Gabelli Convertible & Income Securities Fund Inc Sample Contracts

CUSTODIAN CONTRACT Between THE GABELLI CONVERTIBLE SECURITIES FUND AND STATE STREET BANK AND TRUST COMPANY 2 TABLE OF CONTENTS
Gabelli Convertible Securities Fund Inc /De • May 9th, 1997
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between THE BANK OF NEW YORK as Auction Agent and ____________________________ as Broker-Dealer
Broker-Dealer Agreement • March 13th, 2003 • Gabelli Convertible & Income Securities Fund Inc • New York
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EX-99(k)(ii) THE GABELLI CONVERTIBLE AND INCOME SECURITIES FUND INC. _______________________________________________ AUCTION AGENCY AGREEMENT dated as of March __, 2003
Auction Agency Agreement • March 13th, 2003 • Gabelli Convertible & Income Securities Fund Inc • New York
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1 EXHIBIT(G) THE GABELLI SERIES FUNDS, INC. THE GABELLI CONVERTIBLE SECURITIES FUND 655 Third Avenue New York, New York 10017 Investment Advisory Contract
Gabelli Convertible Securities Fund Inc /De • May 9th, 1997
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Subscription Agent Agreement Between Gabelli Convertible and Income Securities Fund Inc. and Computershare Trust Company, N.A. and Computershare Inc.
Subscription Agent Agreement • September 4th, 2018 • Gabelli Convertible & Income Securities Fund Inc • New York

THIS SUBSCRIPTION AGENT AGREEMENT (the “Agreement”) is entered into as of this day of 2018 (the “Effective Date”) by and among Gabelli Convertible and Income Securities Fund Inc., a company organized and existing under the laws of the State of Maryland (the “Company”), and Computershare Trust Company, N.A., a national banking association (“Trust Company”), and Computershare Inc., a Delaware corporation (“Computershare” and, collectively with Trust Company, the “Agent”).

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ST&B DRAFT 04/21/97 [1,200,000] Shares THE GABELLI CONVERTIBLE SECURITIES FUND, INC. ___% Cumulative Preferred Stock Liquidation Preference $25 Per Share UNDERWRITING AGREEMENT
Underwriting Agreement • May 9th, 1997 • Gabelli Convertible Securities Fund Inc /De • New York
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Form of Fourth Amendment to Transfer Agency and Service Agreement
Agency and Service Agreement • April 16th, 2018 • Gabelli Convertible & Income Securities Fund Inc • Massachusetts

This Fourth Amendment (“Amendment”), effective as of , 2013 (“Effective Date”), is to the Transfer Agency and Service Agreement, as amended (the “Agreement”) dated January 1, 2011, by and among Computershare Inc., and its fully owned subsidiary Computershare Trust Company, N.A. (collectively, “Transfer Agent”) and each of the Gabelli Closed-End Investment Companies listed on Exhibit A attached to the Agreement (each, a “Company” and collectively the “Company”).

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Seventh Amendment to Transfer Agency and Service Agreement
Agency and Service Agreement • April 16th, 2018 • Gabelli Convertible & Income Securities Fund Inc • Massachusetts

This Seventh Amendment (“Amendment’’), effective as of May 10, 2016 (‘‘Effective Date’’), is to the Transfer Agency and Service Agreement, as amended (the “Agreement’’) dated January 1, 2011, by and among Computershare Inc., and its fully owned subsidiary Computershare Trust Company, N.A. (collectively, “Transfer Agent’’) and each of the Gabelli Closed-End Investment Companies listed on Exhibit A attached to the Agreement (each, a “Company” and collectively the “Company’’).

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Form of Fifth Amendment to Transfer Agency and Service Agreement
Agency and Service Agreement • April 16th, 2018 • Gabelli Convertible & Income Securities Fund Inc • Massachusetts

This Fifth Amendment (“Amendment”), effective as of , 2014 (“Effective Date”), is to the Transfer Agency and Service Agreement, as amended (the “Agreement”) dated January 1, 2011, by and among Computershare Inc., and its fully owned subsidiary Computershare Trust Company, N.A. (collectively, “Transfer Agent”) and each of the Gabelli Closed-End Investment Companies listed on Exhibit A attached to the Agreement (each, a “Company” and collectively the “Company”).

