, 1997 between Smith Barney Disciplined Small Cap Fund, Inc.., (the "Fund"), a corporation organized under the laws of Maryland and having its principal place of business at 388 Greenwich Street New York, NY 10013, and First Data Investor Services Group, Inc.Inc. (MA) (the "Transfer Agent"), a Massachusetts corporation with principal offices at One Exchange Place, 53 State Street, Boston, Massachusetts 02109. W I T N E S S E T H That for and in consideration of the mutual covenants and promises hereinafter set forth, the Fund and the Transfer Agent agree as follows: 1. Definitions. Whenever used in this Agreement, the following words and phrases, unless the context otherwise requires, shall have the following meanings: (a) "Articles of Incorporation" shall mean the Articles of Incorporation, Declaration of Trust, Partnership Agreement, or similar organizational document as the case may be, of the Fund as
FORM OF CUSTODIAN SERVICES AGREEMENT This Agreement is made as of , 1997 by and between Smith Barney Disciplined Small Cap Fund Inc., a Maryland corporation (the "Fund") and PNC BANK, NATIONAL ASSOCIATION, a national banking association ("PNC Bank")....Form of Custodian Services Agreement • June 17th, 1997 • Inefficient Market Fund Inc
FORM OF] DISTRIBUTION AGREEMENT AGREEMENT, made this [date] between, SMITH BARNEY DISCIPLINED SMALL CAP FUND, INC., a Maryland corporation (the "Investment Company"), and SMITH BARNEY INC., a Delaware corporation (the "Distributor" or "Smith Barney...Distribution Agreement • June 17th, 1997 • Inefficient Market Fund Inc
ADVISORY AGREEMENT This ADVISORY AGREEMENT ("Agreement") is made this 1st day of December, 2005, by and between Smith Barney Small Cap Core Fund, Inc., a Maryland Corporation (the "Corporation") and TIMCO Asset Management, Inc., a Connecticut...Advisory Agreement • April 28th, 2006 • Legg Mason Partners Small Cap Core Fund, Inc • New York
AMENDMENT TO DISTRIBUTION AGREEMENT December 1, 2005 Citigroup Global Markets Inc. 388 Greenwich Street New York, NY 10013 Dear Sirs: Reference is made to that certain distribution agreement (the "Agreement"), dated as of June 5, 2000, between Smith...Distribution Agreement • April 28th, 2006 • Legg Mason Partners Small Cap Core Fund, Inc
Legg Mason Partners Small Cap Core Fund Inc. SUBADVISORY AGREEMENT This SUBADVISORY AGREEMENT ("Agreement") is made this 1st day of August, 2006, by and between Legg Mason Partners Fund Advisor, LLC, a Delaware limited liability company (the...Subadvisory Agreement • March 1st, 2007 • Legg Mason Partners Small Cap Core Fund, Inc • New York
Legg Mason Partners Small Cap Core Fund Inc. This MANAGEMENT AGREEMENT ("Agreement") is made this 1st day of August, 2006, by and between Legg Mason Partners Small Cap Core Fund, Inc. (the "Fund") and Legg Mason Partners Fund Advisor, LLC, a Delaware...Management Agreement • March 1st, 2007 • Legg Mason Partners Small Cap Core Fund, Inc
AMENDED ADMINISTRATION AGREEMENT OF SMITH BARNEY DISCIPLINED SMALL CAP FUND, INC This Amended ADMINISTRATION AGREEMENT, made as of the 23rd day of June, 1997 between SMITH BARNEY DISCIPLINED SMALL CAP FUND, INC, a Maryland corporation (the "Fund"),...Administration Agreement • June 17th, 1997 • Inefficient Market Fund Inc
Legg Mason Partners Small Cap Core Fund Inc. SUBADVISORY AGREEMENT This SUBADVISORY AGREEMENT ("Agreement") is made this 19th day of October, 2006, by and between Legg Mason Partners Fund Advisor, LLC, a Delaware limited liability company (the...Subadvisory Agreement • March 1st, 2007 • Legg Mason Partners Small Cap Core Fund, Inc • New York
SMITH BARNEY DISCIPLINED SMALL CAP FUND, INC. INVESTMENT ADVISORY AGREEMENT AGREEMENT, made as of the 23rd day of June 1997 between SMITH BARNEY DISCIPLINED SMALL CAP FUND, INC., a Maryland Corporation, (the "Fund") and Travelers Investment Management...Investment Advisory Agreement • June 17th, 1997 • Inefficient Market Fund Inc • New York