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The Gabelli Convertible and Income Securities Fund Inc. Shares of Common Stock Issuable Upon Exercise of Rights to Subscribe for such Shares DEALER MANAGER AGREEMENT
Dealer Manager Agreement • September 4th, 2018 • Gabelli Convertible & Income Securities Fund Inc • New York
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Exhibit 99(K)(ii) (Subscription Agent) SUBSCRIPTION AGENT AGREEMENT This Subscription Agent Agreement (the "Agreement") is made as of __________________, 200_ between [INSERT NAME OF COMPANY] (the " Company") and EquiServe Trust Company, N.A. as...
Subscription Agent Agreement • November 12th, 2002 • Gabelli Convertible & Income Securities Fund Inc • Massachusetts
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Form of Sixth Amendment to Transfer Agency and Service Agreement
Agency and Service Agreement • April 16th, 2018 • Gabelli Convertible & Income Securities Fund Inc • Massachusetts

This Sixth Amendment (“Amendment”), effective as of , 2016 (“Effective Date”), is to the Transfer Agency and Service Agreement, as amended (the “Agreement”) dated January 1, 2011, by and among Computershare Inc., and its fully owned subsidiary Computershare Trust Company, N.A. (collectively, “Transfer Agent”) and each of the Gabelli Closed-End Investment Companies listed on Exhibit A attached to the Agreement (each, a “Company” and collectively the “Company”).

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Form of First Amendment to Transfer Agency and Service Agreement
Agency and Service Agreement • April 16th, 2018 • Gabelli Convertible & Income Securities Fund Inc • Massachusetts

This First Amendment (“Amendment”), effective as of , 2012 (“Effective Date”), is to the Transfer Agency and Service Agreement (the “Agreement”) dated January 1, 2011, by and among Computershare Inc., formerly known as Computershare Shareholder Services, Inc., and its fully owned subsidiary Computershare Trust Company, N.A. (collectively, “Transfer Agent”) and each of the Gabelli Closed-End Investment Companies listed on Exhibit A attached to the Agreement (each, a “Company”).

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Form of Second Amendment to Transfer Agency and Service Agreement
Agency and Service Agreement • April 16th, 2018 • Gabelli Convertible & Income Securities Fund Inc • Massachusetts

This Second Amendment (“Amendment”), effective as of , 2012 (“Effective Date”), is to the Transfer Agency and Service Agreement (the “Agreement”) dated January 1, 2011, by and among Computershare Inc., formerly known as Computershare Shareholder Services, Inc., and its fully owned subsidiary Computershare Trust Company, N.A. (collectively, “Transfer Agent”) and each of the Gabelli Closed-End Investment Companies listed on Exhibit A attached to the Agreement (each, a “Company”).

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Transfer Agency and Service Agreement Among Each of the Gabelli Closed End Investment Companies Listed on Exhibit A Hereto Computershare Trust Company, N.A. and Computershare Inc.
Agreement • April 16th, 2018 • Gabelli Convertible & Income Securities Fund Inc • Massachusetts

AGREEMENT made as of the 1st day of January, 2011 by and among each of the Gabelli closed-end investment companies listed on Exhibit A, a corporation, having its principal office and place of business at One Corporate Center, Rye, NY 10580 (the “Company”), and Computershare Inc., a Delaware corporation, and its fully owned subsidiary Computershare Trust Company, N.A., a federally chartered trust company, having its principal office and place of business at 250 Royall Street, Canton, Massachusetts 02021 (collectively, the “Transfer Agent” or individually, “Computershare” and the “Trust Company”, respectively).

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Eighth Amendment to Transfer Agency and Service Agreement
Agency and Service Agreement • April 16th, 2018 • Gabelli Convertible & Income Securities Fund Inc • Massachusetts

This Eighth Amendment (“Amendment’’), effective as of May 31, 2016 (‘‘Effective Date’’), is to the Transfer Agency and Service Agreement, as amended (the “Agreement’’) dated January 1, 2011, by and among Computershare Inc., and its fully owned subsidiary Computershare Trust Company, N.A. (collectively, “Transfer Agent’’) and each of the Gabelli Closed-End Investment Companies listed on Exhibit A attached to the Agreement (each, a “Company” and collectively the “Company’’).

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Form of Third Amendment to Transfer Agency and Service Agreement
Agency and Service Agreement • April 16th, 2018 • Gabelli Convertible & Income Securities Fund Inc • Massachusetts

This Third Amendment (“Amendment”), effective as of , 2013 (“Effective Date”), is to the Transfer Agency and Service Agreement, as amended (the “Agreement”) dated January 1, 2011, by and among Computershare Inc., and its fully owned subsidiary Computershare Trust Company, N.A. (collectively, “Transfer Agent”) and each of the Gabelli Closed-End Investment Companies listed on Exhibit A attached to the Agreement (each, a “Company”).

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Eleventh Amendment to Transfer Agency and Service Agreement
Transfer Agency and Service Agreement • April 16th, 2018 • Gabelli Convertible & Income Securities Fund Inc • Massachusetts

This Eleventh Amendment (“Amendment”), effective as of September 26, 2017 (“Effective Date”), is to the Transfer Agency and Service Agreement, as amended (the “Agreement”) dated January 1, 2011, by and among Computershare Inc., and its fully owned subsidiary Computershare Trust Company, N.A. (collectively, “Transfer Agent”) and each of the Gabelli Closed-End Investment Companies listed on Exhibit A attached to the Agreement (each, a “Company” and collectively the “Company”).

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Tenth Amendment to Transfer Agency and Service Agreement
Transfer Agency and Service Agreement • April 16th, 2018 • Gabelli Convertible & Income Securities Fund Inc • Massachusetts

This Tenth Amendment (“Amendment’’), effective as of September , 2017 (‘‘Effective Date’’), is to the Transfer Agency and Service Agreement, as amended (the “Agreement’’) dated January 1, 2011, by and among Computershare Inc., and its fully owned subsidiary Computershare Trust Company, N.A. (collectively, “Transfer Agent’’) and each of the Gabelli Closed-End Investment Companies listed on Exhibit A attached to the Agreement (each, a “Company” and collectively the “Company’’).

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Transfer Agency and Service Agreement Among Each of the Gabelli Closed End Investment Companies Listed on Exhibit A Hereto and EquiServe Trust Company, N.A. and EquiServe, Inc. EXHIBIT A
Agency and Service Agreement • November 12th, 2002 • Gabelli Convertible & Income Securities Fund Inc • Massachusetts
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Ninth Amendment to Transfer Agency and Service Agreement
Transfer Agency and Service Agreement • April 16th, 2018 • Gabelli Convertible & Income Securities Fund Inc • Massachusetts

This Ninth Amendment (“Amendment’’), effective as of July 1, 2016 (‘‘Effective Date’’), is to the Transfer Agency and Service Agreement, as amended (the “Agreement’’) dated January 1, 2011, by and among Computershare Inc., and its fully owned subsidiary Computershare Trust Company, N.A. (collectively, ”Transfer Agent’’) and each of the Gabelli Closed-End Investment Companies listed on Exhibit A attached to the Agreement (each, a “Company” and collectively the “Company’’).

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August 1, 2018 The Gabelli Convertible and Income Securities Fund Inc. One Corporate Center Rye, NY 10580-1422
Gabelli Convertible & Income Securities Fund Inc • September 4th, 2018

This letter will serve as the agreement under which you will retain Morrow Sodali LLC (“Morrow” or “us”) to perform search and distribution services in connection with the Rights Offering by The Gabelli Convertible and Income Securities Fund Inc. to holders of the Fund’s existing Common Shares (“the Offer”).

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